Learning objectives
On completion of this chapter, you should be able to:
The information presented in a computed tomography (CT) image differs from a conventional radiographic image because it shows cross-sectional (transaxial) views of patient anatomy. In addition, CT produces 3D images that are computer generated (digital image after processing) with the use of the transaxial dataset (Fig. 3.1). Other significant differences in CT imaging are detailed in the following chapters. This chapter presents the physical principles of CT, a review of conventional tomography, and the limitations of radiography, which are helpful in understanding the CT image.
In both radiography and tomography, x-rays pass through the patient and are absorbed in different ways by the body’s tissues. For example, because bone is denser, it absorbs more x-rays than less dense soft tissues. This differential absorption is contained in the x-ray beam that passes through the patient and is recorded on radiographic film or a radiographic digital detector, such as a computed radiography imaging plate, for example.
The major shortcoming of radiography is the superimposition of all structures on the film, which makes it difficult and sometimes impossible to distinguish a particular detail (Fig. 3.2). This is especially true when structures differ only slightly in density, as is often the case with some tumors and their surrounding tissues. Although multiple views such as laterals and obliques can be taken to localize a structure, the problem of superimposition in radiography still persists.
A second limitation is that radiography is a qualitative rather than quantitative process (Fig. 3.3). It is difficult to distinguish between a homogeneous object of nonuniform thickness and a heterogeneous object (see Fig. 3.3) (includes bone, soft tissue, and air) of uniform thickness (Marshall, 1976).
The problem of superimposition in radiography can be somewhat overcome by conventional tomography (Bocage, 1974; Vallebona, 1931). The most common method of conventional tomography is sometimes referred to as geometric tomography to distinguish it from CT (Fig. 3.4). When the x-ray tube and film are moved simultaneously in opposite directions, unwanted sections can be blurred while the desired layer or section is kept in focus.
The immediate goal of tomography is to eliminate structures above and below the focused section, or the focal plane. However, this is difficult to achieve, and under no circumstances can all unwanted planes be removed. The limitations of tomography include persistent image blurring that cannot be completely removed, degradation of image contrast because of the presence of scattered radiation created by the open geometry of the x-ray beam, and other problems resulting from film-screen combinations.
In addition, both radiography and tomography fail to adequately demonstrate slight differences in subject contrast, which are characteristic of soft tissue. The differences for soft tissues such as human fat, water, human cerebrospinal fluid, human plasma, monkey pancreas, monkey white matter, monkey gray matter, monkey liver, monkey muscle, and human red blood cells are 0.194, 0.222, 0.227, 0.227, 0.230, 0.230, 0.235, 0.236, 0.238, and 0.246, respectively (Ter-Pogossian et al., 1974). Radiographic film is not sensitive enough to resolve these small differences because typical film-screen combinations used today can only discriminate x-ray intensity differences of 5% to 10%.
The limitations of radiography and tomography result in the inability of film to image very small differences in tissue contrast. In addition, contrast cannot be adjusted after it has been recorded on the film. Digital imaging modalities such as CT, for example, can alter the contrast to suit the needs of the human observer (radiologists and technologists) by use of various digital image postprocessing techniques (see Chapter 2).
The goal of CT is to overcome the limitations of radiography and tomography by achieving the following (Hounsfield, 1973):
The basic methodological approach to these three tasks is shown in Fig. 3.5. A few important points can be noted from this figure, as follows:
CT can be described in terms of physical principles and technological considerations. The physical principles involve physics and mathematical concepts to understand the way the image is produced, and the technological considerations involve the practical implementation of scientific and engineering principles such as computer science and technology. The physical principles and technology of CT include the three processes referred to in Chapter 1: data acquisition; data processing; and image display, storage, and communication. This section discusses each process in basic terms; they are described in more detail in later chapters.
Data acquisition refers to the systematic collection of information from the patient to produce the CT image. The two methods of data acquisition are slice-by-slice data acquisition and volume data acquisition (Fig. 3.6).
In conventional slice-by-slice data acquisition, data are collected through different beam geometries to scan the patient. Essentially, the x-ray tube rotates around the patient and collects data from the first slice. The tube stops, and the patient moves into position to scan the next slice. This process continues until all slices have been individually scanned.
In volume data acquisition, a special beam geometry referred to as spiral or helical geometry is used to scan a volume of tissue rather than one slice at a time (see Fig. 3.6). In spiral/helical CT, the x-ray tube rotates around the patient and traces a spiral/helical path to scan an entire volume of tissue while the patient holds a single breath. This method generates a single slice per one revolution of the x-ray tube and is often referred to as a single-slice spiral/helical CT (SSCT). To improve the volume coverage speed performance of SSCT, multislice spiral/helical CT (MSCT) has become available for faster imaging of patients. MSCT scanners generate multiple slices per one revolution of the x-ray tube. For example, MSCT scanners can now generate 4, 8, 16, 32, 40, 64, or 320 slices per revolution of the x-ray tube. Additionally, in 2007, an MSCT scanner that can produce 320 slices per revolution of the x-ray tube became commercially available. Furthermore, Dual Source (two x-ray tubes) CT scanners are now available in clinical CT practice. The 320-slice dynamic volume scanner and Dual Source CT scanner are described in Chapter 13.
The first step in data acquisition is scanning (Fig. 3.7). During scanning, the x-ray tube and detectors rotate around the patient to collect views (intensity readings). The detectors measure the radiation transmitted through the patient from various locations. As a result, relative transmission values (Hounsfield, 1973) or attenuation measurements (Sprawls, 1995) can be calculated as follows:

The relative transmission values are sent to the computer and stored as raw data.
A large number of transmission measurements are needed to reconstruct the CT image. In general, several hundred views are obtained. Each view is composed of a number of rays, and the total transmission measurements for each scan are given by the following relationship (Sprawls, 1995):

The problem with CT is determining the attenuation in the tissues and using this information to reconstruct an image of the slice of tissue. The solution to this problem is complex and involves physics, mathematics, and computer science. This book takes a fundamental approach to the problem and its solution. The study begins with an understanding of attenuation of radiation in general and attenuation in CT in particular.
Attenuation is the reduction of the intensity of a beam of radiation as it passes through an object—some photons are absorbed, but others are scattered. Attenuation depends on the electrons per gram, atomic number, tissue density, and radiation energy used. In addition, because there are two types of radiation beams (homogeneous and heterogeneous), a study of how each of these beams is attenuated is important to understand the problem in CT. Attenuation in CT depends on the effective atomic density (atoms/volume), the atomic number (Z) of the absorber, and the photon energy.
In a homogeneous beam, all the photons have the same energy, whereas in a heterogeneous beam the photons have different energies. A homogeneous beam is also referred to as a monochromatic or monoenergetic beam, and a heterogeneous beam is referred to as a polychromatic beam.
When Hounsfield invented the CT scanner, he used a homogeneous beam (Fig. 3.8) in his initial experiments because such a beam satisfies the requirements of the Beer’s law (also referred to as Beer-Lambert Law or Lambert-Beer Law) an exponential relationship that describes what happens to the photons as they travel through the tissues according to the following attenuation:

where I is the transmitted intensity, I0 is the original intensity, x is the thickness of the object, e is Euler’s constant (2.718), and μ is the linear attenuation coefficient.
The goal of CT is to calculate the linear attenuation coefficient (μ), which indicates the amount of attenuation that has occurred. Therefore it is a quantitative measurement with a unit of per centimeter (cm−1), hence the term linear (Kalender, 2005).
The equation

where ln is the natural logarithm. In CT, the values of I and I0 are known (these are measured by the detectors), and x is also known. Hence μ can be calculated.
Figure 3.8 shows the attenuation of a homogeneous beam of radiation. Each section of the absorber attenuates the beam by equal amounts; that is, each 1-cm section removes 20% of the photons remaining in the beam. The initial beam intensity of 1000 photons is reduced to 410 photons; in other words, the quantity of photons is reduced. In a homogeneous beam the quality of the beam, or beam energy, does not change. If the starting beam energy is 88 kiloelectron volts (keV), the transmitted photons all have an energy of 88 keV.
In the early experiments conducted by Hounsfield, the radiation was from a gamma source and the attenuation was that of a homogeneous beam. One problem he encountered was that it took too long to scan and produce an image, and therefore he substituted a beam produced by a conventional x-ray tube. This beam is a heterogeneous beam of radiation that consists of a range of energies. The attenuation of a heterogeneous or polychromatic beam is somewhat different from that of a homogeneous beam; therefore, Hounsfield had to make several assumptions and adjustments to determine the linear attenuation coefficients.
During the attenuation of a heterogeneous beam (Fig. 3.9), as the beam passes through equal thicknesses of material, the attenuation is not exponential; rather both the quantity and quality of the photons change. In Figure 3.9, the initial quantity of photons is 1000 with a mean beam quality (energy) of 40 kilovolts (kV). Each block of water removes different quantities of photons, and the mean energy of the transmitted photons increases to 57 kV. The first centimeter of water attenuates more photons than subsequent 1-cm blocks of water. Also, the lower energy photons are absorbed, which allows the higher energy photons to pass through. As a result, the penetrating power of the photons increases and the beam becomes harder.
The equation
It was stated earlier that attenuation is the result of absorption and scattering. X rays can be attenuated because of the photoelectric effect, or they can be attenuated and scattered by the Compton effect. The total attenuation is then given by the following:

where μp is the linear attenuation coefficient that results from photoelectric absorption, and μc is the linear attenuation coefficient that results from the Compton effect.
The photoelectric effect occurs mainly in tissues with a high atomic number, Z (such as bone and contrast medium), and occurs minimally in some soft tissues and substances with a lower Z. The Compton effect occurs in soft tissues, and differences in density result in differences in Compton interactions. In addition, the photoelectric effect depends on the beam energy (kVs); however, the Compton effect is less likely to dominate as the beam energy increases and “the energy dependence is not nearly as dramatic as it is with the photoelectric effect” (Morgan, 1983).
Equation 3.2, like Equation 3.1, holds true only for a homogeneous beam of radiation. If a heterogeneous beam is used in CT, how is the linear attenuation coefficient determined in CT? The concern is with the number of photons, N, which pass through the tissue during scanning, rather than with the intensity, I. Equation 3.1 can therefore be expressed as

where N is the number of transmitted photons, N0 is the number of photons entering the tissue (incident photons), x is the thickness of the tissue, μ is μp + μc (linear attenuation coefficients of the tissue), and e is the base of the natural logarithm.
Equation 3.3 applies to a homogeneous block of tissue. However, a slice of tissue in the patient through which the radiation passes is not homogeneous because the tissue is composed of several different substances. In this case, the slice is divided into a number of small regions, “each characterized by its own linear attenuation coefficient” (Morgan, 1983). This can be shown as
In this situation, the linear attenuation coefficients can be determined as follows:

The way that the x-ray tube and detectors are arranged to collect transmission measurements describes the data acquisition geometry of the CT system. Two types of geometries are illustrated in Fig. 3.10. In Figure 3.10A, the x-ray tube and detectors are coupled and rotated 360 degrees around the patient to collect transmission measurements by using a fan beam of radiation. In Figure 3.10B, the x-ray tube rotates 360 degrees around the patient and is positioned inside a stationary ring of detectors. The radiation beam also describes a fan. It is interesting to note that the geometry shown in Fig. 3.10A, has become commonplace in modern CT scanners.
Data processing essentially constitutes the mathematical principles involved in CT. Data processing is basically a two-step process (Fig. 3.11). First, the raw data (data received from the detectors) undergo some form of preprocessing, in which corrections are made and some reformatting of the data occurs. This is necessary to facilitate the next step in data processing, which is image reconstruction. In this step, the scan data, which represent attenuation data, are converted into a digital image characterized by CT numbers (Fig. 3.12).
Conversion of the attenuation readings into a CT image is accomplished by mathematical procedures referred to as reconstruction algorithms. These algorithms include simple back-projection, iterative methods, and analytic methods. For MSCT scanners that offer 16, 64, and 320 slices per revolution of the x-ray tube and detectors, other reconstruction algorithms referred to as cone-beam algorithms are used (Kalender, 2005). These algorithms are described further in Chapters 5 and 6. After data processing, the reconstructed image is displayed for viewing and subsequently sent for storage or communicated through the picture archiving and communication system (PACS) to remote sites for review by other physicians (Fig. 3.13).
As shown in Fig. 3.12, each pixel in the reconstructed image is assigned a CT number. CT numbers are related to the linear attenuation coefficients (μ) of the tissues that comprise the slice (Table 3.1) and can be calculated as follows:
| Tissues | Linear Attenuation Coefficient (cm21) |
|---|---|
| Bone | 0.528 |
| Blood | 0.208 |
| Gray matter | 0.212 |
| White matter | 0.213 |
| Cerebrospinal fluid | 0.207 |
| Water | 0.206 |
| Fat | 0.185 |
| Air | 0.0004 |
*At 60 keV.

where μt is the attenuation coefficient of the measured tissue, μw is the attenuation coefficient of water, and K is a constant or contrast factor.
The value of K determines the contrast factor, or scaling factor. In the first EMI scanner, the value of K was 500, which resulted in a contrast scale of 0.2% per CT number. The CT numbers obtained with a contrast factor of 500 were referred to as EMI numbers. Later, the contrast factor was doubled to give a factor of 1000, and the CT numbers obtained with this factor are referred to as the Hounsfield (H) scale. The H scale expresses μ more precisely because the contrast scale is now 0.1% per CT number. (Both the H and EMI scales are shown in Fig. 3.14). CT numbers are established on a relative basis with the attenuation of water as a reference. Thus the CT number for water is always 0, whereas those for bone and air are +1000 and −1000, respectively, on the H scale. An elaboration of the H scale for several tissues is illustrated in Fig. 3.15. Note the range of CT numbers for water, air, fat, kidney, pancreas, blood, and liver.
The computer calculates the CT numbers, which can be printed as a numerical image (Fig. 3.16). This image must be converted into a grayscale image because it is more useful to the radiologist than a numerical printout. To facilitate this conversion, brightness levels that correspond with the CT numbers must be established (Fig. 3.17). In Figure 3.17, the upper (+1000) and lower (−1000) limits of the scale represent white and black, respectively. All other values represent various shades of gray.
The linear attenuation coefficient (μ) is affected by several factors, including the energy of the radiation or energy dependence. For example, the linear attenuation coefficients for water at 60, 84, and 122 keV are 0.206, 0.180, and 0.166, respectively. It then follows that photon energy also affects CT numbers because they can be calculated on the basis of the attenuation coefficients by Equation 3.7.

In this summation equation, E represents the photon energy and demonstrates that the attenuation coefficient changes with the beam energy.
In the original CT scanner, CT numbers were calculated on the basis of 73 keV, which is the effective energy of a 230 peak kilovolt beam after passing through 27 cm of water (Zatz, 1981). At 73 keV, the linear attenuation coefficient for water is 0.19 cm−1. For example, if the linear attenuation coefficients for bone and water are 0.38 and 0.19 cm−1, respectively, and the scaling factor (K) of the scanner is 1000, the CT numbers for bone and water can be calculated:

Thus the CT number for bone is 1000 and the CT number for water is 0.
In CT, a high-kilovolt technique (about 120 kV) is generally used for the following reasons:
These reasons are important to ensure optimum detector response (e.g., to reduce artifacts caused by changes in skull thickness, which can conceal small changes in attenuation in soft tissues, and to minimize artifacts resulting from beam-hardening effects).
CT numbers may vary because of their energy dependence. It is therefore essential that the CT system ensure the accuracy and reliability of these numbers because the consequences can be disastrous and might lead to a misdiagnosis. The system incorporates a number of correction schemes to maintain the precision of the CT numbers.
The third and final step in the CT process involves image display, storage, and communication. After the CT image has been reconstructed, it exits the computer in digital form (see Figs. 3.12 and 3.16). This must be converted to a form that is suitable for viewing and meaningful to the observer (Seeram & Seeram, 2008).
The grayscale image is displayed on a television monitor (Cathode ray tube [CRT]) or liquid crystal display, which is an essential component of the control or viewing console (see Fig. 3.13). In the display and manipulation of grayscale images for diagnosis, it is important to optimize image fidelity (i.e., the faithfulness with which the device can display the image). This is influenced by physical characteristics such as luminance, resolution, noise, and dynamic range. These topics are beyond the scope of this chapter.
Image resolution (specifically spatial resolution or image sharpness or detail) is an important physical parameter of the grayscale display monitor and is related to the size of the pixel matrix, or matrix size. The display matrix can range from 64 × 64 to 1024 × 1024, but high-performance monitors can display an image with a 2048 × 2048 matrix (Dwyer et al., 1992). Generally, the higher the matrix size, the sharper the image appears, as illustrated in Fig. 3.17.
The CT image is composed of a range of CT numbers (e.g., +1000 to −1000, for a total of 2000 numbers) that represent varying shades of gray (Fig. 3.18). The range of numbers is referred to as the window width (WW), and the center of the range is the window level (WL) or window center (C). Both the WW and WL are located on the control console. These controls can alter the image contrast and brightness. With a WW of 2000 and a WL of 0, the entire grayscale is displayed and the ability of the observer to perceive small differences in soft tissue attenuation will be lost, because the human eye can perceive only about 40 shades of gray (Castleman, 1994).
The process of changing the CT image grayscale in this way is referred to as windowing (Fig. 3.19). Although the WW controls the image contrast, the WL or C controls the image brightness. As can be seen in Figure 3.19, as the WL or C increases the image goes from white (bright) to dark (less bright) and the image contrast changes for different values of WWs. The image contrast is optimized for the anatomy under study; therefore, specified values of WW and WL or C must be used during the initial scanning of the patient. Note that in Fig. 3.19 three windows are shown: the bone window (optimized for imaging bone), the mediastinal window (optimized for imaging the mediastinal structures), and the lung window (optimized for imaging the lungs). Windowing is described in detail in a later chapter 8.
The original clinical CT images were composed of an 80 × 80-matrix for a total of 6400 pixels. The size of the matrix is chosen by the technologist before the CT examination and depends on the anatomy under study. The technologist must select the field of view (FOV) or reconstruction circle, which is a circular region from which the transmission measurements are recorded during scanning. This region is specifically referred to as the scan FOV.
During data collection and image reconstruction, a matrix is placed over the scan FOV to cover the slice to be imaged. In general, a technologist can select the FOV appropriate to the examination within three to four scan FOVs.
Because the slice to be scanned has the dimension of depth, the pixel is transformed into a voxel, or volume element. The radiation beam passes through each voxel and a CT number is then generated for each pixel in the displayed image. The display FOV can be equal to or less than the scan FOV.
The pixel size can be computed from the FOV and the matrix size through the following relationship:

For example, if the reconstruction circle (FOV) is 25 cm and the matrix size is 5122, the pixel size can be determined as follows:

The pixel size generally ranges from 1 mm to 10 mm on most scanners. Thus voxel size depends not only on the thickness of the slice but also on the matrix size and the FOV (Fig. 3.20). When the voxel dimensions of length, width, and height are equal, that is, describe a perfect cube, the imaging process is referred to as isotropic imaging (see Chapters 1 and 12).
Finally, each pixel in the CT image can have a range of gray shades. The image can have 256 (28), 512 (29), 1024 (210), or 2048 (211) different grayscale values. Because these numbers are represented as bits, a CT image can be characterized by the number of bits per pixel. CT images can have 8, 9, 10, 11, or 12 bits per pixel. The image therefore consists of a series of bit planes referred to as the bit depth (Fig. 3.21; Seibert, 1995). The numerical value of the pixel represents the brightness of the image at that pixel position. A 12-bits-per-pixel CT image would represent numbers ranging from −1000 to 3095 for a total of 4096 (212) different shades of gray (Barnes & Lakshminarayanan, 1989).
The ultimate goal of a CT scanner is to produce high-quality CT images with minimal radiation dose and physical discomfort to the patient. Whether this is achieved depends on the design of the CT system, which influences the performance of the system’s components. In this section, design refers to the technology necessary to produce a CT image.
The technology of a CT scanner encompasses a number of subsystems (see Fig. 3.21). The major subsystems are described briefly to demonstrate the flow of data through the system.
The subsystems shown in Fig. 3.22 include the x-ray tube, power supply, and cooling system; beam geometry, defined by collimators and characterized by tube scanning motion; and detectors, detector electronics, preprocessors, host computer with fast-access memory, high-speed array processors, digital image processor, storage, display, and system control.
The flow of data from Figure 3.22 is summarized in Fig. 3.23. The language that describes some of the events (e.g., convolution and back-projection) is explained further in subsequent chapters.
The events represented in the data flow are as follows:

The main advantages of CT stem from the fact that the technique overcomes the limitations of radiography and conventional tomography. Compared with radiography and conventional tomography, CT offers the following advantages:
CT is not without its limitations. Compared with radiography and tomography, the following disadvantages can be noted:
These limitations have not hindered the development of CT or restricted its use. Instead, they have opened avenues for problem solving and research. At present, CT continues to be a useful diagnostic tool in medicine, and more and more research is under way to improve the performance of CT scanners (Kalender, 2005; Mori et al., 2006; Seeram, 2014).
Answer the following questions to check your understanding of the materials studied.
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