Chapter 6

Research for health professionals

Patricia Barkway

Learning objectives

The material in this chapter will help you to:

image distinguish and describe various research paradigms used in psychological and health research

image describe how research shapes healthcare practice

image describe the role of health professionals as research consumers

image critically appraise research reports and draw conclusions appropriate for practice

image describe the ethics of research participation and in particular the advocacy role played by health professionals.

Key terms

imageQualitative research

imageQuantitative research

imageEvidence-based practice

imageResearch consumer

imageResearch ethics

Introduction

This chapter examines how psychological and health research findings influence healthcare practice and provides an overview of research paradigms, methodologies and methods. It is not within the scope of this chapter to provide a detailed account of how to conduct research as this is covered in more detail and depth elsewhere in your course and in specific research textbooks. Rather, this chapter focuses on how research findings influence healthcare practice and how health professionals can use research in their day-to-day clinical practice and, thereby, be competent consumers of research (Schneider et al 2013). Being a competent consumer of research involves knowing how to access, critique and utilise research findings to inform your everyday clinical practice. Finally, the role of the health professional in the ethical conduct of research is addressed.

Healthcare research: an overview

Research is a process of inquiry that seeks to develop new knowledge or to expand existing knowledge. In the health arena research findings are used to: identify the health needs of populations; test and choose appropriate interventions and treatments for illness and health problems; plan and implement intervention strategies for illness prevention and health promotion; evaluate programs and interventions; and assist with resource allocation.

Research can be either basic or applied. Basic research aims to develop new theory and/or knowledge, while applied research examines the application of knowledge in certain circumstances. A study of the factors that influence an individual's decision to follow or disregard a recommended health treatment, for example, is basic research; and a randomised control trial (RCT) testing a new drug to treat cancer is an example of applied research.

A further important distinction between research studies is whether they are experimental, observational, interpretive or critical. Experimental studies utilise quantitative methods and are a powerful research method because people (subjects/participants) can be allocated to receive an exposure of interest, such as a new treatment or healthcare practice, or an intervention, such as allergen avoidance or dietary advice. In such studies, independent variables that distort the association between another independent variable and the problem (confounding factors) can be controlled and, therefore, the level of evidence obtained is high.

Observational research, also called descriptive studies, utilises either quantitative (e.g. census) or qualitative (e.g. ethnography) methods. They are less powerful for measuring associations; nevertheless, they are a valuable method for: measuring the effects of non-modifiable risk factors such as age or gender; measuring the effects of exposures to which people cannot be ethically randomised, such as breastfeeding or environmental tobacco smoke; or understanding human experience and social issues.

Interpretive and critical approaches are located within the qualitative research paradigm and aim to describe, explore and seek understanding of human and social phenomena. Interpretative research is focused on understanding or creating meaning, while critical research has the additional goal of bringing about social and political change.

Research paradigms

Various methods can be utilised to conduct research and the choice of method is driven by the methodology (or the philosophical and theoretical tradition that underpins the inquiry). Methodologies, also referred to as paradigms, are the theoretical and philosophical positions that underpin the research approach. They are a broad framework of perception, understanding and beliefs within which theory and practice operate.

There are two main research paradigms: quantitative and qualitative. The quantitative research paradigm is scientific and positivist and seeks objective answers to the research question. It assumes that an objective answer to the question exists. The qualitative research paradigm is interpretative and critical and seeks greater meaning and understanding of the issue under investigation. It acknowledges the subjective nature of human experience.

Quantitative research

Quantitative research is steeped in the conventional scientific tradition. It involves collecting data that are quantifiable and measurable and, therefore, can be analysed and interpreted numerically. It takes a positivist philosophical position and is underpinned by the view that reality is objective, measurable and separate from the researcher. In this way quantitative research follows a scientific tradition of objective observation, prediction and testing of causal or correlational relationships (Bragge 2010, Swanwick 2010).

Quantitative research generally involves extensive data collection and, thereby, seeks a broad understanding to enable explanations and predictions to be made. Hypotheses can either be supported or rejected by applying statistical tests of significance to the data. The data collected in quantitative research can be: nominal, when the data distinguish categories (like male/female); ordinal, when the data distinguish degree like never, sometimes, always; or numerical, when the data measures numbers like how many cigarettes smoked per day. Examples of quantitative methods include experiments (e.g. RCTs, questionnaires and surveys), structured interviews and census collection.

Quantitative research designs include: experimental, which attempt to show that one thing causes another; quasi experimental, which is an experimental design but does not have random allocation to the control group or an experimental group; descriptive, which summarises and describes a set of measurements; and correlational, which explores the relationship between two variables.

Focus on quantitative research: randomised control trials (RCTs)

In RCTs with human subjects, participants agree to enrol following informed consent and are then randomly allocated to the experimental (receive the intervention) or control (don't receive the intervention) group. Depending on the type of study, the control group may receive a placebo intervention or may receive current best practice. Placebo interventions are usually only used when a new treatment method is being assessed and, for this reason, placebo-controlled trials usually have a small sample size because they are seen as an intermediary step in the process of showing the efficacy of a new treatment.

RCTs provide the highest level of evidence because the random allocation of participants to study groups minimises the influences of selection bias, of known and unknown confounders and of prognostic factors such as participant characteristics on the study results. Blinding (not informing the participants and/or the research team about which participants are in which group) can also reduce the effects of other biases.

The inclusion criteria are an important issue in RCTs. In trials to measure the effectiveness of a treatment or intervention, participants who have an identified health problem are enrolled. However, in interventions designed to prevent an illness or condition from developing, participants who are ‘at risk’ are enrolled before the illness or condition has developed. Although RCTs provide the most scientifically rigorous research method available, they are often difficult to conduct and low response rates may reduce the generalisability of the results. Table 6.1 summarises the strengths and weaknesses of RCTs.

Table 6.1

STRENGTHS AND WEAKNESSES OF RCTs

Strengths Weaknesses
Provide a high level of evidence Selection bias may be an issue if potential participants have treatment preferences
Confounders, prognostic factors and exposures are balanced between groups Follow-up bias may be influential if control group participants selectively drop out because they are receiving a placebo or existing treatment
Allocation, reporting and observer bias can be controlled by blinding Low participation rates may reduce the generalisability of the results
Willingness to participate does not influence group allocation Long-term outcomes may not be measured

Research focus

Abstract

Objective

The Training and Support Program (TSP) was designed to equip parents of children with disabilities with a simple massage skill for use with their children in the home environment. The effectiveness of the TSP was examined in an RCT with a wait-list control group.

Methods

Parents were trained in massage by suitably qualified therapists in eight weekly sessions, each lasting one hour. The sample comprised 188 parents who were randomised to an intervention group (n = 95) (who attended the TSP with their children immediately) or a control group (n = 93) (who were offered the TSP after four months of follow-up). Data were collected by self-administered questionnaires at baseline and at four-month follow-up.

Results

The majority of participants were mothers (88%) with a partner (88%) and white European (82%); 40% worked full time or part time and 34% had health problems (e.g. chronic fatigue, cancer or arthritis). The TSP demonstrated statistically significant positive effects on parental self-efficacy for managing children's psychosocial wellbeing and depressed mood (0.004 and 0.007). There were trends towards improvement on parental satisfaction with life (p = 0.053), global health (p = 0.065) and parental ratings of children's sleeping (p = 0.074) and mobility (p = 0.012). Effect sizes were small (0.11–0.23). Levels of anxiety, depression and perceived stress were all higher than published norms.

Conclusion

The TSP is an effective means of improving parental self-efficacy and depressed mood. Additional means of supporting parents need to be investigated.

Barlow, J., Powell, L., Gilchrist, M., et al., 2008. The effectiveness of the Training and Support Program for parents of children with disabilities: a randomized controlled trial. Journal of Psychosomatic Research 64, 55–62.

Critical thinking

image Is Barlow et al's research basic or applied?

image What is the rationale for your decision?

image The authors recommend further research. What further research can be undertaken to identify the support needs of parents?

Qualitative research

Qualitative research proposes that there is no objective reality as assumed by the quantitative positivist paradigm. It is a constructivist approach in which the individual constructs the meaning and interpretation of reality from their own experience. Nevertheless, like quantitative studies, qualitative research utilises a range of methods and methodologies that facilitate the exploration of different phenomena, meaning and experience.

In qualitative research, data are collected from observation and interview within a population and describe the range of responses, as well as variation between responses. Narrative data are collected as opposed to numerical data in quantitative research and, thereby, a depth of understanding about the issue under investigation is provided in contrast to the breadth of understanding sought in quantitative research.

Examples of qualitative methodologies include:

image symbolic interactionism – that seeks to understand the social meaning that shapes human behaviour (see Beard & Fox 2008)

image phenomenology – that seeks the discovery of a phenomenon (European philosophical tradition) or the experience of a phenomenon or its meaning (North American / empirical tradition) (see Ranse & Arbon 2008)

image ethnography – that seeks to discover cultural meaning from a native perspective (see Larun & Malterud 2007)

image grounded theory – that uses induction to develop theory (see Bahora et al 2009).

Methods for collecting data in a qualitative study include but are not limited to: focus groups; unstructured or semi-structured interviews; participant observation; ethnography; case studies; and document analysis.

Focus on qualitative research: phenomenology

Phenomenology began as a philosophical mode of inquiry in continental Europe around the turn of the 20th century. Its acknowledged founder is the German philosopher Edmund Husserl (1859–1938). Throughout the latter part of the 20th century and early 21st century phenomenology was adapted as an approach in health research inquiry, particularly by nurse researchers (Dowling 2007). The goal of phenomenological health research is to understand a human or social issue by examining the human experience of the phenomenon under investigation, whereas the goal of philosophical phenomenology is to examine the phenomenon itself (Aspers 2010, Crotty 1996, Flood 2010).

Consequently, phenomenology is both a philosophy and a research method. As a philosophy it is interested in the person's perception of a phenomenon, that is, the subjective understanding of the meaning of the phenomenon being investigated, such as the phenomenon of sadness. And, as a research approach, phenomenology is interested in understanding the human (or lived) experience of a particular phenomenon, such as what it is like to be sad. It is the latter form of phenomenology that is prevalent in the health research literature. This type of phenomenological research generally takes the form of interviewing participants, followed by analysis of the data and the development of themes from which conclusions and recommendations are drawn.

Controversy surrounds the use of phenomenology as a method in health research. Crotty (1996) refers to the study of the lived experience as ‘new’ phenomenology, which he argued differs from philosophical phenomenology because it attempts to draw objective conclusions from subjective data. Paley (2005), too, is critical of phenomenological health research, stating that in attempting to make sense of subjective data, nurse researchers draw objective conclusions and in doing so ‘mimic science’ in assuming that an objective reality exists.

Aspers (2010), however, does not see a problem with there being two approaches. While he distinguishes philosophical phenomenology from what he calls empirical phenomenology, he describes the two approaches as having different purposes. Philosophical phenomenology seeks to understand the phenomenon itself, while empirical phenomenology is interested in the social meaning of the person's experience of the phenomenon. Finlay (2010) also observes that a variety of research methods and techniques are conducted under the banner of phenomenology. She argues that rather than debating the difference in approaches, the important issue for researchers should be to be clear about which philosophical and research traditions they are using and why. Nevertheless, despite the methodological debate surrounding phenomenological health research, phenomenological studies contribute to the body of knowledge about individuals' experiences of health and illness issues and thereby can influence healthcare practices.

Research focus

Abstract

Background

Becoming autonomous is an important aspect of teenagers' psychosocial development and this is especially true of teenagers with type 1 diabetes. Previous studies exploring the everyday problems of teenagers with diabetes have focused on adherence to self-care management, how self-determination affects metabolic control and the perception of social support.

Objective

The aim of the study was to elucidate lived experiences, focusing on the transition towards autonomy in diabetes self-management among teenagers with type 1 diabetes.

Design and method

Data were collected using interviews and a qualitative phenomenological approach was chosen for the analysis.

Participants

Thirty-two teenagers (18 females and 14 males) were interviewed about their individual experiences of self-management of diabetes.

Findings

The lived experiences of the transition towards autonomy in self-management were characterised by the overriding theme ‘hovering between individual actions and support of others’. The findings indicate that individual self-reliance and confirmation of others are helpful in the transition process. Growth through individual self-reliance was viewed as a developmental process of making one's own decisions; psychological maturity enabled increased responsibility and freedom; motivation was related to wellbeing and how well the diabetes could be managed. The theme ‘confirmation of others’ showed that parental encouragement increased the certainty of teenagers' standpoints; peers' acceptance of diabetes facilitated incorporation of daily self-management activities; and support from the diabetes team strengthened teenagers' self-esteem.

Conclusion

In striving for autonomy, teenagers needed distance from others but still to retain the support of others. A stable foundation for self-management includes having the knowledge required to practise diabetes management and handle different situations.

Karlsson, A., Arman, M., Wikblad, K., 2008. Teenagers with type 1 diabetes – a phenomenological study of the transition towards autonomy in self-management. International Journal of Nursing Studies 45, 562–570.

Critical thinking

image Is Karlsson et al's research basic or applied?

image What is the rationale for your decision?

image Based on the findings of this study what advice would you give to the parents of a teenager with type 1 diabetes? Why?

Quantitative or qualitative?

In the planning phase of an investigation a decision is made early in the research process concerning which methods or methodology to use, namely, quantitative or qualitative, or whether to use multiple methods or methodologies – triangulation. Choosing a method is best addressed by considering the question to be investigated and the methodology that best informs the research question. For example, if a researcher wants to investigate the incidence of asthma in the community, then epidemiological (quantitative) data will provide that information. However, if the researcher wants to know what is the experience of a person living with asthma? then a semi-structured interview or focus group is an appropriate (qualitative) method for data collection. Table 6.2 summarises the similarities and differences between quantitative and qualitative research.

Table 6.2

TYPES OF RESEARCH

image

Triangulation

Triangulation, or the use of mixed methods and/or methodologies in psychological and social research, is a process whereby various forms of data are collected from different sources. Its justification is that no single method can provide a comprehensive explanation for the phenomenon under investigation and that collecting data from different sources provides multiple perspectives and enables better understanding (Denzin 2009, Torrance 2012). Triangulation may be applied to one or more of the following: methodology, method, data and/or investigator. It can utilise both quantitative and qualitative paradigms and methods for data collection, for example, by obtaining data from key informant interviews (qualitative) and questionnaires (quantitative). It can also include collecting data using different methods within the same research paradigm, for example, focus group and participant observation, which are both qualitative.

The purpose of triangulation is to validate the findings by collecting data on the same phenomenon from different sources (Howe 2012). Collecting data from various sources enables researchers to corroborate their findings, or not. And if both quantitative and qualitative methods are used, a broad and deep understanding of the issue is obtained. For example, in determining the needs of parents who have a child with a disability, a researcher could interview key informants (qualitative research) and use this data to design a questionnaire to canvass the opinions of a wider selection of the target population (quantitative research).

In summary, the question of whether to use quantitative or qualitative methods to conduct research relates not to what is the better method but to what is the more appropriate method of providing the information sought. If the identification of the magnitude – or the extent – of an issue is sought or a hypothesis is to be tested, then quantitative methods are required. On the other hand, if the researcher is concerned with understanding human experience from an informant's perspective, then a qualitative method is called for. Furthermore, by utilising both quantitative and qualitative methods – as in triangulation – researchers can obtain a greater understanding of the research question under investigation.

Health professionals as consumers of research

While most health professionals do not conduct research in their day-to-day work, all will use research findings on a daily basis. Schneider et al (2013 p 289) refers to this as being a consumer of research. Being a consumer of research requires health professionals to understand and utilise research evidence in clinical practice. Specifically this means being able to:

image access contemporary research reports related to your area of intended healthcare practice

image analyse and critique research findings and conclusions

image underpin clinical practice with an evidence base, that is, articulate the evidence base for clinical practices

image know the processes required to translate research findings into new clinical practices

image know the processes required to change clinical practices that are not supported by contemporary evidence

image observe ethical issues of research participation (and advocate on behalf of participants should this be required).

Accessing research findings

The findings of research studies need to be disseminated before they can influence practice. Research reports are published in a variety of genres including: as an article in a refereed journal; as an article in a non-refereed journal; as a systematic review; as a monograph; as a conference presentation or poster; as a report on an internet specialist website; or in the popular media, including newspapers, television and the internet.

Where a research report is published can be indicative of the degree of confidence the reader can place in the claims made by the researcher. For example, the conclusions drawn by the author of an article published in a scholarly refereed journal can be accepted with more confidence than claims posted on a news-based website or reported in a daily newspaper.

Refereed journals

Articles submitted to a refereed journal undergo peer review prior to being accepted for publication. This involves a process of subjecting the author's work to scholarly review by experts in the field of the study. For an article reporting on research findings the peer review process aims to ensure the research design is sound and ethical, and that the conclusions drawn and claims made by the authors can be substantiated by the process and results presented. One drawback, however, of disseminating research findings through the peer review process is that it can take months or even years for an article to be accepted by a scholarly journal, thereby delaying the time taken for the research findings to influence practice.

Systematic reviews

A systematic review of the literature identifies a single question and examines all of the published quality literature that relates to the question. They are commonly used to examine cause and effect and clinical effectiveness studies (Schneider et al 2013), for example, to identify risk factors for cancer or to ascertain the most effective drug treatment for osteoarthritis. In the health field systematic reviews are considered to provide the highest level of evidence.

The Cochrane Collaboration is the most widely known publisher of systematic reviews. The collaboration aims to provide independent evidence to inform healthcare decision making. Cochrane reviews combine the results of the world's best medical studies and are recognised as the ‘gold standard in evidence-based health care’ (Cochrane Collaboration 2011). In assessing systematic reviews Hagger (2012) suggests that the features of a ‘good’ review article are that it:

image is original – makes a unique contribution to the literature and field of study

image advances thinking and knowledge – challenges previous ideas and contributes to new and existing understandings of the issue

image is theory-based – takes into consideration what has gone before, and uses current thinking and evidence to develop new ideas

image is evidence-based – takes into consideration previous research findings when developing new ideas

image is accurate, comprehensive and rigorous – uses the highest methodological standards when conducting the review, and includes all important studies in the field or provides justification for their exclusion

image provides recommendations for future research – diligent in generating new questions to be addressed, and fosters future research enquiry and empirical work

image stimulates debate – values scholarly debate between researchers and theorists on key questions related to theory, research and practice.

Other publications

Research findings can also be disseminated through conference presentations and posters that may or may not be peer assessed and may or may not be published. As with journal articles that have been accepted through a review process, conference material will have met criteria with regard to methodological and interpretive soundness and, hence, the reader can place greater confidence in the conclusion(s) drawn by the researcher.

Another source of research reports is the popular media that, in the main, are not peer reviewed. Included in this category are newspaper articles, television programs and the internet. Less confidence can be placed in the reliability, validity and credibility of claims made in such reports if they have not undergone the scrutiny of professional review.

Government departments and non-government organisations frequently publish reports as a monograph, which is a small book or treatise on a particular subject. Governments, academics and organisations also publish reports and policies in hard copy and on the internet in what has become known as the ‘grey literature’. The credibility of these reports is influenced by who is the author and who published it. Non-refereed journals and newsletters are another source for research reports or updates. However, as these publications have not been subjected to the scrutiny of review by experts they do not carry the same authority as a report published in a scholarly refereed journal. Nevertheless, they can be informative and a discerning reader can critically evaluate the conclusions drawn by the authors just as they also would for a refereed article.

Access to research information by the general public has increased exponentially in recent years, principally through the internet but also through current affairs programs on television and from the print media. Many patients now research their conditions on the internet prior to visiting their general practitioner (GP). While this enables patients to be more informed about their condition and treatment options it is important to stress that any information sourced from the popular media must be critically assessed before being accepted as valid. To conclude, before accepting claims made by researchers the responsibility rests with readers to critically appraise the veracity of those claims, regardless of whether the research findings are peer assessed or not but particularly if they are not.

Analysis and critique of research reports

In analysing and critiquing research articles and reviews some questions apply to both quantitative and qualitative studies such as ‘how were ethical considerations addressed?’. There are also separate questions to be asked due to the different approaches of the two paradigms regarding research design, data collection, analysis, interpretation and conclusions drawn. The questions in Boxes 6.1 and 6.2 (adapted from Schneider et al 2013) provide a template for critically appraising quantitative and qualitative research reports.

Box 6.1

Critical review of quantitative studies

Article details Record the author name(s), publication date, article title and journal details.
Is the article published in a scholarly journal and has it been through a peer review process?
Is the title consistent with the stated aim of the study?
Is the abstract a succinct summary of the study, its findings and recommendations?
Aim of the study Is the hypothesis and/or purpose clearly stated?
What is the research question?
Method Does the literature review demonstrate a need for the study?
Has relevant literature been consulted?
What is the study design? Is it appropriate for the hypothesis or question under investigation?
Is the data collection process, including participant recruitment, and method (e.g. questionnaire), clearly described?
What statistical tests are used? Were they descriptive, correlational or inferential?
Are the statistical tests used appropriate for the question/issue under investigation?
Findings Was the hypothesis confirmed/refuted?
Are the findings statistically significant?
Have the findings been interpreted in relation to the research question and aims?
Were there any unexpected findings?
Significance of findings What is the significance of the findings?
Why are they important?
To whom are they important?
What are the implications of the findings for clinical practice?
What are the implications of the findings for further research?
Limitations/rigour Are the limitations of the study reported?
Is the sample size sufficient for the statistical tests used in the study?
Can the findings be generalised, or are they limited to the population studied?
Is there a conflict of interest (e.g. who funded the study)?
Is sufficient detail provided to allow replication of the study?
Conclusion Can the conclusion logically be drawn from the data analysis and findings?
Is the conclusion related to the findings and the stated aim of the study?
Do the recommendations regarding clinical practice or future research logically follow from the analysis of the findings?
Did the study provide new insights or a different perspective of the issue?

Adapted from Schneider Z & Whitehead D, 2013 Nursing & midwifery research, 4th edn. Elsevier, Sydney

Box 6.2

Critical review of qualitative studies

Article details Record the author name(s), publication date, article title and journal details.
Is the article published in a scholarly journal and has it been through a peer review process?
Is the title consistent with the stated aim of the study?
Is the abstract a succinct summary of the study, its findings and recommendations?
Aim of the study What is the purpose of the study?
What is the issue or phenomenon under investigation?
Method Does the literature review demonstrate a need for the study?
Has relevant literature been consulted?
What is the study design? Is it appropriate for the issue under investigation?
Is the data collection process, including participant recruitment, ethics and method (e.g. focus group), clearly described?
Is the theoretical framework and the process used for data analysis clearly described?
Is the data analysis method appropriate for the question/issue under investigation?
Findings Is the phenomenon sufficiently identified?
Have the findings been interpreted in relation to the research question and aims?
Is a new theory developed or are the findings related to existing theory?
Significance of findings What is the significance of the findings?
Why are they important?
To whom are they important?
What are the implications of the findings for clinical practice?
What are the implications of the findings for further research?
Limitations/rigour Are the limitations of the study reported?
Can the findings be generalised, or are they limited to the population studied?
Is there a conflict of interest (e.g. a power relationship between participants and the interviewer)?
Is sufficient detail provided to allow replication of the study?
Conclusion Can the conclusion logically be drawn from the data analysis?
Is the conclusion related to the findings and the stated aim of the study?
Do the recommendations regarding clinical practice or future research logically follow from the analysis of the findings?
Did the study provide new insights or a different perspective of the issue?

Adapted from Schneider Z & Whitehead D, 2013 Nursing & midwifery research, 4th edn. Elsevier, Sydney

Research focus

Abstract

Hepatitis C prevention counselling and education are intended to increase knowledge of the disease, clarify perceptions about vulnerability to infection and increase personal capacity for undertaking safer behaviours. This study examined the association of sharing drug equipment against psychosocial constructs of the AIDS risk reduction model, specifically, knowledge and perceptions related to hepatitis C virus (HCV) among injection drug users (IDUs). Active IDUs were recruited between April 2004 and January 2005 from syringe exchange and methadone maintenance treatment programs in Montreal, Canada. A structured interviewer-administered questionnaire elicited information on: drug preparation and injection practices; self-reported hepatitis C testing and infection status; and AIDS risk reduction model constructs.

Separate logistic regression models were developed to examine variables in relation to sharing syringes and sharing drug preparation equipment (drug containers, filters and water). Among the 321 participants, the mean age was 33 years, 70% were male, 80% were single and 91% self-identified as Caucasian. In the multivariable analyses, psychosocial factors linked to syringe sharing were lower perceived benefits of safer injecting and greater difficulty to inject safely. As with syringe sharing, sharing drug preparation equipment was associated with lower perceived benefits of safer injecting but also with low self-efficacy to convince others to inject more safely. Interventions should aim to heighten awareness of the benefits of risk reduction and provide IDUs with the skills necessary to negotiate safer injecting with their peers.

Cox, J., De, P., Morissette, C., et al., 2008. Low perceived benefits and self-efficacy are associated with hepatitis C virus (HCV) infection-related risk among injection drug users. Social Science and Medicine 66, 211–230.

Classroom activity

In small groups:

1. Obtain the complete article from the Science Direct database for Cox et al's study and assess it using the critical review of quantitative studies guidelines in Box 6.1.

2. Alternatively, find another peer-reviewed article that reports on a quantitative study and assess it using the critical review of quantitative studies guidelines in Box 6.1.

Research focus

Abstract

Aim

The purpose of this research was to explore, describe and interpret the lived experience of graduate [junior] registered nurses who have participated in an in-hospital resuscitation event within the non-critical care environment.

Method

Using a hermeneutic phenomenological design, a convenience sample was recruited from a population of graduate registered nurses with less than 12 months' experience. Focus groups were employed as a means of data collection. Thematic analysis of the focus group narrative was undertaken using a well-established human science approach.

Findings

Responses from participants were analysed and grouped into four main themes: needing to decide, having to act, feeling connected and being supported. The findings illustrate a decision-making process resulting in participants seeking assistance from a medical emergency team based on previous experience, education and the perceived needs of the patient. Following this decision, participants are indecisive, questioning their decision. Participants view themselves as learners of the resuscitation process, being educationally prepared to undertake basic life support but not prepared for roles in a resuscitation event expected of the registered nurse, such as scribe. With minimal direction participants identified, implemented and evaluated their own coping strategies. Participants desire an environment that promotes a team approach, fostering involvement in the ongoing management of the patient within a ‘safe zone’.

Conclusion

Similarities are identifiable between the graduate nurses' experience and the experience of bystanders and other health professional cohorts such as: the chaotic resuscitation environment; having too many or not enough participants involved in a resuscitation event; being publicly tested; having a decreased physical and emotional reaction with increased resuscitation exposure; and having a lack of an opportunity to participate in debriefing sessions. Strategies should be implemented to provide non-critical care nurses with the confidence and competence to remain involved in the resuscitation process: first, to provide support for less experienced staff; and second, to participate in the ongoing management of the patient. Additionally, the need for education to be contextualised and mimic the realities of a resuscitation event was emphasised.

Ranse, J., Arbon, P., 2008. Graduate nurses' lived experience of in-hospital resuscitation: a hermeneutic phenomenological approach. Australian Critical Care 21, 38–47.

Classroom activity

In small groups:

1. Obtain the complete article from the Science Direct database for Ranse and Arbon's study and assess it using the critical review of qualitative studies guidelines in Box 6.2.

2. Alternatively, find another peer-reviewed article that reports on a qualitative study and assess it using the critical review of qualitative studies guidelines in Box 6.2.

Evidence-based healthcare practice

Evidence-based healthcare practice is premised on the notion that every clinical intervention needs to be supported by findings from contemporary research. In theory this means that health professionals will utilise effective practices, question practices that lack supporting evidence and cease practices that are harmful (Greenhalgh 2010). Such evidence needs to be both quantitative and qualitative because results, for example from RCTs alone, are not sufficient to change practice (Britten 2010, Zayas et al 2011).

Health professionals whose practice is underpinned by an evidence base, therefore, are able to articulate the rationale and refer to the research findings that support particular interventions and keep themselves up to date by regularly accessing the relevant quality literature in their area of practice or speciality. Importantly, practitioners will possess the skills to evaluate research findings and, where relevant, translate these into new practices, or cease existing practices that are not supported by contemporary evidence. Nevertheless, despite the rhetoric surrounding evidence-based best practice, barriers exist that prevent the transfer of identified best practice guidelines into everyday clinical care. Such barriers include resistance from health professionals as well as structural barriers within organisations (Avorn & Fischer 2010, Morrison et al 2012).

Research conducted by Forsner et al (2010) examining the barriers and facilitators to implementing clinical guidelines in psychiatry found there were three categories of barriers and facilitators to implementing clinical practice change: organisational resources; health professionals' individual characteristics; and perceptions of guidelines and implementation strategies. The researchers also found differences between the practitioners in the implementation team and the staff at the clinics, including: concern about control over clinical practice; beliefs about evidence-based practice; and suspicions about financial motives for introducing the guidelines. The researchers concluded that the adoption of new guidelines could be improved if staff at the local level were able to actively participate in the implementation process, and if the identified barriers were addressed at an organisational and individual level.

Earlier research by Grohl and Wensing (2004) examined the implementation of guidelines for diabetes care and found there were three categories of barriers to implementing clinical practice change, namely: individual, social and organisational/economic.

Individual factors included:

image cognitive – decision-making processes and risk–benefit analysis

image educational – learning styles

image attitudinal – perceived behavioural control, self-efficacy

image motivational – the individual's motivational stages and barriers.

Social factors included:

image social learning – role models

image social network and influence – values and culture

image patient influence – patient expectations and behaviour

image leadership – style, power and the leader's commitment.

Organisational and economic factors included:

image innovativeness of the organisation – specialisation, decentralisation and professionalism

image quality management – culture and leadership

image complexity – interaction between system parts

image organisational learning – capacity and arrangements for ongoing learning

image economic – rewards and incentives for change or maintaining the status quo.

The authors concluded that while the research identifies a range of factors that pose barriers to clinical practice change, the findings do not specify which of the factors are the most influential, nor in which circumstances they might have the most influence. Regardless, the findings are important because they highlight the complexity involved in bringing about change in clinical practice – even when there is evidence to support the change. Additionally, the findings identify areas for future research to explore these contributing factors further.

In summary, research provides the evidence on which best practice can be based. However, while health professionals are responsible for ensuring their practice is based on the available evidence, the responsibility for this does not rest with individual health professionals alone because the transfer of the research findings into clinical practice change is complex, political and influenced by social and organisational factors. Evidence-based practice, therefore, is not and cannot be merely an individual health professional's responsibility.

Research ethics in healthcare practice

Throughout the world any research conducted on humans must conform to ethical codes or guidelines. The primary ethical consideration of any research involving humans is that of beneficence, or the principle that on balance the potential good resulting from research participation must outweigh the potential harm.

Ethical codes and guidelines are intended to protect the rights of vulnerable people. The first code of medical ethics, the Nuremburg code, was developed subsequent to the Nuremburg Tribunal that investigated the human rights violations of the medical experiments carried out by doctors in Germany during the Second World War. In 1949 the World Medical Association released an international code of medical ethics, based on the Nuremburg code, which became known as the Declaration of Helsinki. The Helsinki declaration is a statement of ethical principles that provides guidance to physicians and other participants in medical research involving human subjects (World Medical Association 2008) and is the foundation on which worldwide codes of health research ethics are based.

Australian and New Zealand codes of ethics

In Australia the body that oversees the ethical conduct of research involving human subjects is the National Health and Medical Research Council (NHMRC) and in New Zealand it is the Health Research Council (HRC). Both councils have developed guidelines for the ethical conduct of research involving human subjects, namely the NHMRC National Statement on Ethical Conduct in Human Research (NHMRC et al 2009) in Australia, and HRC Guidelines on ethics in health research (2005) in New Zealand.

In 2007 (and updated in 2009) the NHMRC, Australian Research Council (ARC) and the Australian Vice-Chancellors' Committee (AVCC) released the National Statement on Ethical Conduct in Human Research, which contains Australia's primary guidelines for ethically conducting research involving human participants. The purpose of the statement is to: promote ethical human research; ensure that participants are accorded respect and protection; and foster research that benefits the community. The statement is based on four values that the design and conduct of all research involving human participants must follow. The central theme of these values is respect for all human beings and beneficence is the value that underpins the other three. The values are:

image respect for human beings

image research merit and integrity

image justice

image beneficence (NHMRC/ARC 2009).

Research with Indigenous people

Following a history of colonisation and injustice Indigenous people are sensitive to the ethics of health research (Baum 2008 p 154). Hence further issues need to be considered for research that includes Indigenous people. Therefore, in addition to heeding the ethical principles outlined in the Guidelines on ethics in health research, New Zealand researchers, for example, must also take into consideration additional issues for Mimageori developed by the HRC (2010). The council directs that all research proposals involving Mimageori must observe the principles of the Treaty of Waitangi and incorporate this in the proceedings and processes of ethics committees; particularly relevant are the principles of:

image partnership– working together with iwi, hapu, whanau and Mimageori communities to ensure Mimageori individual and collective rights are respected and protected

image participation – involving Mimageori in the design, governance, management, implementation and analysis of research, especially research involving Mimageori

image protection – actively protecting Mimageori individual and collective rights, Mimageori data, Mimageori culture, cultural concepts, values, norms, practices and language in the research process (HRC 2010).

Australia, too, has developed guidelines for research with Indigenous people. In collaboration with the NHMRC the National Aboriginal and Islander Health Organisation developed guidelines for research in Indigenous communities. Key principles of the guidelines include:

image community engagement – consultation and negotiation with Aboriginal and Torres Strait Islander people and involvement of community members in the research

image benefit – the potential health benefit for Aboriginal and Torres Strait Islander people is evident in the research proposal

image sustainability and transferability – how the result of the research can lead to achievable and effective health gains for Aboriginal people, beyond the research project is demonstrated in the proposal

image building capacity – how Aboriginal communities, researchers and others will develop relevant capabilities and retain ownership of data and publication is demonstrated

image priority – the research and potential outcomes are a priority for Aboriginal communities

image significance – the research addresses important public health issues for Aboriginal people and takes account of the history of Indigenous colonisation, Indigenous values and respect for culture (NHMRC/ARC 2003, 2010).

Health professionals as patient advocates

As well as conducting research, health professionals also engage in health research either as participants or because the patients they care for are participants. Consequently, it is crucial that health professionals are aware of the ‘rights’ of research participants, including themselves (Schneider et al 2013 p 95).

With regard to caring for patients who are research participants, a health professional's role includes: ensuring: the patient fully understands what they are consenting to (informed consent); that the rule of beneficence applies; that the patient's anonymity, privacy and dignity is respected; and that the patient is aware that they can withdraw from the research at any time. At times this may involve acting as an advocate for the patient such as providing additional information to the patient or explaining the patient's right to not participate in the research should they not want to.

Extreme examples of the need to advocate on behalf of patients include the 1980s RCT of cervical cancer, conducted at the National Women's Hospital in Auckland, New Zealand, in which conventional cancer treatment was withheld from some participants in the study without their consent (Paul 1988, Skegg 2011) and the United States army-sponsored AIDS research in Thailand in the 1990s that tracked the natural course of vertical transmission of HIV in children born to sero-positive mothers. The infants were not given the antiretroviral drug (ARV) zidovudine (AZT) despite the drug being proven to be effective in reducing vertical HIV transmission in American and French studies. Thirty-seven children in the Thai study contracted the HIV virus (Hassani 2005, Robb et al 1998). Similar controversy surrounded trials of AZT in Africa in the 1990s, in which control groups were given a placebo, despite the results of other trials that convincingly demonstrated the effectiveness of ARV drug treatment, thereby making a control group unethical (Brewster 2011). Haire (2011) further argues that the debate that ensued following the exposure of the ARV trials in developing countries was important because it highlighted the need for health equity and access to care to redress health disparities. Researchers, she argues, have a duty of care and a moral responsibility to ensure that treatments for the diseases under investigation must be made available to the populations participating in the study, regardless of where they live.

In summary, codes of ethics and ethical research guidelines serve the purpose of protecting participants in health research. It is the responsibility of health professionals to ensure these principles are adhered to and to take action on behalf of themselves or the patient in their care should the health professional become aware that this is not the case.

Classroom activity

In United States army research, reported by Robb et al (1998) and Praphan (1998), the researchers argued that AZT was not deemed standard treatment in Thailand for individuals at risk of contracting HIV (although it was at that time in Western countries) therefore it was not unethical to withhold the drug from infants born to HIV-positive mothers. Brewster (2010), reporting on African ARV trials, disagrees and argues that once an intervention is proven to be effective it is unethical to include a placebo group in drug trials.

Debate the ethics of researchers withholding a known effective treatment because it is not a standard treatment in the country where the research is conducted.

Do you agree or disagree with Haire's view that researchers have a duty of care and a moral responsibility to provide treatment for the disease under investigation to participants of the study, regardless of where they live, or the cost of the treatment (Haire 2011)?

image Explain your reasons for this view.

Research focus

Abstract

This article considers the informed consent process in relation to carrying out research with intoxicated participants in ‘field’ research settings. There is little discussion in the literature of the potential problems that the intoxication of research participants may pose to research. Intoxication is a potential problem for all researchers but is heightened in field research that takes place in settings where participants are likely to be intoxicated, such as licensed venues, in drug consumption rooms or police custody suites. The risks to research participants that intoxication poses should not be resolved by electing not to do research with intoxicated participants; it is argued that these risks can be managed to some extent and are offset by the benefits of such research. Moreover, intoxication (and the impairment of cognitive functions relevant to valid informed consent) may not always be identifiable through behavioural or biochemical methods of detection. The search for accurate and field-practical methods for identifying intoxication among participants is useful but not the only strategy for researchers who want to ensure the validity of the consent process. Suggestions are provided for devising research protocols that acknowledge and accept intoxication of research participants and attempt to protect them. One solution is to sidestep identification of intoxication per se as a strategic objective in the consent process and turn instead to established methods for ensuring that information has been understood by potential research participants.

Aldridge, J., Charles, V., 2008. Researching the intoxicated: informed consent implications for alcohol and drug research. Drug and Alcohol Dependence 93, 191–196.

Critical thinking

What is your view of the recommendation made by Aldridge and Charles (2008) to ensure that information has been understood by potential research participants and to sidestep identification of intoxication per se as a strategic objective in the consent process when obtaining informed consent from intoxicated people?

image Identify the ethical issues in this recommendation.

image Can an intoxicated person give informed consent?

image If yes, in what circumstances?

image If no, what are the implications for research involving intoxicated people?

Conclusion

In this chapter, the two major research paradigms – quantitative and qualitative – were presented. Differences and similarities of the two approaches were highlighted and the conclusion drawn that the selection of a particular research paradigm is influenced not by the intrinsic merits of either a positivist or a critical approach but by the question under investigation and the best way to seek an answer to the question.

The importance of research in the everyday practice of psychologists and health professionals was emphasised, including the notion that research provides the evidence on which all healthcare practice is based. The complexities of translating research findings into practice were recognised and the role of health professionals as consumers of research was emphasised. Finally, the important role played by health professionals in the ethical conduct of research was highlighted.

Remember

image Research is fundamental to the clinical practice of psychologists and health professionals because it provides the evidence on which healthcare practice is based.

image Skills as a research consumer are essential in healthcare practice.

image Research findings can identify healthcare practices that are effective and efficient, thereby identifying ‘best practice’.

image Research findings can identify healthcare practices that are not effective or efficient and thereby provides evidence to facilitate change.

image Health professionals play a key role in the ethical conduct of research.

Further resources

Bragge, P. Asking good clinical research questions and choosing the right study design. Injury, International Journal Care of Injured. 2010; 41S:S3–S6.

Brewster, D. Science and ethics of human immunodeficiency virus/acquired immunodeficiency syndrome controversies in Africa. Journal of Paediatrics and Child Health. 2011; 47:646–655.

Ministry of Health. Operational standard for ethics committees: updated edition. Wellington: NZ Ministry of Health; 2006.

National Health and Medical Research Council, Australian Research Council & Australian Vice-Chancellors’ Committee. National Statement on Ethical Conduct in Human Research. Canberra: NHMRC, AVCC and ARC; 2007.

Schneider, Z., Whitehead, D., LoBondio-Wood, G., et al. Nursing and midwifery research: methods and appraisals for evidence based practice, fourth ed. Sydney: Elsevier; 2013.

Weblinks

Cochrane Library

http://www3.interscience.wiley.com/cgi-bin/mrwhome/106568753/HOME

The Cochrane Library contains high-quality, independent evidence that can inform healthcare decision making. It includes reliable evidence from Cochrane and other systematic reviews, clinical trials and more. It includes the combined results of the world's best medical research studies, which are recognised as the gold standard in evidence-based healthcare.

Health Services Consumer Research

www.hscr.co.nz

The HSCR website provides accurate, reliable and insightful information on consumers and providers of healthcare services in New Zealand to help monitor and improve healthcare service delivery.

Joanna Briggs Institute

www.joannabriggs.edu.au

The Joanna Briggs Institute is an international not-for-profit research and development organisation specialising in evidence-based resources for health professionals in nursing, midwifery, medicine and allied health. The institute is a recognised global leader in evidence-based healthcare.

National Health and Medical Research Council

www.nhmrc.gov.au

The NHMRC is Australia's peak body for health and medical research, health advice and for ethics in healthcare and in health and medical research.

New Zealand Health Research Council/Te Kaunihera Rangahau Hauora o Aotearoa

www.hrc.govt.nz

This is the New Zealand Government's main funding agency for health research. Its mission is to benefit New Zealand through health research, with the goal of improving health for all.

Science Direct

www.sciencedirect.com

Science Direct is operated by the publisher Elsevier. It is one of the world's largest collections of published scientific research, including health and social sciences.

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