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Chapter 37 Infection control procedures in dentistry

Implementation of standard infection control in dentistry (previously termed universal precautions) entails prevention of infection transmission within the dental clinic environment, and assumes that ALL patients are carriers of infectious diseases. Such a policy protects both patients and staff, reduces staff concerns and prevents discrimination against patients. In this chapter, the major features reflecting the best current practice of standard infection control are outlined, but the reader is strongly advised to keep up to date with the literature because of the rapidity of changes that occur in this area.

Practice management and staff development

All staff who join a practice should undergo a formal education programme that includes the theory and practice of infection control in dentistry. In addition, a written infection control protocol specific for the practice should be available for inspection by patients and other interested parties.

An in-service training programme, updating techniques and material, should be provided for the staff. This may take the form of regular attendance at local scientific meetings and access to current information such as journals and the internet.

Infection control: specific practical features

There are a number of elements in a comprehensive infection control protocol:

patient evaluation
personal protection
instrument-cleaning, sterilization and storage
use of disposables
disinfection
laboratory asepsis
disposal of waste
staff training, including continuing education.

Patient evaluation

A thorough medical history should be taken from each patient and updated at each recall visit. It is not only good clinical practice but may also reveal disease that is important in relation to cross infection and relevant to the dental procedure to be undertaken. If a questionnaire is used for this purpose, it should always be supported by direct discussions with the patient. The medical history should not be used to categorize patients as high- or low-risk, as was the procedure prior to the introduction of standard infection control. In taking a history, the practitioner should identify the infectious disease of concern, and relevant questions should be asked in an environment conducive to the disclosure of sensitive personal information. It is also important that:

all staff are trained in the proper management of records, including keeping them away from the public view in the front office, safe storage and maintenance with due regard to appropriate data protection legislation
a written policy on confidentiality should be signed by all staff members
personal medical or dental details are not disclosed to other health care workers without the consent of the patient.

Personal protection

This subject is dealt with under the following headings:

personal hygiene
clinic clothing
barrier protection (gloves, eye shield, face masks, rubber dam isolation)
immunization procedures.

Personal hygiene

The personal hygiene of all members of staff who are either directly or indirectly in contact with patients should be scrupulous. A rigidly followed code of hygiene will greatly reduce cross infection in the dental clinic. In general, when working with patients, dental personnel should observe the following precautions:

Refrain from touching anything not required for the particular procedure. Specifically, staff should keep their hands away from their eyes, nose, mouth and hair, and avoid touching sores or abrasions.
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Cover cuts and bruises on fingers with dressings because they serve as easy portals for pathogens.
Hair should be kept short or tied up, or a hair net should be worn.

Hand care

Fingers are the most common vehicles of infection transmission. This fact is poorly recognized by all.

The whole dental team should pay attention to meticulous hand care:

A dedicated clean sink should be provided in the clinic for hand-washing, and the taps should be operated by elbow or foot controls or sensors (no-touch technique).
Keep fingernails short and clean. Jewellery such as rings should be removed as rings tend to entrap organisms and damage gloves; do not wear artificial fingernails or extenders when having direct contact with patients.
Thoroughly wash the hands before and after treating each patient using a proprietary antimicrobial handwash (e.g. chlorhexidine gluconate) before putting on gloves. Hands should also be washed before leaving the surgery for any purpose and upon return.
A good hand-washing technique, as shown in Figure 37.1, should be developed by all staff so that all areas of the hands are washed consistently (Fig. 37.2).
Any obvious cuts or abrasions must be covered with adhesive waterproof dressings.
Liquid (not bar) soap should be used for routine hand-washing, and antimicrobial liquids should be used for hand-washing prior to surgical procedures.
Hands should be dried thoroughly using disposable paper towels, and gloves should be worn as the last step before treatment commences.
Moisturizing cream should be used as a routine at the end of each treatment session.
Consider the compatibility of lotions and antiseptic products and the effect of petroleum or other oil emollients on the integrity of gloves during product selection and glove usage.
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Fig. 37.1 A schematic presentation of a suggested hand-washing technique.

(Courtesy of the World Health Organization.)

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Fig. 37.2 Areas of the hand that are not thoroughly washed owing to poor hand-washing technique.

A ready reckoner for hand hygiene and antisepsis is provided in Table 37.1.

Table 37.1 A ready reckoner for hand hygiene and antisepsis

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Clinic clothing

A freshly laundered uniform or overgarment should be worn by all clinical personnel. Garments should be changed at least daily, and more frequently if they become visibly contaminated. Renewable overgarments should be washed at an appropriate temperature in a well-maintained washing machine. Grossly contaminated clothing should be dealt with separately.

Wear overgarments only in the clinic premises, not in corridors, canteens or lifts. An additional waterproof vinyl apron could be worn to protect the overgarment when working in the instrument-cleaning area or the laboratory (e.g. denture-trimming).

Barrier protection

Personal hygiene measures reduce the level of possible pathogens on our bodies and clothes, although they do not completely eliminate them. In order to minimize further the spread of organisms from staff to patients (and vice versa), the following protective barriers should be used:

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gloves
eye shields
face masks
rubber dam isolation.

Gloves

All dentists and close support personnel should routinely wear disposable latex or vinyl gloves. The main aim of wearing gloves in routine dentistry is not to achieve consistent surgical sterility but to establish reasonable standards of hygiene in order to safeguard both the dental personnel and the patient.

The efficacy of gloves greatly diminishes if they are perforated. As gloves may perforate during surgical procedures, it is advisable to change gloves at least hourly during long operative procedures on the same patient. Gloves should be checked for visible defects immediately after wearing them, and immediately changed when breaches occur; never wash and reuse gloves. Rarely, allergic reactions to gloves may develop in staff or patients. Skin creams, a spray-on microfilm on the skin or a cotton glove liner may help these individuals.

There are three main types of gloves used in dentistry: their different uses should be clear:

1. Clean, high quality, protective latex gloves should be used whenever examining a patient’s mouth or providing routine dental treatment when no blood-letting procedures are undertaken.
2. Sterile gloves should be used for surgical procedures or procedures that may lead to blood-letting. The wearing of two pairs of gloves during oral surgical procedures leads to a lower frequency of inner glove perforation and visible blood on the surgeon’s hands; however, the effectiveness of the latter procedure in preventing disease transmission has not been demonstrated.
3. Heavy duty utility gloves should be used for cleaning instruments or surfaces or handling chemicals.

Care should be taken to prevent contact between gloves and incompatible material (e.g. some impression materials) or naked flames.

Gloves should be removed as soon as patient contact is over. The hands should then be washed and rinsed thoroughly, and hand cream should be applied to prevent excessive drying of the skin. In addition, dental personnel should wash their hands with an antimicrobial handwash before leaving the clinic. Dental personnel with exudative lesions or weeping dermatitis should refrain from all direct patient care and from handling equipment until the condition resolves.

A new pair of gloves should be worn for each patient. Gloves should never be reused, as this will result in defects that will diminish their value as an effective barrier, and adequate removal of previous patients’ pathogens cannot be guaranteed. Treat gloves as surgical waste and dispose of them accordingly.

Contact dermatitis and latex hypersensitivity

All health care workers should be educated on the signs, symptoms and diagnoses of skin reactions associated with frequent hand hygiene and glove use. Patients should be screened for latex allergy through a health history questionnaire and referred for medical consultation when latex allergy is suspected. Emergency treatment kits with latex-free products should be available at all times.

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Eye shields

Eye shields should be worn by dentists and close support personnel during all procedures to protect the conjunctivae from spatter and debris generated by high-speed handpieces, scaling (manual or ultrasonic), and polishing and cleaning of instruments:

Eyewear and face shields should be cleaned regularly and when visibly soiled.
It is preferable to use eyewear with side protection.
A supine patient’s eyes should always be protected.

Face masks

Wearing a face mask, such as a surgical mask, is a necessary hygienic measure, particularly during high-speed instrumentation, as it prevents inhalation of contaminated aerosols that might lead to both upper and lower respiratory tract infections. The filtration efficacy of such aerosols depends upon:

the material used for mask manufacture (paper masks are inferior to glass fibre and polypropylene types)
the length of time the mask is worn: the useful life of a mask is thought to be about 30–60 min, particularly if the mask is wet. Thus, a clean mask should be worn for each patient.

Always ensure that masks are well adapted so that the nose and mouth are completely covered. Masks with metal inserts are preferable as they can be tailored to fit the individual’s profile.

Masks should not be touched with gloves during treatment or worn outside the treatment zone; they should be worn beneath face shields as the latter provide only minimal protection from aerosols.

Rubber dam isolation

As far as possible, a rubber dam should be used in operative procedures to minimize saliva and blood-contaminated aerosol production. Use of a rubber dam during operative procedures:

provides a clear visual field as the tissues are retracted
minimizes instrument contact with the mucosa (thus minimizing tissue injury and subsequent bleeding)
reduces aerosol formation, as saliva pooling does not occur on the rubber dam surface
minimizes the retraction of contaminated oral fluids into the dental unit water systems as the rubber dam prevents pooling of oral fluids and the possibility of suck-back into the water lines.

A note on pre-procedural mouthrinse

Chlorhexidine gluconate (0.1–0.2%), essential oils or povidone–iodine mouthwash prior to a surgical procedure is recommended by some, to reduce the intraoral microbial load leading to systemic bacteraemias as well as the number of airborne pathogens. There is no scientific evidence to indicate that pre-procedural mouth rinsing prevents or reduces clinical infections among care providers or patients. However, studies have demonstrated that a pre-procedural rinse with an antimicrobial product can reduce the level of oral microorganisms in aerosols and spatter generated during routine dental procedures with rotary instruments (e.g. dental handpieces or ultrasonic scalers).

Aspiration and ventilation

Routine use of efficient high-speed aspirators with external vents and good ventilation will minimize cross infection from aerosols. Aspirator tips should be sterilized and the lines regularly cleaned according to the manufacturer’s instructions.

Handling sharps and related injuries

Numerous objects with sharp edges are used in dentistry (e.g. needles, blades, burs, endodontic files, orthodontic wires and matrix bands). A list of all the types of sharps used in the practice should be kept, identifying those that are disposable and those that may be reused and hence need to be processed. Sharps containers of approved type should be used in each working area and kept as close as possible to the point of use. They should not be overfilled and must be properly closed to prevent tampering, and they must be disposed of as clinical waste, ideally by incineration.

Extreme care should be taken when re-capping needles; a single-handed ‘bayonet technique’ or a resheathing device (Fig. 37.3) should be used for this purpose. The dental team should be conversant with all sharps handling procedures, which should be an integral part of ongoing staff education.

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Fig. 37.3 A needle-resheathing device.

Sharps injury protocol

All sharps injuries should be recorded in a designated register and followed up. A standard protocol for sharps injury should be displayed clearly and at least one staff member assigned the responsibility for providing post-injury counselling, in the first instance. However, detailed counselling should be provided by a specialist in this field, to allay any residual concerns. Guidelines for the management of sharps injuries are shown in Table 37.2.

Table 37.2 Principles guiding the management of sharps injuries

First aid
Wash puncture site thoroughly with soap and warm water; antiseptics may be used in addition
Encourage bleeding by squeezing the injured area
Dry aseptically and report to supervisor according to the local regulations
Further action
Review hepatitis B, C and HIV risk of source patient
Inform source patient of the incident and counsel patient regarding HIV test, if indicated
Arrange venesection of the patient
Contact occupational health authority, as per local regulations
Action by occupational health authority
Record in detail circumstances of the sharps injury (i.e. demographic information of the exposed worker, details of the exposure)
Check hepatitis B vaccination status of staff. If unvaccinated, immediately commence hepatitis B vaccination procedure together with intramuscular hepatitis B immunoglobulin
Offer counselling to the recipient with regard to HIV risk
Arrange venesection of the recipient for baseline serum antibody levels
Arrange follow-up antibody testing at 6 months, or earlier if the recipient is anxious
Return details to the occupational health authority and the infection control team as appropriate

HIV, human immunodeficiency virus.

Immunization procedures

Practitioners should have a written policy on the vaccination (including administration of boosters) of all staff and maintain an up-to-date immunization record of themselves and their staff, which should be kept confidential. Staff who refuse vaccination and follow-up tests should be counselled regarding the implications of this course of action, and a signed acknowledgement to the effect should be kept on file. A list of vaccines that are available to dental health care workers is shown in Chapter 10 (Table 10.2). In the UK, vaccination against hepatitis B virus, tuberculosis and rubella (for women) has been recommended for clinical dental staff, in addition to routine immunization against tetanus, poliomyelitis and diphtheria. In the USA, immunization against all the conditions listed, except tuberculosis and influenza, is recommended. A brief outline of vaccines available to dental personnel is given below.

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Bacille Calmette–Guérin vaccine

Organism

Active against Mycobacterium tuberculosis. The vaccine contains live Mycobacterium bovis (termed bacille Calmette–Guérin or BCG) attenuated by propagation in a bile-potato medium. Killed vaccines do not produce the cell-mediated immune response essential for protection against tuberculosis.

Indications

In the UK, all children between their 10th and 14th birthdays, if tuberculin test indicates no reaction.

Administration

Single dose intradermally in the deltoid muscle.

Poliomyelitis vaccine

Organism

Live poliovirus types 1, 2 and 3 – Sabin vaccine (used in the UK) or killed poliovirus – Salk vaccine (used in developing countries and Scandinavia).

Indications

All infants, after 3 months.

Administration

Oral: three spaced doses result in multiplication of the innocuous organisms in the gut and resultant gut immunoglobulin A (IgA) and serum IgG production. Booster doses at school entry and school-leaving.

Protection

Excellent for both vaccines.

Measles–mumps–rubella vaccine

Organism

Live-attenuated strains of measles, mumps and rubella viruses.

Indications

All children in the second year of life, to prevent complications of common childhood fevers, such as respiratory tract infection and encephalitis associated with measles, meningitis associated with mumps and congenital infections associated with rubella. The last is especially relevant for women of child-bearing age working in dentistry.

Administration

One dose by the intramuscular route.

Protection

Good.

Triple vaccine: diphtheria–tetanus–pertussis

Organism

Three-in-one vaccine for prevention against diphtheria caused by Corynebacterium diphtheriae, whooping cough caused by Bordetella pertussis and tetanus caused by Clostridium tetani. Contains killed B. pertussis and diphtheria and tetanus toxoid.

Indications

All infants.

Administration

Three spaced doses by injection; subsequent booster doses of diphtheria and tetanus toxoids only.

Protection

Effective, but booster doses of tetanus and diphtheria are required to maintain immunity.

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Tetanus toxoid

Organism

The toxin of C. tetani that has been formol-treated.

Indications

Active immunization of the entire population. Although the disease is rare, tetanus can develop after very trivial wounds.

Administration

Three spaced injections in infancy, as a component of the triple vaccine. Booster doses at 5 years and in the event of injury.

Protection

Excellent.

Hepatitis B vaccine

Organism

The surface antigen of the hepatitis B virus, HBsAg (see Chapter 29), manufactured in yeasts by genetic recombination and absorbed on to aluminium salt. Successful vaccination also offers protection against delta hepatitis (hepatitis D).

Indications

All health care workers who are at special risk, including dentists, dental hygienists, dental surgery assistants, medical laboratory workers and those handling blood products. In countries in South-East Asia where the disease is endemic, blanket vaccination programmes of all infants have been introduced in the hope of eradicating the disease.

Administration

Three doses (two doses at an interval of 1 month, followed by a third 6 months later) intramuscularly in the deltoid.

Protection

About 95% response rate. If antibody levels are suboptimal, then a fourth (booster) dose may be given. Individuals having the initial course of vaccination should undergo pre- and post-immunization tests, and those who fail to seroconvert should be followed up as appropriate.

There is controversy over the necessity of booster doses. Some authorities in the UK advocate boosters after 3–5 years, depending on the degree of initial antibody production, whereas others, especially in the USA, contend that booster doses are unnecessary because of the anamnestic response of the immune system.

Passive immunization with hepatitis B immunoglobulin

Passive immunization with hepatitis B immunoglobulin (HBIG) should be instituted within 48 h if an unprotected health care worker sustains an accident with blood or saliva containing hepatitis B antigens. This should be followed by a complete course of the hepatitis B vaccine, the first dose of which may be administered immediately or within 7 days of the accident. If the person declines the vaccine, then a second dose of HBIG should be administered 1 month after the first dose.

Influenza vaccine

Organism

Usually contains two of the influenza A virus strains that are currently circulating, together with the influenza B strain. It is important to recognize that, because of the phenomenon of antigenic ‘drift’ and ‘shift’ seen in influenza viruses, the vaccine composition needs to be reviewed and altered each year, which is a formidable task. The vaccine contains partially purified, disrupted virus particles or the surface antigens (haemagglutinin and neuraminidase).

Indications

Normally indicated for elderly individuals with respiratory diseases and those in residential facilities or long-stay hospitals, but elderly health care personnel, including dental workers, may require vaccination in the event of an imminent outbreak.

Administration

One dose by injection, repeated each winter, which is the usual period of outbreak.

Protection

Relatively short (approximately a year).

Occupationally acquired infections

Health care workers routinely run the risk of acquiring infections by virtue of their profession – so-called occupationally acquired infections. Particular concerns for health care workers are blood-borne viral infections, including hepatitis B and C, and human immunodeficiency virus (HIV) infection. Hepatitis B infection used to be about 10 times more common among dental health care workers than the public, but with the advent of the extremely effective hepatitis B vaccine, this danger is minimal. The average risks of transmission of these diseases after percutaneous exposure to blood are:

HIV: 0.3%
hepatitis C: 1.8%
hepatitis B (HBsAg-positive): 6.0%
hepatitis B (hepatitis B e antigen (HBeAg)-positive): 30.0%

Thus, hepatitis B is most infectious and the least infectious in this context is HIV.

Other than viral infections, bacterial infections such as tuberculosis and legionella infections may be acquired by dental care workers, although the evidence for these is rather circumstantial.

A note on sterilization, disinfection and antisepsis

The reader should clearly bear in mind the following basic definitions of sterilization, disinfection and antisepsis as these terms are frequently used in clinical dentistry.

Sterilization is a process that kills or removes all organisms (and their spores) in a material or an object.
Disinfection is a process that kills or removes pathogenic organisms in a material or an object, excluding bacterial spores, so that they pose no threat of infection.
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Antisepsis is the application of a chemical agent externally on a live surface (skin or mucosa) to destroy organisms or to inhibit their growth. Thus, all antiseptics could be used as disinfectants, but all disinfectants cannot be used as antiseptics because of toxicity.

In general, sterilization involves extensive treatment of equipment and materials, and is costly and labour-intensive. It is dependent on:

knowledge of the death curves of bacteria or spores when they are exposed to the inactivation process. Spores vary in their resistance to sterilizing agents: spores of Bacillus stearothermophilus are used to test the efficacy of steam autoclaves and unsaturated chemical vapour, while Bacillus subtilis spores are used to test the efficacy of dry heat and ethylene oxide sterilization
the penetrating ability of the inactivating agent: steam penetrates more effectively than dry heat
the ability of the article to withstand the sterilizing process, with no appreciable damage to instruments and other materials (e.g. corrosion of sharp, cutting edges of instruments)
a procedure that is simple but efficient and relatively quick (so that there is a readily available supply of sterile instruments and materials): thus, the temperature of sterilization is of crucial importance, as is the period for which the instrument or material is held at a given temperature – both these factors dictate the efficacy of the chosen sterilization method
the effects of organic matter, such as saliva and blood, which enhance the survival of bacteria and interfere with the sterilization process. All articles must be clean before sterilization.

All instruments and appliances used in dentistry should ideally be sterilized, although some items of equipment and certain surfaces (e.g. bracket tables attached to the dental chair) do pose problems. In such circumstances, the best alternative is to disinfect the items or surfaces concerned.

Decontamination (synonym: reprocessing)

Decontamination is the process by which reusable items are rendered safe for further use and for staff to handle. Decontamination is required to minimize the risk of cross infection between patients and between patients and staff. The term decontamination (as opposed to sterilization and disinfection) has gained popularity particularly in European regions and is less widely used in North America. Decontamination is a complex and an exacting process and entails:

cleaning
disinfection
sterilization (Fig. 37.4A)
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Fig. 37.4 (A) A diagram showing the instrument decontamination cycle. (B) A washer disinfector (a glorified washing machine with a disinfection cycle).

(Part (A) from the Health Technical Memorandum 01-05 – Decontamination in primary care dental practices UK 2009, with permission; Crown Copyright.)

Decontamination of instruments

Receiving, cleaning and decontamination

The removal of contaminated instruments and equipment from the treatment area should follow a set routine, avoiding cross-contamination between the soiled and sterilized instruments. Once an effective method of instrument or equipment flow has been worked out, this method should be strictly adhered to.

Reusable instruments, supplies and equipment should be received, sorted, cleaned and decontaminated in one section of the processing area. Cleaning should precede all disinfection and sterilization processes and should involve removal of debris as well as organic and inorganic contamination.

Removal of debris and contamination is achieved either by:

cleaning using a washer disinfector (most preferred method)
manual combined with ultrasonic cleaning
manual cleaning (the least preferred)

If visible debris, whether inorganic or organic matter, is not removed, it will interfere with microbial inactivation and can compromise the disinfection or sterilization process. After cleaning, instruments should be rinsed with water to remove chemical or detergent residue.

Considerations in selecting cleaning methods and equipment include:

efficacy of the method, process and equipment
compatibility with items to be cleaned
occupational health and exposure risks.

Note that the use of automated cleaning equipment such as an ultrasonic cleaner or washer disinfector does not require presoaking or scrubbing of instruments. These instruments therefore:

increase cleaning efficacy and productivity
reduce danger of aerosolization of infectious particles
reduce incidence of sharps injuries and are hence safer
reduce manual labour.

Presterilization cleaning

Whenever possible, cleaning should be performed using an automated and validated process in preference to manual cleaning. Manual cleaning should only be considered where manufacturer’s instructions specify that the device is not compatible with automated processes. Heavy duty household utility gloves must be used when cleaning instruments; eye protection and face masks are also desirable. Instruments should be cleaned as soon as possible after use. If immediate cleaning is not feasible, placing instruments in a puncture-resistant container and soaking them with detergent, a disinfectant/detergent, or an enzymatic cleaner will prevent drying of patient material and make cleaning easier and less time-consuming. Use of a liquid chemical sterilant/high-level disinfectant (e.g. glutaraldehyde) as a holding solution is not recommended.

Sharps should be handled with extreme care during scrubbing to prevent injury to the hands. Uncapped needles should never be left on the instrument tray, and after use, these and other sharps should be placed directly in puncture-resistant containers. Work-practice controls should include use of a strainer-type basket to hold instruments and forceps to remove the items.

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Automated cleaning using washer disinfectors (Fig. 37.4b)

A washer disinfector is the preferred method for cleaning dental instruments as it offers the best option for the control and reproducibility of cleaning; a typical washer disinfector cycle for instruments includes the following five stages:

Flush – removes gross contamination, including blood, tissue and solid debris, bone fragments and other fluids. A water temperature of less than 45°C is used to prevent protein coagulation and fixing of soil to the instrument.
Wash – removes any remaining soil. Mechanical and chemical processes loosen and break up contamination adhering to the instrument surface. Detergents should be compatible with the instruments used in order to avoid discolouration, staining, corrosion and pitting.
Rinse – removes detergent used during the cleaning process. This stage can contain several substages. The quality of water used is important as otherwise it may lead to long-term problems such as spotting of instruments.
Thermal disinfection – the temperature of the load is raised and held at the preset disinfection temperature for the required disinfection holding time: for example, 80°C for 10 min or 90°C for 1 min.
Drying – purges the load and chamber with heated air to remove residual moisture.

Preparation and packaging

In a separate section of the processing area, cleaned instruments and other supplies should be inspected; assembled into sets or trays; and wrapped, packaged, or placed into container systems as appropriate for sterilization. Instruments used in dentistry may be packaged for sterilization using:

an open-tray system sealed with a see-through sterilization bag
perforated trays with fitted covers wrapped with sterilization paper
individual packaging in commercially available sterilization bags.

Prior to packaging, all hinged instruments should be opened and unlocked. An internal chemical indicator should be placed in every package. In addition, an external chemical indicator (e.g. chemical indicator tape) should be used when the internal indicator cannot be seen from outside the package. For unwrapped loads, at a minimum, an internal chemical indicator should be placed in the tray or cassette with items to be sterilized. Dental practices should refer to the manufacturer’s instructions regarding use and correct placement of chemical indicators. Critical and semicritical instruments that will be stored should be wrapped or placed in containers (e.g. cassettes or organizing trays) designed to maintain sterility during storage.

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Sterilization

The sterilization process

In dentistry, sterilization is usually achieved by one of three methods:

1. moist heat (steam under pressure in an autoclave)
2. dry heat (hot-air oven)
3. gaseous chemicals (chemiclave).

Other sterilization methods, not used in dentistry, are ethylene oxide gas and gamma-irradiation (employed by commercial suppliers of plastic goods), and filtration (used for sterilization of injectable drugs).

Moist heat sterilization (steam under pressure)

Steam is a very effective sterilizing agent as it:

liberates latent heat when it condenses to form water, potentiating microbicidal activity
contracts in volume during condensation, thus reinforcing penetration.

When water is heated in a closed environment, its boiling point is raised, together with the temperature of the generated steam; for example, at 104 kPa (15 psi), the steam temperature is 121°C. This phenomenon is utilized in steam sterilization by the autoclave (Fig. 37.5). Put simply, an autoclave is a glorified domestic pressure cooker with a double-walled or jacketed chamber; steam circulates under high pressure inside the chamber, in which the objects for sterilization (the load) have been placed. Once the sterilization cycle is complete, drying the load is accomplished by evacuating the steam. Drying can be accelerated by the suction of warm, filtered air into and through the chamber. It is important to expel the air in the chamber at the beginning of a sterilization cycle because:

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Fig. 37.5 Principal features of a small autoclave used in dentistry.

the temperature of an air–steam mixture at a given pressure is lower than that of pure steam
air pockets interfere with steam penetration.

There are two types of autoclaves:

1. Pre-vacuum autoclaves (porous load autoclaves), in which air is evacuated from a metal chamber by vacuum suction. These, mainly used in central sterile supply units in hospitals, are now becoming popular in dentistry due to wide availability as small, bench-top units. Vacuum autoclaves are more desirable for routine dentistry than the gravity displacement type.
2. Gravity displacement autoclaves are small, automatic bench-top autoclaves. They work on the principle of downward displacement of air as a consequence of steam entering at the top of the chamber. These used to be very popular in dentistry, but they are not recommended now (see below).

Examples of sterilization times and temperature for autoclaves are shown in Table 37.3. Of the options given, a sterilization cycle of 134°C for 3–4 min at 207 kPa is recommended for both wrapped and unwrapped dental instruments.

Table 37.3 Examples of sterilization times and temperatures for packaged items

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Autoclaves used in dentistry

Three different types of autoclaves are used in dentistry; these are:

Type N: air removal in type N sterilizers is achieved by passive displacement with steam. They are non-vacuum sterilizers designed for non-wrapped solid instruments.
Type B (vacuum): these sterilizers incorporate a vacuum stage and are designed to reprocess load types such as hollow, air-retentive and packaged loads. A number of different cycles may be provided. Each cycle should be fully validated and used in accordance with instructions provided by both the sterilizer manufacturer and the instrument manufacturer(s).
Type S: these sterilizers are specially designed to reprocess specific load types. The manufacturer of the sterilizer will define exactly which load, or instrument, types are compatible, and should be used strictly in accordance with these instructions.

Types B and N are most frequently used in dental practices.

The sterilization cycle

The sterilization cycle (either in an autoclave or a hot-air oven) can be divided into three periods (Fig. 37.6): the heating-up period, the holding period and the cooling period. For the bench-top autoclave (routinely used in dentistry), this entails:

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Fig. 37.6 The stages of a full sterilization cycle. (A) Heat up; (B) holding time; (C) cooling time.

1. downward displacement of air by incoming steam while the chamber is heated to the selected temperature
2. ‘holding’ the load, which is sterilized, for the appropriate period at the selected temperature and pressure
3. drying the load to its original condition by a partial vacuum (this is assisted by the heat from the jacket)
4. restoration of the chamber to atmospheric pressure by rapid exhaustion of steam.
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Notes on the proper use of bench-top autoclaves

Autoclaves should not be overloaded with instruments.
The water reservoir should be checked daily and the water replaced according to manufacturer’s instructions, to prevent build-up of residues or lubricant.
Autoclaves should be serviced annually, and a logbook of autoclave maintenance and defects should be kept.
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The mechanical indicators of the autoclave should be monitored routinely as a quality control exercise.
A drying cycle should be used for bagged instruments.

Sterilization with dry heat

Dry heat penetrates less well and is less effective than moist heat; consequently, higher temperatures and longer times are required for sterilization. The total time for heating up, holding and cooling may be several hours (Table 37.3). It is therefore essential that hot-air ovens should have a time lock on the door so that items cannot be added or removed during the cycle, and a fan to distribute the heat evenly. Dry-heat sterilizers used in dentistry include static-air and forced-air types:

The static-air type (synonym: oven-type). Here, the heating coils in the bottom or sides of the unit cause hot air to rise inside the chamber through natural convection.
The forced-air type (synonym: rapid heat-transfer sterilizer). Heated air is circulated throughout the chamber at a high velocity, permitting more rapid transfer of energy from the air to the instruments, thereby reducing the time needed for sterilization.

Chemical vapour sterilization (chemiclave)

A combination of formaldehyde, alcohols, acetone, ketones and steam at 138 kPa serves as an effective sterilizing agent. (The premixed chemicals must be purchased from the manufacturer as their balance is critical.) Microbial destruction results from the dual action of the toxic chemicals and the heat. In general, chemical vapour units sterilize more slowly than autoclaves (30 min versus 15–20 min, for packaged instruments) but are faster than hot-air ovens. The usual temperature and pressure combinations are 127–132°C at 138–176 kPa for a period of 30 min, once the correct temperature has been attained (Table 37.3).

This process cannot be used for materials or objects that can be altered by the chemicals or are made of heat-sensitive material. Rusting is unusual if instruments are dried before sterilization as there is relatively low (7–8%) humidity throughout the process.

The major advantages of the chemiclave are that it is faster than dry-heat sterilization, it does not corrode instruments or burs, and dry instruments are available as soon as the cycle is over. Adequate ventilation must be provided in order to dispel the residual fumes released on opening the chamber at the end of the cycle.

The advantages and disadvantages of sterilization using autoclave, chemiclave and hot-air oven are summarized in Table 37.4.

Table 37.4 Advantages and disadvantages of sterilization with the autoclave, chemiclave and hot-air oven

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Monitoring sterilization

Achievement of the requisite temperature and pressure, as indicated by the gauges of the autoclave (or any other sterilizer), does not guarantee that the entire load has been sterilized. All sterilization procedures must therefore be carefully and regularly monitored so that failures are detected and sterility is assured. The indicators used for checking sterility are (Fig. 37.7):

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Fig. 37.7 Process indicators (1, 2) and a biological indicator (3) used for autoclave monitoring.

mechanical indicators (i.e. the temperature and pressure gauges of the autoclave)
process indicators (chemical indicators)
biological indicators/monitors.

Process indicators are materials (either liquid or paper) that change colour on exposure to the appropriate sterilization cycle, indicating that the load has been processed. Note that process indicators do not prove sterilization but merely verify that the items have been subjected to the processing conditions; thus, the main function of a process indicator is to assure the operator that the material has gone through a sterilization cycle. At least one process indicator should be cycled with every sterilization load, and the results should be documented in a sterility control file.

In contrast to process indicators, biological monitors are designed to prove sterilization. The indicators used in this system are bacterial spores (Table 37.3), which require high temperatures for extended periods to lose their viability (the corollary is that, if the spores are killed, then less-resistant microbes are killed more readily and sterility is achieved).

Biological monitoring or spore tests should be used on a weekly basis in dentistry. The monitor should be placed in the sterilizer at a point where sterilization is most difficult to achieve (e.g. inside bags or trays). After cycling, each strip should be sent for culture or cultured in the clinic according to the manufacturer’s instructions. The results of biological monitoring should be routinely recorded and kept in a sterility control file. Spore tests should also be done when commissioning a new autoclave, after servicing or repairs and as part of the training of new staff.

Quality control of small bench-top autoclaves

Small autoclaves should be operated to ensure that they are:

compliant with the local safety requirements, as well as the manufacturer’s instructions
installed, commissioned, validated, maintained and operated appropriately in compliance with the manufacturer’s instructions.

Daily tests of small autoclaves

The daily tests should be performed by the user and will normally consist of:

a warm-up cycle before instruments can be processed (for some autoclaves)
a steam penetration test – Helix or Bowie–Dick tests (vacuum sterilizers only)
an automatic control test according to manufacturers’ instructions.
the above outcomes to be recorded in the logbook together with the date and signature of the operator.

The Bowie–Dick test is used in vacuum autoclaves to check the steam penetration into the centre of the autoclave load and to signal the presence of any air pockets.

Storage and care of sterile instruments/devices

Once sterilized, the instruments or devices should be maintained in a sterile state until they are used again. The proper storage of sterile instruments is therefore as important as the sterilization process itself; improper storage would break the ‘chain of sterility’ and introduce the possibility of pathogenic recolonization risk. A barrier(s) should be maintained between the instruments and the general practice environment. The following guidelines should be followed in storing sterile instruments/devices:

Maintain rigorous records to identify all instruments, packs and their contents, and their storage times.
Use a ‘first-in first-out principle’ when removing instruments from the store.
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Store sterilized instruments in purpose-built storage cabinets that can be easily cleaned.
The instrument storage area should be dedicated for the purpose and situated ideally in the clean area of the decontamination room (Fig. 37.8).
Instruments should be stored above floor level away from direct sunlight and water in a secure, dry and cool environment.
Appropriately coded labels should be used to indicate the contents where packs are non-transparent.
Before using the stored instruments, check them to ensure that the packaging is intact.
Do not reuse instruments stored for more than 21 days. These have to be re-sterilized (Fig. 37.4).
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Fig. 37.8 Example layout for a single decontamination room.

(From the Health Technical Memorandum 01-05 – Decontamination in primary care dental practices UK 2009, with permission; Crown Copyright.)

Disinfection

Methods of disinfection consist of:

heat (pasteurization; boiling in water)
physical methods (ultrasonics)
chemical methods.

Disinfection by heat

Pasteurization

Pasteurization is named after Louis Pasteur’s discovery that mild heating prevents the spoilage of wine by selective killing of unwanted microbes. A similar treatment is now applied to milk to delay souring due to microbial activity. Milk is raised to a temperature of either 63–66°C for 30 min or (in the flash method) to 72°C for 15 s. This procedure renders the milk safe from contamination with M. tuberculosis, Campylobacter and other pathogens. It should be noted that pasteurization is not a sterilization process.

Boiling water

If the boiling period is short, bacterial spores can survive; boiling water is therefore inadequate for sterilization of dental instruments.

Physical methods: ultrasonics

Ultrasound is an effective way of disrupting microbial cell membranes and is used for removing debris before autoclaving.

Chemical methods

Choosing a chemical disinfectant should be done carefully because a disinfectant used for one purpose may not be equally effective for another. Further, the antimicrobial activity of a chemical disinfectant falls drastically in the presence of organic debris. Products that usually disinfect items or surfaces may not do so when there is heavy contamination, particularly with resistant microbes in large numbers. The residual levels of organisms following disinfection may still represent an infection risk to unusually susceptible patients.

Mode of action of chemical disinfectants

The chemicals used as disinfectants generally behave as ‘protoplasmic poisons’ in three different ways:

1. Membrane-active disinfectants damage the bacterial cell membrane with resultant egress of the cell constituents; examples are chlorhexidine, quaternary ammonium compounds, alcohols and phenols.
2. Fixation of the cell membrane and blockage of egress of cellular components appears to be the mode of action of formaldehyde and glutaraldehyde.
3. Oxidizing agents oxidize cellular constituents; examples are halide disinfectants such as hypochlorite and bromides (the former is more active than the latter).

Conditions determining the effectiveness and choice of a disinfectant

Spectrum of activity

Disinfectants vary widely in their activity; e.g. some are more active against Gram-positive than Gram-negative bacteria (Table 37.5).

Table 37.5 Properties of disinfectants used in dentistry

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Satisfactory contact

All contaminated surfaces should come into contact with the disinfectant for the specified period. Organic debris, air and greasy material may prevent this, hence the importance of thorough cleaning of the material or instrument before disinfection.

Concentration

Adequate concentration of disinfectants is essential, and they should always be accurately dispensed. It is important to use the manufacturer’s stated dilution of the disinfectant.

pH

The activity of a disinfectant is often pH-dependent (e.g. glutaraldehydes act only at alkaline pH, whereas phenols work best at acid pH).

Neutralization

A wide range of substances, including hard water, soaps and detergent, may neutralize the disinfectant.

Stability

Not all disinfectants are stable, especially when diluted, and may deteriorate with age or storage. Solutions should be freshly prepared for use and marked with an expiry date.

Speed of action

In general, disinfectants act slowly, and their activity depends on the concentration used. Hypochlorites have a rapid action but are corrosive at high concentrations. Glutaraldehyde is slow-acting but is an effective sporicidal agent.

Absence of odour and toxicity

These attributes are desirable for disinfectants used in dentistry.

Cost

This is an important factor when choosing a disinfectant, although inexpensive disinfectants should not be used at the expense of those with desirable properties.

Biodegradability and environmental impact

These should also be considered when choosing a disinfectant.

Potency of disinfectants and their uses

Disinfectants can be generally categorized as having high, intermediate or low potency, depending on their ability to kill various groups of organisms:

High-level disinfectants are active against Gram-positive and Gram-negative bacteria, spores and M. tuberculosis (Table 37.5).
Intermediate-level disinfectants destroy M. tuberculosis, vegetative bacteria, most viruses and fungi, but few, if any, spores.
Low-level disinfectants kill most bacteria and most fungi, but not M. tuberculosis or spores.

A rough guide to the use of these three categories of disinfectants is given below.

Step 1

Categorize the items that require disinfection or sterilization into three groups (Table 37.6):

Table 37.6 Categories of patient-care items and how they should be processed after usage

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critical items are those that penetrate the skin or mucosa and/or touch exposed tissues including bone (e.g. scalpel blades, burs)
semicritical items are those that touch but do not penetrate the mucosal surface
non-critical items come into contact with skin (e.g. surfaces of sinks, etc.)

Step 2

Use the appropriate technique (Table 37.6):

sterilization for all critical items
sterilization or high-potency disinfectants for semicritical items
intermediate or low-potency disinfectants for non-critical items.
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Disinfectant and antiseptic agents commonly used in dentistry

Alcohols

Ethyl alcohol or propyl alcohol (70%) in water is useful for skin antisepsis prior to cannulation, injection and surgical hand-scrubbing. Alcohol combined with aldehydes is used in dentistry for surface disinfection, but authorities in the USA do not recommend alcohol for this purpose as it evaporates relatively quickly and leaves no residual effect. Other disadvantages are its flammability, limited sporicidal activity and ready inactivation by organic material. Yet, alcohols are still popular because they are cheap, readily available and water-soluble.

Aldehydes

Glutaraldehyde is perhaps the most popular disinfectant used in dentistry in some regions, whereas it is banned in others. It is both a skin irritant and a sensitization agent, which results in both long-term and short-term health effects. It is mainly used for so-called ‘cold sterilization’ or the high-level disinfection of equipment (such as fibre-optic instruments) that does not withstand autoclaving procedures. All aldehydes are high-potency disinfectants.

The free aldehyde groups of glutaraldehyde react strongly with the free amino groups of proteins in a pH-dependent manner. This leads to the effective microbicidal activity, sensitization of skin and incidentally, cross-linking with proteins such as collagen when used as a component of dentine-bonding systems. Hence, as the pH decreases, the activity of glutaraldehyde declines while its stability increases. Conversely, when the pH is alkaline, the activity is higher and it becomes less stable. Hence, in practice, glutaraldehyde is commercially available as a 2% acidic solution, to which an ‘activator’ has to be added to bring the solution to the ‘in-use’ alkaline pH of 8.0. Although the activated solution has a shelf-life of up to 14 days, this should be interpreted with caution as the solution may become prematurely ineffective due to other factors.

Bisguanides

Chlorhexidine is an example of a bisguanide disinfectant; it is widely used in dentistry as an antiseptic and a plaque-controlling agent. For example, a 0.4% solution in detergent is used as a surgical scrub (Hibiscrub); 0.2% chlorhexidine gluconate in aqueous solution is used as an antiplaque agent (Corsodyl); and at a higher concentration (2%), it is used as denture disinfectant. It is a cationic bisguanide molecule, usually prepared as salts of acetate, digluconate, hydrochloride and nitrate.

As chlorhexidine has two positive charges at its polar ends, it is highly active against both Gram-positive and Gram-negative organisms. (Note: all bacteria possess negatively charged cell walls in nature.) It also kills Candida (but not M. tuberculosis). Due to ingress of the disinfectant, the cell membrane permeability is altered with resultant leakage of cell contents and precipitation of the cytoplasm leading to cell death. Its substantivity (i.e. prolonged persistence) in the oral cavity is mainly due to absorption on to hydroxyapatite and salivary mucus.

Halogen compounds

Hypochlorites and povidone–iodine are oxidizing agents and act by releasing halide ions. Although cheap and effective, they readily corrode metal and are quickly inactivated by organic matter. (Examples of proprietary preparations are Chloros, Domestos and Betadine.) Note: available chlorine is a measure commonly used to indicate the oxidizing capacity of hypochlorite agents and is expressed as the equivalent amount of elemental chlorine. Thus, the equivalence of 1% available chlorine corresponds to 10 000 ppm available chlorine.

Phenolics

Phenolic disinfectants are clear, soluble or black/white fluids (black/white fluids are not used in dentistry). They do not irritate the skin and are used for gross decontamination because they are not easily degraded by organic material. They are poorly virucidal and sporicidal. As most bacteria are killed by these agents, they are used widely in hospitals and laboratories. Examples are Clearsol and Stericol.

Chloroxylenol is also a non-irritant phenolic used universally as an antiseptic; it has poor activity against many bacteria, and its use is limited to domestic disinfection (e.g. Dettol).

A sterilization and disinfection guide for items commonly used in dentistry is given in Table 37.7.

Table 37.7 Sterilization and disinfection guide for items commonly used in dentistry

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Environmental disinfection

The dental clinic setting should always be kept free of potential pathogens by appropriate environmental infection control measures. In general, when using environmental disinfectants:

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The manufacturers’ instructions for correct use of cleaning and disinfecting products must be strictly adhered to.
High-level disinfectants for disinfection of environmental (clinical contact or housekeeping) surfaces should not be used as they pose a health hazard to workers.
Always use appropriate personal protective equipment when cleaning and disinfecting environmental surfaces (e.g. puncture- and chemical-resistant gloves, gown, jacket, lab coat, protective eyewear/face shield and mask).

Clinical contact surfaces

Clinical contact surfaces can be directly contaminated from patient materials either by direct spray or spatter generated during dental procedures or by contact with contaminated gloved hands of the dental personnel. These surfaces can subsequently contaminate other instruments, devices, hands or gloves. Examples of such surfaces include:

light handles
switches
dental radiograph equipment
dental chairside computers
reusable containers of dental materials
drawer handles
faucet handles
countertops
doorknobs.

Barrier protection of surfaces and equipment can prevent contamination of clinical contact surfaces, but is particularly effective for those that are difficult to clean. Barriers include clear plastic wrap, bags, sheets, tubing and plastic-backed paper or other materials impervious to moisture. Because such coverings can become contaminated, they should be removed and discarded between patients, with gloved hands. After removing the barrier, the surface needs to be cleaned and disinfected only if contamination is evident. Otherwise, after removing gloves and performing hand hygiene, clean barriers on these surfaces should be replaced before the next patient.

If barriers are not used, surfaces should be cleaned and disinfected between patients by using either a low-level or an intermediate-level disinfectant when the surface is visibly contaminated with blood or saliva.

Housekeeping surfaces

Routinely clean housekeeping surfaces (e.g. floors, walls and sinks) with a detergent and water or registered hospital disinfectant/detergent.
Clean mops and cloths after use and allow to dry before reuse, or use single-use, disposable material.
It is critical that fresh cleaning or disinfecting solutions are made daily or according to manufacturer’s instructions.
Walls, blinds and curtains in patient-care areas should be cleaned when they are visibly dusty or soiled.
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Dental unit water lines: disinfection and management

The question of the quality of water in dental unit water lines (DUWLs) attached to handpieces, ultrasonic sealers and air/water syringes has been debated widely. The source of water to the dental unit is from either the municipal supply or wells, and after entering the unit, it passes through a multichannel control box that distributes the water to hoses feeding various attachments such as the high-speed handpiece, the air/water syringe and the ultrasonic scaler. The lines have a very small bore, and hence bacteria tend to form biofilms on the internal surfaces unless they are regularly cleaned and disinfected (Chapter 31). Although it has been questioned whether these innocuous saprophytic bacteria that live in water reservoirs are truly pathogenic, legislation has provided guidelines for the upper limits of bacteria and hence the quality of the water resources that service the DUWL. Generally, the water entering the DUWL contains very few organisms: 0–100 colony-forming units (CFUs)/ml. However, water exiting the handpiece may contain up to 100 000 CFU/ml, mainly because of the organisms that are picked up from the bacterial biofilms growing within the lines.

The guidelines of the American Dental Association are that the water delivered to patients from DUWL during non-surgical dental procedures should not contain more than 200 CFU/ml of aerobic, mesophilic, heterotrophic bacteria at any point. The association also stipulates that in the future, all dental units should contain a separate water reservoir independent of the public water supply, allowing dentists to have better control over the quality of the water used in patient care.

Recommendations on care of water lines

The quality of water used for routine dental treatment should match that of the standards for drinking water (i.e. ≤500 CFU/ml of heterotrophic water bacteria).
All DUWLs should be flushed for 2 min at the beginning of each day, prior to commencing treatment.
The DUWL should be flushed for 20–30 s between patients to reduce temporarily the microbial count, as well as to clean the water line of materials that may have entered from the patient’s mouth. This includes handpieces, ultrasonic scalers and air/water syringes.
All DUWLs should be fitted with non-retractable devices, to prevent suck-back (backflow/back-siphonage) of material.
Water from DUWL should never be used as an irrigant in procedures involving breaches of the mucosa and bone exposure.
The dental unit manufacturer should be consulted for appropriate methods and equipment to maintain the recommended quality of dental unit water and their recommendations followed for monitoring and sustaining water quality; the need for periodic maintenance of antiretraction mechanisms should also be verified with the manufacturer.

Maintaining quality of dental unit water

This could be achieved currently using antiretraction valves, filters, flushing, chemicals or water purifiers.

Antiretraction valves (check valves)

These are now the norm in all modern dental units and prevent the re-aspiration (or suck-back or back-siphonage) of fluid contaminated with oral flora of patients into the water line. However, it is now known that the antiretraction valves are very inefficient unless they are regularly maintained and replaced periodically.

Filters

Filters may be installed, for instance, between the water line and the dental instrument. These have no effect on the biofilm in the water lines but will remove microorganisms as the water is delivered to the patient. Filters are inefficient as they must be replaced periodically, and the frequency depends on the amount of biofilm in the water lines.

Flushing (see above)

This is a simple and efficient means of reducing the bacterial load in the water line. It is recognized that regular flushing prior to patient treatment will discharge the stagnant water and reduce malodour and bad taste imparted to the water by microbial contamination. Although flushing can reduce the numbers of bacteria in expelled water, the effect is transient and has no impact on the water line biofilm.

Biocides and chemicals

These remove, inactivate or prevent the formation of biofilm. Chemicals can either be continuously infused into or be intermittently added to the dental unit water by varying technologies. Chlorine, as sodium hypochlorite or chlorine dioxide, is the most commonly employed biocide. Concerns here are the possible development of bacteria resistant to the chemicals and environmental pollution.

Water purifiers

Water purifiers treat the water coming into the dental unit (source water). These treat the source water and kill or remove microorganisms by methods such as filtration, heat or ultraviolet light. One advantage of this method is that they may delay biofilm formation on water lines or synergize other treatment methods.

Miscellaneous

Other, rather expensive, methods for delivery of quality water include the use of sterile water and autoclavable systems.

Boil-water advisories

Boil-water advisory is issued by authorities when the public water supply is likely to be contaminated with pathogenic organisms or the numbers of microbes in the system are above that which is compatible with health. During such periods, the following apply:

Do not deliver water from the public water system to the patient through the dental unit, ultrasonic scaler or other dental equipment connected to the public water system.
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Do not use water from the public water system for dental treatment, patient-rinsing or hand-washing. For the latter purpose, antimicrobial-containing products that do not require water can be used (e.g. alcohol-based hand rubs). If hands are visibly contaminated, use bottled water and soap for hand-washing or an antiseptic hand towel.
Once the advisory is cancelled, follow guidance given by the local water utility on adequate flushing of water lines. If no guidance is provided, flush dental water lines and faucets for 1–5 min before resuming patient care. Disinfect dental water lines as recommended by the dental unit manufacturer.

Recommendations on care of handpieces and other devices attached to air and water lines

Clean and heat-sterilize handpieces and other intraoral instruments that can be removed from the air and water lines of dental units after each patient treatment session. Their surfaces should be cleaned, and the internal elements cleaned and lubricated according to the manufacturer’s instructions before lubrication and sterilization.
Do not surface-disinfect or use liquid chemical sterilants or ethylene oxide on handpieces and other intraoral instruments that can be detached from the air and water lines of dental units.
The handpiece should be stored as appropriate and run to remove excess lubricant immediately before use on patients.

Dental radiology

Always wear gloves when exposing radiographs and handling contaminated film packets. If spattering of blood or other body fluids is likely, use appropriate protective wear such as eyewear and mask.
Use heat-tolerant or disposable intraoral devices whenever possible (e.g. film-holding and positioning devices). Clean and heat-sterilize heat-tolerant devices between patients. If heat-sensitive material is used, then high-level disinfection for semicritical items must be employed.
Transport and handle exposed radiographs in an aseptic manner to prevent contamination of developing equipment.
Digital radiography sensors: depending on the manufacturer’s recommendations, either clean and heat-sterilize or high-level disinfect the sensor between patients. The sensor is usually a barrier-protected, semicritical item. If the item cannot tolerate these procedures, then a recommended barrier system has to be employed or cleaned and disinfected with an intermediate-level (i.e. tuberculocidal) activity. Manufacturer’s recommendations must be adhered to for disinfection and sterilization of digital radiology sensors and for the protection of related computer hardware.

Laboratory asepsis

Dental practitioners regularly send clinical material to the laboratory: impression material, dentures sent to the technology laboratory or pathological samples such as pus or biopsy specimens referred to pathology laboratories, for example. The dentist is obliged to deliver all such items in a manner that obviates infectious hazards, whether during transport or within the laboratory. Blood and saliva must be carefully cleaned from the impressions and denture work by washing under running water and disinfection, and, if appropriate, placed in plastic bags before transport to the laboratory. Proprietary disinfectant sprays may be useful in decontaminating the microbes retained on impression surfaces.

The dental laboratory itself should be regarded as a clean (not contaminated) area, and appropriate protocols for disinfection of surfaces and material, as well as regular and timely renewal of disinfectant solutions, should be established. Smoking and eating should be prohibited.

Microbiological specimens sent to the laboratory should be securely bagged to avoid contamination of personnel who handle the items. The request form should be separately enclosed to prevent contamination. Biopsy specimens should be put in a sturdy container with a secure lid to prevent leakage during transport. Care should be taken when collecting specimens to avoid contamination of the external surface of the container.

Office/surgery design and maintenance

Proper office or surgery design is the cornerstone of an effective infection control programme (Fig. 37.9). Major features of such a design are:

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Fig. 37.9 Floor plan of a dental clinic designed to minimize cross infection.

1. There is a clear demarcation between the contaminated or dirty and clean zones, i.e. the surgery and the sterilizing and storage areas, respectively.
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2. Treatment areas and the laboratory should have few, if any, wood surfaces, porous or heavy draperies, or textured wall coverings, in order to facilitate cleaning and disinfection.
3. No eating or smoking is allowed in contaminated zones.
4. Carpets should not be used in the treatment areas, where flooring should be covered with seamless, disinfectant-resistant vinyl in order to minimize dust and microbial burden and to withstand frequent cleaning.
5. Ideally, ventilation in the surgical and peripheral areas should be centrally controlled (air renewal three changes per hour) and planned to minimize cross-currents of air from one area to another. The air filter, if any, should be periodically changed, and special venting should be installed to scavenge noxious chemical vapour.

Infection control requirements should always be borne in mind when selecting new equipment.

Instrument recirculation and office design

In order to conduct an efficient and routine sterility programme, it is important to organize the various arms of the infection control programme outlined above in the most effective manner. Therefore, it is essential to design the dental office and instrument recirculation areas (washing up, sterilizing and storage) to achieve this aim. The instrument recirculation area should be organized in order to:

separate contaminated objects from sterile or clean objects
store sterile items until required
facilitate easy cleaning and disinfection
facilitate a smooth flow of items between contaminated and clean zones.

A suitable instrument recirculation profile is shown in Figure 37.10. Other noteworthy points are:

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Fig. 37.10 A suggested scheme for instrument recirculation. *See text for other options.

If possible, the instrument recirculation centre should be close to the clinic for ease of use.
The work surfaces of the area should be smooth, non-porous and seamless.
An air evacuation system (low-volume) with continuous movement of air upwards from the working surface should be operational to reduce airborne microbes and noxious chemical vapours (these should be regularly serviced, and filters should be replaced as appropriate).

Disposal of medical waste

Any waste material that has been in contact with human sources is contaminated with potentially pathogenic microbes or will possibly support their growth.

General recommendations

Develop a medical waste management programme. Disposal of regulated medical waste must follow local and federal regulations. Ensure that health care workers who handle and dispose of potentially infective wastes are trained in appropriate handling and disposal methods and informed of the possible health and safety hazards.

Medical waste in dental health care facilities

Use a colour-coded or labelled container that prevents leakage (e.g. biohazard bag) to contain non-sharp regulated medical waste.

All sharp items (especially needles), tissues or blood should be considered as particularly dangerous and should be handled and disposed of with special precautions. Disposable needles, scalpels or other sharp items must be placed intact into puncture-resistant containers before disposal.

If permitted by local regulations, discard blood, suctioned fluids or other liquid waste carefully into a drain connected to a sanitary sewer system. Wear appropriate protective attire while performing this task. Clinical waste should never be mixed with domestic waste, as this is a dangerous practice; it may also lead to litigation.

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Key facts

The policy of standard infection control or standard precautions, which assumes that ALL patients are potential carriers of infectious diseases, should be the norm in dental practice.
The main features in a comprehensive infection control protocol are patient evaluation, personal protection, instrument-cleaning, sterilization and storage, use of disposables, cleaning and disinfection of surfaces, laboratory asepsis, disposal of waste and staff training, including continuing education.
Personal protection should incorporate appropriate clinic clothing, personal hygiene, barrier protection (gloves, eye shield, face masks, rubber dam isolation) and immunization procedures.
As far as possible, rubber dam should be used in operative procedures to minimize saliva/blood-contaminated aerosol production.
Use of efficient high-speed aspirators will minimize cross infection from aerosols.
To avoid sharps injuries, be conversant with all sharps handling procedures, which should be an integral part of staff education.
Have a written policy on the vaccination of all staff and maintain a confidential, up-to-date immunization record for all staff members.
Decontamination is the process by which reusable items are rendered safe for further use and for staff to handle. Decontamination is required to minimize the risk of cross infection between patients and between patients and staff. Decontamination includes cleaning, disinfection and sterilization steps.
Sterilization is a process that kills or removes all organisms (and their spores) in a material or an object.
Disinfection is a process that kills or removes pathogenic organisms in a material or an object, excluding bacterial spores, so that they pose no threat of infection.
Antisepsis is the application of a chemical agent externally on a live surface (skin or mucosa) to destroy organisms or to inhibit their growth (all antiseptics are disinfectants but not all disinfectants are antiseptics).
Sterilization can be divided into four stages: presterilization cleaning, packaging, the sterilization process and aseptic storage.
In dentistry, sterilization is usually achieved by moist heat (steam under pressure in an autoclave: most popular), dry heat (hot-air oven) or gaseous chemicals (chemiclave: least popular).
The sterilization cycle (either in an autoclave or in a hot-air oven) can be divided into the heating-up period, the holding period and the cooling period.
The indicators that must be routinely used for checking sterility are mechanical indicators (i.e. the temperature and pressure gauges of the autoclave), process or chemical indicators and biological indicators/monitors.
The key modes of disinfection are heat (boiling in water; pasteurization), physical (ultrasonics) and chemical methods (most used in dentistry).
Disinfectants can be generally categorized as having high, intermediate or low potency, depending on their ability to kill various groups of organisms.
Water in dental unit water lines for non-surgical procedures should not contain more than 200 CFU/ml of aerobic, heterotrophic bacteria.
When sending clinical material to the laboratory, obviate infectious hazards during transport and within the laboratory.
Dispose of clinical waste, including sharps, in a safe manner.
Proper office/surgery design is the cornerstone of an effective infection control programme.

Further reading

Anonymous. Decontamination: Health Technical Memorandum 01-05 – Decontamination in primary care dental practices. UK: Department of Health; 2009.

Beltramy E.M., Williams I.T., Shapiro C.N., Chamberland M.E. Risk and management of blood-borne infections in health care workers. Clinical Microbiology Reviews. 2000;13:385-407.

Centers for Disease Control and Prevention. Guidelines for infection control in dental health-care settings. Morbidity and Mortality Weekly Report. 2003;52:1-66.

Franco F.F.S., Spratt D., Leao J.C., Porter S.R. Biofilm formation and control in dental unit water lines. Biofilms. 2005;2:9-17.

Russell A.D., Hugo W.B., Ayliffe G.A.J. Principles and practice of disinfection, preservation and sterilization, 2nd ed. Oxford: Blackwell; 1992.

Samaranayake L.P. Cross infection prevention in dentistry. Part II: Practical procedures. Dental Update. 1989;16:108-112.

Samaranayake L.P., Scheutz F., Cottone J. Infection control for the dental team. Copenhagen: Munksgaard; 1991.

Review questions (answers on p. 355)

Please indicate which answers are true, and which are false.

37.1 Which of the following are acceptable methods of sterilization in a small dental clinic?
A steam
B dry heat
C unsaturated chemical vapour
D radiation
E glutaraldehyde exposure for 30 min
37.2 Which of the following procedures can be regarded as optimal for controlling cross infection in a dental clinic?
A wearing a single face mask for 3 h
B wearing headgear for all operational procedures
C washing the gloves and reusing after visual examination of a patient
D wearing gloves after removal of all hand jewellery
E changing clinic attire once in 3 days
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37.3 Which of the following vaccines would you recommend to your new female dental surgery assistant starting work with you?
A hepatitis A
B measles–mumps–rubella (MMR)
C hepatitis B immunoglobulin
D tetanus toxoid
E flu vaccine
37.4 You treat a human immunodeficiency virus (HIV)-infected patient in your surgery. Your dental surgery assistant sustains a needlestick injury while attempting to resheath the needle used for local anaesthetic of this patient. You will:
A blame the dental surgery assistant for resheathing the needle
B wash the puncture site thoroughly with soap, warm water and a disinfectant
C review the infection control procedures that led to this situation
D review the patient’s medical history to check their hepatitis B status
E record in detail the circumstances of the injury
37.5 The following infectious agents are likely to be transmitted in dental care settings:
A hepatitis G
B Streptococcus pyogenes
C Candida albicans
D hepatitis C
E influenza
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