Chapter 62

Animal Models of Experimental Neuropathic Pain

Michael H. Ossipov and Frank Porreca

 

SUMMARY

Neuropathic pain has an adverse impact on quality of life and remains an important unmet medical need. Consequently, many attempts have been made to “model” neuropathic pain in animals, each with its strengths and shortcomings. The observation that animals would attack a denervated limb (“autotomy”) following axotomy of a nerve led to the suggestion that such behavior reflected the presence of pain (i.e., a possible model of “anesthesia dolorosa”). Since other behavioral assessments were not possible following complete axotomy, later models focused on incomplete nerve injuries, including partial sciatic section, constriction of the sciatic nerve, and ligation of the L5 and L6 spinal nerves or distal branches of the sciatic nerve (i.e., the tibial and common peroneal nerves). Each of these injuries results in somewhat varying behavioral manifestations and may allow assessment of potentially different mechanisms that could contribute to a pathological pain state. Chronic constriction injury, for example, elicits robust thermal hyperalgesia and allodynia to cold stimuli. Ligation of the L5 and L6 spinal nerves (spinal nerve ligation model) produces enhanced responses to light dynamic or static touch, as well as to thermal stimuli. Recently, attempts have been made to model painful diabetic neuropathy and neuropathies resulting from cancer chemotherapeutic agents (e.g., vincristine, paclitaxel). The underlying mechanisms through which chemically induced neuropathic pain might occur remain uncertain and might be considerably different from those that drive traumatic injury–induced neuropathic pain. Although these preclinical approaches have been critical to the evolution of thinking on mechanisms of pain, the difficulty in evaluating spontaneous, or non-evoked, “pain” in animals has been an impediment to the field. Nevertheless, progress has been made and is continuing, a number of approaches to study spontaneous pain have been proposed, and some have begun to be validated. Some of these approaches appear to offer significant potential for the exploration of mechanisms that may help in ultimately increasing translational to novel therapy for human neuropathic states.

Introduction

Chronic pain is a significant health problem that has a negative impact on the quality of life of afflicted individuals, as well as on society in economic terms (more than $100 billion annually) (McCarberg and Billington 2006). Of the chronic pain states, neuropathic pain is perhaps the most perplexing. Most patients obtain inadequate relief with currently available pain medications. Neuropathic pain may arise from disease states, nerve trauma, exposure to chemotherapeutic agents, and other causes. The development of animal “models” that reflect such a diverse etiology has been difficult. Whether animal models of neuropathic pain are relevant to specific human conditions is not known. Patients with neuropathic pain often complain of multiple symptoms, including spontaneous “burning” pain, as well as pain from normally innocuous stimuli such as touch and cold (allodynia) and hyperalgesia to normally painful stimuli. Not all patients with neuropathic pain have these symptoms, and the symptoms that do occur may vary with time, thus presenting additional challenges in identifying relevant mechanisms and, by extension, appropriate treatments. It is important to emphasize that although terms such as allodynia and hyperalgesia have clear meaning in humans, application of these terms preclinically relies on assumptions of an animal’s perception in response to innocuous or noxious stimuli. Accordingly, we anticipate that a withdrawal reaction to a stimulus that does not normally evoke a response suggests “allodynia” and that an exaggerated response to a normally nociceptive stimulus suggests hyperalgesia.

Despite recent progress, our mechanistic understanding of neuropathic pain remains limited. The preliminary knowledge that we do have is related to the development of a number of animal models that mimic, at least in a limited way, some aspects of the pain that is reported clinically and that allow the generation of hypotheses that can lead to the testing of new potential therapies. This chapter summarizes information that has emerged from some of the models that have influenced our understanding of the mechanisms of neuropathic states.

Animal Models of Neuropathic Pain

Animal models of nociceptive pain depend on nocifensive responses to an acute noxious stimulus and have been very important in elucidating the basic mechanisms and neuroanatomical substrates that underlie nociception and its modulation. These models have allowed understanding of the roles of neurotransmitters and neuropeptides in inhibition and facilitation of pain and have become standard tools in drug development, especially predicting the analgesic efficacy and potency of strong (e.g., opioid) analgesics against acute pain states. A shortcoming that became evident, however, was the fact that models of acute nociception are insufficient to account for abnormal pain states, such as the pain that can arise as a consequence of injury to nerves within the central nervous system or in the periphery. Treatments that have been consistently reliable for experimental and clinical acute pain states have been disappointing for chronic neuropathic pain states, thus highlighting the need for models that approximate the features and perhaps give insight into the mechanisms of human neuropathic states. A number of important models of neuropathic pain have been developed and characterized, all with advantages and disadvantages and all with limited ability to accurately reflect the clinical condition. Nevertheless, these models have provided a basis for the mechanistic understanding that we have achieved to date of neuropathic pain syndromes and are an important step in the discovery process for new pain medications.

Neuroma Model

One of the earliest explicit models of neuropathic pain, nerve axotomy, was developed from the observation that transection of the sciatic nerve results in self-mutilation, or autotomy, of the denervated paw (Wall et al 1979). Autotomy was originally thought to occur because the animal perceived the denervated limb as a foreign object and not as a part of its own body (Wall et al 1979). However, Wall and colleagues surmised that the neuroma formed at the site of nerve section may be the source of a noradrenergic-sensitive afferent discharge that might be perceived as pain referred to the anesthetized, denervated limb (Wall and Gutnick 1974, Wall et al 1979). Based on these suppositions, the transection or neuroma model was developed to study anesthesia dolorosa and phantom limb pain. Nerve transection in mice and rats was performed by removing approximately 5 mm of the sciatic and saphenous nerves at the level of the mid-thigh (Wall et al 1979). Denervation, indicated by complete anesthesia, was confirmed by the complete absence of a nocifensive response to a strong pinch. The degree of autotomy was quantified by applying a scoring method reflecting the severity of damage to the paw (Wall et al 1979). Animals showed time-dependent damage to the paw during the first 5 weeks with no increased damage afterward (Wall et al 1979). Normal weight gain and behavioral activity were otherwise observed (Wall et al 1979). Interestingly, injury to the saphenous nerve (a purely sensory nerve), a crush injury of the sciatic nerve, or a combination of both manipulations produced little or no autotomy over a 9-week observation period (Wall et al 1979). Although crush produces wallerian degeneration, nerve regeneration and reinnervation of the hindpaw can occur to at least some degree and in this manner possibly attenuate the expression of autotomy (Devor and Govrin-Lippmann 1979). In contrast, sciatic nerve ligation and transection produced time-dependent autotomy that was observed even when saphenous nerve section was performed more than 100 days after sciatic nerve section (Wall et al 1979). Although autotomy can also occur after dorsal root avulsion, the driving mechanism may differ since the spinal horn neurons lose afferent input, thereby possibly resulting in hyperactivity of these transmission pathways so critical to pain processing, and it may thus represent deafferentation pain (Lombard et al 1979). After axotomy distal to the dorsal root ganglion (DRG), however, the proximal portions of the sectioned nerves continue to generate input to the spinal cord (Lombard et al 1979).

Although this model is one of the first reported attempts to model clinical neuropathic pain states, specifically, anesthesia dolorosa and phantom limb pain, autotomy behavior has not been widely adopted. One reason may be the uncertainty whether autotomy behavior reflects pain (but see Qu et al 2011). It has been suggested that autotomy is related to persistent, spontaneous ectopic discharges from the neuromas that result in ongoing pain (Wall et al 1979, Devor 1991). Other suggestions, however, are that autotomy may be an attempt to remove an insensate appendage or that it occurs as a result of excessive grooming because of the absence of sensory feedback (Rodin and Kruger 1984, Kruger 1992). Objections have also been raised that injury-induced autotomy as a model of neuropathic pain should be discarded for several reasons, including the fact that it is “esthetically repugnant” and that other models should be considered (Rodin and Kruger 1984, Kruger 1992).

Partial Sciatic Nerve Section

A variant of the neuroma model was designed to avoid the complications inherent with complete denervation of the hindpaw and to more closely resemble trauma-induced nerve injury by tightly ligating approximately one-third to one-half of the sciatic nerve fascicle and sparing the remaining fibers from injury (Seltzer et al 1990). The rats displayed licking and guarding behavior of the hindpaw, suggestive of spontaneous pain, but no autotomy was observed (Seltzer et al 1990). Tactile allodynia, suggested by exaggerated withdrawal responses to light touch, was observed bilaterally (Seltzer et al 1990). Mechanical and thermal hyperalgesia was also observed (Seltzer et al 1990). Chemical sympathectomy with guanethidine abolished these behavioral responses, thus suggesting that these signs of neuropathic pain are probably sympathetically maintained (Seltzer et al 1990, Seltzer and Shir 1991). The combination of an almost immediate onset and long duration of allodynia and hyperalgesia, the presence of mirror-image pain, and the dependence on sympathetic activity led to suggestions that this preparation may serve as a model for causalgia elicited by partial nerve injury (Seltzer et al 1990, Seltzer and Shir 1991). Neonatal rats were treated with capsaicin to selectively obliterate capsaicin-sensitive C-fiber nociceptors in an attempt to differentiate the fiber types mediating these behavioral responses (Seltzer and Shir 1991). Tactile hyperesthesia and touch-evoked tactile allodynia developed in the capsaicin-treated rats after partial sciatic nerve ligation, but not thermal hyperalgesia. These results indicated that tactile hyperesthesia is probably mediated through large-diameter myelinated fibers whereas thermal hyperalgesia is mediated through thermal nociceptive C fibers as noted previously (Seltzer and Shir 1991). One shortcoming of the model is that it is difficult to accurately reproduce the same injury repeatedly. Consequently, the degree of neuropathic pain behavior might be affected by the degree of the injury. Moreover, there is considerable mixing of injured with uninjured fibers, and the uninjured fibers may express enhanced discharges through ephaptic transmission.

Chronic Constriction Injury

The chronic constriction injury (CCI) model was developed to inflict reproducible nerve injury without complete denervation (Bennett and Xie 1988). A set of four chromic gut sutures were placed loosely around the common sciatic nerve at intervals of 1–2 mm so that they did not completely impede circulation through the epineurium (Bennett and Xie 1988). During the first week after surgery, gait and posture were highly variable among the animals and stabilized for up to 2 months thereafter. The rats walked with a definitive limp; exhibited ventriflexion of the toes, which were held tightly together; and avoided placing weight on the affected hindpaw (Bennett and Xie 1988). Guarding behavior, consisting of raising the limb and keeping it close to the flank, was observed. A striking feature of rats with CCI is thickening and elongation of the claws, to the point that in extreme cases they would curve back to the toe pads because of avoidance of grooming the injured hindlimb. Rats may show mutilation of the claw tips and roots but, unlike autotomy, no mutilation of the digits (Bennett and Xie 1988). Thermal hyperalgesia may be evident within 2 days and last 2 months after CCI. These changes in thresholds appear much sooner than autotomy behavior following complete nerve transection. Compound electromyographic activity of the biceps femoris and semitendinosus muscles in response to a heated probe applied to the hindlimb was markedly greater and showed long-lasting afterdischarge activity in rats with CCI when compared with sham-operated animals (Bennett and Xie 1988). Hypersensitivity to cold (4°C) and to light tactile stimuli, but not to noxious mechanical stimuli, was observed after CCI (Bennett and Xie 1988). Gentle stroking of the affected hindlimb resulted in a marked increase in Fos expression in the superficial laminae of the spinal dorsal horn (Catheline et al 1999). These behavioral observations may indicate that the CCI model might suggest spontaneous pain, as revealed by abnormal postures, guarding, and coincident grooming behavior, actions mimicking the signs of complex regional pain syndrome (CRPS). For example, some CRPS patients do not trim their nails because of the pain experienced (Bennett and Xie 1988).

The CCI model may elicit both spontaneous and evoked neuropathic pain because some afferent fibers of the sciatic nerve survive after surgery. Within 1 day of CCI, intraneural edema caused by partial constriction of the vasculature of the epineurium results in translucent, demyelinated constrictions 25–75% of the original diameter of the sciatic trunk; the constrictions merge into a single area of uniform thinning with swelling proximal to the constricted area (Bennett and Xie 1988). This is reminiscent of entrapment neuropathies (e.g., carpal tunnel syndrome) (Bennett and Xie 1988). The proximal sciatic nerve appeared normal to within 0.5 cm of the constriction, where marked degeneration and endoneurial edema became apparent along with massive demyelination and nearly total loss of large-diameter Aα and Aβ fibers and a lesser loss of small-diameter myelinated Aδ fibers (Munger et al 1992). Within 3 days of CCI, 89% of Aβ, 87% of Aδ, and 32% of C fibers were lost, with progression to loss of 94% of myelinated fibers and 73% of unmyelinated fibers within 14 days (Munger et al 1992, Coggeshall et al 1993). Subsequently, there was regeneration of unmyelinated and small-diameter myelinated but not large-diameter myelinated fibers to nearly normal levels (Munger et al 1992, Coggeshall et al 1993). The hyperalgesia observed after CCI is probably not due to the loss of large-diameter mechanosensitive fibers since it was resolved 56 days after CCI whereas the large-diameter fibers remained absent (Coggeshall et al 1993). It is possible that hyperalgesia may be mediated through sensitized Aδ and C fibers, some of which normally act as low-threshold mechanoreceptors (Munger et al 1992). Electrophysiological studies have shown that primary afferents, including large-diameter myelinated fibers, spontaneously discharge at ectopic foci proximal to the injury and that these abnormal discharges might play a role in spontaneous and evoked manifestations of neuropathic pain (Munger et al 1992, Coggeshall et al 1993).

An extension of the CCI model is CCI of the infraorbital nerve, which has been used as a model of trigeminal neuropathic pain (Vos et al 1994). The edge of the orbit of anesthetized rats was exposed and the contents of the orbit gently pushed aside with a cotton-tipped swab to expose the infraorbital nerve just caudal to the infraorbital foramen (Vos et al 1994). A pair of chromic gut sutures were placed around the nerve without occluding circulation in the nerve sheath. Rats with constriction injury of the infraorbital nerve demonstrated a significant increase in facial grooming along with decreased exploratory behavior (Vos et al 1994). They also spent increased periods immobile in a “frozen” posture (Vos et al 1994). The rats expressed touch-evoked agitation and vigorous nocifensive responses to probing the periorbital area with von Frey filaments in the later (15–130 days) postoperative period but were hypoesthetic during the immediate postoperative period (Vos et al 1994). Moreover, the constriction injury resulted in increased expression of Fos in the medullary dorsal horn corresponding to the intensity of the touch stimulus (Vos and Strassman 1995). Tactile allodynia was blocked by injections of triptans (Kayser et al 2002), endothelin ETB receptor antagonists (Chichorro et al 2006), and the antiepileptic lacosamide (Hao et al 2006). This model may lead to better understanding of trigeminal neuropathic pain states and to enhanced therapeutic regimens for this condition.

Intubation of the Sciatic Nerve

Intubation of the sciatic nerve with polyethylene cuffs was developed as an alternative to CCI performed with sutures in an attempt to standardize the degree of constriction of the sciatic nerve (Mosconi and Kruger 1996). Polyethylene cuffs with internal diameters of approximately 0.75 mm produced behavioral signs of neuropathic pain and morphological changes indicative of peripheral nerve injury. A capsule of connective tissue formed over the cuff along with swelling of the nerve within 3 days (Mosconi and Kruger 1996). The translucence and constriction of the nerves apparent after CCI did not develop after cuffing. Wallerian degeneration with large-scale depletion of large-diameter myelinated fibers was evident within 7 days and remained apparent throughout the 6-week observation period. In contrast, unmyelinated fibers and thinly myelinated, small-diameter fibers were initially diminished 7 days after cuff placement but appeared to rebound such that a net increase in the number of small-diameter axons was seen by 14 days after cuffing, possibly as a result of collateral sprouting (Mosconi and Kruger 1996). From 28–42 days after cuffing, the number of small-diameter unmyelinated axons was not significantly different from that in controls, the number of myelinated small-diameter fibers was elevated, and the number of large-diameter myelinated fibers remained depressed (Mosconi and Kruger 1996). The changes in morphology after placement of the polyethylene cuffs were found to be more consistent than after CCI (Mosconi and Kruger 1996).

Cuffing of the sciatic nerve produced abnormal gait and defensive postures, including guarding of the injured hindlimb, uneven weight-bearing distribution, and hyperextension of the limb with ventriflexion of the toes (Mosconi and Kruger 1996). Spontaneous elevation of the hindlimb was observed along with occasional biting of the claws on the affected limb. The rats with polyethylene cuffs demonstrated enhanced responses to mechanical stimuli, including vocalization and prolonged struggling after light paw compression; such behavior was not evident in control animals. In addition, light touch produced rapid and repeated flinching-type behavior (Mosconi and Kruger 1996). Moreover, the afflicted animals also demonstrated definitive allodynia to cold stimuli. Interestingly, it was suggested that the enhanced nociceptive responses did not correlate with the degree of changes in nerve fiber morphology. The maximal behavioral signs of neuropathic pain were observed 2 weeks after the injury but had largely resolved by the fourth week after injury (Mosconi and Kruger 1996).

Spinal Nerve Ligation

The spinal nerve ligation (SNL) model of traumatic nerve injury has become one of the most commonly used and studied models (Kim and Chung 1992). The primary impetus for development of the SNL model derived from the belief that it was not possible to adequately control the numbers and types of primary afferent fibers that were injured with the previous models (Kim and Chung 1992). The L5 and L6 spinal nerve branches of the sciatic nerve are carefully identified, isolated, and tightly ligated with 3–0 silk suture between the trifurcation of the sciatic nerve and distal to the DRGs. Removal of the L6 spinal transverse process is required for unobstructed contact with this spinal nerve (Kim and Chung 1992). The hindpaws of rats with L5/L6 SNL are slightly everted and the toes held together, and the rats shift weight away from the injured hindpaw and limp with an uncoordinated gait (Kim and Chung 1992). After SNL, rats would frequently suddenly withdraw the injured hindpaw and lick or gently bite the claws of the hindlimb (Kim and Chung 1992). Most importantly, no signs of autotomy were observed in these rats (Kim and Chung 1992). Critically, ligation of only the L4 spinal nerve caused extreme motor deficits and dragging of the hindlimb because of denervation of the proximal muscles of the leg (Kim and Chung 1992). The many subsequent experiments performed with the SNL model indicate that limited motor deficits are seen with SNL.

Robust enhanced responses to gentle tactile and noxious thermal stimuli were present within 1–2 days after SNL and persisted throughout the observation period; they were interpreted as evidence of tactile allodynia and thermal hyperalgesia lasting longer than 10 weeks (Kim and Chung 1992). Other studies using the paw withdrawal threshold, which involved the application of a series of von Frey filaments of increasing and decreasing strength, demonstrated that tactile allodynia developed within 1–2 days after SNL and remained throughout the observation period of more than 50 days (Chaplan et al 1994, Ossipov et al 1999). Hyperalgesia in response to noxious radiant heat had a similar time course as tactile allodynia did (Chaplan et al 1994, Ossipov et al 1999). The cold allodynia after SNL is much less robust than that seen after CCI (Kim et al 1997). Application of acetone drops to the hindpaw elicits brisk withdrawal responses or increased dorsal horn unit activity (Kim et al 1997). However, interpretation of such cold allodynia may be adulterated by the temperature of the hindpaw, the acetone, the rate of evaporation, and the tactile stimulation produced by the drop itself (Jasmin et al 1998). Behavioral responses to a 5°C cold plate were significantly less pronounced in SNL rats than in CCI rats (Kim et al 1997). Electrophysiological studies of convergent dorsal horn units showed an increase in the number of responsive neurons, an increase in response frequencies, and an increase in the slope of the stimulus–response function of the dorsal horn units in response to light touch, brush, or heat (Chapman et al 1998, Suzuki et al 1999). A presumptive cooling sensation after a drop of acetone onto the hindpaw also produced enhanced responses of spinal dorsal horn units after SNL (Chapman et al 1998, Suzuki et al 1999). Interestingly, the response thresholds or response frequencies of spinal dorsal horn neurons to electrical stimulation of Aβ or C fibers applied to their receptive fields did not differ significantly among naïve, sham-operated, or SNL rats (Suzuki et al 1999).

Whether expression of the behavioral signs of neuropathic pain requires input from the injured nerves has been controversial. Interruption of neuronal communication between the DRG of the ligated nerves and the spinal cord through either dorsal rhizotomy or the local application of bupivacaine reversed the hyperesthetic responses to thermal, tactile, and cool stimuli (Sheen and Chung 1993, Yoon et al 1996), thus suggesting the importance of the injured nerves. Rhizotomy of the L5/L6 spinal nerve roots did not produce any behavioral signs of neuropathic pain, and dorsal rhizotomy of the L3 and L4 spinal nerve roots, in addition to L5/L6 SNL, produced complete denervation of the hindlimb along with loss of motor activity and autotomy, in effect mimicking sciatic nerve section (Sheen and Chung 1993, Yoon et al 1996). Bupivacaine applied onto the L3 and L4 spinal nerve roots of rats with L5/L6 SNL blocked tactile but not thermal or cold hyperesthetic responses (Sheen and Chung 1993). It was proposed that evoked pain requires input from both injured and uninjured afferent fibers whereas spontaneous pain may be mediated through injured afferent input (Sheen and Chung 1993, Yoon et al 1996). However, other studies have questioned this conclusion. For example, Li and colleagues (2000) reported that section of the L5 spinal nerve followed by L5 dorsal rhizotomy did not block enhanced evoked responses. In contrast, L5 spinal nerve section followed by L4 dorsal rhizotomy blocked evoked input, which suggests that the hypersensitivity was mediated via uninjured fibers (Li et al 2000), although this conclusion may have been confounded by significant denervation of the hindpaw under these conditions. Recent studies evaluating non-evoked pain (see later) have supported a role for injured fibers (Qu et al 2011), consistent with the clinical observations (Gracely et al 1992). However, this study could not exclude an additional role for uninjured fibers. Notably, a recent microneurographic study found that individuals with small-fiber neuropathic pain, as well as animals with five different types of experimental nerve pathologies, demonstrated markedly increased spontaneous activity of intact C-fiber nociceptors, thus providing evidence that the spontaneous activity of nociceptors may additionally contribute to spontaneous pain (Serra et al 2012).

A variation of the L5/L6 SNL model is to ligate or cut the L5 spinal nerve only. This procedure produced a similar behavioral profile, but of lesser magnitude, perhaps because of the involvement of fewer nerve fibers (Kim and Chung 1992). Another adaptation that has been reported, though not widely used, called for ligation of the sacral rather than the lumbar spinal nerves to induce tactile and thermal hyperesthesia of the rat tail (Sung et al 1998). An interesting feature of ligation of the sacral afferents is the production of bilateral tactile allodynia and thermal hyperalgesia of the hindpaws (Sung et al 1998). This model allows injury at a given spinal segment but hyperalgesia revealed through evoked input at a different level. Moreover, clear, robust signs of tactile allodynia and thermal hyperalgesia are produced within a few days and last for months, which allows extensive examination of the progression of changes after nerve injury. A unique advantage of ligation or section of the spinal nerve is that this process allows independent examination of damaged and spared nerves and their associated DRG neurons. This permits examination of the changes in expression of multiple potential mediators and neuromarkers in injured and adjacent, uninjured primary afferent nerves.

Spared Nerve Injury

The spared nerve injury (SNI) model is created by tight ligation and subsequent resection of 2–4 mm of the common peroneal and tibial nerves while leaving the sural nerve intact (Decosterd and Woolf 2000). These nerves represent the three distal branches of the sciatic nerve. Behavioral signs of neuropathic pain are evident within 1 day after SNI and are maintained for more than 9 weeks (Decosterd and Woolf 2000). Spontaneous pain is suggested by avoidance of weight bearing on the injured hindpaw and eversion of the paw and rapid hindpaw flexion on contact (Decosterd and Woolf 2000). Animals with SNI demonstrated enhanced responses to light and noxious tactile stimuli and to acetone drops, thus suggesting tactile, thermal, and cold hyperesthesia (Decosterd and Woolf 2000). Notably, thermal hyperalgesia was not demonstrated by decreased latency to noxious heat; rather, the duration of the withdrawal response was increased. Evidence of neuropathic pain behavior occurred in response to stimuli applied to regions innervated by the sural nerve and the uninjured saphenous territories. The level of responses appeared to be greater when the stimuli were applied to the receptive field of the sural nerve than when applied to the saphenous nerve (Decosterd and Woolf 2000).

With this model, the territories of injured and uninjured nerves can be examined independently (Decosterd and Woolf 2000). Furthermore, the effects of nerve injury on an uninjured nerve (sural nerve) that shares a common nerve trunk with the injured nerve may be compared with an adjacent uninjured nerve that is anatomically isolated (saphenous nerve) (Decosterd and Woolf 2000). Therefore, it is possible to study changes that occur in DRG neurons whose axons have minimal commingling with injured fibers but whose terminals overlap the territory of injured nerves (Decosterd and Woolf 2000).

Distal Nerve Injury

CRPS type 1 was thought to occur in the absence of verifiable nerve injury (Boas et al 1996, Scadding et al 1999, Birklein 2005). This condition may be precipitated by a “noxious event” that might include fractures, joint sprains, strains, thoracic surgery, soft tissue injury, and cardiac ischemia and can be of short duration or continue long after the original injury has healed (Dijkstra et al 2003, Baron et al 2005). Idiopathic CRPS-1 occurs after noxious events that are so trivial that they may not even be recalled by the patient (Bonica et al 1990; Baron et al 2005; Oaklander 2008, 2010; Oaklander and Fields 2009). Such injuries would include venipuncture, lacerations, and other types of minor trauma (Bonica et al 1990, Baron et al 2005, Oaklander 2010). Because of difficulty determining the presence of verified nerve injury, inclusion of CPRS-1 as a neuropathic pain state has been challenged (Max 2002). However, evidence is emerging that CRPS-1 is associated with nerve injury but that technologies have been unable to detect such injury until recently (Oaklander 2010).

Minimally invasive techniques to visualize intracutaneous axons in skin biopsy specimens now exist (Oaklander 2010). Rice and colleagues (Albrecht et al 2006) found reduced innervation of the epidermis, sweat glands, and vasculature by small fibers in skin sections obtained from the amputated legs of patients with CRPS-1. Oaklander and co-workers found a 29% reduction in intraepidermal neurites in biopsy samples taken from an affected site when compared with an unaffected site (Oaklander et al 2006). Since venipuncture is a cause of CRPS-1 in susceptible individuals, needlestick of the left tibial nerve of rats (i.e., distal nerve injury [DNI]) was used as a model of this condition (Siegel et al 2007). The left tibial nerve of anesthetized Sprague-Dawley rats was exposed and a flat wooden platform inserted under the nerve. The nerve was pierced through with either a 30-, 22-, or 18-gauge needle and the wound closed (Siegel et al 2007). Paw withdrawal responses to probing with von Frey filaments or a pinprick along with hindpaw position, color, and edema were measured at various times after the injury. Seven days after DNI, 67, 88, and 89% of rats with tibial nerves pierced by the 18-, 22-, and 30-gauge needles, respectively, showed a 50% or greater reduction in the paw withdrawal threshold (Siegel et al 2007). Importantly, the development of mechanical hypersensitivity did not correlate with the size of the lesion. Moreover, 57% of the rats also showed sensitivity of the contralateral hindpaw, a model of the “mirror pain” seen in CRPS patients (Siegel et al 2007). The prevalence of hypersensitivity to pinprick or cold was very low, but 14% of the rats showed abnormal posture as indicated by elevation of the lateral hindpaw along with paw eversion or plantar flexion of all digits (Siegel et al 2007). Evidence of wallerian degeneration was seen in tibial nerve stumps taken 14 days after DNI (Siegel et al 2007).

Ischemic Peripheral Nerve Injury

Injury to the sciatic nerve of mice or rats has been produced by photochemically induced ischemia. The photosensitive dye erythrosin B is injected intravenously, and the exposed sciatic nerve is irradiated with an argon laser with emission at a wavelength of 514 nm (Yu et al 2000). It was found that exposure lasting 30 seconds would selectively injure myelinated fibers and an exposure duration of 2 minutes would cause injury to both myelinated and unmyelinated fibers (Yu et al 2000). Within 1 day of irradiation, the blood vessels of the epineurium and within the fascicles were occluded. Axons demonstrated signs of initiation of degeneration at the site of irradiation (Yu et al 2000). Inflammatory and fibrotic tissue, wallerian degeneration, edema, and demyelination were evident within 7 days. Although the nerves remained thinner than normal, there was evidence of reinnervation after 3 months. The unmyelinated axons appeared to have normal morphology, whereas the myelinated axons were smaller with a thin myelin sheath (Yu et al 2000). Hyperesthesia to light touch and to cold was maximal 7 days after injury and resolved within 3 months. Interestingly, tactile and cold hyperesthesia developed only when both myelinated and unmyelinated fibers were injured. Damage to myelinated axons only was insufficient to produce signs of neuropathic pain (Yu et al 2000). Behavioral signs of spontaneous pain were not evident in this model.

Postischemic Pain

In addition to injury, CRPS-1 may depend partly on localized tissue ischemia (Koban et al 2003, Coderre et al 2004). Studies have demonstrated diminished blood oxygenation in skin capillaries (Koban et al 2003), along with biochemical evidence of anaerobic metabolism (Birklein et al 2000a, 2000b). Tissue obtained from the amputated limbs of patients with CRPS-1 showed signs of oxidative stress and ischemic conditions (van der Laan et al 1998). These observations led to the development of an animal model of CRPS-1 based on ischemia and reperfusion (Coderre et al 2004). Male Long-Evans rats were maintained under pentobarbital anesthesia for a period of 3 hours. A nitrile O-ring, 5.5 mm in diameter, was placed on the left hindlimb proximal to the ankle joint and remained there for 3 hours. This produced the equivalent of a tourniquet inflated to a pressure of 350 mm Hg (Coderre et al 2004). The ring was removed, anesthesia was terminated, and the rats recovered during reperfusion (Coderre et al 2004). Sham rats were prepared in an identical fashion but with a loosely fitting O-ring. Rats showed elevated paw temperature 5 minutes after reperfusion that lasted 2 hours and extravasation lasting from 2–12 hours after reperfusion (Coderre et al 2004). Rats with postischemic pain demonstrated behavioral hypersensitivity to light touch with von Frey filaments, to pinprick, and to cold stimuli in the form of an acetone drop that lasted up to 4 weeks after the procedure (Coderre et al 2004). Thermal hyperalgesia was not observed. Administration of the free radical scavengers N-acetylcysteine and Tempol blocked the behavioral signs of enhanced pain, which is consistent with the role of free oxygen radicals in reperfusion injury and suggests a possible role for these radicals in CRPS-1 (Coderre et al 2004).

Vasculitic Neuropathy

A more widespread ischemia and reperfusion protocol was developed as a model of vasculitic neuropathy (Muthuraman et al 2010). Wistar rats were anesthetized and the femoral artery and nerve isolated. A slip knot formed from 6–0 silk suture was used to constrict the femoral artery near the trifurcation of the sciatic nerve. Reperfusion was achieved by removing the knot after 2, 4, or 6 hours of ischemia. The wound was closed and the animals observed for up to 16 days (Muthuraman et al 2010). The ischemia and reperfusion caused behavioral hypersensitivity to noxious radiant heat or pinprick applied to the hindpaw, as well as to noxious thermal and mechanical stimuli applied to the tail (Muthuraman et al 2010). Moreover, this procedure produced increased blood levels of lipid peroxidation, serum nitrate, and tumor necrosis factor-α (TNF-α) and decreased levels of interleukin-10 (Muthuraman et al 2010). These changes correlated with the duration of the ischemia. Moreover, the ischemia-reperfusion protocol resulted in pathological changes in the sciatic nerve as reflected by a decrease in nerve fiber density, axonal degeneration, and reductions in sensory and motor nerve conduction velocity (Muthuraman et al 2010). The behavioral and neurophysiological evidence suggests that ischemia and reperfusion produce vasculitic neuropathy that mimics the clinical manifestations of CRPS (Muthuraman et al 2010).

Streptozotocin-Induced Diabetes

Insulin-dependent diabetes is thought to cause one of the most prevalent forms of peripheral neuropathy in the developed world (Horowitz 1993). Diabetes-induced degeneration of the microvasculature begins at the most distal regions of the limbs and progresses proximally; it results in progressive localized ischemia and degeneration of neuronal processes and leads to the eventual loss of myelinated and unmyelinated axons (Horowitz 1993). Neuropathic pain secondary to diabetes is difficult to treat and is generally unresponsive to current therapies. A model of diabetes has been developed whereby a single systemic injection of streptozotocin (also referred to as streptozocin) produces progressive and permanent degeneration of the beta cells of the pancreatic islets of Langerhans along with hyperglycemia and loss of serum insulin (Katsilambros et al 1970). Such treatment causes pathological changes in peripheral axons, including large vacuoles, accumulation of neurofilaments, thinning of myelin sheaths, and degeneration of Schwann cells (Katsilambros et al 1970).

There had been conflicting reports regarding the effect of streptozotocin-induced diabetes on nociceptive responses until the model was characterized and standardized by Courteix and colleagues (1993). A single intraperitoneal injection of 75 mg/kg of streptozotocin produced progressively increasing signs of diabetes mellitus, including hyperglycemia, polyuria, polydipsia, and weight loss (Courteix et al 1993). By the fourth week after injection of streptozotocin, the measured blood glucose level was higher than 34 mM, whereas that of control rats was approximately 6.5 mM, and the animals also show signs of hypothermia and decreased motor activity (Courteix et al 1993). Streptozotocin-induced diabetes produces consistent, reliable signs of mechanical hyperalgesia to noxious paw pinch and tactile allodynia to probing with light tactile (von Frey filaments) stimuli (Courteix et al 1993, Porreca et al 2000). Thermal hyperalgesia was demonstrated by significantly decreased tail flick latencies from water baths maintained at normally non-noxious temperatures (i.e., 42–46°C) and by decreased paw withdrawal latencies to radiant heat (Katsilambros et al 1970, Courteix et al 1993). Cold allodynia was demonstrated by significant decreases in tail flick latencies in response to a water bath maintained at 10°C (Courteix et al 1993). Diabetic rats also showed a marked increase in pain responses to injection of formalin into the hindpaw (Courteix et al 1993).

Streptozotocin-induced diabetes is associated with hyperexcitability of nociceptive C fibers in response to sustained noxious mechanical stimuli, although the activation threshold is not changed (Ahlgren and Levine 1994). Approximately one-third of C fibers demonstrated marked hyper-responsiveness to suprathreshold mechanical stimuli that resulted in a three-fold increase in firing rate and faster conduction velocity (Chen and Levine 2001). Electrophysiological studies performed with a skin–nerve preparation reported enhanced frequency and intensity of responses of polymodal C-fiber nociceptors to light tactile stimuli (Suzuki et al 2002). Both basal and capsaicin-evoked release of calcitonin gene–related peptide (CGRP) was doubled in spinal tissue obtained from rats with streptozotocin-induced diabetic neuropathy (Ellington et al 2002). Diabetic rats that were also treated with resiniferatoxin, an ultrapotent analogue of capsaicin that results in desensitization of transient receptor potential vanilloid 1 (TRPV1)-positive small afferents, lost thermal hyperalgesia but maintained tactile allodynia, thus indicating a significant contribution of myelinated fibers to tactile allodynia (Khan et al 2002). Moreover, Aβ and Aδ fibers exhibited ectopic discharges and increased spontaneous activity along with a lower activation threshold and augmented responses to mechanical stimuli (Khan et al 2002).

Importantly, streptozotocin injection elicited a time-dependent expression of behavior together with a progressive increase in the number of animals responding with hyperalgesia, as well as an increase in the intensity of hyperalgesia, over the 4-week observation period (Courteix et al 1996). This time course was said to mimic the slow progression of painful neuropathy in individuals with diabetes (Courteix et al 1996). However, 1 month after the streptozotocin injection, animals would show significant hypoalgesia (Calcutt 2004). Moreover, the thermal hypoalgesia would appear before detectable loss of intraepidermal nerve fibers and may reflect dysfunction of the fibers before complete loss (Beiswenger et al 2008). Thus, the streptozotocin model of diabetic neuropathy may model clinical progression of the disease from the painful stage to the degenerative and painless stage (Calcutt 2004, Beiswenger et al 2008). However, the mechanisms that produce neuropathic pain in this model are still not well understood. The time course of disease progression with periods of normal responses followed by hyperalgesia and then hypoalgesia can produce confusing results. Critically, animals with streptozotocin-induced diabetes also have severe weight loss and overall poor health, which further complicates the interpretation of behavioral end points.

Chemotherapeutic-Induced Neuropathies

Vincristine-Induced Neuropathy Model

The use of vincristine as a cancer chemotherapeutic agent is limited by the dose-dependent appearance of painful dysesthesias and hyperesthesias, which herald the onset of chemotherapeutic-induced neuropathy. In response, an animal model was developed to explore this neuropathy (Aley et al 1996, Authier et al 2009). Vincristine (0.02, 0.1, or 0.2 mg/kg intravenously) was injected daily for a total of 10 injections, with a 2-day drug-free interval after the fifth day. Tactile and thermal hyperesthesia (Aley et al 1996, Authier et al 2009) developed between the second and fourth days of injection and resolved within 2 weeks after the injections ended (Aley et al 1996). Other than these behavioral signs of neuropathic pain, the animals appeared to be in good health, did not show loss of motor activity, and had normal weight gain (Aley et al 1996, Authier et al 2009).

Vincristine disrupts microtubule formation and inhibits mitotic activity, which accounts for both its neoplastic activity and its neuropathogenic action (Aley et al 1996, Tanner et al 1998). Vincristine applied onto the sciatic nerve resulted in a shortening of microtubule length and a decrease in microtubule numbers in axons, along with disorientation of microtubules, impeded axoplasmic flow, and structural abnormalities in the sciatic nerve (Sahenk et al 1987). Systemic treatment with vincristine also resulted in decreased density of microtubules in unmyelinated peripheral axons and altered transduction processes and axoplasmic flow, which might contribute to nociceptor hyper-responsiveness (Tanner et al 1998). Similar changes were seen in myelinated fibers. Electrophysiological recordings showed that vincristine caused decreased conduction velocity in myelinated and unmyelinated fibers and enhanced responsiveness of C fibers to thermal and mechanical stimuli, but it did not change spontaneous activity, activation thresholds, or the number of myelinated and unmyelinated fibers (Tanner et al 1998, 2003). It was also found that vincristine treatment resulted in higher firing frequency and variability in C-fiber firing (Tanner et al 1998, 2003). These changes may provoke alterations in activity-dependent post-synaptic effects in sensory pathways to produce a state of enhanced pain (Tanner et al 1998, 2003).

Paclitaxel-Induced Neuropathy

Paclitaxel has proved to be an extremely efficacious antineoplastic agent for the treatment of solid tumors. Like vincristine, the clinical utility of paclitaxel is limited by the dose-dependent appearance of neurotoxicity, which led to the development of animal models of paclitaxel-induced neuropathy (Polomano et al 2001). It should be noted that different injection protocols produced differences in the manifestations of paclitaxel-induced neuropathy (Authier et al 2009). For example, a single injection of paclitaxel (32 mg/kg intraperitoneally) produced mechanical and thermal hyperalgesia but did not elicit tactile allodynia (Authier et al 2000). Response thresholds to noxious mechanical and thermal stimuli applied to the hindpaw were significantly enhanced, whereas responses to non-noxious touch or temperature were unchanged (Authier et al 2000). The mechanism producing neuropathy after a single injection is unclear but may be related to axonal changes progressing from the periphery toward the cell body, but without involving the central terminals of primary afferent fibers (Authier et al 2000, 2009). In contrast, repeated injections at once-weekly intervals reduced conduction velocity and produced signs of neurodegeneration in large-diameter myelinated fibers along the sciatic nerve and at both the peripheral and central terminals (Authier et al 2000). These changes included wallerian degeneration and axonal swelling together with increased formation of microtubules (Authier et al 2000). When paclitaxel was injected in doses of 0.5, 1, or 2 mg/kg intraperitoneally on alternate days for four injections, thermal and mechanical hyperalgesia to noxious radiant heat or paw pressure was present along with hyperesthesia to light touch and cold allodynia (Polomano et al 2001). There was no evidence of toxicity, and weight gain was normal. These behavioral signs of neuropathic pain were typically manifested within 4 days of the first injection and remained throughout the entire 35-day observation period (Polomano et al 2001). Similar observations were made with repeated daily injections of 0.1–1 mg/kg of paclitaxel for 12 days (Dina et al 2001). Both dose- and time-dependent signs of neuropathy were observed (Dina et al 2001). Behavioral signs of neuropathic pain were accompanied by increased evoked activity and decreased conduction velocity of a subpopulation of C fibers (Dina et al 2001).

Histological examination performed 1 week after the last of the four injections of paclitaxel showed no evidence of neurodegeneration of somatosensory or motor neurons of the sciatic nerve (Polomano et al 2001). Electron microscopy showed no evidence of neuronal degeneration of either unmyelinated or myelinated nerve fibers, and the myelin sheaths remained intact, although evidence of endoneurial edema was present (Polomano et al 2001). Paclitaxel promotes polymerization of microtubules, which might impede axoplasmic flow (Polomano et al 2001). Direct injection of paclitaxel onto the sciatic nerve has caused polymerization of microtubules, development of axonal swelling, and abnormal Schwann cells as a result of excessive microtubule formation (Roytta and Raine 1986). These changes were accompanied by demyelination and neuronal profiles similar to those of wallerian degeneration (Roytta and Raine 1986). Paclitaxel injections have also resulted in diminished myelination of the dorsal nerve roots and decreased amplitudes of compound action potentials together with slowing of conduction velocity (Cliffer et al 1998). Paclitaxel treatment was associated with down-regulation of CGRP and substance P in DRG neurons (Kilpatrick et al 2001).

More recent evidence has challenged the view that paclitaxel-induced neuropathy is due to abnormalities in microtubule organization, but rather due to mitochondrial dysfunction (Flatters and Bennett 2006). Rats that were treated with paclitaxel, as well as with vincristine or oxaliplatin, showed abnormal axonal mitochondria with an expanded intramembrane space and collapse of the cristae (Flatters and Bennett 2006, Bennett 2010). It was suggested that these chemotherapeutic agents bind to mitochondrial permeability transition pores (mPTPs) and cause opening of the pores and release of intracellular calcium (Flatters and Bennett 2006). mPTPs are responsible for sudden increases in permeability of the inner mitochondrial membrane and allow non-selective movement of ions and small molecules between the mitochondrial matrix and cytosol. Opening of mPTPs allows the release of sufficient Ca2+ into the cytosol to cause depolarizations, thus triggering spontaneous discharges (Flatters and Bennett 2006, Bennett 2010). Calcium chelators abolished the behavioral signs of neuropathic pain in rats with paclitaxel-induced neuropathy, but not in those with post-traumatic neuropathy, a finding suggesting important differences in the mechanisms driving these two forms of neuropathy (Siau and Bennett 2006). It was also found that the rate of spontaneous discharges associated with paclitaxel-induced neuropathy is of much lower frequency, 1–2 per second, than that associated with models of traumatic nerve injury, in which discharge rates of up to 30 per second are observed (Flatters and Bennett 2006, Bennett 2010).

Varicella-Zoster Virus

Post-herpetic neuralgia is a common complaint after an outbreak of herpes zoster (Fleetwood-Walker et al 1999, Dalziel et al 2004, Garry et al 2005). After primary infection with varicella-zoster virus (VZV; “chickenpox”), the virus establishes a latent infection of the DRG. Reactivation of the virus results in the production of painful lesions along the infected dermatomes (i.e., herpes zoster or “shingles”). After the lesions have healed and the virus returns to a dormant state, post-herpetic neuralgia, which is characterized by spontaneous burning or aching pain, along with mechanical allodynia and hyperalgesia (Rowbotham and Fields 1996), develops in some (but not all) individuals. The pain of post-herpetic neuralgia is refractory to treatment with many analgesics (Rowbotham and Fields 1996).

An animal model of post-herpetic neuralgia is based on latent VZV infection in rats, where the footpad is injected with approximately 4 × 106 cultured CV-1 cells infected with VZV (Fleetwood-Walker et al 1999). Time-dependent behavioral signs of tactile allodynia and thermal hyperalgesia developed in the rats (Fleetwood-Walker et al 1999). The VZV protein was expressed in DRGs in the absence of neuronal cell death or inflammation, thus suggesting that the neuropathic pain state was caused by the virus (Fleetwood-Walker et al 1999). Moreover, injection of killed virus did not produce neuropathic signs, and the antiviral drug valacyclovir blocked the development of allodynia in infected rats (Dalziel et al 2004). Infection with VZV also resulted in expression of the VZV immediate–early protein IE62 in myelinated and unmyelinated sensory DRG neurons ipsilateral but not contralateral to the injection (Garry et al 2005). Moreover, VZV also elicited up-regulation of neuropeptide Y (NPY) in myelinated DRG neurons (Garry et al 2005), which is also seen after traumatic injury and may mediate tactile hypersensitivity (Ossipov et al 2002, Garry et al 2005). These observations reveal a similarity with models of peripheral nerve injury as a result of trauma and are consistent with VZV infection producing a neuropathic pain state (Garry et al 2005).

gp120-Induced Model of HIV Neuropathy

Infection with human immunodeficiency virus (HIV) can cause neuropathic pain. The HIV envelope protein gp120 binds to epitopes and activates microglia and astrocytes, thereby evoking behavioral signs of neuropathic pain, in part by the abundant production of cytokines, TNF-α, eicosanoids, nitric oxide, excitatory amino acids, and other pro-nociceptive mediators (Milligan et al 2000, Herzberg and Sagen 2001). Spinal administration of recombinant gp120 produced enhanced behavioral responses to thermal stimuli and to light touch within 30 minutes of injection (Milligan et al 2000). It also elicited touch-evoked agitation, as indicated by aggression, biting, and vocalization in response to light brushing of the hindquarters (Milligan et al 2000). Spinal injections of heat-denatured gp120 were inactive. The glial inhibitors fluorocitrate and CNI-1493 blocked the behavioral signs of neuropathic pain elicited by gp120 (Milligan et al 2000). Application of gp120 in bands of oxidized cellulose containing 40 or 400 ng of gp120 loosely wrapped around the sciatic nerve produced swelling, edema, and muscular weakness for 5–7 days after application (Herzberg and Sagen 2001). Within 2–4 days of gp120 exposure, the rats expressed behavioral signs of tactile allodynia, mechanical and thermal hyperalgesia, and cold allodynia (Herzberg and Sagen 2001). These behavioral signs of neuropathic pain were evident for 3–4 weeks (Herzberg and Sagen 2001). Edema, axonal swelling, and immunostaining for TNF-α were evident within the sciatic nerve trunk within 5 days of gp120 application but resolved within 3 weeks and were suggestive of neuritis (Herzberg and Sagen 2001). Activation of astrocytes and microglia in the L5 and L6 spinal dorsal horn was evident between 5 and 30 days after gp120 application. These studies indicate that peripheral application of gp120 may elicit a neuropathic pain state that is independent of direct neurogenic inflammation (Milligan et al 2000, Herzberg and Sagen 2001). It is possible that gp120 or inflammatory mediators released by exposure to gp120 are transported to the spinal cord and initiate a pro-nociceptive cascade, possibly through spinal glial activation (Milligan et al 2000, Herzberg and Sagen 2001). Binding of gp120 to the CXCR4 chemokine receptor of Schwann cells causes release of regulated upon activation, normal T-cell expressed and secreted (RANTES), which induces TNF-α production in DRG neurons and thereby leads to neurotoxicity (Keswani et al 2003). Addition of gp120 to DRG cultures resulted in reduced neurite growth and evidence of apoptosis (Melli et al 2006, Hoke et al 2009). The neurotoxicity induced by gp120 may be mediated by the release of Ca2+ from storage sites in the endoplasmic reticulum, possibly through activation of the CXCR4 chemokine receptor (Hoke et al 2009). More recent studies involving transgenic mice expressing the gp120 protein in astrocytes under the control of a modified GFAP (glial fibrillary acidic protein) gene showed that the retroviral drugs used to treat HIV promote HIV-induced neuropathy. Degeneration of dendrites, loss of presynaptic terminals, and reactive astrocytosis develop in these transgenic mice (Keswani et al 2006). Daily oral administration of the dideoxynucleoside reverse transcriptase inhibitor didanosine produced significant axonal degeneration of unmyelinated peripheral neurons in these transgenic mice (Keswani et al 2006). This effect corresponds to the dying back of distal sensory axons of peripheral nerves seen in patients with HIV (Keswani et al 2006). Perineural delivery of gp120 to the sciatic nerve resulted in decreased intraepidermal nerve fiber density and provoked macrophage infiltration into the area of gp120 infiltration (Wallace et al 2007). Moreover, gp120 infiltration resulted in increased expression of activated transcription factor 3 (ATF3), galanin, and NPY in DRG neurons, but no change in TRPV1 and CGRP (Wallace et al 2007). Thermal hypersensitivity was blocked by systemic morphine and gabapentin, but not by amitriptyline (Wallace et al 2007). Spinal gliosis, indicated by activation of microglia and astrocytes in the spinal cord, represents a means through which HIV infection could promote central neuropathology even in the absence of direct infection of the central nervous system (Wallace et al 2007).

Spinal Cord Injury Models of Central Neuropathic Pain

In addition to peripheral nerve injury, behavioral signs of neuropathic pain may be evident after nerve damage that occurs within the central nervous system. Traumatic spinal cord injury may be produced by graded contusions of the cord. The sequelae of traumatic or ischemic spinal cord injury have been modeled by spinal injection of the excitatory amino acids quisqualic acid and kainic acid. These and related models have provided a significant contribution to our understanding of centrally mediated neuropathic pain states. Pain associated with spinal cord injury is discussed in Chapter 68.

Outcome Measures in the Assessment of Neuropathic Pain in Animals Models

Dynamic and Static Allodynia

Patients with neuropathic pain may have either static allodynia, which can be evoked by pressing the neuropathic region, or dynamic allodynia, which is evoked by lightly brushing the affected skin, or both forms of mechanical allodynia may be present (Koltzenburg et al 1992, Ochoa and Yarnitsky 1993). Studies performed with differential nerve blocks achieved through the application of a tourniquet or injections of local anesthetics revealed that dynamic allodynia is probably mediated through myelinated A fibers and static allodynia through unmyelinated C fibers (Koltzenburg et al 1992, Ochoa and Yarnitsky 1993). Animal models were used to explore the different responses of static and dynamic allodynia to potential therapeutic interventions. Animals with either CCI or SNL demonstrated dynamic allodynia in response to stroking the hindpaw and static allodynia with the application of von Frey filaments (Field et al 1999a). Systemic morphine blocked static allodynia but did not alter dynamic allodynia (Field et al 1999a). In contrast, both forms of mechanical allodynia were blocked by pregabalin (Field et al 1999a). Thermal hyperalgesia and static allodynia were blocked by capsaicin injected into the hindpaw, whereas dynamic allodynia was unaffected, thus leading to the conclusion that dynamic allodynia is mediated through Aβ and capsaicin-insensitive Aδ fibers (Field et al 1999a). Static and dynamic allodynia was also observed in rats with streptozotocin-induced diabetic neuropathy (Field et al 1999b). Systemic morphine and amitriptyline both produced a dose-dependent block of static, but not dynamic allodynia, whereas gabapentin and pregabalin blocked both forms of mechanical allodynia (Field et al 1999b). These observations indicate that patients with mechanical allodynia may respond differently to a given therapeutic regimen, depending on the form of mechanical allodynia present.

Assessment of Spontaneous or Ongoing Pain

An important criticism directed against animal models of neuropathic pain and its behavioral quantification is that such assessments depend on evoked responses to innocuous or noxious external stimuli. The principal complaint from patients with neuropathic pain, however, is ongoing pain that may be continuous or paroxysmal (i.e., pain that is independent of an external stimulus). The reliance of testing protocols on evoking a nocifensive response has been considered a significant impediment to the development of new therapies for treatment of pain (Campbell and Meyer 2006, Rice et al 2008, Vierck et al 2008). Consequently, effort has been directed toward the development of animal models designed to evaluate spontaneous, or stimulus-independent, pain in neuropathic models. Evidence confirming the presence of spontaneous pain in experimental models of neuropathic pain has been lacking until recently.

Place Escape Avoidance Paradigm

Pain is aversive and provides motivation to avoid stimuli that would produce or enhance pain (Price et al 1980). Fuchs and colleagues (LaBuda and Fuchs 2000) developed an important protocol to measure the aversive qualities of pain based on avoidance of a location that has been associated with the application of a stimulus to an inflamed or nerve-injured paw. This assay, the “place escape avoidance paradigm,” provided significant mechanistic insight into the aversive nature of experimental neuropathic pain (LaBuda and Fuchs 2000). Rats with ligation of the L5 spinal nerve or hindpaw injection of complete Freund’s adjuvant are placed in a two-chamber box, with one chamber being light and the other dark and the floor made of mesh to allow the application of von Frey filaments to the hindpaw. The animals are allowed unrestricted movement during the 30-minute testing paradigm. While the rats are in the dark chamber, mechanical stimuli (476-mN von Frey filament) are applied at 15-second intervals to the hindpaw ipsilateral to the injury or inflammation, and while the animal is in the light chamber, the stimulus is applied to the contralateral hindpaw (LaBuda and Fuchs 2000). The rats with either nerve injury or inflammation spent a significantly greater amount of time in the light chamber, thus suggesting avoidance of the chamber associated with hyperalgesia, whereas the control groups consisting of sham-operated or vehicle-injected rats spent an equivalent amount of time in each chamber (LaBuda and Fuchs 2000). Additionally, it was noted that although the rats would occasionally explore the dark chamber, they would leave before application of the next stimulus, which suggests that the rats would anticipate and avoid the stimulus applied to the hyperalgesic hindpaw (LaBuda and Fuchs 2000).

Additionally, lesions of the anterior cingulate cortex (ACC) (LaGraize et al 2004) or micro-injection of morphine therein (LaGraize et al 2006) blocked escape/avoidance without altering responses to evoked hyperalgesia, thereby providing additional support that this region modulates affective responses to pain and hyperalgesia and demonstrating the relevance of this assay (LaGraize et al 2004, 2006).

Intrathecal Self-Administration in Experimental Pain States

A novel methodology was developed in which intrathecal self-administration was used to determine the effectiveness of a treatment against spontaneous neuropathic pain. The α2-adrenergic agonist clonidine has been used successfully for the treatment of neuropathic pain clinically and has been effective against evoked measures of neuropathic pain in animal models (Xu et al 1992). Because clonidine does not have reinforcing properties, it is not expected that rats would self-administer this drug unless the animal received some benefit, presumably pain relief (Martin et al 2006). Rats with SNL and with tactile hypersensitivity were placed in operant conditioning chambers and trained to press a lever to administer drug or saline. Rats received 10 μg of clonidine intrathecally when one lever was pressed. Even though uninjured rats and rats with SNL showed similar rates of lever pressing during the first day, the response of uninjured animals decreased over the following 4 days. In contrast, the rats with SNL showed significant increases in the number of clonidine infusions (Martin et al 2006). Changing the infusion to deliver 3 or 30 μg of clonidine resulted in a corresponding change in the number of lever presses required, and a dose-dependent effect was demonstrated (Martin et al 2006). The self-administration behavior was extinguished by substituting saline for clonidine and was abolished by the α2-adrenergic antagonist idazoxan (Martin et al 2006). Since uninjured rats self-administered clonidine at a similar rate as saline whereas rats with SNL showed increased clonidine self-administration, it was suggested that the pain relief obtained provided the rewarding cue that reinforced the self-administration behavior (Martin et al 2006). Thus, this method probably tests motivational aspects related to neuropathic pain. This premise was emphasized with the self-administration of opioids. It was found that rats with SNL would self-administer opioids less frequently and maintain lower drug intake than sham-operated animals would (Martin et al 2006). Moreover, the maximum doses of opioids that the rats with SNL would self-administer correlated with loss of the behavioral signs of tactile allodynia. It was suggested that the reward mechanisms influencing opioid consumption are altered with nerve injury and that the pain relief itself might be rewarding. This is further supported by observations that intrathecal clonidine reduced opioid self-administration in rats with SNL relative to sham-operated rats (Martin et al 2006, 2007; Martin and Ewan 2008).

Negative Reinforcement with Conditioned Place Preference

The development of this approach (King et al 2009) was based on the knowledge that relief of pain is rewarding in humans (Seymour et al 2005). Pain has a strong emotional component as exemplified by its unpleasantness, and chronic pain produces an aversive state (Johansen et al 2001, Vierck et al 2008). The unpleasantness of pain serves as the “teaching signal” that forces avoidance of stimuli that can potentially produce damage to tissues (Price 2000, Johansen et al 2001, King et al 2009). Negative reinforcement denotes the motivation to escape an aversive stimulus (i.e., pain). For this reason, pairing pain relief with a context resulted in negative enforcement (King et al 2009) and led to the demonstration of “unmasking” of spontaneous experimental neuropathic pain. In this way, drugs that do not normally elicit reward do so in the presence of chronic pain. Validation of this model for detecting ongoing, or non-evoked, pain was performed in rats with SNL or SNI placed in conditioned place preference (CPP) boxes consisting of three chambers. Two chambers separated by a neutral chamber had different visual and textural characteristics. After a period of preconditioning, a non-active control treatment is paired with one chamber and a treatment demonstrated to be effective for human neuropathic pain with the other chamber. Clonidine or ω-conotoxin delivered spinally to rats with nerve injury blocked the behavioral signs of tactile allodynia. Critically, these treatments produced place preference selectively in animals with nerve injury, thus indicating that the animals preferred the chamber where pain relief occurred (King et al 2009). However, spinally injected adenosine, which abolished the behavioral signs of tactile allodynia in the rats with SNL, did not produce any evidence of CPP (King et al 2009). Clinically, spinal clonidine (Uhle et al 2000, Krames 2002, Ackerman et al 2003) and ω-conotoxin (ziconotide, generic for PRIALT) (Rauck et al 2009) are both effective against ongoing neuropathic pain, whereas spinal adenosine was reported to block hyperalgesia, but not ongoing pain, in a small clinical study (Eisenach et al 2003). Moreover, CPP was observed selectively in rats with nerve injury following micro-injection of lidocaine into the rostral ventromedial (RVM) medulla, thus demonstrating the relevance of descending pain modulation to spontaneous neuropathic pain. Animals with either SNL or SNI showed CPP, a finding indicative of independence of the injury model. These effects were demonstrated by interventions that are made outside the reward pathway (i.e., the spinal cord or RVM medulla) and with drugs that do not directly activate the reward pathway (i.e., ω-conotoxin, clonidine, lidocaine). Finally, place preference could be demonstrated in animals after sciatic axotomy or sciatic/saphenous axotomy with either RVM lidocaine or spinal clonidine (Qu et al 2011). The demonstration of CPP in animals with complete denervation of the hindpaw strongly supported the fact that the approach reflected the presence of spontaneous pain rather than any tactile stimulation that might be associated with ambulation within the testing chamber. Additionally, this result suggested that injured nerve fibers can mediate pain in animals, consistent with observations in humans that aggravating a neuroma would produce pain whereas local anesthesia near the neuroma would reduce pain (Gracely et al 1992). The place preference associated with pain relief in rats with SNL was prevented by a lesion of the rostral ACC (Qu et al 2011), thus suggesting that the procedure was evaluating the aversive state produced by peripheral nerve injury. Place preference was produced with a single pairing, a result suggesting that the peripheral nerve injury produces significant spontaneous pain. Adoption of the CPP method for evaluation of relief of neuropathic pain has the potential to allow investigation of the mechanism and offers the possibility of improving translation to human therapeutics.

Pain-Induced Aversion

A conditioned place aversion paradigm was used to assess the affective/motivational and the sensory aspects of neuropathic pain (Hummel et al 2008). Rats with nerve injury and tactile allodynia were placed in a two-chamber conditioning box 3 weeks after surgery and allowed to roam freely for 30 minutes. Conditioning sessions were performed by randomly assigning one-half of the sham-operated and the SNL rats to a black chamber paired with a noxious stimulus (15-g von Frey filament) or innocuous stimulus (1-g von Frey filament) and a novel item (Hummel et al 2008). The remaining rats were placed in a striped chamber paired with the same stimuli. Following a 5-minute adaptation period, the left hindpaw of the rats was stimulated with the filament every minute for 15 minutes. For 5 consecutive days the rats would receive one stimulus in one chamber in the morning and the opposite stimulus in the other chamber 4 hours later (Hummel et al 2008). The sequence of innocuous and noxious exposure alternated daily and the novel objects were changed daily (Hummel et al 2008). Morphine-treated rats received the drug 45 minutes before the pain-pairing session. The day after the last conditioning session, the rats were allowed free access to both chambers, and time spent in each one was determined by an unbiased observer who reviewed video recordings of the sessions (Hummel et al 2008). The rats with SNL developed a strong, significant aversion to the pain-paired chamber, as indicated by a reduction in time spent in this chamber (Hummel et al 2008). Importantly, the aversion was still present 1 month after the last conditioning trial. In contrast, the sham-operated control animals did not show a preference (Hummel et al 2008). Pretreatment with doses of morphine that are not analgesic or rewarding attenuated the pain-induced aversion in rats with SNL. This method provides a means to study the negative affect associated with painful conditions and allows exploration of how the memory of pain may have an impact on motivation and affect (Hummel et al 2008).

Ultrasonic Vocalization

Measurement of ultrasonic vocalizations in rodents as an indicator of pain has been attempted numerous times with contradictory findings (Jourdan et al 2002, Han et al 2005, Wallace et al 2005, Williams et al 2008). Possible confounding factors included vocalizations as a result of stress, a novel environment, or immobilization, which prevented accurate quantification of spontaneous pain (Kurejova et al 2010). These factors were minimized in mice via acclimatization to the testing chamber by permitting free roaming and isolation from background noise (Kurejova et al 2010). Additionally, recordings were performed at 37 and 50 kHz, with avoidance of the 22-kHz signal, which is associated with stress or alarm (Kurejova et al 2010). Increased ultrasonic vocalizations were observed in mice with SNI 2 to 4 weeks after the injury, and vocalizations returned to baseline levels by the sixth week (Kurejova et al 2010). In contrast, vocalizations were evoked by probing with von Frey filaments up to 8 weeks after SNI, thus suggesting that the ongoing pain was shorter in duration relative to the evoked pain (Kurejova et al 2010). Gabapentin, which is effective clinically against neuropathic pain and shows efficacy in animals models of neuropathy, also blocked ultrasonic vocalizations in mice with SNI (Kurejova et al 2010).

Flinching and Guarding Behavior in Bone Cancer

Injection of NCTC 2472 osteolytic tumor cells into the femur of mice produces tumor growth in bone along with sensitization and damage to the sensory fibers innervating bone, thus introducing a neuropathic component to bone cancer pain (Peters et al 2005). Mice with experimental bone cancer show behavioral signs of spontaneous pain, as measured by scoring flinching behavior, limb use, and locomotion (Luger et al 2001). Spontaneous and touch-evoked flinches, defined as raising the hindlimb and holding it up while not ambulatory, are counted (Luger et al 2001). Limb use is scored from 0–4, with 0 indicating complete lack of limb use and 4 indicating normal activity (Luger et al 2001). Forced ambulatory guarding is determined on a Rotorod and scored such that 0 indicates normal limb use and 5 indicates complete lack of use of the limb (Luger et al 2001). Gabapentin blocked these behavioral signs of spontaneous pain in this model (Peters et al 2005). Gabapentin did not alter progression of the disease or reduce activity, thus suggesting that these behavioral measures were indicative of a neuropathic component of ongoing pain (Peters et al 2005).

Spontaneous Foot Lift

Although “spontaneous foot lifting” (SFL) following injury to peripheral nerves was suggested as an indicator of spontaneous neuropathic pain (Bennett and Xie 1988, Choi et al 1994), it has not been validated as such, in part because foot lifting occurs in the absence of injury and in other pain states as well. Furthermore, the presence of SFL behavior is inconsistent in models of neuropathic pain. Although SFL was observed in the CCI model (Bennett and Xie, 1988), it is rarely observed after SNL (Djouhri et al 2006). No correlation was found between SFL and afferent activity (Djouhri et al 2006). Loose ligation of the L4 spinal nerve produced SFL only when the potential inflammatory chromic gut suture was used (Djouhri et al 2006). It was concluded that inflammation elicits spontaneous activity in C-fiber nociceptors and is the critical drive for SFL behavior (Djouhri et al 2006).

Mouse Grimace Scale

Development of a method of coding the facial expressions of mice was based on the premise that non-primate animals show facial expressions associated with their emotional state (Langford et al 2010). Five facial features observed in several presumably painful conditions were designated as “action units” (AUs) and were scored by observers monitoring videotape of the mice. A score of 0 indicated a high degree of confidence by the observer that the AU was not present, 1 indicated equivocation, and 2 indicated a high degree of confidence that the AU was present (Langford et al 2010). The AUs were orbital tightening, indicated by tightening of the orbital area or a tightly closed eyelid; nose bulge, indicated by rounded skin on the bridge of the nose; cheek bulge; pulling apart of the ears from a baseline or normal position; and movement of whiskers away from the normal or baseline position. Grimace was evaluated following acute nociception, such as noxious radiant heat or warm-water immersion, as well as longer-lasting conditions induced by formalin injection, paw incision, mustard oil application, and intraplantar zymosan. Stimuli lasting from 10 minutes to 4 hours were most likely associated with evidence of pain according to the mouse grimace scale (MGS). The MSG, however, failed to detect spontaneous pain in the CCI and SNI nerve injury models, thus preventing this assay from being used for neuropathic pain (Langford et al 2010). Additionally, lesion of the rostral ACC or the amygdala with ibotenic acid did not block the facial grimace produced by intraperitoneal acetic acid (Langford et al 2010). This assay is acknowledged to be extraordinarily labor-intensive and has yet to be validated with therapies that are clinically effective or ineffective.

Changes in Natural Behavior as Outcomes

Burrowing is a highly conserved natural behavior of laboratory rats, and disruption of burrowing is indicative of behavioral dysfunction (Deacon 2006). It has been suggested that ongoing pain behavior could be estimated by placing a tube filled with a weighed amount of gravel in the animal’s cage. The amount of gravel removed because of burrowing is determined by weighing the amount remaining and subtracting from the total (Andrews et al 2011). Rats with L5 spinal nerve transection, tibial nerve transection, or partial sciatic nerve ligation showed a significant reduction in burrowing behavior that was reversed by a non-sedating dose of gabapentin (Andrews et al 2011). Importantly, reduction in burrowing did not correlate with evoked indices of neuropathic pain, thus suggesting that different mechanisms are being examined (Andrews et al 2011). Since burrowing behavior is indicative of the animal’s state of “well-being” (Deacon 2006, Cunningham et al 2007), it is suggested that this behavior may be useful in examining ongoing pain from different manipulations (Andrews et al 2011). However, interpretation of reduced burrowing activity is also influenced by other behavioral factors. For example, the sedation induced by high doses of gabapentin also reduced burrowing activity in animals with nerve injury (Andrews et al 2011).

The behavior of rodents placed in an open-field paradigm is a classic protocol for determining the “emotionality” of rodents and is often used in experimental psychology, especially for measuring stress and anxiety (Ivinskis 1970, Geerse et al 2006). Animals showing increased defecation rates and/or reduced locomotor activity are regarded to be in a state of high emotional reactivity in this paradigm (Ivinskis 1970, Geerse et al 2006). Geerse and colleagues (2006) suggested a correlation between prior stressful experience and hyperalgesia that was uncovered by application of the open-field paradigm. Seltzer and colleagues found that animals showing high emotionality on the open-field test exhibited greater rates of autotomy after peripheral nerve injury (Vatine et al 2000). Although the open-field paradigm does not measure pain directly, it appears to predict animals that may show greater sensitivity to pain after nerve injury or inflammation and may have important implications in work aimed at conditions such as post-traumatic stress syndrome (Vatine et al 2000, Geerse et al 2006).

Conclusion

The development of animals models of neuropathic pain has led to a progressively deeper understanding of the mechanisms that may initiate and maintain neuropathic pain arising from numerous and unrelated conditions. Early models of transection demonstrated alterations in sodium channel expression and activity and ectopic discharge but did not allow precise assessment of behavior normally observed in humans. These reports led to the evolution of numerous models of nerve injury in which branches of the sciatic nerve were loosely ligated or sectioned at the level of the spinal nerve just distal to the DRG or at sites distal to the trifurcation. These modifications allowed the investigation of changes in receptive fields in the vicinity of the territories of injured nerves, effects that injured nerves could have on adjacent uninjured nerve fibers, and progression of central changes leading to extraterritorial hypersensitivity as a result of alterations along several segments of the spinal cord. An important consideration is response to static versus dynamic stimuli, which may reveal important mechanistic differences and more closely relate to stimuli that elicit pain in humans.

A significant refinement of traumatic nerve injury models is seen with the development of micro-injuries at the axonal level, which allowed the development of testable hypotheses regarding the development of CRPS-1, a condition that had been thought to define neuropathic pain in the absence of a “real” nerve injury. At the same time, models of neuropathic pain designed to mimic disease states (e.g., diabetes), infection (e.g., HIV/acquired immunodeficiency syndrome), and chemotherapeutic toxicity (e.g., vincristine, paclitaxel) have also been developed and refined and have resulted in greater understanding of the mechanisms driving these diverse forms of neuropathic pain. For example, chemotherapeutic-induced neuropathy may be related to mitochondrial swelling and abnormalities in structure and lead to dysregulation of intracellular calcium homeostasis. Thus, drugs that might modulate mitochondrial function might be effective against these types of neuropathic pain but be inactive against post-traumatic neuropathy. Further refinement and enhancement of these models of neuropathic pain are sure to lead to greater understanding of the mechanisms driving enhanced pain and to the development of novel therapeutics.

The chronicity of neuropathic states has also begun to be explored in animal models. Several imaging studies performed on human volunteers with chronic pain conditions have revealed neuroanatomical changes that develop over prolonged periods, including possible changes in cortical thickness and in the density of gray matter (Apkarian et al 2004, Schmidt-Wilcke et al 2006, Kim et al 2008, Schweinhardt et al 2008, Seminowicz et al 2010). Such observations have raised the question of dynamic changes in mechanism that may occur at late time points after nerve injury and that may be more relevant to the chronic nature of human neuropathic pain. Recent studies have demonstrated that SNI in rats results in loss of cortical gray matter, thus correlating clinical observations to this animal model (Seminowicz et al 2009). Animals with SNI were monitored over a period of 5 months for behavioral signs of enhanced pain and for behavior indicative of anxiety and were subjected to magnetic resonance imaging and deformation-based morphometry (Seminowicz et al 2009). Evidence of reduced cortical volume was present within 9 weeks; it progressively increased over the remainder of the study and was coincident with the appearance of anxiety-like behavior (Seminowicz et al 2009). Moreover, increased levels of hyperalgesia were associated with correspondingly greater decreases in volume of the frontal cortex, somatosensory cortex, and ACC. These studies suggest that long-term neuropathic pain might produce significant changes in brain anatomy and that the extent of these changes is influenced by the intensity and duration of the pain. Many studies now emphasize mechanisms that may emerge at later time points after injury, consistent with the clinical reality of long-lasting pain.

Recently, the understanding that these methods did not address a common clinical complaint, that of spontaneous, or ongoing, pain that is not evoked by any external cause, has led to the development of models for assessing stimulus-independent pain. Failure to assess and evaluate mechanisms driving ongoing or spontaneous pain has been a major impediment in the evaluation of potential novel mechanisms that may have relevance to human therapy. Another important caveat of our preclinical studies is failure to emphasize mechanisms that may promote resistance to the development of chronic pain. Pain resulting from injuries in humans can transition to a chronic state. Chronic pain, however, occurs only sometimes after injury (Kehlet et al 2006, Costigan et al 2009). Unfortunately, animals in which chronic pain does not develop after injury have not been studied extensively. A recent study evaluated possible mechanisms that may prevent the expression of chronic pain after neuropathic injury and identified a key role of engagement of descending inhibition (De Felice et al 2011). Thus, modulation of activity within the RVM medulla could inhibit or precipitate pain in animals with peripheral nerve injury that respectively did or did not show allodynia (De Felice et al 2011). Identification of the sources of differences between genetically similar animals that have different propensities for the development of neuropathic pain following injury may yield significant insight into mechanisms that may be important clinically in the transition from acute to chronic pain states.

Collectively, these approaches have begun to contribute to our understanding of the mechanisms that may underlie chronic, ongoing pain and represent a significant advance in research strategies. Data are emerging that suggest important differences in the underlying mechanisms of evoked hypersensitivity and ongoing pain. Continuing refinement of our methods and understanding of the relevance of the data generated in preclinical investigations may increase the opportunity for translation from preclinical to clinical arenas and hopefully result in more effective management of neuropathic pain in humans.

The references for this chapter can be found at www.expertconsult.com.

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