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Chapter 36 Principles of infection control

Cross infection

Cross infection may be defined as the transmission of infectious agents between patients and staff within a clinical environment. Transmission may result from person-to-person contact or via contaminated objects (fomites) (Fig. 36.1). Organisms capable of causing cross infection in humans are derived from:

image

Fig. 36.1 Routes and modes by which infection may spread in the dental clinic.

other human sources (the most important)
animal sources (less important)
inanimate sources (of least importance).

Principles of infection transmission

Transmission of infection from one person to another requires:

1. a source of infection – the person with the infection is called the index case
2. a mode or vehicle by which the infective agent is transmitted, e.g. blood, droplets of saliva, instruments contaminated with blood, saliva and tissue debris. (Animals or insects may act as vehicles or vectors of transmission, for example, in malaria, but are not described here)
3. a route of transmission, e.g. inhalation, ingestion.

Source of infection

The sources of infection in clinical dentistry are mainly human; they include:

1. People with overt infections who liberate large numbers of organisms into the environment (e.g. droplets and discharges from the mouth or other portals; wounds, ulcers and sores on the skin). Fortunately, in routine clinical dentistry, few patients with acute diseases are seen.
2. People in the prodromal stage of certain infections. During the prodrome or the incubating period, the organisms multiply without evidence of infection; although patients are healthy at this stage, they are highly infectious. Viral infections, such as measles, mumps and chickenpox, easily spread in this manner.
3. People who are healthy carriers of pathogens and can be classified as:
image convalescent carriers
image asymptomatic carriers.

Convalescent carriers are those who suffer an illness and apparently recover, although blood and secretions of the individual act as persistent reservoirs of infective organisms. For example, following diphtheria or streptococcal sore throat, the organisms may persist in the throat for some time and infect others or, in the case of hepatitis B patients, may recover fully, although they may carry the infectious agent in the blood for a considerable period. The latter are called chronic carriers.

Asymptomatic carriers give no history of infection as they may have unknowingly had a non-apparent or subclinical infection (recognized merely because of the presence of specific antibodies in the person’s blood). Nevertheless, these individuals may carry infective microbes in the saliva, blood and other body secretions.

Hepatitis B is a classic example of a disease that may manifest with or without symptoms, and thus, the clinician may be faced with either a convalescent or an asymptomatic carrier of hepatitis B virus. Note: a convalescent carrier can be identified from the history of infection, as opposed to an asymptomatic carrier who cannot be diagnosed in this way.

Standard infection control

From the foregoing, it is clear that it is impossible to ascertain whether the patient who attends for dental treatment is a carrier of infectious agents. Therefore, all patients should be treated as if they were reservoirs of pathogens. The infection control procedures involved in such treatment are termed standard precautions (previously termed universal precautions), and all clinical procedures performed on any patient should be conducted using standard infection control. The corollary of this is that no additional infection control precautions should be necessary when a patient who is a carrier of infection such as HIV disease attends the clinic. The importance of this concept cannot be overemphasized and should be noted by all who practise dentistry.

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Evolution of universal precautions, standard precautions and additional precautions (or transmission-based precautions)

The first set of recommendations on infection control in dentistry, issued in the late 1980s, focused primarily on the transmission of blood-borne pathogen transmission in dental care and other clinical settings and was termed universal precautions. These recommendations emphasized the need to treat blood and other bodily fluids contaminated with blood from all patients as potentially infectious.

However, the realization that moist body substances are equally important in disease transmission led to the development of standard precautions in the mid-1990s. Thus, standard precautions are similar to universal precautions as they are designed to reduce the risk of infection transmission from both recognized and unrecognized sources of infection to patients and clinicians. Standard precautions apply to contact with:

blood
all body fluids, secretions and excretions except sweat, regardless of whether they contain blood
non-intact skin
mucous membranes.

For the overwhelming majority of infectious diseases, including those possibly encountered routinely in dental settings, the application of standard precautions will arrest disease transmission.

However, in special situations where a known infection with a high transmission potential is suspected or encountered, additional precautions or transmission-based precautions have to be implemented. These include situations dealing with patients either having or suspected to be infected with virulent pathogens that are transmitted through:

air or droplets (e.g. tuberculosis, influenza, chickenpox, mumps, influenza)
indirect or direct contact with contaminated sources (e.g. methicillin-resistant Staphylococcus aureus (MRSA)).

These so-called transmission-based precautions include patient isolation, adequate room ventilation, respiratory protection of workers and postponement of non-emergent dental care procedures. It should however be realized that in routine dentistry, application of standard precautions would be the norm and additional precautions have to be implemented in special situations, such as in hospital settings where such patients are treated or during epidemics, such as the outbreak of severe acute respiratory syndrome (SARS).

A note on the management of potential carriers of transmissible spongiform encephalopathy or prion diseases

The regulations in the USA state that standard infection control measures have to be modified when treating such cases as prions cannot be destroyed using the routine sterilization protocol. Hence, when transmissible spongiform encephalopathy (TSE) patients are treated, special sterilization procedures are required, or alternatively all instruments need to be disposable (see Chapter 4). However, according to the British guidelines, special precautions for patients with TSE are not required but strict adherence to standard precautions is adequate.

Mode of transmission

Transmission of infection may occur by:

direct contact of tissues with secretions or blood; this is the least common mode (e.g. an ungloved practitioner with a cut on the finger performing an extraction)
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droplets containing infectious agents
contaminated sharps and instruments that have been improperly sterilized (Fig. 36.1).

Some of the infectious agents of concern in dentistry and their possible routes of transmission are given in Table 36.1.

Table 36.1 Some infectious agents of concern in dentistry and their routes of transmission

Microorganism Major transmission route
Viruses  
Cytomegalovirus Inhalation
Hepatitis viruses  
Hepatitis B Inoculation
Hepatitis C Inoculation
Delta hepatitis (hepatitis D) Inoculation
Herpes simplex virus types 1 and 2 Inoculation
Human immunodeficiency virus (HIV) Inoculation
Measles and mumps viruses Inhalation
Respiratory viruses  
Influenza virus Inhalation
Rhinovirus Inhalation
Adenovirus Inhalation
Rubella virus Inhalation
Bacteria  
Neisseria gonorrhoeae Inoculation
Treponema pallidum (syphilis) Inoculation
Mycobacterium tuberculosis Inoculation/inhalation
Streptococcus pyogenes Inhalation

Airborne infection

Airborne infective organisms in the form of infectious aerosols may be inhaled, causing diseases such as influenza, the common cold and tuberculosis. When aerosols are created, for example, by high-speed instruments, different sizes of droplets are produced. Their fate depends on their size. Droplets greater than 100 µm in diameter are called spatter and settle very quickly on surfaces as a result of gravitational pull; they contaminate whatever is immediately in front of and below the patient. Small droplets of less than 100 µm in diameter account for the majority of droplets created (Table 36.2). They evaporate instantaneously and remain suspended or entrained in the air for many hours as droplet nuclei, which consist of dried salivary or serum secretions and any organisms they may contain. Eventually, they fall to the ground. In practical terms, this underscores the importance of adequate ventilation of the clinical environment, particularly during the use of aerosol-creating instruments and the routine disinfection of surgery surfaces.

Table 36.2 Characteristics of aerosols produced by high-speed instrumentation

  Particles Droplet nuclei
Diameter >100 µm <100 µm
Time spent airborne Minutes Hours
Penetration into respiratory tract Unlikely Possible
Possible mode of transmission Direct contact or from dust Inhalation

Infection via sharps and needlestick injuries

The major route of cross infection in the dental surgery is through the skin or mucosa due to accidents involving sharps or needlestick injuries (Fig. 36.1). There is evidence that hepatitis B transmission from patient to dentist and vice versa has occurred by this means.

Mode of entry

Transmission of the pathogen to the new host is sometimes by direct contact but is more often an indirect process involving various vehicles of infection, dealt with above. Once the organism has approached the new host, it may gain ingress via a number of portals:

inhalation
inoculation or injection
ingestion (e.g. diarrhoeal diseases, see Chapter 26)
transplacental (e.g. congenital syphilis or HIV acquired in utero).

Inhalation, inoculation and, rarely, direct contact are the modes by which the pathogens gain access to the host tissues in the dental clinic environment.

Infection control procedures

From the foregoing, it is evident that the number of infectious diseases that dental personnel may be exposed to during the working day could be fairly substantial. Several measures are available to dental personnel (dentists, dental hygienists, dental surgery assistants, school dental nurses, dental laboratory technicians and radiology technicians) to break this chain of cross infection. These may be categorized as:

patient evaluation
personal protection
sterilization and disinfection
safe disposal of waste
laboratory asepsis.

These subjects are dealt with in detail in the next chapter.

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Key facts

Cross infection may be defined as the transmission of infectious agents between patients and staff within a clinical environment.
The animate (e.g. insects, humans) and inanimate sources (e.g. blood, saliva) that carry and transmit infection are called vectors and fomites, respectively.
Transmission of infection from one person to another requires a source of infection (the index case), a mode or vehicle of transmission (e.g. vectors and fomites) and a route of transmission (e.g. inhalation, percutaneous).
Transmission of infection in dentistry could occur by direct contact, airborne spread or via contaminated sharps.
The sources of infection in clinical dentistry are mainly humans and constitute those (1) with overt infections, (2) in the prodromal stage of infections and (3) who are healthy carriers of pathogens.
The infective agents may gain entry into the body by inhalation, inoculation (or injection) or ingestion.
Healthy carriers of pathogens are of two types: convalescent carriers and asymptomatic carriers.
Standard infection control upholds the concept of treating every patient as a potential carrier of infectious disease. All patients in dentistry, irrespective of whether they carry apparent infections or not, should be treated under a standard infection control protocol.

Further reading

Centers for Disease Control and Prevention. Guidelines for infection control in dental health-care settings. Morbidity and Mortality Weekly Report. 2003;52:1-66.

Cottone J.A., Terezhalmy G.T., Molinari J.A. Practical infection control in dentistry. Philadelphia: Lea & Febiger; 1991.

Kohn W.G., Harte J.A., Malvitz D.M., et al. Guidelines for infection control in dental health care settings. Journal of the American Dental Association. 2004;135:33-47.

Mims C., Playfair J., Roitt I., Wakelin D., Williams R. Hospital infection, sterilization and disinfection, Ch. 34. Medical microbiology, 2nd ed. London: Mosby. 1998.

Samaranayake L.P. Cross infection prevention in dentistry. Part I: General concepts and surgery attire. Dental Update. 1989;16:58-63.

Samaranayake L.P., Scheutz F., Cottone J. Infection control for the dental team. Copenhagen: Munksgaard; 1991.

Review questions (answers on p. 355)

Please indicate which answers are true, and which are false.

36.1 Which of the following statements related to cross infection are true?
A blood and saliva are regarded as fomites with respect to infection transmission
B viral infections are unlikely to spread during the prodromal stage
C convalescent carriers are different from asymptomatic carriers in that asymptomatic carriers have a history of infection
D prions are resistant to conventional sterilization methods
E droplet nuclei less than 100 µm in diameter are entrained in the air for many hours
36.2 Which of the following statements are true?
A the first person that is traced to have begun an infection is called the index case
B overt infection refers to a situation where the carrier is unaware that he/she is having a specific infection
C convalescent carriers of infection harbour the infectious agent for an extremely long period
D standard infection control precautions are applied when dealing with blood, body fluids, sweat and saliva
E inhalation is a major route through which infections are transmitted in dental surgery