CHAPTER 17

Instrumental Activities of Daily Living and Community Participation

Kathryn M. Loukas and M. Louise Dunn1

OBJECTIVES

Define instrumental activities of daily living (IADLs) and community participation for children and youths.

Describe how participation in IADLs and community participation contributes to occupational development for children and youths.

Describe development of IADLs and community participation.

Describe occupational performance by developmental age ranges and disability.

Describe personal and environmental influences.

Identify and apply professional reasoning, evaluation procedures, and intervention approaches for IADLs and community integration.

Describe, apply, and integrate evidence-based and occupation-centered intervention approaches to enhance IADL and community participation for children and youth.

Evaluate and synthesize information about the development of IADLs and community participation for children/youth through analysis of case studies.

KEY TERMS

Instrumental activities of daily living

Community participation

Self-determination

Family chores

Life habits

Mentoring roles

Social skills training

INTRODUCTION

Peter is a 12-year-old boy who has autism. His parents are worried about how he will take care of himself. They are unsure about his role in the home and how much to ask of him. At school, the occupational therapist had taken a sensory motor approach to Peter’s occupational therapy, yet she now sees the need for more skills in independent living for Peter. The education team wonders how much to include Peter in life skills and vocational programming.

Mary is a 16-year-old girl who was in a serious car accident that left her with left-sided hemiplegia and cognitive challenges secondary to a brain injury. She is now struggling with activities she used to find routine. She is unsafe in the kitchen, she has difficulty handling money, and her poor social skills make it difficult to make friends. Mary and her family are concerned about her future and wonder how she can regain the skills she needs for community living.

John is an 8-year-old boy with attention deficit disorder. His parents find it extremely challenging to involve him in household tasks, so they organize and manage his belongings and space. He has extreme difficulty paying attention in sedentary activities. John needs structure and guidance to participate in any community-based activity. John is interested in boy scouts and soccer, but his family has not allowed him to participate because of his behavior.

Instrumental activities of daily living (IADLs) are the more complex aspects of daily living that children and youth develop as they reach adolescence and begin to participate in the community with more autonomy. These activities include care of others, care of pets, child rearing, use of a communication device, COMMUNITY MOBILITY, financial management, health management and maintenance, home management, MEAL PREPARATION AND CLEAN-UP, shopping, and safety procedures and emergency responses (American Occupational Therapy Association, 2008). Occupational therapists are experts in IADLs, task analysis, and independent living.

Children initially acquire more skill with IADLs when they reach adolescence and begin to participate in the community with more autonomy. They continue to develop competence in these activities through adolescence into young adulthood. IADLs and community participation include activities that promote self-determination, self-sufficiency, health, and social participation for children/youth of all abilities. IADL competence could be categorized as part of the “magnificent mundane”11 and is noted more by its absence than its presence. The magnificent mundane refers to the everyday presence of these tasks and reflects the tacit manner in which children/youth learn and understand their roles in these occupations. As preparation for independent living in the community, IADLs may include home management (e.g., clothing care, cleaning, and household maintenance), shopping and money management, meal preparation and cleanup, COMMUNITY MOBILITY, health maintenance (e.g., taking medications, exercise and nutrition), care of pets and care of others, and safety procedures and emergency responses.1

An integral relationship exists between IADLs and community participation. For example, shopping is an IADL task that requires interaction with others in the community. Methods for learning to participate in the community may be tacit, such as learning through observation and assisting with shopping, or more explicit, such as finding and enrolling in community activities. Community participation includes social, play, and leisure activities with peers in the community and neighborhood and structured activities within the neighborhood and community.6,43

Recent studies contribute to our understanding of the diverse and complex challenges involved in preparing youth for independent/community living. Youth and adults with physical disabilities reported that they lacked opportunities to direct their health care services by making their own appointments and asking questions of medical and health personnel.25,32 Adults with physical disabilities reported dependence in shopping, home cleaning, laundry, and use of public transportation.3 Youth in foster care may lack knowledge and experience with independent living, especially safety and home and health maintenance.46,49 Children and youth with traumatic brain injury (TBI) often lack opportunities to engage in household tasks and community activities such as shopping and recreational activities.7

This chapter provides an overview of the development of IADL skills and community participation, and a description of models that guide practices to promote competence in IADLs and full participation in community living. It further explains how emotional well-being, health, peer relations, and life satisfaction are associated with competence and independence in IADL and community living skills. Evaluation and intervention are discussed and illustrated using case examples.

OCCUPATIONAL DEVELOPMENT OF IADL AND COMMUNITY PARTICIPATION

Successful independent/community living is measured by outcomes related to employment, residing in the community, and community participation. IADLs are embedded in community living.

A large longitudinal study demonstrated that 2 years after leaving school, youth with special needs were more likely to be unemployed, live with their parents, and lack engagement in community activities with peers than youth without disabilities.9 In a second longitudinal study, youth with special needs showed increased employment and engagement in community activities; however, their involvement lagged behind that of their peers without disabilities.80 Youth with special needs continued to lag behind nondisabled peers in residing with others or alone in the community.

Self-determination has been identified as a factor that promotes independent community living. Defined as “a combination of skills, knowledge, attitudes, and behaviors that enable a person to engage in goal-directed, self-regulated, autonomous behavior,”20 self-determination encompasses many of the behaviors and attitudes often referred to as life skills that are both innate and learned.44 These skills include managing personal care and health needs, taking care of one’s belongings and space, managing home repairs, arranging transportation, and living interdependently with others. Opportunities to develop problem-solving skills, understand one’s own strengths and limitations, and make choices are critical to developing these skills. In fact, youth with mild intellectual and/or learning disabilities who have higher self-determination had greater employment rates, earned higher wages, and had more community involvement at 1 and 3 years out of school than similar youth with low self-determination.82,83

Late Adolescence (16 to 18 Years)

By late adolescence, youth are more autonomous and show greater breadth in their IADLs and community participation. Many spend most of their time outside the home, driving or taking public transportation, working a part-time job or volunteering, shopping, managing money, and maintaining a healthful regimen (e.g., taking responsibility for medications, exhibiting awareness of healthful behavior with partners).25,46,66,72 At this age, many youth prepare hot and cold meals, help with cleanup, and manage their laundry. Box 17-1 provides guidelines about IADLs and community participation expectations for older adolescents.

BOX 17-1   Instrumental Activities of Daily Living and Community Participation: Older Adolescent (16 to 21 Years)

MEAL PREPARATION AND CLEAN-UP

• Plans and prepares simple hot and cold meals

• Puts dishes in dishwasher/puts dishes away

• Safely operates stove, oven, toaster, blender, microwave, and dishwasher

COMMUNITY MOBILITY

• Can obtain driver’s license

• Uses public transportation on own

HEALTH MANAGEMENT AND MAINTENANCE

• Transfer to adult health care provider

• Responsible for managing medications

• Attends part of medical appointments alone

• Keeps record of medical history

HOUSEHOLD MAINTENANCE AND MANAGEMENT

• Looks into housing choices

• Attendant services and supported living options

• Does home repairs (e.g., replaces light bulb, replaces fuses)

CLOTHING MANAGEMENT

• Launders own clothes

• Mends clothes as needed

USE OF COMMUNICATION DEVICES

• Keeps in touch with friends by phone, texting, and computer (webcam, e-mail)

SHOPPING AND MONEY MANAGEMENT

• Practices budgeting and banking skills

• Purchases

SAFETY AND EMERGENCY RESPONSE

• Knows how to use fire extinguisher

• Knows what to do in case of fire or emergency

COMMUNITY PARTICIPATION

• Makes plans with peers for informal leisure and recreation activities

• Engages in community programs for youth/adults that match leisure or athletic interests

• Works part time and/or volunteers in community

PERFORMANCE SKILLS

• Motor and sensory skills well developed or adaptations and accommodations identified

• Emphasis more on psychological, social, and cognitive skills

• Takes more responsibility for own routines

Data from Dunn, Coster, Orsmond, & Cohn. (2009). Household task participation of children with and without attentional problems. Physical and Occupational Therapy in Pediatrics, 29(3), 234-251; Bloorview Life Skills Institute. (2007). Growing up ready timetable & checklists. Retrieved 6/03/2009 from http://www.bloorview.ca/resourcecentre/familyresources/growingupready.php; Nollan, K. A., Wolf, M., Ansell, D., Burns, J. Barr, L., Copeland, L., et al. (2000). Ready or not: Assessing youth’s preparedness for independent living. Child Welfare, 79(2), 159-618; Rodger, S. (2006). I can do it: Developing, promoting, and managing children’s self-care needs. In S. Rodger & J. Ziviani (Eds.), Occupational therapy with children (pp. 200-221). Oxford, UK: Blackwell Publishing.

Physical skill levels may limit opportunities to engage in IADLs tasks and community participation for many youth with physical disabilities; but with adaptations and accommodations, many become competent. Behavioral concerns such as lack of confidence, dependency, or weak social skills may also influence task performance of youth with physical disabilities, especially in community activities.45

Youth with acquired brain injury, especially when the brain injury was incurred at a young age, often have cognitive, behavioral, and or social impairments that influence their IADLs and community participation. They often require greater assistance with memory, problem solving, and self-management to initiate and complete tasks, sustain focus on tasks, and interact with others when completing work than they do with mobility.19 Youth who experience an acquired brain injury are likely to need special coaching and assistance to manage the social demands of using public transportation on their own when they need to attend and interact with others.

Youth with autism spectrum disorder (ASD) may do well with household tasks such as making a snack, yet they have difficulty with tasks that require more interaction such as shopping. These youth are likely to have greater difficulty with tasks that involve relating to others, as would be needed to manage health care needs. Engaging in structured and unstructured leisure activities such as team sports or volunteer activities and going to the mall are challenging for youth with ASD.33 Finally, acquiring initiative to do IADL tasks and engage in community activities may be difficult for many youth with disabilities.

Early Adolescence (12 to 15 Years)

For young adolescents, teachers and parents emphasize not only learning from academics and vocational exploration but also home and health management, shopping and meal preparation, and community participation.25,66,72 School programs attempt to establish not only adolescents’ independence but also their ability to work interdependently with others. Young adolescents have increased responsibility for caring for others, managing their laundry, preparing simple, hot meals, and preparing snacks.46,66,72 Technology, such as the microwave, cell phones, e-mail, and instant messaging/texting, increases young adolescents’ opportunities for communication and community participation. Box 17-2 provides guidelines about IADL and community participation expectations for young adolescents.

BOX 17-2   Instrumental Activities of Daily Living and Community Participation: Younger Adolescent (12 to 15 Years)

MEAL PREPARATION AND CLEAN-UP

• Plans and prepares simple hot and cold meals

• Puts dishes in dishwasher/puts dishes away

COMMUNITY MOBILITY

• Starts to find way around local community

• Arranges rides to friends’ houses

• Arranges rides to structured leisure and recreational activities

• Uses public transportation without assistance

HEALTH MANAGEMENT AND MAINTENANCE

• Begins to look for adult health care providers

• Attends some medical appointments alone

• Assists with making medical and dental appointments

• Takes more responsibility for managing medications

HOUSEHOLD MAINTENANCE AND MANAGEMENT

• Participates in discussions with parents about where he or she might live as an adult

• Cleans own space and shared (family) space

• May look after or babysit others or younger sibling

• Vacuums, dusts family space

• Puts away own laundry

USE OF COMMUNICATION DEVICES

• Uses phone, pens, and computers to send and receive information

SHOPPING AND MONEY MANAGEMENT

• May use bank card to deposit or withdraw money

• Purchases items with bank card or money

• May receive allowance, earn money from part-time work

• May purchase own goods at store

SAFETY AND EMERGENCY RESPONSE

• May take course in basic first aid

• Educates self about what to do in case of fire or emergency

• Responsible for personal safety when crossing street, obeying traffic and road signs

COMMUNITY PARTICIPATION

• Engages in informal and structured leisure and recreation with peers

• Keeps in touch with friends by phone, e-mail

• May volunteer in community

PERFORMANCE SKILLS AND PATTERNS

• Motor and sensory skills developed or adaptations and accommodations identified

• Emphasis more on psychological, social, and cognitive skills

• Has developed routines for daily activities, yet may need prompting

Data from Dunn, Coster, Orsmond, & Cohn. (2008). Household task participation of children with and without attentional problems. Physical and Occupational Therapy in Pediatrics, 29(3), 234-251; Growing up ready timetable and checklists. Retrieved June 3, 2009 from http://www.bloorview.ca/resourcecentre/familyresources/growingupready.php; Nollan, K. A., Wolf, M., Ansell, D., Burns, J. Barr, L., Copeland, L., et al. (2000). Ready or not: Assessing youth’s preparedness for independent living. Child Welfare, 79(2), 159-618; Rodger, S. (2006). I can do it: Developing, promoting, and managing children’s self-care needs. In S. Rodger & J. Ziviani (Eds.), Occupational therapy with children (pp. 200-221). Oxford, UK: Blackwell Publishing.

Youth with disabilities often need additional practice and opportunities to promote autonomy with IADLs and community participation.7,18 Young adolescents with physical disabilities may not direct others or seek assistance as needed with these IADL and community tasks. Some may be reluctant to express their lack of knowledge about how to prepare a meal and just wait until someone does it for them. In addition, cognitive/behavioral and social skill deficits may impede their autonomy in these areas.45 Lack of assertiveness may impede their willingness to engage in leisure and recreational activities.

Similar deficits at varying levels also impede participation and performance of youth with TBI, ASD, and learning and intellectual disabilities. Communication deficits and rigidity may make it difficult for young adolescents with TBI and ASD to do volunteer work or arrange rides to structured recreational activities. Lack of safety awareness and difficulty understanding the needs of others may make taking care of younger siblings or others difficult for young adolescents with TBI and ASD. Their insistence on sameness and lack of flexibility may make negotiating with others difficult, a skill needed in many recreational activities such as group hikes.

Middle Childhood (6 to 11 Years)

In middle childhood (6 to 11 years), formal learning opportunities related to IADL and community participation are limited unless children have significant intellectual disabilities. Children in the middle years prepare for future independent/community living through their engagement in everyday family, afterschool and community, and school activities.42,54 These occupations give children opportunities to make choices, solve problems, and identify interests and skills that help them develop self-determination, social skills, and performance competency.59,74,81

In middle childhood many children engage in family and household routines; however, diversity in what they do and with whom is common. Parents report that they expect their children to take care of their space and materials, help with cleanup after meals, prepare simple cold meals, help with putting away groceries, and care for siblings with supervision.16 As they engage in these tasks, children develop communication, cognitive, and social interaction skills (e.g., problem solving on encountering difficulty). Community activities include formal structured activities such as sports or music lessons, as well as informal unstructured activities such as riding bikes. Box 17-3 provides guidelines about IADL and community participation expectations for children of middle childhood age.

BOX 17-3   Instrumental Activities of Daily Living and Community Participation: Middle Childhood (6 to 11 Years)

MEAL PREPARATION AND CLEAN-UP

• With supervision, puts dishes in dishwasher/puts dishes away

• Gets own snacks

• Sets and clears table

COMMUNITY MOBILITY

• Rides bicycle, uses rollerblades, scooter around neighborhood

• Makes arrangements with parent for rides to friends’ houses, video store, etc.

• Uses public transportation with supervision

HEALTH MANAGEMENT AND MAINTENANCE

• Participates in medication routines (as needed)

• Assists with naming medical concerns (e.g., allergies, asthma, seizures)

HOUSEHOLD MAINTENANCE AND MANAGEMENT

• Puts away own materials, vacuums and dusts own room

• Puts away groceries, helps with recycling

• Organizes materials for school and afterschool events

USE OF COMMUNICATION DEVICES

• Keeps in touch with friends by phone, e-mail

• Answers phone, takes messages

SHOPPING AND MONEY MANAGEMENT

• May have a savings account

• Shops with parent or caregiver

• Finds items on shelves at supermarket

SAFETY AND EMERGENCY RESPONSE

• Can name places to find help or be safe

• Aware of safety with food, fire, and strangers

COMMUNITY PARTICIPATION

• With assistance, gets together with peers for leisure activities, hobbies, movies

• May participate in afterschool programs, community center activities

• Visits with friends or relatives in neighborhood

PERFORMANCE SKILLS AND PATTERNS

• Motor planning and sensory–motor skills continue to develop and are further refined, may be problem areas

• Starting to follow routines for daily activities but requires prompting

Data from Dunn, Coster, Orsmond, & Cohn. (2008). Household task participation of children with and without attentional problems. Physical and Occupational Therapy in Pediatrics, 29(3), 234-251; Growing up ready timetable and checklists. Retrieved June 3, 2009 from http://www.bloorview.ca/resourcecentre/familyresources/growingupready.php; Nollan, K. A., Wolf, M., Ansell, D., Burns, J. Barr, L., Copeland, L., et al. (2000). Ready or not: Assessing youth’s preparedness for independent living. Child Welfare, 79(2), 159-618; Rodger, S. (2006). I can do it: Developing, promoting, and managing children’s self-care needs. In S. Rodger & J. Ziviani (Eds.) Occupational therapy with children (pp. 200-221). Oxford, UK: Blackwell Publishing.

Physical, cognitive, and social functioning deficits may make it difficult for children with disabilities to develop the skills necessary to participate in these activities. For children with either physical and/or cognitive/behavioral disabilities, generalization of learning to different settings may require specific cognitive and behavioral strategies.62,64 Children with cognitive/behavioral disabilities such as attention deficit–hyperactivity disorder (ADHD) may clean up after preparing food in a community setting yet not carry over this learning to their home life.30 Children with ADHD may use social skills during art activities at school yet have difficulty sharing materials and taking turns in afterschool creative art activities. Children with physical disabilities may participate in recreational activities by observing rather than doing.65 Some may not assist with IADLs such as setting or clearing the table because of the time it takes them to do these tasks or because their physical impairments limit their participation.

Children with TBI may not engage in family routines such as preparing simple cold meals and picking up shared areas because of their high need for coaching. Those with memory impairments will need continual practice and repetition to organize their belongings for school and non–school-related activities. Their attention deficits may impede their safety when crossing the street. Depending on severity, children with ASD may need assistance to focus and find items on the shelf at the supermarket. They may have tantrums and meltdowns at the supermarket or mall because of overstimulation by sounds, sights, and smells.

Preschool (3 to 5 Years)

In preschool, participation in home day care and community activities frequently occurs with supervision from caregivers or parents. Therefore, family involvement is essential to development of IADL and community participation.34,68,71

Availability of free play allows children the opportunity to identify interests, make choices, and learn how to share and take turns. In the Head Start program, much emphasis is placed on promoting self-determination by assisting children to identify when they need help and guiding them to solve problems on their own.24,71 Furthermore, children with and without disabilities are involved in many naturally occurring learning opportunities through community activities such as shopping, going to neighborhood playgrounds, attending library story hours, taking walks in the neighborhood, or participating in events at community centers.17 In the home, preschool children assist with many household tasks such as putting away their own toys, making their beds, putting away their clothes, helping to set the table, and preparing cold snacks.66 In many families, greater emphasis is on beginning to take care of oneself and one’s belongings than on taking responsibility for others.

Little information exists about IADL participation for preschool children with disabilities. For children with physical disabilities, opportunities to perform tasks such as picking up one’s toys, making choices about snacks, or pointing to items at the supermarket may provide ways to develop routines and be part of the family. Children with TBI may need coaching and positive supports to promote their ability to pick up their toys and make choices about snacks or community activities.

In summary, age and functional abilities contribute to the extent of children’s and youth’s participation and performance of IADL and community activities. IADL and community participation are both the means and ends for development of motor and process performance skills.

PERSONAL AND ENVIRONMENTAL INFLUENCES ON IADLS AND COMMUNITY PARTICIPATION

Multiple interrelated internal and external factors influence children’s and youth’s engagement in IADLs and community activities. The occupational therapist should address personal and environmental factors that may support or limit the child’s or youth’s participation in IADLs and community activities.

Personal Influences

Factors that are within children and youth include their interests, preferences, and motivation to engage in activities. Engagement in IADL and community activities requires interest and motivation. Initially, motivation may be promoted with external support; however, to continue to engage in tasks and use skills, children and youth must internalize reasons to do so.63 Internalization of reasons for performing IADL tasks may relate to increased responsibility and opportunities to do favorite activities or to earn money.10,31

Environmental Influences

Factors external to the child comprise five environmental or contextual areas: (1) the natural and built environment (physical context); (2) support and relationships (social context); (3) attitudes, values, and beliefs (cultural context); (4) assistive technology; and (5) service systems and policies.1,85 These factors can either support or limit children’s and youth’s participation IADL and community activities.

The natural and built environment (physical context) includes the sensory and physical qualities of the setting (e.g., noise, lighting, temperature, terrain, crowding), building design, and accessibility to materials.45 Within the home, access to different areas and materials supports participation of children and youth in family activities. In the community, buildings that have accessible entrances and activities on a flat terrain support inclusion of children and youth with physical limitations. Examples of barriers are homes without access to all areas and community centers with activities on multiple levels that lack ramps or elevators. Crowding (e.g., group size) and sensory aspects of the environment are potential barriers for children and youth with physical, sensory, cognitive, and intellectual disabilities.35,52,60 For children and youth with ADHD, ASD, and intellectual disability, the noise from people talking and the movement of people in a crowd may contribute to behavioral outbursts, anxiety, and aggression, thus decreasing their participation. Noise, visual stimulation, and crowding limit participation because these factors interfere with balance, mobility, and communication for children and youth with physical disabilities.52

Support and relationships (social context) are particularly salient factors that influence participation of children and youth in IADL and community activities. At home, support is crucial for participation with family members in everyday activities. Families provide children with opportunities and encouragement to learn household tasks such as mealtime preparation and care of common spaces. Modeling of task performance and discussion of tacit planning processes make learning and understanding these tasks more tangible to children and youth. For example, at home children can observe not only their parents but also their siblings. In addition, children may be mentors to their siblings and guides for their parents. As children mature, they may take on the role of caring for their siblings when parents are out of the home. In the community, children may begin by attending structured afterschool activities such as sports or recreation groups (Figure 17-1), or they may meet with peers to socialize at the mall. As they approach older adolescence, they may also take on roles as mentors at recreational centers or scouting events.

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FIGURE 17-1 Adolescents participate in afterschool sports and recreation programs. From Cummings, N. H., Stanley-Green, S., & Higgs, P. [2009]. Perspectives in athletic training. St. Louis: Mosby.

The social environment for IADL participation may vary by setting (e.g., school, home, community, or work). At home, children might observe parents and siblings doing household tasks and attempt to model their actions. Short-term outcomes from participating in mealtime preparation and household tasks include promoting a sense of family and demonstrating positive health and social behaviors.16,53 Long-term outcomes include preparation for adult roles. Lack of support and diminished opportunities for participation in these mundane tasks can impede development of community living skills (e.g., such as the example of youth in foster homes46).

Cultural values and beliefs significantly influence opportunities for IADL and community participation. At home family beliefs about routines and perspectives on time allocation influence children’s and youth’s engagement in activities at home and in the community.21,26,78 For example, parents of Asian background tend to value academics and place much less emphasis on IADL activities and autonomy for their children.87 In contrast, Latino and Navajo families tend to focus on interdependency and promote engagement in household and IADL tasks.69

The value of interdependency versus autonomy may influence a family’s willingness to support the independence of a child or youth with a disability. Families from African American and Hispanic backgrounds are more likely to plan to have their children with developmental disabilities live with them when the children reach adulthood.5 These beliefs may also influence the opportunities to engage in IADL tasks and community activities for children and youth with disabilities. Parents of children with disabilities, particularly those from lower socioeconomic levels, were less likely to involve their children in household tasks and in interacting with others in the community.87 Values for engaging in interdependent activities also influence participation in household tasks. For example, parents of children with ADHD tend to emphasize household tasks that involve managing one’s own belongings with less focus on shared tasks such as helping at mealtimes.16

Community programs that include children and youth of all abilities are supports for community participation.52 Social stigma, bullying, and marginalization are barriers for children and youth with disabilities.45,52

Assistive technology, computers, online resources, and augmentative communication devices are supports used commonly with children and youth who have disabilities to promote their participation in IADL and community activities. Technology and online resources afford opportunities for children and youth of all abilities to connect with others. Information about community activities, employment, shopping, banking, meal planning, public transportation, and health are available online. A growing number of support groups for children and youth with many differing disabilities have set up websites that provide peer mentoring for learning how to live in the community and care for their own needs.

Examples of service systems that promote inclusion of children and youth with disabilities are inclusive aftercare and recreational programs, programs with adaptive equipment, and transportation. Policies, rules, and standards that govern these services ensure that they are accessible and enable optimal participation of persons with disabilities.45,85 For children and youth with disabilities, lack of transportation or length of time required to transition to programs can be a barrier to participation in community activities.35 Another barrier is the lack of policies and funding to cover costs of additional supports that may be needed for inclusion of children and youth with disabilities in out-of-school activities.35,60

EVALUATION OF IADL AND COMMUNITY PARTICIPATION

Children, youth, and their families or caregivers play key roles in the evaluation process. These individuals provide relevant information about the settings and contextual features where the children or youth engage in IADL and community activities. Providing youth with greater opportunities to engage in the evaluation process increases their autonomy and prepares them for decision making and management of their health, IADL, and community participation needs. Providing children, youth, and caregivers with opportunities to select or refuse assessments and choose where and when the evaluation is completed increases their investment in collaboration around intervention planning.27 Evaluation of IADL and community participation may include combinations of the following methods: observation, interview, inventory/questionnaire, performance measures, interest checklists, and chart review. The evaluation may be part of a school-based triennial evaluation required under IDEA and/or transition plan at the request of a pediatrician or health care practitioner, at the parent’s request, as part of a medical model assessment, or as part of community models such as foster care. Evaluations may be conducted individually with the child/youth and caregiver, as a team evaluation, or as part of a program evaluation. Table 17-1 provides a listing of available measures, including information about whether assessments measure skills, tasks, and/or environmental factors.

TABLE 17-1

Instruments for Assessing IADLs and Community Participation for Children and Youth

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Data from Bedell, G. M. (2004). Developing a follow-up survey focused on participation of children and youth with acquired brain injuries after discharge from inpatient rehabilitation. NeuroRehabilitation, 19, 191-205; Bruininks, R. H., Woodcock, R. W., Weatherman, R. F., & Hill, B. K. (1996). Scales of independent behavior—revised (SIB-R). Rolling Meadows, IL: Riverside Publishing; Dunn, L. (2004). Validation of the CHORES: A measure of children’s participation in household tasks. Scandinavian Journal of Occupational Therapy, 11, 179-190; Fisher, A. G. (2003a). Assessment of motor and process skills: Vol. 1. Development, standardization, and administration manual (5th ed.). Fort Collins, CO. Three Star Press; Fisher, A. G. (2003b). Assessment of motor and process skills: Vol. 2. User manual (5th ed.). Fort Collins, CO. Three Star Press; Forsyth, K., Deshpande, S., Kielhofner et al. (2005). The Occupational Circumstances Assessment Interview and Rating Scale (OCAIRS) Version 4.0. Chicago: MOHO Clearinghouse; Giangreco, M., Clonger, C., & Iverson, V. (1997). Choosing options and accommodations for children (COACH) (2nd ed.). Baltimore: Brookes; Glidden, L. M. & Jobe, B. M. (2007). Measuring parental daily rewards and worries in the transition to adulthood. American Journal on Mental Retardation, 112(4), 275-278; Keller, J., Kafkes, A; Basu, S., Federico, J., & Kielhofner, G. (2005). Child Occupational Self Assessment (COSA), version 2.1. Chicago, IL: MOHO Clearinghouse; Lambert, N. M., Nihira, K., & Leland, H. (1993). AAMR Adaptive Behavior Scale-School-2. Austin, TX: Pro-Ed; Law, M., Baptiste, S., Carswell, A., McColl, M. A., Polatajko, H. & Pollock, N. (2005). The Canadian Occupational Performance Measure. Ottawa, Canada: CAOT publications ACE; Nollan, K. A., Wolf, M., Ansell, D., Burns, J. Barr, L., Copeland, L., et al. (2000). Ready or not: Assessing youth’s preparedness for independent living. Child Welfare, 79(2), 159-618; Noreau, L., Lepage, C., Boissiere, L., Picard, R., Fougeyrollas, P., Mathieu, J., et al. (2007). Measuring participation in children with disabilities using the Assessment of Life Habits. Developmental Medicine & Child Neurology, 49, 666-671; Sparrow, S., Balla, D., & Cicchetti, D. (2005). Vineland Adaptive Behavior Scales II. Circle Pines, MN: American Guidance Services; Young, N. L., Williams, J. I., Yoshida, K. K., & Wright, J. G. (2000). Measurement properties of the Activities Scale for Kids. Journal of Clinical Epidemiology, 53, 125-137.

Team Evaluations

Team or arena evaluations often arise when youth meet for transitional planning in schools or when children and youth return to school after hospitalization secondary to medical concerns such as traumatic brain or spinal cord injury. Information from multiple perspectives is helpful for a realistic appraisal of the child or youth’s performance in a variety of settings.

Team evaluations also may apply to medical or psychiatric facilities. Medical and rehabilitation facilities may examine IADLs and community participation related to returning home and returning to school. Recently, additional emphasis has been placed on community participation because of research showing concerns in this area for children and youth with acquired or traumatic brain injury and physical disabilities.8,45 Team members often include, but are not limited to, children and youth, caregivers, occupational and physical therapists, speech therapists, nurses, and physiatrists.

Team evaluations may also be part of community system services. Youth in foster care are monitored and evaluated for independent living skills that include IADLs and community participation.46,54 This is also true of many at-risk children and adolescents who are in the juvenile system or are homeless. Many are eligible for independent living programs run through welfare agencies.46 Team members often include, but are not limited to, social workers, foster parents, children and youth in foster care, pediatricians, and occupational therapists. At present, this is an emerging practice area for occupational therapists.4

Measurement of Outcomes

Occupational scientists and therapists along with professionals in rehabilitation and health have developed assessments to measure outcomes of IADLs and community participation (see Table 16-1). With the new International Classification of Functioning, Disability, and Health for Children and Youth, outcomes may address participation patterns, activity performance, quality of life, client satisfaction, and contextual supports and barriers.85

Assessments for IADLs and community participation are relatively few; most are inventories that are completed by a caregiver. The Vineland Adaptive Behavior Scales II (VABS) is a standardized measure commonly used to measure domestic (IADL) and community skills.73 This measure provides information about the individual and can be used to assess changes over time. The VABS has often been used with children and youth who have intellectual disabilities and with children with ADHD. The Assessment of Motor and Process Skills (AMPS) is standardized and appears to be sensitive to the progress that children make.22,23 Studies demonstrated that the AMPS can identify differences in IADLs for children with and without ADHD30 and for children with hemiplegic cerebral palsy.79

Several new participation assessments have recently become available (see Table 17-1). The Children and Adolescent Scale of Participation (CASP)8 and the Life Habits Questionnaire (LIFE-H)55 measure participation at home, school, and in the community. These measures produce change scores that can be used to examine outcomes from individual intervention or programmatic outcomes. These measures do not provide information about age ranges but do provide information about the difficulty continuum of the participation items based on Rasch analyses. Measures may be completed by caregiver or teacher and by the child or youth for comparison of perspectives.

The CASP has been used to obtain information about program outcomes for children with TBI.8 The CASP has 20 items that measure participation for children and youth at home, school, and in the community. Some examples of CASP activities are family chores, responsibility, and expectations at home; social activities with friends in the neighborhood or the community; and shopping.8 Parents or caregivers compare their child’s participation to that of typical children of the same age using a 4-point scale ranging from “age expected” to “unable.” This information has been helpful in identifying ongoing intervention concerns after discharge of children with TBI to integrate back into their homes, schools, and communities.

The LIFE-H obtains information about social participation for 5- to 13-year-old children and youth with physical disabilities, TBI, or developmental disabilities.55 Life habits refer to participation in valued everyday activities such as nutrition, fitness, communication, personal care, and valued social roles such as responsibility and community life. Ratings, on a 10-point scale, measure level of participation difficulty, assistance required (compared with that expected for typically developing peers), and satisfaction.

Preparation for independent and interdependent living often is addressed during adolescence; however, research supports monitoring and assessing these performance areas before adolescence. Because children and youth with disabilities often require additional support to learn and perform these mundane tasks, assessment and planning before adolescence are needed. The Children Helping Out: Responsibilities, Expectations, and Supports (CHORES) program was developed for these purposes and provides information about participation in household tasks and some aspects of IADLs.15 In CHORES household tasks include domestic tasks as well as caring for others. Household tasks are organized into two groups: self-care tasks and family-care tasks.84 Self-care refers to household tasks for which the outcomes primarily affect the individual such as picking up one’s clothing or making a cold meal for oneself. Family care refers to household tasks for which the outcomes primarily affect others such as caring for pets and preparing meals (Figure 17-2).

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FIGURE 17-2 Examples of CHORES items and ratings for the Children Helping Out: Responsibilities, Expectations, and Supports (CHORES) Program.

Scoring on CHORES provides a way to measure change for individuals across time. Changes are measured by comparing the number of tasks performed and the assistance required to perform household tasks. Two open-ended items provide information about the importance of household task participation to parents and parents’ satisfaction with their children’s household task participation. Refer to Figure 17-2 for examples of items and rating scales for CHORES.

CHORES provides a way to gather information from parents that can contribute to development of interventions that address goals and concerns related to household task performance, as well as to being part of the family. This information can promote discussions about expectations and opportunities and preparation for independent living for children and youth of all abilities.

Information relative to the perspectives and beliefs of children, youth, and caregivers on participation in the community and in IADLs is essential to client-centered and evidence-based practice. The Canadian Occupational Performance Measure (COPM) is often used for this purpose.

A new outcome-based measure, the Children’s Occupational Self Assessment (COSA), measures children’s perspectives on their competence and the importance of participation in activities in their homes, schools, and communities.38 Children rate their competence and importance of activities using a four-point pictorial scale of faces and stars. Examples of IADL items are getting chores done and using money to buy things for themselves.

The Transition Daily Rewards and Worries Questionnaire (TDRWQ) provides a way to measure caregivers’ beliefs and concerns for their adolescents who are transitioning to the adult world.29 The TDRWQ is a 28-item measure with four subscales: positive future orientation, community resources, financial independence, and family relations. Parents or caregivers rate items on a five-point scale from strongly disagree to strongly agree. Examples are perception of adolescents’ adjustment to living out of the home and perception about schools’ preparation of adolescents for independent living. This measure affords a way to promote discussion and to develop goals and interventions to address preparation of adolescents for independent and interdependent living.

INTERVENTION PLANNING AND IMPLEMENTATION

Inclusion of the families or caregivers of children with disabilities is essential to promote and reinforce positive self-esteem in everyday life, and to promote self-determination skills for positive social experiences.28,48,76,82,86 Psychosocial skills and community participation–based interventions should be facilitated long before meeting for transition planning.

As children begin their transition to adult roles, the focus of occupational therapy should move toward independent or interdependent living.13 As Orentlicher and Michaels note, the therapist’s goal at this stage is to enable the adolescent to achieve full status as an adult:

Disability is a natural part of human experiences and it does not diminish the right of the individual to live independently, enjoy self-determination, make choices, contribute to society, pursue meaningful careers, and enjoy full inclusion and integration in the economic, political, cultural and educational mainstream of American society (p. 2).56

Transition planning is concerned with the continuing process of moving from a supported home environment to a role of living in the adult community. Adolescents with disabilities or those who are at risk may require more planning, intervention, and support than a typical student.36,37,51,56,57

Occupational therapists often provide services in the school setting to children who experience self-care or functional mobility deficits, rendering a prime opportunity for therapists to implement needed skills for independent living. Because independent living involves participation in activities at home and in the community, expansion of services to home and the community is an area that needs further development. Occupational therapists understand and appreciate the important link between occupations and identity.12,40 Desired outcomes for adolescents with lifelong disabilities include safe, independent or interdependent engagement in occupation in the natural occurring contexts of IADLs in the home or community1 and the formation of a strong, positive disability identity (Case Study 17-1).39

imageCASE STUDY 17-1   Kayla

Kayla is a 12-year-old girl who is spirited and full of life. She is a child with athetoid cerebral palsy that affects her movement in all areas of motor performance, yet her process skills are intact. She is small and thin for her age and has some significant postural control difficulties and fine motor challenges. Occupational therapy services were primarily sensorimotor based with some neurodevelopmental treatment during her primary school years. She attended a therapy swim group and had many areas of adaptation/compensation for eating and feeding, self-care, writing, physical education, music, and art-based activities. She was fully included in school classes with modifications and the assistance of an educational technician.

As Kayla entered middle school, she was less tolerant of occupational therapy in the inclusive setting. She no longer wanted to use her adaptations for eating and feeding in the cafeteria and often did not wear her ankle foot orthotics. Once happy and fun-loving, she became sullen, was rude to her educator technician, was abrupt with other children, and would often sit and cry. Her longtime occupational therapist, having seen her since kindergarten, felt compelled to change directions with Kayla. The occupational therapist explored a more holistic model and used the Model of Human Occupation (MOHO)39 to frame a revised intervention plan.

VOLITION SYSTEM

Kayla had become discouraged after being the only child with significant physical disabilities in her school for 6 years. She felt different from others. She was frustrated and angry about not being able to perform activities independently. She was self-conscious about her physical differences and did not want to stand out in any way.

HABITUATION

Kayla had developed habits of being somewhat dependent on others. As she entered adolescence, she psychologically wanted to be more independent and break away, but physically could not. Having aid kept her feeling dependent and not in control of her life and social activities. She also began having more difficulty keeping up with her peers academically.

PERFORMANCE CAPACITY

Kayla was beginning to have the “lived body” experience and to develop a “disability identity,”39 but she had no one to talk to about this emerging identity. She understood the need for adaptations but did not want them to stand out. She was torn between wanting to perform well at school and not wanting to have things done “differently.”

Evaluation

In the assessment interview, the occupational therapist helped Kayla vent her frustrations and talk about her current and future roles. It became apparent that she was concerned about her future and doubted her own capacities. In an educational team meeting, more comprehensive occupational therapy services were put in place to improve Kayla’s independence, IADL skills, and psychosocial functioning. Goals were written to improve life skills and community participation.

INTERVENTION STRATEGIES

Independence and self-sufficiency to increase her sense of control: Kayla was asked if she would like to train her new teacher and aide about her use of equipment and her writing, dressing, eating, and reading adaptations. She practiced with her occupational therapist during a summer session, and then she presented her needs to her new teachers the day before school began. This increased her sense of control and improved her compliance with her adaptations. In addition, her family was committed to improving her independence and began involving Kayla in family chores. Chores selected by Kayla and her family included setting the table, dusting, vacuuming, and pet care. Kayla also worked with the occupational therapist to gain the skills to make her own lunch and to use the stove, oven, and dishwasher. This improved meaning and responsibility in her family role identity. In addition, the occupational therapist consulted with the family in assisting Kayla with the fine motor use of her cell phone. These skills increased to the point where Kayla began using her cell phone for programming numbers and emergency contacts. She also learned how to monitor her minutes and keep the phone costs within the billing plan. The use of the cell phone created new access to socialization outside of school and she became more involved in afterschool events.

Discounting and empowering: One issue that had emerged was that Kayla did not want to wear her ankle-foot orthotics (AFOs) and would come to school in mid–high-heeled shoes. This caused her to lose her balance and slip, to the point of its being dangerous. Through community events, the occupational therapists were able to help Kayla realize it was much safer to be comfortable and stable. The therapist was able to persuade Kayla to try some sports activities for people with disabilities. Kayla tried Special Olympics, and she excelled in horseback riding and swimming. School sports were discounted, and adapted sports were highlighted. This improved her community participation as well as her ADL and IADL skills as she traveled. The outcome was positive and reinforcing once she started winning medals. The school supported her by congratulating her over the intercom and displaying her ribbons and medals in a school trophy case.

Developing a disability identity39: Kayla’s occupational therapist was able to arrange for her to visit Jim, an occupational therapist colleague who had cerebral palsy. Kayla, her mother, and the occupational therapist visited Jim at his outpatient clinic. Kayla watched him work doing hand therapy and conversed easily with him and his client. Jim talked about his wife and two children and how he really learned about independence by going to an Easter Seals camp when he was about her age. He talked about choosing hand therapy because he felt that he could not perform mobility-based occupational therapy. He talked about being a better therapist because clients respected his own disability experience. Kayla and Jim continued to e-mail each other after that visit. Kayla confided to the occupational therapist that she asked him about things she would not discuss with others. Kayla also tried a monthly group for young women with physical disabilities. She found that group “too old and too disabled” and chose not to return. The role modeling motivated Kayla to work on her IADL skills as she envisioned a more independent future.

Sexuality and body image: Kayla’s physical development during adolescence provided opportunities for the occupational therapist and Kayla to problem-solve the logistical problems and wonderful opportunities of becoming a woman. Her mother helped her find fashionable clothing that was functional for her to put on independently. She decided to cut her hair stylishly short, because it was difficult to take care of her long hair. The occupational therapy assistant was male and they developed a nice relationship as he appropriately complimented her on her looks and teased her about boys. The occupational therapist consulted with Kayla’s mother about talking about sexuality. These natural, dynamic, and developmental techniques supported her IADL skills of self-care and independent living.

Exclusive and inclusive programming: As mentioned earlier, Kayla attended the Special Olympics two to three times a year and went to Easter Seals Camp in the summer for 2 weeks. This was a huge move in the development of independence and disability identity. The occupational therapist also made sure that she continued to participate in school-based activities and she was involved in the school play. Academic support was added that included more small-group learning. In the small groups, Kayla was granted the time with assignments to effectively use her adapted computer and keep work output at a reasonable pace. With more support and a more reasonable pace, Kayla’s frustration decreased and her school success increased. She improved in her written communication and numerical abilities when engaged in community activities where these skills were necessary.

Developing a future vision: The local college added a group home–based dormitory that helped college students with disabilities. Kayla, her occupational therapist, and her family discussed an article about the dorm, and Kayla was very interested; in fact, her aunt was attending that college. Kayla understood that she might always need assistance but could live an interdependent life. She became more tolerant of her education technician’s assistance and they developed good communication about how and when to assist. She began to take more initiative in her ADLs and IADLs in the home environment. In collaboration with the occupational therapist, she organized her bedroom, began a filing system that was large and open to accommodate her fine motor needs, and began online banking with her adapted computer.

community mobility: Occupational therapy practitioners arranged for Kayla, her family, and team members to attend a wheelchair clinic, and she was prescribed a scooter for COMMUNITY MOBILITY. She also had a technology consultation to ensure that her academic technological support was as strong as it could be. These were important steps in establishing her capacity to participate in the community. Kayla again began to thrive.

Outcomes: Individual education program goal areas of community participation, improved independence, and disability identity increased 100% as measured by the educational team. After occupational therapy consultation, the aide in the classroom, although still needed for adaptive assignments and programming, took a less central role and covered the needs of children other than Kayla. Through interviewing and self-assessment, Kayla listed the most significant strategies to her success as her time at summer camp, Special Olympics, and establishment of the mentorship with the occupational therapist with cerebral palsy. She indicated that she felt more in control of her life and more positive about the future. Kayla’s family also reported positive outcomes from the comprehensive intervention plan that addressed IADLs and community participation, noting that their perception of Kayla’s future had shifted toward more independence. Kayla’s IADL skills in home management, telephone/cell phone use, money management, food preparation, shopping, social interaction, and community mobility had improved along with her confidence, self-determination, and positive disability identity.

INTERVENTION MODELS AND STRATEGIES

Client-Centered Intervention

Occupational therapy practitioners and the interdisciplinary team often use a psychosocial approach to enhance the child’s or youth’s sense of control and his/her independence. Empowering an adolescent toward self-determination can facilitate independence.25,76,82,86 One way this can be accomplished during therapy is to include the child/youth in intervention planning and decisions by making choices and problem solving. Collaborative decision making with the youth and family can foster an intentional relationship that leads to increased occupational performance.77 This strategy can be replicated in any area of the child or adolescent’s program. Health care and education professionals are recognizing the need to prepare youth for monitoring and taking care of their daily needs such as medications, making appointments, and assessing accessibility in the community. Increasing independence in all areas of life through adaptations such as work simplification can also help an adolescent feel more competent and able. Decision making and increasing independence are key to feelings of competence and control that can create “strands of coherence” (p. 236)61 as the adolescent becomes an adult.

Adaptation/Compensation

An approach frequently used to include people with disabilities in IADLs and community participation is through adaptation/compensation of the environment, task, or person. See Table 17-2 for specific ideas for adaptive success for common physical, cognitive, and psychosocial challenges.

TABLE 17-2

Adapted Instrumental Activities of Daily Living

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Adapted from Kieckhefer, G. M. (2002). Foundations for successful transition: Shared management as one critical component. Keynote presentation at the Hospital for Sick Children, Toronto, Canada.

Contextualism

Humphry and Wakeford understand “development of everyday activities as embedded in and inseparable from societal effort to offer occupational opportunities and social processes that are part of participation in everyday activities” (p. 261).34 The contextual approach suggests that occupational therapy practitioners facilitate IADL and community participation by creating accessible contexts for performance. They advocate for the creation of niches or small communities that foster development of roles, patterns, and skills. The use of therapy techniques in the context of real experiences and natural environments is more valuable and essential to the generalization and transfer of these skills. Emphasis on the natural physical and social contexts can enhance children’s development by giving them observation, imitation, and practice opportunities (Case Study 17-2). Approaches that build on natural contexts are described next.

imageCASE STUDY 17-2   Brenda

Brenda is an experienced school-based occupational therapist. Her practice has evolved to include a group of children with disabilities in the middle and high schools. Brenda has a large caseload and has provided services to these middle school students for many years. She knows the children very well and has a positive relationship with the families. After many transition plans for her middle school students, Brenda is thinking more from the contextual approach and has decided to write goals that target IADL skills, independent or interdependent living, and community participation including prevocational skills.

In collaboration with the speech therapist, Brenda designed a program for a life skills group. This group began with kitchen tasks, where students planned, implemented, and worked together. She implemented safety rules and supervision and targeted the unique needs of each of the four students involved. Brenda designed the kitchen program to meet each student’s client factor needs. Randy, a boy with muscular dystrophy, needed adaptations for his physical disabilities;Amanda, a girl with autism, required scripting to communicate with others; Troy, a youth with mental retardation and associated behavioral problems, was assisted by use of a behavioral report card; and Susan, a girl with intellectual disability, followed recipes through a picture-based cookbook. The cooking group required planning and supervision to meet the individual needs of each student as the various IADL skills (e.g., planning a meal; shopping; safe use of cutting utensils; following a recipe; use of the stove, oven, and dishwasher; and safe handling and storage of food) were developed by each youth. In addition, working as a team, communication, social skills, hygiene, table manners, and polite eating were enhanced in the kitchen group participants.

The kitchen group that planned, shopped, prepared, and sold lunches to the school community worked so well that Brenda and the team of students decided to add a greenhouse to the middle school. The group learned about working and caring for plants. They traveled to a greenhouse and performed prevocational activities with a local farmer. They chose the plant varieties and followed directions to help the plants grow in their own greenhouse. This evolved into a school and community sale in which the students gained the IADL skills of pricing items, budgeting, and managing money. The greenhouse program also assisted with communication skills. The students took great pride in their accomplishments. With input from the students, school team, and parent volunteers, Brenda now plans to add a cottage industry of making greeting cards with photographs and stamping. The students find great meaning in these activities, and their IADL skills have improved significantly. In addition, the school community has embraced these endeavors, and the students have improved their self-esteem and future visions of success.

Therapy becomes identity building when therapists provide environments that help persons explore possible selves and achieve success in tasks that are instrumental to identities they strive to achieve, and when it enables them to validate the identities that they have worked hard to achieve in the past (p. 55).12

Reverse Inclusion

Instead of including one child with a disability into a program designed for the skill level of typical children, reverse inclusion brings typical children into a program designed for children with special needs. This has been an effective technique to improve age-appropriate behaviors and social skills targeted in the goals and objectives of youth with disability.70 In reverse inclusion, typical peers are brought into occupational therapy groups, special recreation, adapted physical education, and other avenues. Benefits have been documented both for typical peers serving as role models and for youth with disability.70

Supported Inclusion

Young people with disability can be supported in natural environments through the use of assistants, peer partners, and educated classmates. To promote participation supported inclusion usually requires adapted coursework and activities that are consistent with the physical and cognitive abilities of the client.

Family Activities

Occupational therapy practitioners can consult with families regarding ways to include young people with disabilities in family leisure and household activities. This facilitates skills and helps the youth to develop a family role through productive participation in home management and caring for others.15 Use of the landline telephone and cell phone, health management, money management and access skills, safe interaction with strangers, and use of public transportation systems are IADL skills that often are learned in the home. Families may need the assistance of occupational therapy services to recognize the need for the youth to achieve these milestones and to adapt these skills to the level of the youth.

Community Participation

Occupational therapy practitioners should advocate for increased community participation for children and youth through shopping, attending school or community events, recreational activities, and/or other avenues of involvement. They can consult with the family and teachers on strategies to facilitate the child’s use of the telephone, money management, and accessing public transportation. The practitioner can challenge the youth’s physical, cognitive, and social skills through incremental, planned activities in the school and community.

Many IADL and community participation skills are dynamic, complex, and multistep activities, such as cooking, doing laundry, shopping, childcare, and accessing transportation. These tasks are further developed when they are applied in a context that holds meaning for the client. Therefore, finding a task that is meaningful and social and serves a purpose of importance to society will enhance performance. This can be done through cottage industries, whereby the adolescents create and sell merchandise, establish a work-based role, or plan and implement an outing, party, or celebration.

Client-Centered Ecological/Experiential

Emergent literature supports self-determination through development of self-image, independent living skills, problem-solving, and active involvement of youth.76 These researchers advocate for inclusive services that are strength based, widely accessible, and give adolescents opportunities to succeed. Examples of this type of programming are the Community Capacity-Building project, which provided a forum that brought together clients, families, and community stakeholders to increase communication and opportunities,86 and an occupational therapy program that created a “Life Skills Institute” as a comprehensive framework to support youth with disabilities and their families transition into adult services.25

Self-determination can be facilitated through improvement of life skills, social skills, and academics.76 Facilitating positive changes to the client’s physical appearance through use of make-up, jewelry, or fashionable clothing can also promote IADL skills and self-empowerment. Involvement in school-based, recreational, and/or Special Olympics sports or athletics can improve skills, participation, and socialization.47 Enhancing and facilitating positive peer relationships and roles using psychosocial approaches is a necessary part of any IADL intervention plan. Davidson and Fitzgerald advocate for a client-centered approach that includes beginning realistic career exploration early and addressing all areas of adult independence.14

Discounting and empowering are complementary strategies to address empowerment needs in aspects of the client’s life. Discounting, or reframing, is a technique that redefines a disability in terms of what a person can do versus what he cannot do.28,41,50 For example, Evans, McDougall, and Baldwin found that participation of youth with disabilities in many community-based activities without regard to performance fostered development of relationships and social behaviors.18 These workers found that community participation correlated with employment and self-determination. Reframing can be applied to other areas that may be difficult for a child or adolescent to succeed in (e.g., sports and other physical activities). Placing less importance on one area may close the gap between values and perceived competence, a key element to self-esteem and self-identity.

Focus on Ability and Success

For clients who have spent years listening to their areas of deficit, emphasizing their assets and abilities is essential as they become adolescents. Changing the context from one in which the adolescent client always struggles to one in which he or she can succeed is key to this strategy.34 For instance, cooking may be an area in which clients with cerebral palsy or other physical impairment have difficulty. Beginning an IADL session with a safe and physically simple task such as dusting may lead to greater success. The adolescent can be encouraged to compare himself or herself to other adolescents with similar disabilities, instead of with typically developing peers. The Special Olympics camps for children with special needs or support groups are places in which adolescents can experience more success and less competition. Inclusion within the community is positive, but it is also important to establish esteem and disability identity with like peers in adolescence.39

Incorporation of Sexuality and Body Image

Adolescents are developing physically and psychologically, and occupational therapists support these positive moves toward adulthood. Noticing and appreciating the growth, changes, new interests, moves toward independence, and physical attractiveness can help build self-esteem in children and adolescents. Comments about growth and positive changes can be incorporated into personal care, because both male and female clients may have new personal hygiene needs as well as the desire to dress and groom themselves differently. It is important to understand that adolescents with disabilities experience the same hormonal changes as in typical adolescents and perhaps have more questions about what these changes may bring. Families often struggle as their child with a disability becomes a sexual being. The occupational therapist has a key role in addressing this area of occupational performance and these typical aspects of adolescent development.64 One way to accomplish this is to establish clear boundaries for this population, recognized to be vulnerable to sexual abuse.64 The “Circles Program”™ facilitates the establishment of physical boundaries for adolescents with developmental disabilities.75 By teaching safe relationships, appropriate personal space, and sexuality to adolescents with developmental challenges, it is a concrete way of showing clients with intellectual disability how close to let people into their personal space. The concepts of personal space are taught with actual circles around the client: the closest circle indicates the space of closeness with family, the middle circle at forearm length indicates friends, and a wider circle of a full arm’s length is taught for keeping personal space between the youth and acquaintances and strangers.75

Mentoring and Role-Modeling a Positive Future

Many youth with disabilities do not know what their future might hold. Addressing possible avenues for prevocational and vocational programming, as well as independent living, enables these clients to see a hopeful and positive future. Inclusion has caused many children to be separated from role models with similar disabling conditions. Whenever possible, youth with disabilities need exposure to role models of adults with disability working and thriving in the community. Visiting work sites and group homes can help youth with disabilities and their families form a positive future vision.25,86

The use of mentors or positive role models for IADL and community participation skill development is an intervention strategy that can be effectively used to help the youth with disability gain perspective and increase positive self-regard.2 The adolescent client may also serve as a mentor for others by assisting in a younger classroom, tutoring students in simple reading or math subjects, or bringing cookies to elders in the community. An adolescent can be encouraged to mentor a younger child with a similar disability. A mentoring program that pairs a successful adult from the community with an adolescent with a similar disability can also help to increase the adolescent’s confidence.2 Peer and cross-age tutoring in reading or other academic tasks can assist with positive role identity and improve behavior in youth with disability.2

Inclusive Programming for Youth with Disabilities

With the emphasis and importance placed on inclusion, we must seek to have other avenues to provide children and adolescents with experiences with other people with similar abilities. Individualized and person-centered programming such as Special Olympics, specialized summer camp experiences, handicapped ski programs, adaptive sports, support groups, and other avenues should be explored to help the adolescent client develop a disability identity.39,76 Bedell and colleagues emphasize the importance of creating opportunities for learning daily tasks and social skills for school-aged children with brain injuries.7 These authors advocate for involvement of parents in creating opportunities in the community to teach skills for regulation of cognitive and behavioral function within the context of daily life occupations.7

Social Skills Training

Bedell and colleagues suggest that, in the context of daily life, adolescents with acquired brain injuries are more impaired by social behavior and cognitive issues than by movement-related impairment.7 Bedell also stresses the importance of close friends and extracurricular activities as a hallmark of resilient children.6 Support for psychosocial development has been identified as critical to success for adolescents with physical and cognitive/behavioral disabilities.58,76

The main purpose of social skills training is to increase communication and participation in the community. Limitations in the youth’s ability to socially participate (e.g., communication skills, problem solving, recognizing feelings) can be identified, addressed, and improved. Social skills training can be done one on one through practicing case scenarios or in an inclusion setting with the entire class to address peer relationships. These are IADL and community processes and can be included in these milieus.

Support Groups

Groups that consist of like participants—those of a similar age and disability—can be a useful strategy. Creating community connections for support is an important transition component to adulthood for youth with disabilities.86 Creation of networks that include parents, teachers, therapists, and community agencies can facilitate and support the process of transition to adulthood for clients with disability.86 If this cannot be accomplished logistically, virtual support groups and websites can be helpful, so long as the adolescent is monitored while online.

SUMMARY

Occupational therapy practice encompasses the complex process of IADLs and community participation in the lives of children, youth, and their family/support systems. Through the occupational therapy process of assessment, evaluation, intervention, and outcomes analysis, the occupational therapy practitioner uses critical thinking to facilitate IADL skills and community participation into practice. Occupational development is unique to each individual and should be used as a foundation to address the roles, interests, level of independence/interdependence, and quest for meaningful and productive living in clients across settings. As the child/youth develops maturity and skills, the role of parents, professionals, and the youth themselves also evolves. See Table 17-3 for the developmental role continuum.

TABLE 17-3

The Developmental Role Continuum

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REFERENCES

1. American Occupational Therapy Association, Occupational therapy practice framework: Domain and process, 2nd ed. The American Journal of Occupational Therapy, 2008;62:609–639.

2. Anderson, L.B., A special kind of tutor. Professional development and classroom activities for teachers. Teaching prek-8, 2007;37(5). Retrieved June 13, 2008, from, http://www.teachingk-8.com.

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4. Aviles, A., Helfrich, C. Life skill service needs: Perspectives of homeless youth. Journal of Youth and Adolescence. 2004;33:331–338.

5. Barnhart, R.C. Aging adult children with developmental disabilities and their families: Challenges for occupational therapists and physical therapists. Physical and Occupational Therapy in Pediatrics. 2001;21(4):69–81.

6. Bedell, G.M. Developing a follow-up survey focused on participation of children and youth with acquired brain injuries after discharge from inpatient rehabilitation. NeuroRehabilitation. 2004;19:191–205.

7. Bedell, G.M., Cohn, E.S., Dumas, H.M. Exploring parents’ use of strategies to promote social participation of school-aged children with acquired brain injury. American Journal of Occupational Therapy. 2005;59:273–284.

8. Bedell, G.M., Dumas, H.M. Social participation of children and youth with acquired brain injuries discharged from inpatient rehabilitation: A follow-up study. Brain Injury. 2004;18:65–82.

9. Blackorby, J., Wagner, M. Longitudinal postschool outcomes of youth with disabilities: Findings from the National Longitudinal Study of Youth. Exceptional Children. 1996;62:399–413.

10. Bowes, J.M., Flanagan, C., Taylor, A.J. Adolescents’ ideas about individual and social responsibility in relation to children’s household work: Some international comparisons. International Journal of Behavioral Development. 2001;25:60–68.

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1We acknowledge the original work of Jayne Shepherd, MS, OTR/L, as a framework for this chapter. We thank Bevin Journey, MSOT, OTR/L, for background research that laid the groundwork for the intervention section of this chapter, as well as the University of New England graduate student research team of Tracy Floyd, Betsy Davis, Amanda Milose, and Erin Shugrue. We also gratefully acknowledge the editorial input of Helene Lohman, OTD, OTR/L and Nancy Davis, OTD, OTR/L of the Creighton University Post-Professional Doctoral program.