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Chapter 8 Ethics and midwifery practice

Shirley R. Jones

Learning Outcomes

At the end of this chapter, the reader should be:

aware of the difference between morality and ethics
aware of the three areas of ethics and their applicability to practice
able to recognize the importance of ethics in midwifery practice
familiar with the difference between moral conflicts and dilemmas
able to distinguish between the various normative ethical theories and their tenets
able to apply certain pluralist duties within the duty of care
able to recognize the need to uphold the principle of women’s autonomy in practice
able to reflect on the ethical aspects of their practice
able to follow up on principles and issues by further reading.

Ethics is now recognized as a major part of both midwifery education and practice; it permeates all professional relationships. Many childbearing women are no longer willing to be passive recipients of care; they expect to be fully informed of all aspects of their care so that they, rather than the professionals, make informed decisions, thereby retaining their autonomy and control. Knowledge of ethics will enable midwives to have a clear understanding of issues related to their practice and, in particular, of their role in empowering women to achieve a pleasurable, fulfilling experience of childbirth.

What is ethics?

Ethics is basically moral philosophy, or at least the vehicle by which we transport moral philosophy into practical, everyday situations. There is a tendency to consider ‘moral’ to be related to matters of sexuality; however, here it relates to the ‘rights and wrongs’ or the ‘oughts and ought nots’ of any situation. There are three levels to ethics:

1 Meta-ethics involves the deeper philosophy of examining everything in abstract; for instance, what we mean by ‘right’ and ‘wrong’. In everyday situations, we do not have time for this level of consideration.
2 Ethical theory aims to create mechanisms for problem solving, much as mathematicians created formulae for solving problems related to their field. Whether such theories are of use to midwives will be discussed later.
3 Practical ethics, as the term suggests, is the active part where the work of the moral philosophers is put into practice. It is also the area on which this chapter will generally concentrate.
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In everyday life, morality underpins our actions; particularly those that involve other people and their possessions. It is translated into our thoughts and actions by principles and concepts that we have learned since early childhood, such as truth telling. This clearly should start within the family but there are outside influences: educational and religious institutions, the media and peer groups. This is not to say that all adults will behave within a given moral code. As is all too obvious, there are those who never receive the principles and concepts in the first place and others who choose to take a different path. However, these individuals will still be judged according to the code which is generally accepted by society at the time of the incident, and which underpins our civil law. Everyone has the right to expect that moral principles will be upheld; these, therefore, become ‘moral rights’. As professionals in healthcare, it is important that midwives have a deeper understanding of morality than do members of the public. This depth of understanding is achieved by education regarding relevant moral principles, concepts and theories; by analysing real-life situations and posed dilemmas; by evaluation of the actions of ourselves and others. In this way, we move from morality into ethics.

There are numerous principles, concepts and doctrines, some of which are listed here. Further reading in relation to these principles, concepts and doctrines is suggested, sources for which are included at the end of this chapter, as they cannot all be discussed in depth here. However, autonomy will be discussed later in the chapter.

Accountability
Beneficence
Non-maleficence
Confidentiality
Justice
Autonomy
Paternalism
Consent
Value of life
Quality of life
Sanctity of life
Status of the fetus
Acts and omissions
Killing or letting die
Ordinary or extraordinary means
Double effect
Truth telling.

Why is ethics important in midwifery?

Women do not surrender their moral rights once they seek care; these rights have to be observed within their new experience, in any setting. In midwifery, care is very intimate – from the handling of personal information through the spectrum of physical, psychological, social and educational care. Added to this there is another dimension: there is no other field of human care where there is one person at the first point of contact and more than one at the end (obstetrics is considered with midwifery here). This transition itself is the source of great complexity when decisions have to be made. An understanding of ethics not only will assist the carer to make decisions, it will also help with the empowerment of the woman to make informed decisions and assist the carer in understanding the basis of those decisions. There are ethical issues (i.e. debate or concern regarding the right and wrong actions) in all areas of midwifery. It is fairly easy to construct a list of the various areas from preconception care, through fertility and screening issues, to the end of the puerperium. Most people’s lists would consist mainly of the highly emotive areas, which gain media coverage, but there are many issues involved in the care of ‘normal’ pregnancy, labour, puerperium and the neonatal period. Where there are ethical issues, there is the potential for conflicts and dilemmas to occur.

Moral conflict

A moral conflict could be considered to be a show of strength within a moral principle, for instance the autonomy of the woman versus that of the midwife or, more commonly, the autonomy of two or more professionals. A conflict could also arise between two or more different principles. On closer examination of the conflict, one side becomes a clear winner. Consider the following case.

Reflective activity 8.1

On immediate visual examination, a neonate is thought to have Down syndrome and the mother’s first question is: ‘Is he alright?’ Should the midwife protect the mother (non-maleficence) by answering ‘yes’, on the grounds that the Apgar scores were good and chromosome studies need to be performed for confirmation? Alternatively, should the midwife tell the truth and explain that tests are required to confirm the suspicion?

Ethically, telling the truth wins. The mother has the right to know, especially as a positive test will indicate to her that she was initially deceived and this could affect her ability to trust the midwives, or other healthcare professionals, in future encounters. Added to which, the mother’s permission should be sought regarding tests to be performed on her baby; she cannot consent unless she has the information. It is hoped that the reader can see, from this example, that a conflict is logical in resolution once thought through properly. It is also acknowledged that in some units, in circumstances similar to this example, not all practitioners take this particular action; they obviously find that their clear solution is to protect the mother.

Moral dilemma

When examination of an apparent conflict between principles indicates two or more options, none of which is morally ideal, then this is a dilemma, such as the following case.

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image Case scenario 8.1

A primiparous woman is admitted in established labour. She has a birth plan which states that under no circumstances will she give consent to an episiotomy. During the second stage of labour, progress is slow but positive; however, the perineum remains thick and rigid. The situation is explained to the woman but she maintains her position regarding episiotomy. As time progresses, the fetal heart shows signs of slight distress, to the point where most midwives would consider episiotomy to be the action of choice, but still the woman withholds consent. The midwife could either continue, hoping that the fetus will survive (obviously notifying appropriate personnel), or she could perform the procedure without consent, in order to protect the fetus. If she carries out the episiotomy without consent, she could face a claim of battery against her. Neither is the ideal solution. (Jones 2000)

The Code: Standards of conduct, performance and ethics for nurses and midwives (NMC 2008:4) states that you must ‘make the care of [women] your first concern, treating them as individuals and respecting their dignity.’ What the woman feels is in her best interests may not correspond with the midwife’s view; it could be considered detrimental to the woman’s condition, or that of her fetus. However, where at one time paternalism was virtually encouraged, The Code now states: ‘You must respect and support people’s rights to accept or decline treatment and care’ (NMC 2008:4).

How are dilemmas solved?

This is where level two of ethics is required – ethical theory. There are possibly nearly as many theories as there are philosophers, as they will all have their own particular stance, but generally speaking their views fit broadly into major theories. Two such theories of normative ethics, at either end of the spectrum, are utilitarianism and deontology.

Utilitarianism

Utilitarianism is a consequentialist theory, where possible actions are considered in terms of their probable consequences. The original aim was for all actions to create the greatest happiness for the greatest number of people. Current thinking would probably use the term benefit rather than happiness, which would describe the essential outlook of those managing the National Health Service (NHS). It would also describe the intentions of Hitler in the Second World War, with his views of improving the human race, as, unfortunately, a belief within this theory is ‘the end justifies the means’.

There are two forms of the theory: act-utilitarianism and rule-utilitarianism. The first is the purer form, developed in the 18th and 19th centuries by Bentham, Mill and Sidgwick, which expects every potential action to be assessed according to its predicted outcomes in terms of benefit. The second form does not look directly at the actual benefit of each act, rather it considers moral rules which are intended to ensure the greatest benefit, and each act is assessed as to its conformity to the rules.

Using in-vitro fertilization (IVF) as an example, a technique initially researched in the concentration camps of the Second World War, it can be shown how these two schools of thought differ. Act-utilitarians would view the actions taken in light of the anticipated outcomes: many people today benefit from IVF, therefore, they may believe that this beneficial consequence justifies the research methods used. Rule-utilitarians, however, would want the benefit but would consider whether society would accept the means by which it was achieved. It is likely that they would want to find a more acceptable method of achieving the outcome.

Deontology

Deontology is a duty-based theory. Consequences are not considered, as deontologists believe that what is good in the world is brought about by people doing their duty. This theory divides into three schools of thought, each competing with the others as well as with utilitarianism. A well-known name in philosophy is Immanuel Kant. He developed rational monism which he believed was how people already thought – that one’s actions should be rational and stem from ‘good will’; he believed in duty for its own sake – the ‘categorical imperative’. He used two tests for the moral value of an action. The first was whether it would be suitable if universalized, i.e. if everyone was to do it. The second test involved whether the act would use anybody as a means to an end, which would not be acceptable, or as an end in himself, which would be acceptable as this is the basis of autonomy, which was paramount. For instance, in a healthcare research project, is the research to benefit the individual (i.e. treating him as an end in himself), or to benefit others – e.g. treatment of future patients; achievement of academic acclaim for the researcher; making a profit for a company (i.e. in each case, a means to someone else’s end)?

The second school is traditional deontology; this is firmly seated in a belief in God and the sanctity of life. Each religion has its own model for behaviour; for instance, Christians have the Ten Commandments. With this system there is little room for conflict as it is possible to carry out all the commands at one time.

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The third form is intuitionistic pluralism, where it is believed that there are a number of moral rules which are of equal importance; unfortunately, the possibility of rule conflict exists. To minimize this, Ross considered seven prima facie duties which he felt were reasonable for people to abide by:

1 Duty of fidelity – involves keeping promises, being loyal and not deceiving.
2 Duty of beneficence – the obligation to help others.
3 Duty of non-maleficence – not harming others; which is more stringent than the previous duty.
4 Duty of justice – to ensure fair play.
5 Duty of reparation – an obligation to make amends.
6 Duty of gratitude – to repay in some way those who have helped us (owed to special people such as parents), also including loyalty.
7 Duty of self-improvement.

(Jones 2000:22)

As these duties are equal in importance, it is still possible for conflict to arise between them. However, there is a system which can assist in such a conflict – casuistry; this system allows for the duties to be prioritized according to the circumstances.

Readers have probably already identified that, although the NHS is generally essentially utilitarian, midwifery, medicine and other similar disciplines tend towards a deontological approach. In fact, the duty with which we are most familiar – the duty of care – would appear to encompass at least the first four of the above duties. This deontological approach is certainly apparent in the text of The Code (NMC 2008).

To assist understanding of the different focus of utilitarianism and deontology when faced with a dilemma, the following non-midwifery story is offered; readers are invited to determine the end:

Reflective activity 8.2

Jim is a botanist on expedition in South America. He finds himself in a small town where 20 Indians are lined up ready for execution, following acts of protest against the government. The captain, Pedro, having explained the situation, offers Jim a guest’s privilege of killing one of the Indians himself. If he accepts, as a special mark of the occasion, the other Indians will be freed. If he refuses, then there is no special occasion and Pedro will have them all killed as previously planned. (Smart & Williams 1988:98–99)

You are Jim – what will you do?

If you are utilitarian, then your decision would be to shoot one (which one is another problem), thus saving the other 19 as a consequence. As a deontologist, however, you would feel a duty ‘not to harm’ each man; nor would you don a mantle of responsibility and guilt for Pedro’s actions.

As midwives, whatever our personal leanings may be, we may be professionally schizophrenic with regard to our ethical actions. Consider the midwife in the next scenario.

image Case scenario 8.2

Anita, a midwife, was allocated to a group of women on the ward carrying out her ‘duty of care’ for each woman in accordance with her ‘Responsibility and sphere of practice’ (NMC 2004, Rule 6): this approach would be basically deontological, fulfilling duties to each individual.

However, on the next day her remit in managing the overall care of all the women on the ward was to ensure the greatest benefit for the greatest number – both women and staff – by making decisions for the good of the ward as a whole. While clinicians at the bedside, or in people’s homes, can be deontological in their approach, the further up the management line that is considered, the more it becomes obvious that a utilitarian approach is essential. It would not be acceptable to society, for instance, if the NHS purse were to be emptied by caring for a few; the limited resources are expected to do as much as possible for as many as possible.

It must be remembered, however, that most people have to deal with conflicts and dilemmas in their lives without knowledge of these theories. However, whether we wish to embrace formal or informal approaches, it is important for healthcare professionals to know something about each of them, if only to understand how and why some decisions are made. It is also useful to have some idea of the approach which managers or clinicians might take when proposals for implementing schemes or changes are being made.

Reflective activity 8.3

Consider the tragic situation of the conjoined twins known as Mary and Jodie (Jones & Jenkins 2003); there surely could be no greater professional dilemma for medical and legal practitioners than presented in this case. Analyse the situation through the different philosophical (not legal) viewpoints and determine the decisions which each school might have made.

If you had been a student or qualified midwife assisting in the care of Mary and Jodie, you might have been involved in a case conference. What view would you have put forward and what ethical justification would you have given?

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The duty of care

As health professionals, midwives have a duty of care to those persons who could be affected by their actions or omissions. In midwifery, it is important to note that ‘persons’ relates directly to the mother and neonate. (Legally, the fetus is not yet a ‘person’: readers may wish to pursue the subjects of ‘personhood’ and ‘potential’, see Harris in ‘Further reading’.) This duty of care would include at least the first four deontological duties listed earlier; failure in the duty of care would result in a civil law case for negligence.

The duty of fidelity

The duty of fidelity requires us to avoid deceiving women and their families; this suggests, therefore, that promises should not be made if they cannot be kept and that truth telling is paramount. An example used earlier, to illustrate a moral conflict, involved a baby with suspected Down syndrome. If the practitioners involved were to withhold the truth from the mother, then they would be failing in their duty of fidelity, however good their motives might be. Anecdotal reports by students and qualified midwives suggest that this deception does occur sometimes, in the paternalistic belief that the mother is being protected.

The duty of beneficence

The duty of beneficence creates the obligation to help women. This is a positive duty which covers numerous activities, ranging from the various ways of helping to make them comfortable, to the educational aspects of caring for their babies. What this duty does not include is the paternalistic attitude so often experienced within the health service, where practitioners feel that they ‘know what is best’. This attitude, although generally well meant, deprives the woman of her right to self-determination (autonomy).

The duty of non-maleficence

The duty of non-maleficence is a negative duty – to do no harm. On the surface, this would suggest that conducting unpleasant or painful procedures may breach this duty; this would be the case if the intention was to hurt the woman. If the intention is to eventually benefit her and, knowing that she might experience pain or discomfort, she is in agreement, then there is no breach in duty. Administration of analgesic injections, the siting of an epidural analgesic or urinary catheterization would come into this category. This duty, although negative in its statement, can have a positive aspect: that of safety and protection from harm. This includes, among other things, consideration of the environment, observance of drug policies, and adequate education and training of practitioners.

The duty of justice

The duty of justice requires us to treat women equally, without discrimination. For many people, the word ‘discrimination’ is immediately associated with terms such as race, skin colour or ethnic origin. While it is essential that we consider these areas, it is also important that we are aware of the other forms of discrimination that can occur, such as between articulate and less articulate women. It is often easier to spend more time with the articulate women, giving as much information and as much choice as possible, than it is with those who require greater explanations or who ask fewer questions. It could be argued that, to consider equality, we should aim to get all women to the same endpoint; this would then necessitate that more time be spent with the less articulate women.

Principles

Knowledge of the underlying moral principles is important, if only to ensure that practitioners are ‘talking the same language’. It is not possible, in one short chapter, to consider each of the major principles. However, in the author’s opinion, one of the most basic moral principles is that of autonomy, since an understanding and observance of this principle should automatically lead professionals into the understanding and observance of many other principles.

Autonomy

Autonomy involves self-direction and self-control of one’s actions and destiny. It could be argued that it is impossible to be totally autonomous, as society imposes certain rules, often sitting in judgement on the actions of individuals. However, there is a broad band of acceptability in most areas of life, at least in democratic societies, which gives individuals varying degrees of freedom of choice. What is expected of individuals is that their actions and decisions should be rational, i.e. based on sound reasoning. These decisions should then be accepted, whether or not they match the views of others, such as midwives and doctors.

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For childbearing women to make rational decisions about their care, the carers must ensure that sufficient information is given at the level and pace required by the individual. Many factors need to be considered. The environment should be conducive to the giving and receiving of information. The language that is being used should be in the ‘mother tongue’ of the woman, with the avoidance of jargon and abbreviations. The circumstances in which a decision is required may vary – for example, whether there is time for contemplation or whether a fairly urgent situation is faced. Having given the information, it is also important for professionals to assess the woman’s understanding of it. These points are of particular importance where midwives are caring for disadvantaged women, such as refugees, asylum seekers and others who enter the country with language or customs incompatibility with British maternity services.

Having determined that a woman has made an informed decision based on what she thinks is sound reasoning, i.e. an autonomous decision, health professionals have no right to overrule that decision (Mental Capacity Act 2005). This principle is inextricably bound to informed consent: if the woman is autonomous, then nothing should be done to her without her prior consent; to do so would be to commit a trespass against the person, i.e. battery (Jones 2000). If her consent is being sought, then she is being considered to be autonomous; therefore, a situation should not arise where, on her refusal to consent to a procedure, professionals attempt to overrule her. There are two groups of people who might be deemed to be not autonomous, therefore unable to give consent. One group includes children, but there is no longer a set age, it depends on the circumstances and degree of rationality of the child (Children Acts 1989 & 2004). The other group includes those who are mentally incapacitated, either by disability or by severe mental illness. With both groups, consent by proxy would be sought. There is also the possibility of temporary mental incompetence, in cases of unconsciousness or possibly the effects of substances. In such cases, the professionals would be expected to act out of necessity, in the best interest of the woman, unless there was sound evidence that the woman would refuse consent if aware of the situation, such as a Jehovah’s Witness carrying a card refusing blood products.

The Mental Capacity Act 2005 applies to all healthcare professionals and, from a midwifery perspective, it places into primary law (statute) the position arrived at following decisions made in civil law, in the 1980s/90s, with regard to certain ‘enforced caesarean section’ cases. Therefore, in both statutory and civil law, it is illegal to enforce any care or treatment on a childbearing woman, even for the sake of the fetus, if she is autonomous and her decision is fully informed. Only diagnosis of mental incapacity, by a psychiatrist, can overrule her decisions and, even then, only treatment that is in her best interests, not those of her fetus or her family, can be undertaken. This principle applies also to young women under 16, except where refusal of treatment could result in her death. Statements in the current edition of The Code (NMC 2008) are in line with this Act. It is important that all midwives familiarize themselves with this Act, particularly the following short sections, the last of which would cover ‘living wills’ and birth plans:

The principles
People who lack capacity
Inability to make decisions
Best interests
Acts in connection with care or treatment
Acts: limitations
Advance decisions to refuse treatment: general
Validity and applicability of advance decisions
Effect of advance decisions.

It is the author’s firm belief that, if women’s autonomy were truly considered, then it would be unlikely that the varying aspects of the duty of care would be breached. This would not remove situations of conflict and dilemma, but it would make decision making more straightforward, with all practitioners working to the same ground rules.

The use of reflective practice would assist in this area, by midwives analysing and reflecting upon their actions, particularly with regard to their observance of autonomy, then using this experience to formulate their plans for future decision making.

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Reflective activity 8.4

Client autonomy

At the end of a shift, consider the clients for whom you cared. In each case consider:

Which aspects of her care did you discuss with her?
Which aspects of her care did you not discuss with her?
What information did you give her?
What decisions did she make?
What decisions did you make?
Did you accept her decisions or did you try to change them?
What did you write in the records?
Did you enable her to be autonomous?
In light of this exercise, what will you do in similar circumstances in future?

Women’s autonomy is a relatively new concept. The autonomy of the midwife, however, is not new. Midwives have used the term ‘autonomous practitioner’ for many years, particularly when trying to explain to the uninitiated the difference between nurses and midwives. Unfortunately, however, this autonomy is not always evident in practice, particularly in the hospital setting. Midwives often plead that they are constrained by the policies within which they are expected to work. This pleading suggests that, either the policies are too constrictive for both the midwife and the woman, and should be addressed, or that some midwives are comfortably hiding behind them. In a survey carried out by the Healthcare Commission in England in 2007, 67% of women said that they were involved in antenatal decision making, with 70% saying that they were involved in decisions during labour and birth. These figures seem very positive, until one considers the plight of the 33% and 30% respectively who felt that they were not always involved.

Reflective activity 8.5

Midwife autonomy

Consider your last working week. How many times did you do the following:

inform a client that the proposed course of action was ‘policy’?
discuss the relevant policy with the client but include the alternatives?
politely challenge a colleague’s (any discipline) decision or course of action because it was not evidence-based?
notify your manager or supervisor of midwives that a policy needs to be reviewed?
make a decision based on the circumstances, not on the policy, then inform the appropriate person (midwife-in-charge, registrar, consultant) rather than ask them?
assertively justify a decision in relevant documentation, as opposed to wording suggestive of ‘covering your back’?

On reflection, given the same circumstances in the future, which of these actions would you change?

Conclusion

This chapter is intended to help readers to accept the need for awareness of moral rights along with the will of individual practitioners to uphold them. An understanding of ethics will help midwives to make decisions in difficult circumstances, even if they do not choose directly to follow the theories outlined. The author firmly believes that observance of ethical principles, especially autonomy, is the most direct route to assisting childbearing women to have the degree of choice and control that each individual feels is right for her. It is possible that the woman who achieves control in childbearing is better placed to do so in the parenting years ahead of her. By practising in this way, the midwife will also be fulfilling personal, professional accountability.

Key Points

Ethics is essential to professional midwifery practice.
There are numerous ethical principles with which midwives and their students should be familiar.
Moral conflicts and dilemmas cannot be avoided in some cases; they can be disconcerting but must be resolved. Theories and principles are available to help resolve the dilemmas.
Professional practice in the NHS requires both deontological and utilitarian consideration.
The duty of care has an ethical basis and is not only a legal principle.
Women’s autonomy is an essential basis for good midwifery practice – it also enables midwife autonomy.

References

1989 Children Act 1989. London: HMSO, 1989.

2004 Children Act 2004. London: HMSO, 2004.

Healthcare Commission. Women’s experiences of maternity care in the NHS in England. London: Commission for Healthcare Audit and Inspection (CHAI); 2007.

Jones SR. Ethics in midwifery, ed 2. London: Mosby; 2000.

Jones SR, Jenkins R. The law and the midwife, ed 2. Oxford: Blackwell; 2003.

2005 Mental Capacity Act 2005. London: HMSO, 2005.

Smart JJC, Williams B. Utilitarianism for and against. Cambridge: Cambridge University Press; 1988.

NMC. Midwives rules and standards. London: NMC; 2004.

NMC. The code: standards of conduct, performance and ethics for nurses and midwives. London: NMC; 2008.

Further Reading

Beauchamp TL, Childress JF. Principles of biomedical ethics, ed 6. Oxford: Oxford University Press; 2008.

This book is a good starting point for gaining depth of understanding of ethical theory beyond the narrow application to midwifery.

Harris J. Bioethics. Oxford: Oxford University Press; 2001.

This book has chapters related to beginning-of-life and end-of-life issues, the value and quality of life and professional ethics; all of which are important in midwifery.

Jones SR. Ethico-legal issues in women’s health. In Andrews G, editor: Women’s sexual health, ed 3, London: Baillière Tindall, 2005.

Childbearing is just one aspect of women’s lives (and not for all women). It is important for midwives to study more broadly into women’s health in order to enrich their knowledge of those for whom they provide a service.

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