Other Descending Fibers

Three other groups of descending fibers are located in the spinal cord white matter, although they are not well-defined. One of these is a group of fibers comprising central autonomic pathways. Animal studies indicate that these fibers originate in various hypothalamic (hypothalamospinal fibers) and brain stem nuclei. These fibers descend in the lateral funiculus to synapse in laminae I and X. They also synapse on preganglionic autonomic neurons located in cord segments T1 to L2 (L3) and S2 to S4 and modulate such functions as blood pressure, heart rate, respiration rate, sweating, vasomotor tone, and bladder and bowel functions (see Chapter 10). Human studies show that there is a compact bundle of descending (central sympathetic) reticulospinal fibers surrounding and terminating in the lateral horn. These fibers are seen best in the upper seven or eight thoracic segments and rarely descend into the L1 segment. They most likely originate in the ipsilateral pons and provide input for sympathetic innervation to blood vessels and sweat glands (Nathan, Smith, & Deacon, 1996).

The second group of fibers comprises an aminergic pathway (FitzGerald & Folan-Curran, 2002; Nolte, 2002; Standring et al., 2008). These fibers use the neurotransmitters adrenaline (epinephrine), noradrenaline (norepinephrine), and serotonin. Adrenergic fibers from the medulla (cell groups C1 and C3) descend in the ventral white column and terminate in the intermediolateral cell column. Noradrenergic fibers from the locus ceruleus (cell groups A4 and A6) in the rostral pons descend bilaterally in the ventrolateral white and terminate in laminae IV to VI, the intermediate gray and ventral horns, and parasympathetic neurons in the sacral cord. Other noradrenergic fibers from the lateral pons (cell groups A5 and A7) descend in the dorsolateral white and synapse in laminae I to III and also in the intermediate gray matter. Serotoninergic fibers from raphe nuclei (raphespinal tract) consist of lateral and ventral components. The lateral group of fibers descends near the lateral CST; terminates in laminae I, II, and V; and is concerned with modifying nociception. It is part of the endogenous analgesic system (see Chapter 11). The ventral group travels medially in the ventral white, synapses in laminae VIII and IX, and facilitates extensor and flexor motor neurons. Other serotoninergic fibers course to sympathetic preganglionic neurons and are involved with controlling cardiovascular functions.

The third small group of fibers comprises the solitariospinal tract that originates in the solitary nucleus of the medulla and the medullary reticular formation. The fibers of this tract descend mostly contralaterally in the ventral and ventrolateral white columns and terminate in the phrenic motor nucleus and on motor neurons supplying intercostal muscles. The solitariospinal tract is involved with the rhythmic muscle actions associated with respiration and possibly other autonomic functions (Standring et al., 2008; Kiernan, 2009).

In summary (see Tables 9-5 and 9-6), ascending fibers conveying input from peripheral receptors and descending axons from higher centers (e.g., motor areas of cerebral cortex and brain stem nuclei) are organized into fairly well-defined, although often overlapping, bundles in the spinal cord white matter. Ascending sensory input is ultimately integrated within the cerebral cortex and, along with visual, auditory, and olfactory information, it allows the human brain to form an overall perception of the environment.

The major descending tracts influencing somatic motor activity can be classified as ventromedial or lateral depending on their spinal cord location, function, and site of termination; or they may be classified as those that terminate in cervical cord segments (e.g., tectospinal and medial vestibulospinal) and all cord segments (e.g., corticospinal or pyramidal tract, lateral vestibulospinal tract, rubrospinal tract, reticulospinal tracts). Most descending tracts are involved with motor control of posture and equilibrium, automatic movements, and voluntary purposeful movements. These tracts act primarily through interactions with interneurons that in turn synapse on the motor neurons that innervate the musculature. Although these tracts obviously are of major importance in providing normal motor activity, neuronal interactions at the segmental level of the spinal cord form connections essential for normal motor activity. These segmental connections are influenced by descending tracts that allow for an increase in the complexity of movements. The next section discusses spinal cord motor neurons and their functions in coordinating muscle contractions for reflex responses, posture, locomotion, and voluntary movements.

Spinal Motor Neurons and Motor Coordination

Motor coordination is the process of linking the contractions of many independent muscles so that they can act synergistically and be controlled as a single unit. This is typically accomplished via the spinal reflexes, which act to coordinate most actions of groups of muscles. Most reflexes at the level of the spinal cord are polysynaptic, which allows for modification of responses by higher centers within the CNS and by local circuits in the spinal cord. Movement of a skeletal muscle is a direct result of stimulation of that muscle by specific controlling elements called the motor units. A motor unit is defined as an alpha motor neuron (spinal motor neuron) and all of the muscle fibers it innervates (Loeb & Ghez, 2000). It is the smallest controllable element of the CNS (Fig. 9-23). Each muscle fiber is innervated by only one alpha motor neuron. However, each motor neuron innervates many muscle fibers. The number of muscle fibers a motor neuron innervates determines that motor neuron’s innervation ratio. All of the muscle fibers innervated by a single motor neuron (a motor unit) respond in an identical manner. The innervation ratio varies between muscles, but is approximately proportional to the size of the muscle and the size of the alpha motor neuron. For example, the gastrocnemius muscle has an innervation ratio of approximately 2000:1 and is innervated by large motor neurons, whereas the small muscles of the hand generally have an innervation ratio of approximately 10:1 and are innervated by relatively small motor neurons. A low innervation ratio indicates finely graded control of muscle force.

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FIG. 9-23 The motor unit. The motor unit consists of the alpha motor neuron and all of the muscle fibers it innervates. A, Small motor neurons generally have a small innervation ratio and are recruited first in the motor neuron pool. After stimulation, the small surface area and relatively high membrane resistance (attributable to fewer leak channels; Rhigh) result in a large synaptic potential that can more readily reach threshold, resulting in an action potential in this case. This action potential then stimulates the small number of muscle fibers to contract. The force generated by these fibers is relatively low, but can usually be maintained indefinitely. B, Large motor neurons generally have a high innervation ratio and are recruited last in the motor neuron pool. After stimulation, the large surface area and low membrane resistance (Rlow) result in a smaller synaptic potential that is usually subthreshold. Therefore summation must occur before this neuron can create an action potential and cause contraction of its muscle fibers. Once recruited, the force generated by the large number of muscle fibers is quite large, but relatively short-lived. (Modified from Loeb GE & Ghez C. [2000]. The motor unit and muscle action. In ER Kandel, JH Schwartz, & TM Jessell [Eds.]. Principles of neural science [4th ed.]. New York: McGraw-Hill.)

Three types of motor neurons can be found in the ventral horn of the spinal cord. One type is the alpha motor neurons (skeletomotor efferents), which are the largest and exclusively innervate skeletal muscle. The alpha motor neurons can be further segregated into three groups based on the size of the alpha motor neuron and the biochemical properties of the muscle fiber they innervate. However, the alpha motor neuron determines the biochemical properties of the muscle tissue. The largest alpha motor neurons have the highest innervation ratios, and innervate muscle tissue that can contract and relax rapidly, but also fatigue rapidly (<1 min). These are known as fast glycolytic or fast fatigable motor units (Rhoades & Tanner, 2003) (see Fig. 9-23, B). The muscle tissue they innervate has few mitochondria, low myoglobin content, high glycogen and glycolytic enzyme content, and high adenosinetriphosphatase (ATPase) activity; can develop the largest forces of muscle tension (up to 80 g); and generally has the greatest cross-sectional area. These muscle fibers can actually function anaerobically for short periods of time because of their glycolytic metabolic pathways. Moderate-size motor units have intermediate innervation ratios, and innervate muscle tissue that has slightly slower contraction times and is resistant to fatigue, meaning the muscles can maintain their force of contraction for many minutes. These are known as the fast oxidative or fast fatigue-resistant motor units (Loeb & Ghez, 2000; Rhoades & Tanner, 2003). The muscle tissue they innervate has many mitochondria, high myoglobin content (which is an O2 chelator), high levels of oxidative and glycolytic enzymes, a powerful myosin ATPase activity, and intermediate force development (20 to 40 g). The smallest alpha motor neurons have the smallest innervation ratios and innervate muscles that contract slowly and precisely, and can maintain their contraction for many hours without fatigue. They are known as oxidative or slow motor units (Loeb & Ghez, 2000; Rhoades & Tanner, 2003) (see Fig. 9-23, A). The muscle tissue these fibers innervate has many mitochondria, many oxidative enzymes, high myoglobin content, and the smallest force development (<20 g). In addition, the firing rate of these slow motor units generally is low, and the motor units have a large hyperpolarizing afterpotential. This afterpotential aids in the summation of action potentials in the muscle, and helps prevent the occurrence of additional action potentials (self-limiting). Individual muscles contain varying proportions of all three sizes of motor units. Their muscle fibers are distributed within the muscle tissue based on their selective metabolic needs. Slow-type fibers typically are more numerous and require the greatest metabolic support, and therefore are located deep in the muscle tissue closest to the blood supply. Fast-type fibers can use glycolysis and function anaerobically, and therefore usually are located peripherally in muscle. The proportion of motor unit types within a muscle corresponds to its functional needs. Postural muscles (e.g., the soleus muscle) have a larger percentage of slow-type compared with fast fatigable-type fibers, whereas strength muscles (e.g., the biceps and gastrocnemius muscles) have a larger proportion of fast-type fibers.

The second and smallest type of motor neuron found in the spinal cord is the gamma motor neuron or fusimotor neuron (Leksell, 1945). The gamma motor neuron exclusively innervates the polar regions of the muscle spindles (see Receptors in the Motor System) and can control their level of sensitivity.

The third type is the beta motor neuron, which innervates both skeletal muscle and the muscle spindles and is known as the skeletofusimotor neuron (Bessou, Emonet-Demand, & Laporte, 1965).

These three types of motor neurons are not segregated within the spinal cord, but rather are mixed together in the ventral horn into groupings called pools. A given motor neuron pool generally innervates one particular muscle. The various motor neuron pools are segregated into longitudinal columns normally extending two to four spinal segments. This arrangement of using motor neuron pools rather than having to stimulate each individual alpha motor neuron simplifies the task of the CNS in controlling movements of muscles. Two major strategies are employed by the CNS to control the force and velocity of contractions in skeletal muscle. First, motor units are recruited or stimulated in a fixed order from weakest (slow-type) to strongest (fast fatigable-type). In this fashion, larger motor neurons are only recruited after a significant increase in the stimulus strength. This phenomenon is called the size principle (Loeb & Ghez, 2000) (see Fig. 9-23). Weak inputs to a motor neuron pool in the ventral horn recruit only the smallest neurons first—those of the slow motor units—which can generate a small but consistent force that can be maintained almost indefinitely. As the input to the motor neuron pool increases, the fast fatigue-resistant motor neurons also are recruited and thereby increase the force of the contraction. Finally, if a large force or rapid contraction is necessary, the input to the motor neuron pool again increases, and the largest motor neurons—those belonging to the fast fatigable motor units—are recruited in addition to all of the other motor units, and the force of the contraction increases to its maximum. Based on the constraints of the size principle, the most numerous motor units (typically the slow fibers) are used first and most often, and are provided with the greatest metabolic support.

The second major strategy employed by the CNS to modulate muscle force or velocity is by altering the frequency of firing of the motor units. This process is known as rate modulation (Loeb & Ghez, 2000). As the CNS increases the firing rate of the motor neuron pool, successive twitches can summate more effectively. This summation results in the muscle contracting and moving the joint to a new position. There is a physiologic range for stimulation of muscle, because of the “low-pass filtering” properties of muscle (action potential generation in muscle is inherently slower than in the CNS). That physiologic range is 8 to 25 Hz. During normal firing of an alpha motor neuron, there is insufficient time for the calcium ions to be completely pumped back into the sarcoplasmic reticulum of the muscle before the next stimulus occurs. This results in a sustained saturation of calcium in the cytoplasm of the muscle, which causes a sustained contraction (tetanus). Stimulation rates less than 8 Hz tend to produce “jerky” types of movements, whereas those greater than 25 Hz simply are ignored by the muscle. Regardless of the frequency of stimuli sent to the muscle, most movements are executed “smoothly” because of the asynchronous firing of the various motor units comprising a muscle and the individual response properties of the individual sarcomeres within a motor unit.

Therefore muscle force, velocity of contraction, and final length of the muscle are not determined by higher centers of the CNS, but rather by the motor neuron pool in the ventral horn of the spinal cord. Muscles simply act like springs, and stimulation of the motor units controls the “stiffness” of the spring and the overall set point around a joint. In the simplest design, the CNS would increase activity to the desired motor unit, which would result in shortening of the contractile element (muscle), which in turn resets the tension and a new equilibrium is reached. Unfortunately, joints are not simple, unopposed hinges. The agonist muscle group is opposed by tendons and antagonist muscles, as well as by ligaments around the joint, the joint capsule, skin, clothing, and any pathology associated with a joint or the muscles that move it. To correctly position the joint, an accurate assessment of both the static (steady-state) and the dynamic (actively contracting) properties of the muscle is essential. This is the responsibility of the muscle receptors.

Receptors in the Motor System

Force and changes in muscle length are dependent on three properties: the initial length of the muscle, the velocity of length change, and the effect of external loads opposing movement. All of these are determined by specialized receptors in muscle tissue known as muscle spindles and Golgi tendon organs (GTOs) (Fig. 9-24, A). The muscle spindles are encapsulated organs ranging from 4 to 10 mm in length. The spindles are fusiform-shaped and contain 2 to 12 specialized muscle fibers known as intrafusal fibers. They are found within the extrafusal (skeletal) muscle fibers in parallel with (surrounded by) the skeletal muscle fibers. The spindles are surrounded by a connective tissue sheath (Hunt, 1990) and are innervated by both sensory and motor neurons.

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FIG. 9-24 Receptors in the motor system. A, Golgi tendon organs (GTOs) and muscle spindles are two types of specialized receptors associated with skeletal muscle. Extrafusal muscle fibers comprise most of the muscle and are innervated by alpha motor neurons. The GTOs are positioned at the junction between extrafusal muscle fibers and the tendon (in series) and are innervated by only one afferent fiber, the type Ib afferent. Located within the fleshy part of skeletal muscle (in parallel) are the muscle spindles. The spindles are composed of intrafusal fibers innervated by both afferent (types Ia and II) and efferent (gamma motor neuron) fibers. B, Each muscle spindle is composed of three types of intrafusal muscle fibers. The average muscle spindle contains one dynamic nuclear bag fiber, one static nuclear bag fiber, and three or more nuclear chain fibers. A group Ia (dynamic) fiber innervates every intrafusal fiber regardless of the number. A group II (static) afferent fiber innervates the static nuclear bag fiber and all nuclear chain fibers. Each intrafusal fiber also receives motor innervation to the distal (contractile) regions to control its overall length and sensitivity. The dynamic nuclear bag fiber is innervated by dynamic gamma motor axons, whereas the static nuclear bag fiber and all of the nuclear chain fibers are innervated by static gamma motor axons. (Modified from Gordon J & Ghez C. [1991]. Muscle receptors and spinal reflexes: the stretch reflex. In ER Kandel, JH Schwartz, & TM Jessell [Eds.]. Principles of neural science [3rd ed.]. New York: Appleton & Lange.)

Two separate classifications of sensory intrafusal muscle fibers have been identified. They are known as the nuclear chain and nuclear bag fibers (Fig. 9-24, B). The nuclear chain fibers are the smaller of the two, and their nuclei are arranged in a column or row. They are innervated by both type Ia and type II afferent fibers. The nuclear bag muscle fibers are thicker, and their nuclei are clumped together near the center of the fiber. These fibers can be subdivided into two types, based on their physiologic properties. The dynamic nuclear bag fiber is most sensitive to the rate of change of the intrafusal fiber, and is a rapidly adapting type of receptor. It is innervated by only a type Ia afferent fiber. The static nuclear bag fiber is most sensitive to the overall position of the fiber and is innervated by both type Ia and type II afferent fibers (Boyd, 1980).

The physiologic response patterns of the two afferent nerve fibers innervating the muscle spindle differ considerably, and send different types of information back to the spinal cord. The primary afferent fiber is the type Ia, or annulospiral, afferent. These fibers originate from both spindle types (nuclear bag and nuclear chain). This type of afferent fiber encodes information about the dynamic, or actively changing, state of the receptor. These are rapidly adapting types of receptors that are most sensitive to taps, vibration, and small changes in the overall length of the muscle (Fig. 9-25, A). They encode information about the speed (velocity) and position of the muscle during any type of movement (voluntary or involuntary) of the muscle. The secondary fiber is the type II, or flower-spray, afferent. These fibers originate only from the static bag and chain fibers. This type of afferent fiber encodes information about the steady-state position of the receptor. These are slowly adapting types of receptors that send continuous information about overall muscle position (length) back to the spinal cord (see Fig. 9-25, A). Both types of nerve fibers can indirectly alter their sensitivity independently via the gamma motor neurons. The dynamic nuclear bag fiber is innervated by a dynamic gamma motor neuron, whereas the static bag and static chain fibers are innervated by a static gamma motor neuron. This innervation pattern allows the different sensory components to have different levels of sensitivity, based on the predicted outcomes of the current motor task assigned to the extrafusal muscle fibers (Pearson & Gordon, 2000b). For activities that require speed or large forces, the dynamic gamma motor neuron has a relatively greater output compared with the static motor neuron. For tasks that require precise movements or postural adjustments only, the static gamma motor neuron has a relatively greater output than the dynamic motor neuron. This independent control of sensitivity to the static and dynamic sensory components allows the CNS to preset the level of sensitivity for specific types of tasks, and is termed the fusimotor set (Fig. 9-25, B). This mechanism of control also allows the greatest flexibility for a wide range of tasks. In addition to the gamma motor neurons, beta motor neurons (Bessou, Emonet-Demand, & LaPorte, 1965) and sympathetic efferents (Hubbard & Berkoff, 1993) also have been shown to innervate intrafusal fibers. The extent, nature, and clinical relevance of these connections to the muscle spindles are not yet well understood.

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FIG. 9-25 Muscle spindle afferent and efferent functions. A, Comparison of responses from the primary and secondary muscle spindle afferents to various stimuli. The primary receptor (type Ia) is a rapidly adapting receptor that responds to transient stretch of muscle fibers with a burst of action potentials, and release (shortening) of muscle fibers with a dramatic decrease in firing. The secondary receptor (type II) is a slowly adapting receptor that reaches a steady-state firing of action potentials that reflects the overall length of the muscle, but does not respond well to transient changes in muscle length. B, Fusimotor set, or gamma motor neuron activity, can be independently set at different levels, based on different types of behaviors. During activities where muscle length changes occur slowly or predictably (standing, sitting, or walking), only the static gamma motor neurons are activated. During activities in which rapid or unpredictable responses occur (imposed movements, rapid coordinated movements), the dynamic gamma motor neurons are activated. C, During a muscle contraction (1) where only the alpha motor neuron is activated, the muscle shortens, thereby unloading the muscle spindle and resulting in a decrease in its output. Any further reduction in length would be undetectable by the spindle. To prevent this loss of signal (2), both alpha and gamma motor neurons fire during voluntary contractions. The spindle therefore shortens at the same rate as the extrafusal fibers, and the spindle is not unloaded during the contraction. This allows the spindle to “fill in” the missing action potentials and maintain sensitivity during voluntary contractions. This is termed “alpha-gamma coactivation.” (Modified from Gordon J & Ghez C. [1991]. Muscle receptors and spinal reflexes: the stretch reflex. In ER Kandel, JH Schwartz, & TM Jessell [Eds.]. Principles of neural science [3rd ed.]. New York: Appleton & Lange.)

GTOs are found at the junction of the muscle fibers and the tendon (in series with muscle), and not in the tendon proper (Jami, 1992) (see Fig. 9-24, A). The GTOs are encapsulated organs approximately 0.5 mm in length and 0.1 mm in diameter that interface with a discrete number of muscle fibers. The GTO is innervated by a single large afferent fiber (the Ib afferent), which is entwined in the weave of collagen fibers that compose the receptor (see Fig. 9-24, A). The entire GTO is surrounded by a thick lamellar sheath that is continuous with the perineural sheath of the Ib afferent. As weight or tension is placed on the muscle and tendon, the weave of collagen fibers within the GTO compresses the afferent fiber and allows depolarization of the receptor. This allows the GTO fiber to function as a monitor of muscle tension, regardless of whether the extrafusal fibers are being stretched, and provides the CNS with crucial information about muscle tension in the face of fatigue or changing workloads.

Comparison of the output of both the spindles and the GTOs during passive stretch and active contraction highlights the differences in the information these receptors convey to the spinal cord. Passive stretch applied to a muscle results in increased stretch of the intrafusal and extrafusal fibers, and therefore an increase in the output of the receptors (types Ia and II) found in the muscle spindles. In addition, passive stretch increases the tension on the muscle and tendon, and therefore causes an increase in the output of the GTO receptors (type Ib). In contrast, during active contraction of a muscle, the muscle begins to shorten and “unloads” the muscle spindle, resulting in a decrease in the amount of stretch being applied to the receptors (spindles) and a decrease in the output of those receptors. However, the GTO senses a greater tension on the tendon and muscle because of the combined forces of the load and the force of contraction, which results in a further increase in the output of the GTO receptor (type Ib). Because the GTO is in series with the muscle (between the muscle and its tendon), it is incapable of sensing muscle length, but is highly efficient at sensing changes in muscle tension. During passive stretch, much of the force is absorbed by the extrafusal fibers, and the GTO senses only a minimal increase in muscle tension. However, during active contraction both the load and the contractile force of contraction are sensed by the GTO, and combine to dramatically increase the output of this receptor. The intrafusal fibers of the muscle spindle, being parallel with the extrafusal fibers, can accurately detect changes in muscle length, but not tension. During passive stretch, both the intrafusal and extrafusal fibers are stretched by the applied load, and the spindles increase their afferent input into the CNS in direct relation to the amount of force needed to stretch the muscle. However, during active contraction the muscle shortens, and the forces applied to the spindle afferents decrease, resulting in a decreased afferent input into the CNS.

Without a resetting of the sensitivity of the muscle spindle, shortening of the extrafusal fibers could result in the muscle spindle becoming slack and being unable to sense further changes in the length of the muscle, resulting in a loss of position sense (proprioception) (see Fig. 9-25, C). To prevent this loss of proprioceptive information from occurring, the gamma motor neuron system (fusimotor system) functions to keep tension on the muscle spindles during active (voluntary) contraction of muscles. During active contraction of muscle, both the alpha and the gamma motor neurons fire simultaneously. The alpha motor neuron functions to contract the extrafusal fibers, whereas the gamma motor neurons function to contract the intrafusal (muscle spindle) fibers at the same rate or velocity as the extrafusal fibers. This serves to “fill in” the signal that normally would be lost from the muscle spindle and allows it to continue to sense changes in the muscle length that might occur (see Fig. 9-25, C). This process of stimulating both the alpha and the gamma motor neurons is known as alpha-gamma coactivation. In a sense, the gamma motor neuron forces the spindle to “keep pace” with the contraction of the muscle (and the alpha motor neuron), and prevents the loss of proprioception from the muscle receptor.

Based on prior experiences, the gamma motor system controls both the static and the dynamic components of the fusimotor system. These components can be controlled independently of one another, depending on the type of motor function activated (Prochazka et al., 1988). If the movement is a slow, deliberate, or postural type of movement, the output of the static gamma motor neurons is increased by the CNS before and during the movement to ensure good overall position. Because there is little need to increase the dynamic sensitivity during these slow or postural types of movements, the output of the dynamic gamma motor neuron generally is kept low by the CNS. In contrast, if the desired movement requires either great force or velocity, the dynamic gamma motor neuron output is increased by the CNS, and the static component is kept low. For movements that require both postural adjustments and great force or velocity, both components can be increased by the CNS. This variability in the output to the gamma motor neurons, which is based on the expected movement, is called the fusimotor set (see Fig. 9-25, B). The functional role of the gamma efferents is to preserve muscle spindle sensitivity over the wide range of muscle lengths that occur during normal voluntary contractions. In general, the sensitivity is kept quite low to prevent errors in signaling to the muscles. If the sensitivity is too high, corrections occur as the muscle overshoots the expected endpoint. If too low, the muscle “lags behind” the pace of the expected movement. Therefore the sensitivity of the muscle spindle afferents plays a key role in regulating the responsiveness of the muscles based on the planned voluntary movements (Pearson & Gordon, 2000b). These proprioceptive afferent fibers, along with all of the other sensory afferents, help modulate most of the motor actions of the muscles.

Interneurons and Spinal Reflexes

Spinal interneurons, the small excitatory and inhibitory connections within the spinal cord, are the building blocks of all spinal reflexes. The spinal reflexes act to coordinate most actions of groups of muscles, typically across joints, and most spinal reflexes are polysynaptic, which allows modifications of these connections. Most of the spinal reflexes are relatively simple neural circuits. These circuits also are used by descending influences (pathways) to generate and modify more complex motor actions. The actions of the interneurons are restricted to the spinal cord. The types of connections they control are numerous and include divergence of sensory afferents in the dorsal horn, convergence of multiple inputs onto the motor neurons and other interneurons, direct gating of neural circuits (such as the pain pathways; see Chapter 11), indirect gating through presynaptic facilitation and inhibition, activation of reverberating (repeating) circuits, and control of rhythmic pattern generators responsible for complicated motor tasks such as walking (see Figs. 9-26 and 9-27). Most spinal interneurons are mutually inhibitory, meaning that they inhibit one another so that no one circuit becomes dominant in the spinal cord (Floeter, 1999). The inhibitory interneurons coordinate muscle actions around a joint so that agonists, synergists, and antagonists act together as a myotatic unit. The myotatic unit regulates the stiffness of the entire joint (Pearson & Gordon, 2000b). The myotatic or muscle stretch reflex is a useful clinical and physiologic tool to understand how the spinal reflexes are controlled by interneurons. The Ia inhibitory interneuron is used to control this reflex.

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FIG. 9-26 Reflex circuitry in the spinal cord. Inhibitory interneurons that control voluntary and reflexive movements in the ventral horn of the spinal cord. A, The Ia afferent fiber from the spindle enters the dorsal horn and makes direct synaptic connection with an alpha motor neuron that directly innervates that muscle. The Ia afferent also makes a direct synaptic connection with a Ia inhibitory interneuron that inhibits the alpha motor neuron innervating the antagonist. This inhibition allows unopposed movement of the agonist and is called reciprocal inhibition. B, The Renshaw cell is another type of inhibitory interneuron that is stimulated directly from higher cortical areas and/or by a collateral branch of an alpha motor neuron. When stimulated, the Renshaw cell inhibits the agonist (and synergistic) motor neuron pool, thus shortening or reducing the motor neuron’s response. In addition, the Renshaw cell simultaneously inhibits the Ia inhibitory interneuron of the antagonist group, thus disinhibiting (releasing) the antagonist muscle group and initiating cocontraction. Cocontraction serves to stabilize the joint during strenuous activity. C, The Ib inhibitory interneuron is activated polysynaptically by the Ib afferent (GTO), joint receptors, cutaneous receptors, and by descending pathways. The Ib inhibitory interneuron serves to inhibit the motor neuron(s) to the homonymous muscle. It also allows disinhibition of the antagonistic motor neuron pool. The inhibition of the agonist motor neuron pool and indirect stimulation of the antagonist pool allow the affected joint to be released from the tension affecting it. (∆, Excitatory; ▲, inhibitory.)

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FIG. 9-27 Spinal interneurons, control pathways, and a model of the central pattern generator (CPG) for locomotion. A, Afferent input and the connections related to the ventral horn are shown on the right, and include general sensory input (Aβ fibers, green), GTOs (Ib, black), dynamic spindle afferents (Ia, extensor [red], flexor [blue]), and pain receptors (Aδ and C fibers, orange). Most of these afferents have polysynaptic input to the ventral horn. The Ia fibers have monosynaptic input to the agonist motor neuron and the Ia inhibitory interneuron to the antagonist motor neuron. Intrinsic interneurons related to motor output are shown on the left, and include V0 interneurons projecting contralaterally to influence left-right activity; V1 interneurons (including Renshaw and IaI) projecting ipsilaterally to influence motor neurons directly; V2 interneurons projecting ipsilaterally to influence CPG speed, amplitude, and rhythm; and V3 interneurons projecting both ipsi- and contralaterally to modulate the regularity of the rhythm from the CPG. Most interneurons in the cord are mutually inhibitory. See text for a more detailed explanation. B, Schematic of CPG model by Rybak and McCrea (2006). This three-layer model consists of a rhythm generating layer of extensor (RG-E) and flexor (RG-F) interneurons. Both populations have recurrent excitatory connections, and receive mutually inhibitory input (Inrg cells). The output of the rhythm generator layer projects to a pattern formation layer (PF-E and PF-F), which acts through mutually inhibitory connections (Inpf cells) to sculpt the pattern, which is then output to the alpha motor neurons (Mn-E and Mn-F). The final output of the motor neurons is modulated by Ia inhibitory interneurons (Ia-E and Ia-F) and Renshaw cells (R-E and R-F). Sensory afferents are incorporated into the CPG polysynaptically via interneurons primarily at the rhythm generator (Irg cells) and pattern formation (Ipf cells) areas, and include general cutaneous afferents (type II, Cut), GTOs (Ib), and dynamic spindle afferents (Ia), which also have direct synapses onto the motor neurons and Ia inhibitory interneurons. ALS, Anterolateral system; DC, dorsal column; IaI, Ia inhibitory interneuron; L, Lissauer’s tract; MLR, mesencephalic locomotor region; RC, Renshaw cell; spheres, interneurons; diamonds, motor neurons; →, excitatory;, inhibitory; ∗, CPG kernel. (Reprinted with permission from McCrea & Rybak, 2008.)

The central connections involved in a stretch reflex are relatively simple and well-known. A tendon is tapped, which stretches the intrafusal and extrafusal muscle fibers. The dynamic component of the spindle activates the Ia afferent fibers, which make a direct connection onto the alpha motor neurons that innervate that same muscle. The alpha motor neuron fires, causing that same muscle to contract to “reset” the muscle back to its original position. The spindle afferent often has monosynaptic connections with alpha motor neurons innervating synergistic muscles as well. In addition to the direct connection to the alpha motor neuron (agonist) and synergistic muscles, the spindle afferent also makes direct connections with inhibitory interneurons (Ia inhibitory interneurons) that inhibit the alpha motor neurons of the antagonistic or opposing muscle group (Fig. 9-26, A). This allows the agonist group to contract more freely (with less resistance). Stimulation of the agonist while simultaneously inhibiting the antagonist via the Ia inhibitory interneuron is called reciprocal innervation or reciprocal inhibition. This type of contraction is used also by the CNS for voluntary movements whenever it can accurately gauge the load opposing the movement, such as during isotonic contractions (change in muscle position without change in force or tension) (Fig. 9-28, A). The Ia inhibitory interneuron also receives descending information from the cortex for voluntary movements (corticospinal tract), the brain stem (vestibulospinal and rubrospinal tracts), and cerebellar efferents (i.e., fibers that influence descending neurons), as well as information from other spinal interneurons (Renshaw, Ia inhibitory interneurons) (Floeter, 1999) and extensive connections within the spinal central pattern generators (CPGs) (McCrea & Rybak, 2008).

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FIG. 9-28 Mechanisms of muscle contraction. Movement around a joint employs one of two strategies: reciprocal innervation or cocontraction. A, During reciprocal innervation, the motor neurons to the agonist group (flexor) are stimulated, while the motor neurons to the antagonist group (extensor) are inhibited. This results in contraction of the flexor and relaxation of the extensor, and the joint flexes. This form of movement is extremely efficient as long as the loads placed on the muscle groups are known precisely. B, During cocontraction, the motor neurons to both agonist and antagonist groups are stimulated simultaneously. Whichever group receives the greater amount of stimulation (in this case the flexor group) is the direction in which the joint will move. The overall effect is an increase in joint stiffness and stability, and allows the nervous system to control both the angle and the overall stiffness of the joint independently. (Modified from Gordon J & Ghez C. [1991]. Muscle receptors and spinal reflexes: the stretch reflex. In ER Kandel, JH Schwartz, & TM Jessell [Eds.]. Principles of neural science [3rd ed.]. New York: Appleton & Lange.)

The Renshaw cell is a second type of inhibitory interneuron found prominently in the spinal cord. The Renshaw cell is excited primarily by collateral branches from alpha motor neurons in the ventral horn. They function to inhibit the alpha motor neuron that activated the Renshaw cell, as well as other neighboring motor neurons in the motor pool (Fig. 9-26, B; Fig. 9-27). This type of inhibition is termed recurrent or feedback inhibition, and tends to decrease or limit the output of the myotatic unit. In addition, the Renshaw cells also inhibit the Ia inhibitory interneuron, which normally inhibits the antagonistic muscle group. By decreasing or removing the inhibition (also termed disinhibition) of the opposing muscle group, the Renshaw cell allows all the muscles around a joint to be activated simultaneously. This concurrent activation of both agonists and antagonists is termed cocontraction, and acts to stabilize the firing rate and counteract large transient changes in joint position during movement (Fig. 9-28, B). The Renshaw cells also receive significant descending input (Davidoff & Hackman, 1991; Floeter, 1999), which modulates the excitability of the Renshaw cells and adjusts the myotatic unit as a whole around a joint. The strength of the recurrent inhibition is quite variable, and is constantly being modulated by the CPG and other interneurons in the spinal cord (Floeter, 1999). These connections are important in ongoing postural adjustments, minor changes in muscle length (Brooks, 1986), and cases in which the precise value of the load affecting the motor pool is unknown or unpredictable.

The Ib inhibitory interneuron is a third type of inhibitory interneuron affecting the motor neurons in the ventral horn. The Ib inhibitory interneurons receive input from GTOs, joint receptors, pain receptors, and general somatic afferents from around the joint affected by the motor neuron pool. All of these afferent fibers converge either directly (monosynaptic) or indirectly (polysynaptic) onto the Ib inhibitory interneuron. The Ib interneuron has a powerful inhibitory connection to the agonist and synergistic muscles of the pool (Fig. 9-26, C; Fig. 9-27). This connection often is called the inverse myotatic reflex, although it is not clinically testable because of the polysynaptic nature of the connections involved. A similar function of this reflex can be observed in the crossed-cord reflex called Phillipson’s reflex, where flexion of one limb causes extrusion of the contralateral limb. In addition to the numerous somatic connections, the Ib inhibitory interneuron also receives significant connections from higher centers (Jami, 1992; Floeters, 1999), the CPG, and other local interneurons. The significant number of convergent connections onto the Ib inhibitory interneuron represents a spinal mechanism that acts to mediate control of movements when integration of different sensory modalities is important, as in guiding limb and hand movements during exploration, allowing precise adjustments of muscle tension once an object is encountered, and preventing damage to the joint during strenuous activity by limiting or terminating agonist activity during maximum contraction.

Using genetic techniques, Jessell and colleagues identified six clusters of distinct interneurons that contribute to the formation of spinal circuitry directly related to CPG function and motoneuronal output (Jessell & Sanes, 2000; Whelan, 2010) (Fig. 9-27, A). The V0D interneurons are GABAergic/glycinergic cells that project across the ventral commissure and ascend two to four levels before presumably synapsing onto Renshaw cells, Ia inhibitory interneurons, and alpha and gamma motoneurons (Lanuza et al., 2004), where they are thought to contribute to the control of left-right alternating activity. The V0V subgroup are glutamatergic (Goulding, 2009) and do not appear to be directly related to locomotor coordination (Lanuza et al., 2004). The V1 class of interneurons are restricted to lamina VII ipsilaterally and are predominantly inhibitory onto the CPG (Sapir et al., 2004; Alvarez et al., 2005), where they appear to control the timing of the rhythm (Goulding, 2009). Renshaw cells and Ia inhibitory interneurons form part of the V1 group. The V2 group of interneurons remain ipsilateral and descend several levels before synapsing. They are subdivided into excitatory (V2a) and inhibitory (V2b) classes (Peng et al., 2007; Al-Mosawie et al., 2007; Lundfald et al., 2007). The V2a interneurons have diverse effects on CPG output, including left-right coupling and speed, amplitude, and regularity of rhythm (Crone et al., 2008, 2009; Whelan, 2010). The V2b interneurons may contribute to the control of reciprocal inhibition between flexors and extensors (Goulding, 2009). The V3 group of interneurons are a mixed class that project both ipsi- and contralaterally (Zhang et al., 2008) and appear to contribute primarily to regularity of rhythm, but not to left-right coordination (Zhang et al., 2008; Whelan, 2010). Finally, a dorsal group of inhibitory interneurons, classified as the dI6 population, have also been identified (Muller et al., 2002). This dorsal group project contralaterally and are thought to control the pattern of locomotion (Goulding, 2009). The central pattern generator (CPG) for many movements is regulated by these and countless other interneurons, including polysynaptic connections from most sensory afferents.

Preprogrammed Movements

Groups of interneurons function together to build most of the preprogrammed or stereotyped movements used in everyday activities. One such circuit is the flexion withdrawal reflex. This reflex is triggered by noxious (damaging) stimuli, and consists of contralateral extension followed by ipsilateral flexion of muscle groups in an attempt to relieve or reduce the noxious stimulus. It involves coordinated contractions of multiple joints using reciprocal innervation and the opposite response in the opposing limb (crossed extension reflex), which provides postural support (typically extension) during withdrawal (typically flexion) of the affected limb. This seemingly simple function actually requires the use of countless excitatory and inhibitory interneurons in the spinal cord to control the timing and regulate the magnitude of the reflexive response. The amplitude and speed of the reflex are determined by the amplitude and location of the sensory input. The flexion withdrawal reflex also is involved in coordinating some voluntary movements. This is accomplished by descending control. The descending control sends collateral connections to spinal interneurons known as flexor reflex afferents.

Highly stereotyped movements such as those just described involve many interneurons, and, like most reflexes, are dependent on stimulus intensity (Pearson & Gordon, 2000b). Cutaneous stimuli elicit complex protective and postural functions. Contraction of specific muscle groups in response to a stimulus at a precise location on the body is termed a “local sign.” Most cutaneous stimuli have a subthreshold effect on motor neuron excitability, and the effects are spatially specific and reciprocal. The type of response elicited depends on the type of stimulus perceived. For example, a stimulus applied to the base of the foot can trigger different circuits and responses based on the strength and pattern of the afferent input into the spinal cord. Stroking the bottom of the foot with a blunt object simulates “slipping” of the foot and elicits plantar flexion, as the toes attempt to “grip” the ground. Light pressure applied to the entire plantar surface of the foot elicits the extensor thrust response (postural adjustment), which allows us to stand. Painful stimuli to the bottom of the foot activate the flexion withdrawal response, which acts to remove the foot from the painful stimulus. Most primary sensory afferent connections and all central connections involve polysynaptic pathways, and modification occurs at local spinal cord connections only. To prevent the various sensory afferents and descending modulatory connections from simultaneously activating multiple or conflicting responses, most pathways are mutually inhibitory. Only one pathway is active at a time, and all other pathways are inhibited or prevented from responding when one circuit is active. In this fashion, the CNS can control most movements and reflexes via differential activation of selected, prewired circuits at the level of the spinal cord.

Muscle Tone and Postural Control Mechanisms

Muscle Tone

Muscle tone is the resistance of a muscle to active or passive stretch, or the overall stiffness of the muscle. Skeletal muscle has an intrinsic resistance to stretch resulting from the elastic properties of the tendons, connective tissue, and the muscle tissue itself. Therefore muscle behaves much like a spring. Reflexes also function to counteract the active or passive stretch of the muscle tissue via the monosynaptic connections from the spindles to the alpha motor neurons, and work with the elastic components of muscle to resist stretch. Normal muscle tone serves three important functions. First, it assists in maintaining posture, or the resistance of the muscle to the forces of gravity. Muscle tone helps to ensure that the center of gravity is aligned over the base of support. Second, because of a muscle’s inherent ability to act as a spring, it can store energy and release it at a later time. This is particularly important for movements such as walking. When a leg pushes off, some of the stored energy is released and helps propel the leg and body forward, thereby assisting the muscles that normally pull the leg forward. Lastly, because muscles act like springs, they help dampen jerky movements and allow for more “fluidlike” movements of most muscles (Ghez, 1991).

Control of muscle tone is achieved largely through feedback mechanisms. Negative feedback helps to counteract deviations from the desired muscle position. Overall muscle length is chosen by the CNS and regulated by descending connections to the motor neuron pool in the spinal cord. Deviations in the intended position are detected by the muscle spindles and relayed back to the motor neuron pool. Increases in the length of the muscle result in an increased output from the muscle spindle and increased stimulation of the motor neuron pool, which result in an increase in the force of contraction of that muscle to counteract the increase in length. Decreases in muscle length have the opposite effect. Therefore the stretch reflex functions continuously to keep the muscle position as close as possible to the length chosen by the CNS. Two crucial elements of the feedback system are the gain of the system and the loop delay (Gordon & Ghez, 1991). Gain of the system is largely determined by the fusimotor set discussed earlier, and relates to the overall sensitivity of the muscle spindles. The higher the gain (greater sensitivity of spindles), the larger is the reflexive force of contraction by a muscle to counteract a given change in length. Gain can be adjusted by the overall level of fusimotor (intrafusal) activity, by presynaptic modulation of excitatory and inhibitory interneurons (activated by various forms of sensory input), and by direct connections to the motor neuron pool by descending input. The loop delay is the time between the detection of a disturbance or error and the actual compensatory response by the muscle to counteract that error. The loop delay is a sum of the conduction times from the sensory afferents, the motor neurons leading back to the muscle, and the mechanical response from the muscle. The loop delay usually is insignificant when movements are slow. During rapid or extremely precise movements, the loop delay can play a significant role in accurately regulating movement around a joint. Muscle tone also plays a substantial role in most postural control mechanisms.

Postural Control Mechanisms

Posture represents the overall position of the body and limbs relative to one another and their orientation in space. Adjustments to posture should be integrated with voluntary movements to keep the head and body aligned and to “prepare” the body for specific types of voluntary movements. There are three fundamental functions of adjustments to body posture. The first is to support the head and body against gravity and other external forces. The second is to maintain center of body mass aligned and balanced over the base of support. The third is to stabilize the supporting parts of the body while others are being moved. These three functions are achieved by two principal mechanisms: anticipatory feed-forward mechanisms and compensatory feedback mechanisms. Anticipatory feed-forward mechanisms help to predict disturbances by activating preprogrammed (prewired) responses. These responses are modified by experience and their effectiveness improves with practice. These postural adjustments generally occur before voluntary movements are activated. Compensatory feedback mechanisms occur after loss of balance (increased body sway). These responses are automatic and extremely rapid (reflexive in nature), are scalable (size of response depends on size of stimulus), and use stereotyped spatiotemporal organization (muscles closest to loss of balance are activated first) to achieve stable posture. These responses also are continuously refined by experience. Sensory input from visceral, cutaneous, and proprioceptive receptors triggers anticipatory or compensatory responses that typically are automatic, and maintain posture without one’s awareness. Postural control is monitored by three primary neural systems: the proprioceptive system (spindles, GTOs, joint receptors, and general sensory afferents); the vestibular system (both static and dynamic components located in the inner ear); and the visual system. Visual, vestibular, or proprioceptive information alone is not sufficient to trigger an adjustment to posture; there must be a combination of these stimuli to elicit an adjustment (Nashner, 1976). Responses that stabilize posture become facilitated (enhanced) with repeated trials, whereas responses that destabilize posture become adapted (weakened). Responses to sway are shaped by experience and continually adjusted to maintain balance. Most postural adjustments that occur to maintain equilibrium and stabilize the body are activated before the voluntary movements that may destabilize the body are initiated. Postural set is the preparatory state when a specific postural response is selected in advance of a stimulus so the adjustment is executed automatically either before or along with a voluntary movement (Ghez, 1991). Descending influences generated by postural set generally act via spinal interneurons to gate (control) and modulate overall tone and posture at the level of the spinal cord.

Locomotion and Voluntary Movements

Locomotion

Locomotion is a rhythmic behavior that functions to move an animal through space, and is relatively automatic. Most locomotor movements, such as walking or the scratch reflex in dogs, are controlled by groups of spinal interneurons, and these responses can outlast the initiating stimulus (Sherrington, 1947). The spinal interneurons controlling locomotion form complex circuits consisting of excitatory and inhibitory interneurons, and alpha and gamma motor neurons, which can be modulated or modified by higher CNS centers by means of descending pathways. These complicated circuits form the basis of the “rhythmic pattern generators” found in the spinal cord. Spinal animals (experimental animals having a transection of the spinal cord above C2) are actually capable of “walking” (rhythmic stepping), because of the activation of the still intact rhythmic pattern generators found within the spinal cord (Brown, 1911; Grillner & Wallen, 1985). The overall pattern consists of an alternation between contractions of the flexor and extensor muscle groups. The alternating pattern is controlled by a unique combination of excitatory and inhibitory interneurons. These interneurons act synergistically to ensure that only one group of motor neurons (flexors or extensors) is activated at a time in a given limb, and also ensure that the opposing muscle groups are activated in the opposite limb. Walking consists of two distinct phases: the swing phase (foot off of the ground and flexing forward) and the stance phase (foot planted, extended, and bearing weight). The movements controlled by these circuits are timed differentially, and a spatially distributed synergy of muscular contractions exists. These elegantly timed series of muscular contractions are controlled almost exclusively by the interneurons and motor neurons that form the rhythmic pattern generators (Engberg & Lundberg, 1969; Calancie et al., 1994; Belanger et al., 1996; Pearson & Gordon, 2000a). In fact, there are separate pattern generators for each limb (Grillner & Wallen, 1985). The separate pattern generators are interconnected by other local interneurons, and both pattern generators send general information to the postural control systems of the spinal cord via long and short propriospinal interneurons.

Most automatic or patterned movements are also controlled by the spinal cord via central pattern generators. Although the cortex may be responsible for initiating and terminating these rhythmic or patterned movements, the ultimate control mechanisms (circuitry) for these movements take place in the spinal cord. Two theories of CPG function currently exist. The first is the unit oscillator hypothesis (Grillner, 1981), also known as a single-level CPG (McCrea & Rybak, 2008). Although this theory adequately explains basic rhythmic oscillations, it cannot account for non-resetting deletions (spontaneous loss of motor output which does not alter the overall rhythm) or the effects of sensory stimulation that alter phase duration but not the cycle period (McCrea & Rybak, 2008). A two-level CPG (the second theory) can accomplish this, and is illustrated in Figure 9-27, B (Rybak et al., 2006; McCrea & Rybak, 2008). In this model, the CPG contains a rhythm generator with a homogeneous population of both flexor (RG-F) and extensor (RG-E) excitatory interneurons with mutual excitatory interconnections. Reciprocal inhibition between the RG half-centers is mediated by inhibitory interneurons (Inrg-F and Inrg-E). The pattern formation network is similarly organized (PF-F, PF-E, Inrf-F, Inrf-E), but has a lower capacity for rhythmogenesis due to strong inhibitory input from the RG inhibitory interneurons (Inrg-F and Inrg-E, respectively) (Rybak et al., 2006). The pattern formation centers project directly to the motoneurons (alpha and gamma) responsible for flexion (Mn-F) and extension (Mn-E), and the Ia inhibitory interneurons (Ia-F and Ia-E) that provide reciprocal inhibition to the antagonist motoneurons. Output from the motoneurons also stimulates the Renshaw cells (R-F and R-E), which are mutually inhibitory and serve to inhibit the antagonist Ia inhibitory interneurons. An important feature of this model is the ability to differentially regulate locomotor speed at the RG level, and motoneuron activity (amplitude) at the PF level (McCrea & Rybak, 2008). This model can also accommodate most sensory input, including direct activation of motoneurons by Ia spindle afferents, and the polysynaptic input of GTOs (Ib), general somatic afferents, and pain fibers (Cut). In the case of a rhythmic movement, such as walking, the drive (stimulus) for the CPG can originate in the mesencephalic locomotor region (MLR). In addition, during the movements, sensory feedback, particularly from muscle spindles (type Ia directly, type II indirectly), will be influenced by increased gain from changes in fusimotor set (Severin, Orlovsky, & Shik, 1967), thereby resulting in increased responsiveness in the CPG. Thus a relatively simple control signal from the brain stem (mesencephalic locomotor region), modulated in intensity only, can activate locomotion and facilitate changes in speed. However, the pattern itself is controlled by circuits found in the spinal cord. For other movements, the corticospinal tract is the most likely source of input.

Normal locomotion requires multiple levels of neural control to support the body against gravity, maintain normal balance during ongoing movements, and propel it forward. These movements are coordinated by spinal circuits that are influenced by both sensory afferent information and descending control systems, such as the corticospinal, reticulospinal, vestibulospinal, and rubrospinal pathways.

Voluntary Movements

Although a spinal animal can reflexively “walk” (produce rhythmic, alternating movements of the limbs) if supported on a treadmill, it is not capable of balance or goal-directed voluntary movements. These purposeful movements require that an intact motor cortex, basal ganglia, cerebellum, and vestibular system be connected to the spinal cord to initiate the purposeful movements and modulate them. Most daily movements are voluntary in nature, and require that all levels of the CNS, from cerebral cortex to spinal cord, be intact.

There are several key differences between reflexive and voluntary movements. First, with voluntary movements, motor systems can use different strategies in different situations to achieve the same result, a concept termed motor equivalence (Krakauer & Ghez, 2000). Second, the effectiveness of voluntary movements improves with experience and learning; precision increases while variability decreases. Finally, external stimuli need not be present to initiate a voluntary movement. The voluntary system can dissociate the content of the movement (what and how) from the initiation of the movement (when).

Several events must take place before a voluntary movement can be performed. First, there must be identification of an action that is to be performed. Second, a plan of action must be formulated in the cerebral cortex. After these two initial steps have been performed, there must finally be a “GO” signal that results in execution of the planned response. These three steps (identification, planning, and execution) are controlled by distinct regions of the cerebral cortex: the posterior parietal cortex, premotor regions of the frontal cortex (supplementary motor cortex and premotor cortex), and primary motor cortex, respectively. Each of these cortical areas, which controls a different aspect of the overall voluntary movement, is discussed next. In addition, other subcortical areas also can influence motor activity. These include the thalamus, cerebellum, and basal ganglia, but their scope of influence is not discussed here.

The posterior parietal cortex is essentially a sensory integration area that helps develop the plan of action and may contribute to the identification of the task to be performed. This region is critical for integrating visual information on targeted movements and helps to focus attention on salient stimuli. The posterior parietal cortex has a strong motivational component and strong hemispheric specialization. It also receives input from the primary sensory cortex, sensory association areas, and the vestibular system and limbic (motivational) areas of the brain. It is also modulated by states of attention. This area provides the motor regions of the cortex with information about overall body position and sensory inputs and also reflects the subject’s intentions for a specific action.

The premotor areas of the frontal cortex receive strong projections from the posterior parietal cortex, and prepare the motor system for movement. Under optimal conditions, a person can respond (reflexively) to a stimulus in 120 to 150 ms, with proprioceptive responses being the quickest. However, voluntary tasks can take hundreds of milliseconds to initiate. The time it takes to plan or initiate a voluntary response increases linearly with the complexity of the task or number of choices involved. Premotor areas control these more complex actions and also control movements that require a specific sequence of activation for execution (Krakauer & Ghez, 2000). The supplementary motor area of the premotor cortex is important for programming sequences (e.g., orienting the body before executing voluntary movements) and coordinating bilateral movements (such as clapping). The supplementary motor area is also important for mentally rehearsing specific movements and tasks before execution, controlling proximal limb and axial muscles and the initial orientation of body and limbs to a target (coordinating posture and voluntary movement), and responding to instructions for execution of specific actions. Understanding of instructions or cues is normally independent of the time frame for actual execution or initiation of the planned response. Neurons from premotor areas do not control the fine detail of actions to be executed, but rather they are concerned primarily with the global aspects (overall sequence of action) of a motor task and the initiation of the execution command to the primary motor cortex.

Individual neurons in the primary motor cortex code for the force exerted by the muscle, not the direction of movement (Krakauer & Ghez, 2000). Distal muscles (fine control) are represented at more than one site in the primary motor cortex, but this is the only output by the cerebral cortex to these muscles. Small muscles in the hands and the muscles of facial expression do not have concomitant neurons in the other motor areas of the cerebral cortex. The axons of most neurons in the primary motor cortex diverge to influence several motor neuron pools in the spinal cord, with the greatest number of connections being associated with proximal (postural or axial) muscles. In addition, most neurons in the primary motor cortex typically are activated before actual muscle contraction, and they may contribute to the initiation of movement. Direction is encoded by stimulating populations of neurons in the primary motor cortex, rather than by stimulating a single neuron (Krakauer & Ghez, 2000). Individual neurons of this cortical region have a preferred direction or orientation (greatest output), and most respond over a wide range of directions, but with reduced output. Therefore groups of neurons determine the final direction of movement (population vector), whereas individual neurons code for the force or velocity exerted by a particular motor neuron pool in the spinal cord. Output of the primary motor cortex is variable, depending on the task and level of motivation. Input about limb position and speed of movement is updated continuously by means of direct connections from the primary sensory cortex, and indirectly from sensory afferents of the proprioceptive system by way of the thalamus, cerebellum, and basal ganglia. In this way, the primary motor cortex can adjust the output to motor neuron pools in the spinal cord to compensate for changes or disturbances in the planned movement, or to refine the voluntary movement.

By analyzing a relatively simple movement, such as throwing a ball, one can begin to understand how all of the afferent and efferent information being processed by the spinal cord and higher-order systems (e.g., brain stem nuclei, cerebellum, basal ganglia, and cerebral cortex) works together to complete this task (Fig. 9-29). First, the “idea” of throwing the ball has to be formulated somewhere in the cerebral cortex. This idea is relayed, along with all current proprioceptive information (originating primarily from the DC-ML pathways), to the premotor regions of the cortex, where a plan is developed, based on the body’s current position in space. The basal ganglia also aid the premotor regions in developing the appropriate timing and initiation of movements, because of its extensive input from virtually all areas of the cerebral cortex, including sensory, motor, and motivational (limbic) connections. The premotor and supplementary motor cortices then relay this plan for coordinated movements of the legs, arms, trunk, head, and neck to the primary motor cortex. The primary motor cortex encodes force, velocity, and direction to the appropriate motor neurons via the corticospinal pathways to the ventral horn of the appropriate spinal cord segments. In addition, a copy of the planned movements is relayed to the cerebellum by the descending corticospinal tract (termed corollary discharge) (see Fig. 9-29). In the spinal cord, pools of alpha and gamma motor neurons are stimulated by the descending corticospinal tract (primarily lateral corticospinal tract) and cause the appropriate muscles to begin to contract. In addition, the reticulospinal and vestibulospinal pathways relay information for postural adjustments to the spinal cord to compensate for any deviations associated with the ongoing voluntary movement. Since this is a voluntary movement presumably done many times before, the postural adjustments normally occur before the initiation of the voluntary movement to compensate for any possible loss of balance directly attributed by the voluntary movement. Compensation would have been assessed during previous movements, stored in the cerebellum, and recalled automatically by the premotor areas of the cortex from the cerebellum. Continuous assessment of these voluntary (throwing the ball) and involuntary (postural adjustments) movements is monitored by the muscle spindles, GTOs, and joint and skin receptors, and supplemented by visual information. The afferent fibers associated with these receptors, in addition to sending information back to the sensory and motor areas of the cortex via ascending tracts, also can modify the interneurons at the level of the spinal cord (Ia inhibitory interneurons, Renshaw cells, Ib inhibitory interneurons, and CPG interneurons) to ensure that the intended movement proceeds as planned. The primary afferent fibers also relay information to the long and short propriospinal neurons (interneurons) within the spinal cord. The short propriospinal interneurons assess and modify information across multiple joints in either the upper or the lower extremity, whereas the long propriospinal interneurons assess and modify postural (axial) muscles throughout the entire length of the vertebral column and spinal cord to maintain normal balance and posture during the movement. These propriospinal interneurons can directly and indirectly modify the output of the motor neuron pools to alter the ongoing movement. All ascending proprioceptive information traveling in the DC-ML on its way to the thalamus and cortex sends collaterals to the cerebellum (termed reafference) and reticular formation (see Fig. 9-29). The cerebellum acts as a comparator, comparing the planned movement (via corollary discharge) with the actual ongoing movements (via reafference). If the ongoing movements do not match the intended movement, the cerebellum can modify the output of the descending corticospinal pathways via axoaxonic connections and via interneurons at the level of the spinal cord, thus helping to guide the movement and correct the error (termed coordination). The cerebellum also can correct the error by sending a signal via the thalamus to the cerebral cortex to alter the plan. Further modification of these control pathways occurs by other afferents and spinal interneurons, such as pain pathways, which can alter or modify movements after injury or in response to acute pain. The other interneuronal circuits in the spinal cord, such as gating neurons, reverberating circuits, and rhythmic pattern generators, also can work to modify or control specific types of movements based on specific afferent patterns. Therefore ascending and descending tracts, along with extensive influence and modification by the spinal interneurons, work together to produce the movements that a person relies on for most daily activities (Fig. 9-30). Other seemingly simple movements, such as standing (from a seated position), function in much the same way. Although it may not seem like a complicated movement, standing (and sitting) requires much greater control of postural adjustments because of the extreme changes in body mass relative to the base of support. When seated, the base of support is the hips. When standing, the base of support must shift from the hips to the knees and ankles in a coordinated and specific pattern, or balance will be lost. The timing of movements must be specific and ordered, a function uniquely suited to the basal ganglia. The force requirements to overcome gravity and shift the base of support precisely are stored in the cerebellum. In patients with cerebellar or basal ganglia (BG) disorders, this may result in an inability to rise from a seated position without assistance (BG lesions), or errors in how easily the task is accomplished (cerebellar disorders). Voluntary movements of all types, therefore, rely heavily on supraspinal mechanisms and descending pathways to continuously update the spinal cord during these complicated movements.

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FIG. 9-29 Flowchart of motor system components. This flow diagram shows the extensive integration and levels of control associated with motor function. The motor system is organized both hierarchically and in parallel. All levels of the motor system receive sensory information concerning muscle and joint position via the thalamus (yellow). Motor areas of the cortex (tan) can influence motor neurons in the spinal cord (green) directly and indirectly via the brain stem. The motor system is also influenced by two independent subcortical systems: the basal ganglia (blue) and the cerebellum (purple). The basal ganglia influence only motor planning, whereas the cerebellum influences both planning (cerebrocerebellum) and execution (spinocerebellum) of movements. Both the basal ganglia and the cerebellum act on the cortex via the thalamus.

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FIG. 9-30 Control of voluntary movements. The control of voluntary movements requires the integration of many different synaptic inputs at the level of the alpha motor neurons in the ventral horn of the spinal cord. By combining information from both ascending (sensory afferent information) and descending tracts (corticospinal, rubrospinal), along with extensive influence and modification by the spinal interneurons and reflex pathways “hardwired” at the level of the spinal cord, a multitude of responses can be generated that work together to produce the movements that we rely on for most of the daily activities we perform. Once a particular pathway is initiated, other competing pathways are mutually inhibited by the spinal interneurons, which results in only one set of instructions being sent to the alpha motor neurons at any one point in time to control movement. This allows the motor neurons to function as a single “myotatic unit” to produce the desired movement.

Clinical Applications

Neuroanatomy is the foundation on which clinical neurology is based. A clinician makes a neurologic assessment of a patient with back and extremity pain based on his or her knowledge of spinal cord anatomy and the results of the neurologic examination. The examination typically includes testing motor functions influenced by the descending tracts and sensory functions conveyed primarily by the spinothalamic tract and DC-ML system. The derivation of an anatomic diagnosis of a disorder affecting the nervous system is essential to the development of an accurate pathologic or etiologic diagnosis (Adams & Victor, 1989). The purpose of this section is to highlight the application of neuroanatomy to the localization of pathologic conditions causing signs and symptoms in particular patients. Clinical neurology is a subject unto itself; therefore the following paragraphs are intended to exemplify briefly the clinical application of only portions of the material discussed in this chapter.

Damage to areas of the body resulting in loss or alteration of function is called a lesion. Lesions of the spinal cord can occur in many ways. One means is by trauma. Spinal cord trauma occurs in approximately 12,000 individuals per year in the United States (Foundation for Spinal Cord Injury Prevention, Care, and Cure, 2009). The most common cause is automobile accidents, followed by falls, gunshot wounds, and recreational activities such as diving accidents. Direct injury to the cord (e.g., by knife or bullet), compression by vertebral fragments, compression secondary to hemorrhage and coagulation, damage to vessels, or stretching of the cord can be caused by trauma. Regions most often affected are the cervical and thoracolumbar junction, followed by the thoracic and lumbar segments (Meyer et al., 1991).

Other nontraumatic examples that can cause lesions are vascular insufficiency, tumor, infections, demyelinating diseases (e.g., multiple sclerosis), or degenerative diseases (e.g., amyotrophic lateral sclerosis, Friedreich’s ataxia). Patients with lesions of the spinal cord or related nerves may have strictly motor deficits, strictly sensory deficits, or a combination of the two. Disorders also may be either acute or chronic. In the following section the examples are presented in a fairly “cut and dried” manner. However, in a clinician’s office a lesion may not always present as a “textbook” case.

Motor Assessment

Lower Motor Neurons

This section discusses the motor aspect of lesions, that is, lesions affecting descending tracts and the somatic motor neurons of the CNS. Two types of motor neurons are referred to clinically. One type is called the lower motor neuron (LMN) and includes the alpha and gamma motor neurons. As noted in the section on gray matter, the cell bodies of LMNs reside in lamina IX of the cord’s ventral horn. Because of their location, LMNs also are called anterior horn cells. Their axons leave the cord in the ventral root, enter a spinal nerve, and continue in peripheral nerves to skeletal muscles. In general, LMNs can be defined as the only neurons that innervate skeletal muscle and are thus the final common pathway to the muscle. Without intact LMNs and intact neurons influencing them, the skeletal muscle cannot work properly, or even at all. These neurons are found in spinal nerves originating from the spinal cord and also in those cranial nerves emerging from the brain stem that innervate skeletal muscles located in the head region. Notice that LMNs are found in both the CNS (i.e., cell bodies in the ventral horn of the cord or motor nuclei of the brain stem) and the PNS (i.e., axons in peripheral nerves). Therefore a lesion of an LMN can occur anywhere along the entire neuron: at the level of the CNS and its cell body and more distally in the PNS, affecting the axon. Lesions of LMNs produce various signs and symptoms based on the fact that the LMN is responsible for the contraction of muscle. Because of its developmental origin, a skeletal muscle becomes innervated by more than one cord segment, and any one cord segment can innervate more than one muscle. Therefore to completely eliminate a muscle’s innervation at the CNS level, a lesion must encompass all cord segments involved in the innervation of that muscle. However, a lesion of only one peripheral nerve distal to the brachial or lumbosacral plexuses may be all that is necessary to eliminate the innervation of a muscle of the extremities.

A lesion of LMNs produces characteristic signs, including the following:

• Muscle weakness.

• Absent or diminished muscle tone. Tone is the amount of a muscle’s resistance to stretch and is tested by passively flexing or extending a patient’s joint. In LMN lesions there is a decreased resistance to passive movement called flaccid paralysis.

• Spontaneous contraction of muscle fascicles (fasciculations). This is caused by spontaneous discharging of the dying motor neurons with activation of motor units, and is visible as muscle twitching under the skin (spontaneous contractions of muscle fibers also occur but are evident only through electromyographic [EMG] recordings). The contractions peak approximately 2 or 3 weeks after denervation (Noback, Strominger, & Demarest, 1991).

• Severe neurogenic atrophy caused by denervation of the muscle and a subsequent loss of trophic (nourishing) factors normally produced by the motor neuron.

• Absent or decreased myotatic (stretch or deep tendon) reflexes (areflexia or hyporeflexia, respectively). The severity of this finding depends on the number of LMNs that remain intact to an individual muscle. One means of testing the health of a skeletal muscle, its sensory and motor fibers, and the general excitability of the CNS at a segmental level is through the muscle stretch reflex. Tapping a tendon elicits a stretch reflex that may be nonexistent, diminished, normal, or exaggerated. If an LMN lesion involves the nerve fibers innervating the muscle being tested, the reflex response of that particular muscle is nonexistent (areflexic) or diminished depending on how much of the muscle’s innervation (by LMNs) is affected. For example, a lesion of an entire peripheral nerve or all the cord segments and roots forming that peripheral nerve results in areflexia, whereas a lesion of just some of the cord segments and roots results in hyporeflexia.

Upper Motor Neurons

The other type of motor neuron is the upper motor neuron (UMN). UMNs are clinically called neurons that influence LMNs. Often UMNs are considered to be the descending corticospinal fibers. In the context of this chapter, UMNs also include the vestibulospinal, rubrospinal, and reticulospinal tracts. Because UMNs are descending tracts, it is apparent that UMNs, unlike LMNs, remain in the CNS and extend from the location of their cell bodies to the termination of their axons. Therefore they are located in the cerebral cortex, internal capsule, brain stem, and white matter of the spinal cord.

Lesions of the spinal cord probably interrupt a number of descending tracts (UMNs) and produce characteristic signs that are evident after the acute effects have dissipated. These include the following:

• Muscle weakness.

• Slow disuse atrophy.

• Diminished or absent superficial (cutaneous) reflexes. These reflexes are elicited by applying an uncomfortable stimulus to the skin. An example of this type of reflex is the abdominal reflex. Stroking lateral to medial in a diamond-shaped pattern around the umbilicus normally causes the umbilicus to move toward the stimulus. This is mediated by the T8 to T12 nerves to the abdominal musculature. Another superficial reflex is the cremasteric reflex, which is tested by stroking the inner thigh. This results in elevation of the ipsilateral testicle and is mediated by the L1 and L2 nerves. This reflex is elicited best in infants. A third reflex is the plantar reflex. Stroking the lateral sole of the foot and under the toes produces a curling under of the toes and is mediated by the S1 and S2 nerves. These reflexes are under the influence of the corticospinal tract, which provides a tonic excitatory influence on segmental interneurons.

• Pathologic reflex. The most common pathologic reflex is the Babinski sign (extensor toe sign), which is a withdrawal response normally suppressed by the CST. Although any part of the leg can be stimulated producing “Babinski-like responses” (e.g., Chaddock’s sign, Gordon’s sign), the best technique is to stimulate the lateral sole of the foot and continue under the toes, which produces dorsiflexion of the big toe, with or without fanning of the other digits if the Babinski sign is present. Kumar and Ramasubramanian (2000) state that interpretation of a pathologic Babinski sign may be based on the following criteria:

a. Upward movement of the great toe is pathologic only if caused by contraction of the extensor hallucis longus (EHL) muscle.

b. Contraction of the EHL muscle is pathologic only if it is occurring synchronously with reflex activity in other flexor muscles (e.g., those of the toes).

c. A Babinski sign does not necessarily imply that the concurrent activity of the other flexor muscles should be brisk and vice versa.

d. The true Babinski sign is reproducible, unlike withdrawal of the toes.

• Spasticity. Spasticity is characterized by an increase in resistance to rapid muscle stretch (hypertonia) that is especially evident in the antigravity muscles (i.e., upper extremity flexors and lower extremity extensors in humans). The resistance suddenly disappears during passive movement of an extremity. This action is similar to the opening of a pocket knife and is called the “clasp-knife” phenomenon. It is speculated that afferents from the GTOs (proprioceptors located in muscle tendons) are stimulated, causing inhibition and release of the muscle.

• Hyperreflexia. In addition to hypertonia, myotatic (stretch) reflexes are exaggerated (hyperreflexia). Lesioning UMNs eliminates descending excitatory input to inhibitory interneurons that synapse on LMNs. These inhibitory interneurons include Ia and Ib inhibitory interneurons, as well as presynaptic axoaxonic inhibitory interneurons (Benarroch et al., 1999). However, the components of the stretch reflex (Ia afferents and alpha motor neurons) and gamma motor neurons still are intact. This allows the gamma motor neurons to discharge at a higher rate. Although overactive gamma motor neurons may be involved in causing this phenomenon, changes in background activity of alpha motor neurons and interneurons have been implicated as important factors in the pathophysiology as well (Pearson & Gordon, 2000b). The spasticity produced by UMN lesions is caused by lesions in descending tracts, such as the reticulospinal tract (Bucy, Keplinger, & Siqueira, 1964; deGroot & Chusid, 1988; Snell, 2001; Nolte, 2002), rather than the corticospinal fibers. In addition, lesions of the cortical fibers projecting to the reticular formation (e.g., within the internal capsule) can cause dysfunction of the reticulospinal tract (Lance, 1980; deGroot & Chusid, 1988; Snell, 2001; Nolte, 2002).

The lack of involvement of the CST in producing spasticity is supported by experimental evidence. Selective lesions placed in the medullary pyramids of monkeys resulted in weakness of distal musculature and impairment of skilled movements of the hands but did not result in spasticity (Kuypers, 1981; Nolte, 2002; Standring et al., 2008; Kiernan, 2009). However, isolated case studies report that lesions in the pyramidal tract of humans cause increased tone. This may be because the lesions included reticulospinal fibers that lie close to the pyramidal fibers (Lance, 1980; Paulson, Yates, & Paltan-Ortiz, 1986).

• Clonus. This is another abnormal muscle activity sometimes seen as a common manifestation of hyperreflexia. Clonus occurs when muscle stretch reflexes take place in series and relaxation of one muscle triggers the contraction in another muscle, resulting in the rapid alternating contraction and relaxation of antagonistic muscles. For example, clonus can be tested at the ankle by forceful and maintained dorsiflexion of the ankle joint. If clonus exists, this maneuver results in continued rapid flexion and extension of the foot.

Certain components of motor activity should be evaluated when assessing the motor system. These include reflexes, muscle strength, muscle tone, muscle bulk, movements, and posture. Whenever possible, sides of the body should be compared, and proximal muscle groups should be compared with distal muscle groups. LMN lesions may be restricted to individual muscle groups, whereas UMN lesions may affect entire limbs. Both result in paralysis for different reasons. Paralysis of all four extremities is known as quadriplegia, paralysis in both lower extremities is paraplegia, one-sided paralysis is hemiplegia, and paralysis of one extremity is monoplegia. The presence of UMN lesion signs localizes the lesion to the CNS. However, LMN lesion signs may result from a lesion in the PNS or CNS. Consequently, knowledge of the peripheral nerve and cord segment innervation of muscles is imperative in determining the location of the lesion (see Table 9-3 and Peripheral Nerves).

Sensory Assessment

Evaluating the sensory systems involves testing the integrity of the DC-ML system and spinothalamic tract. Sensory modalities that may be tested include pain, temperature, touch, vibration, and conscious proprioception. Pain (nociception), which ascends contralaterally in the spinothalamic tract, is tested by pinpricking the skin in a dermatomal pattern. Light (crude) touch, which can be evaluated by brushing a wisp of cotton across the skin, ascends in both the spinothalamic tract and the DC-ML system. Testing for its presence gives general information about CNS integrity. Vibration is tested by placing a vibrating tuning fork over various bony prominences, such as the malleoli or olecranon process. This information ascends ipsilaterally in the cord’s dorsal column. Conscious proprioception is evaluated by the clinician flexing or extending the patient’s big toe or finger and asking the patient to identify if the digit is up or down. The patient’s eyes are closed during each part of the examination. More discriminative sensations, including two-point touch, stereognosis, and graphesthesia, also ascend in the DC-ML system. These are complexly integrated in the parietal lobe association cortex located posterior to the postcentral gyrus of the cerebral cortex. The analysis by the cortex produces discriminatory capabilities that are important in the daily activities of human existence.

Two-point touch is tested on the patient’s fingertips by stimulating two points on the skin simultaneously. The two points should be recognized within 2 to 3 mm of each other. Graphesthesia is tested by tracing numbers or letters on the skin of the back of the patient’s hand and having the patient identify them. Stereognosis is tested by placing a common object in the hand and asking for its identification. The patient’s eyes should be closed during these tests. Whenever possible, symmetry must be considered while evaluating these systems. Testing stereognosis and graphesthesia allows the clinician to assess higher cortical functioning.

As with motor assessment, knowledge of the innervation of the area tested, as well as knowledge of the ascending tracts involved, is imperative when assessing sensory functions. Peripheral nerve and dermatomal patterns of innervation (see Figs. 9-2 and 9-3) differ and must be distinguished.

Lesions

Having discussed both motor and sensory assessments, it is useful to demonstrate concepts by pointing out some generalities relative to the neuroanatomic structures tested in a basic neurologic exam. The exam includes the sensory component (i.e., testing the spinothalamic tract [pain] and the DC-ML system [vibration, two-point discriminatory touch, and joint position sense]) and the motor component (i.e., testing descending tracts and alpha motor neurons [muscle stretch reflexes and the plantar reflex]). Figure 9-31, A, demonstrates that although sharp pain (nociception) ascends in one major pathway, a different pattern of loss is presented depending on where along the pain pathway the lesion is present. Figure 9-31, B, illustrates the pattern that would present on a patient with a lesion in the spinal cord compared to a lesion in the brain stem. In both sites, the lesion involves descending tracts, alpha motor neurons, either the dorsal column or the medial lemniscus, and the spinothalamic tract. Because of the location of decussating fibers, the patterns of disrupted functions seen with these two lesions are distinctly different.

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FIG. 9-31 A, Lesions (dark red on cord cross-sections) in three different parts of the pathway conveying nociception—dorsolateral tract of Lissauer (1), ventral white commissure (2), and neospinothalamic tract located in the anterolateral white (3)—produce three clearly different patterns of loss (dark red on human figures). Notice the side of the body where the loss is found relative to the lesion and the amount of the body region affected. B, A comparison of signs and symptoms resulting from lesioning alpha motor neurons (ventral horn, facial motor nucleus), descending tracts (e.g., CST), the pain pathway (neospinothalamic tract), and the pathway for vibration, joint position sense, and discriminatory touch (DC-ML system) in the spinal cord (1) and in the brain stem (2) (i.e., caudal pons). It can be seen that the side of loss relative to the lesion is clearly different: in the cord, lower motor neuron (LMN) lesion signs (−); upper motor neuron (UMN) lesion signs (+); and loss of vibration, joint position sense, and discriminatory touch (dark blue) are seen ipsilaterally, while loss of pain and temperature (red lines) is seen contralaterally. In the brain stem, UMN lesion signs (+); loss of vibration, joint position sense, and discriminatory touch (dark blue); and loss of pain and temperature (red lines) are seen contralaterally while LMN lesion signs (−) are seen ipsilaterally. R, right.

There are numerous pathologic conditions that exist relative to the CNS but discussing them is beyond the scope of this chapter. Therefore the following sections generally describe specific lesions with the sole intent of emphasizing the key concepts of this chapter.

Lesions of the Dorsal and Ventral Roots

Various symptoms are present depending on the extent of injury to a dorsal root. Cutaneous afferents in the dorsal root are destined to innervate a specific strip of skin (dermatome). Therefore a lesion at this site produces symptoms that are localized in a dermatomal distribution rather than a peripheral nerve distribution (see Figs. 9-2 and 9-3). Because dermatomes overlap each other, sectioning (rhizotomy) one dorsal root produces different symptoms than sectioning many dorsal roots. For example, sectioning one dorsal root produces hypesthesia (slightly diminished sensation) or paresthesia (abnormal spontaneous sensation such as “tingling” or “pins and needles” typically experienced as when the foot “falls asleep”). Cutting several consecutive dorsal roots produces anesthesia except in the outermost dermatomes; that is, lesioning the L2 to L4 dorsal roots causes loss of all sensation only in the L3 dermatome. Some injuries may not be as severe, and lesions instead may cause pressure or irritation to the root (radix). Pressure may produce paresthesia and hypesthesia in a dermatomal pattern, whereas irritation and subsequent inflammation (or pressure resulting in ischemia) may result in radicular (root) pain located in a dermatomal area. Because of the innervation of other (deeper) tissues by the involved nerves, radicular pain and paresthesias also may be experienced in patterns reflecting myotomal (dermomyotomal) and sclerotomal derivation as well (see Chapters 7 and 11).

In addition to the cutaneous effects seen, lesioning dorsal roots also disturbs motor function, producing observable motor deficits. The destruction of all dorsal roots involved with the innervation of an extremity, for example, results in hypotonia and areflexia, even though the LMNs are intact. This occurs because the afferents of the stretch reflex are destroyed. Sensory afferents, such as from touch receptors and proprioceptors, also provide feedback about motor activity, which is essential for movements to occur properly. In fact, the extremity frequently is regarded by the individual as useless without this input, although it can be voluntarily moved. Experimental lesions of this nature on primates show that the animal does not use the extremity for climbing, walking, or grasping (Carpenter, 1991).

Tabes dorsalis, a form of neurosyphilis, affects the dorsal roots and also causes degeneration of the dorsal white columns. Initially radicular pain and paresthesias are present, followed later by impairment of sensation and reflexes, hypotonia, and loss of proprioception. Loss of proprioception results in sensory ataxia and an ataxic gait, described as being broad-based with the feet slapping the ground. Visual cues are important in maintaining balance. This loss of proprioception is evidenced by the patient’s inability to stand with the feet together and eyes closed without swaying or falling. This is called a Romberg sign and is indicative of damage to the dorsal column.

Ventral root lesion signs reflect the loss or disruption of the innervation to effectors. Destroying LMN fibers produces LMN lesion signs, whereas destroying autonomic efferents in the T1 to L2 (L3) and S2 to S4 roots affects visceral function (see Chapter 10). Pressure applied to the roots results in diminished reflexes and muscle weakness.

Cord Transection

An anatomic or physiologic transection of the spinal cord isolates the spinal cord from higher centers and other cord segments. Such a transection may produce a paraplegic or quadriplegic patient depending on the lesion’s location. Initially and lasting days to weeks, a phenomenon called spinal shock ensues in which all or most spinal reflex activity below the level of the lesion is temporarily lost or depressed. This is thought to occur as a result of the sudden withdrawal of tonic facilitatory input (or some sort of trophic influence) from descending tracts to cord neurons leading to synaptic transmission alterations and impaired interneuronal conduction. Clinical signs manifested by spinal shock are muscle paralysis, flaccid muscle tone, and loss of stretch reflexes seen below the level of the lesion. Autonomic functions, including reflexes involved with blood pressure regulation and thermoregulation and control of colon and bladder activity, are variably affected depending on the level of the lesion. In general, reflex activities associated with the isolated segments closest to the transection are most severely affected, whereas reflex functions of distal segments may show little functional loss. For example, patients with lesions in lower cervical cord segments may still retain the sacral reflexes such as the bulbocavernosus reflex (contraction of the anal sphincter in response to compression of the penile shaft) and the anal wink (contraction of the anus in response to stroking of the perianal skin) (Atkinson & Atkinson, 1996; Chiles & Cooper, 1996; Hiersemenzel, Curt, & Dietz, 2000).

Recovery from spinal shock is heralded by an increase in excitability of muscle stretch reflexes, an increase in muscle tone, and an increase in frequency of muscle spasms. At first, bilateral flexor muscle spasms predominate. In the lower extremity the flexors of the hip, knee, and foot may contract, producing the “triple-flexor response of Sherrington.” In some severe cases the neurons become so hyperexcitable that the flexor response may occur in response to a minimal cutaneous stimulus (e.g., pulling the bed sheet over the lower extremities of a patient) or even without any obvious stimulus (Carpenter, 1991; Noback, Strominger, & Demarest, 1991). This phase then transitions into the spastic state (spastic syndrome), which is characterized by exaggerated muscle stretch reflexes, increased muscle tone, and involuntary muscle contractions. Recovery of activity, although abnormal, may be attributed to increased numbers of postsynaptic receptors, denervation supersensitivity, a reorganization (upregulation) of membrane receptors, and sprouting of collateral branches of dorsal root axons producing new connections with cord neurons (Atkinson & Atkinson, 1996; Pearson & Gordon, 2000b). These abnormal reflex activities (UMN lesion signs) appear first in caudal segments and travel in a rostral direction up to the transected level. At this point, normal reflex activity is most often permanently lost (Atkinson & Atkinson, 1996; Hiersemenzel, Curt, & Dietz, 2000).

A hemisection of the left or right side of the spinal cord destroys several clinically important areas and produces a Brown-Séquard syndrome. Although most often a lesion is partial or incomplete, this syndrome is very instructive for applying concepts of neuroanatomy. In destroying a left or right half of the cord, numerous structures that are tested during a neurologic examination are involved. These are UMNs (located in the white matter), LMNs (located in the ventral horn), the clinically important ascending tracts (the dorsal column of the DC-ML and the spinothalamic tract), and the entry zone of afferent fibers and the dorsal horn (Fig. 9-32). Thus the following signs and symptoms (some of which are ipsilateral to and some contralateral to the side of the lesion) are seen at and below the level of the lesion (Fig. 9-33).

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FIG. 9-32 Brown-Séquard syndrome. Hemisection of the spinal cord (diagonal lines) located in cord segments T6 through T8. The corticospinal tract (green), spinothalamic tract (red), dorsal column fibers (blue), and lower motor neurons (yellow) have been lesioned in those cord segments. The degenerating fibers are shown (dashed lines).

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FIG. 9-33 Regions of the body affected by a hemisection (Brown-Séquard syndrome) of cord segments T6 through T8 as illustrated in Figure 9-32. The T7 dermatome (red) is a zone of anesthesia. Because of the overlapping between adjacent dermatomes, an area of hypesthesia and paresthesia exists (stippled area) on both sides of the T7 dermatome. Loss of pain and temperature sense (blue) occurs contralaterally below the level of the lesion. Impaired joint position sense and vibratory sense and loss of discriminatory abilities occur ipsilaterally below the level of the lesion (green). Upper motor neuron lesion signs (diagonal lines) are present in muscles innervated by neurons originating in cord segments ipsilateral to and below the level of the lesion. Lower motor neuron lesion signs are present in muscles innervated by neurons originating in the lesioned cord segments.

Motor assessment of cord hemisection:

• Lower motor neuron lesion signs (e.g., fasciculations and flaccidity) are seen in the ipsilateral muscles innervated by the nerves originating in the lesioned cord segments.

• Upper motor neuron lesion signs (e.g., hyperreflexia, Babinski sign) are seen in the ipsilateral muscles innervated by the nerves originating from cord segments below the level of the lesion. Note that for UMN lesion signs to occur, the LMNs must be functioning.

Sensory assessment of cord hemisection:

• Signs resulting from the loss of DC-ML functions are present ipsilaterally and below the level of the lesion. This includes loss of discriminating abilities (e.g., two-point touch, stereognosis, graphesthesia) and impaired joint position sense and vibratory sense. Some patients with dorsal column lesions also experience increased sensitivity to pain, temperature, and even tickling (Nathan, Smith, & Cook, 1986).

• Because of the interruption of the spinothalamic tract in the anterolateral quadrant, pain and temperature sense is lost on the contralateral side from approximately one or two segments below the level of the lesion.

• On the ipsilateral side and at the level of the lesion, anesthesia is present in a dermatomal pattern. In addition, because of the overlapping of adjacent dermatomes, hypesthesia and paresthesia are present ipsilaterally in dermatomal areas adjacent to the lesioned segments. Also, at the level of the lesion and depending on the number of cord segments involved, there usually is some contralateral impairment of pain and temperature because of the interruption of the decussating fibers that originate from the contralateral side.

• Little or no impairment of light (crude) touch exists, because this modality ascends in both the spinothalamic and the DC-ML tracts.

In localizing the site of the pathologic conditions, the UMN lesion signs are indicative of a CNS lesion, and the characteristic features of ipsilateral loss of discriminatory touch, vibration, and joint position sense and contralateral loss of pain and temperature suggest a hemisection of the spinal cord.

Syringomyelia

Syringomyelia is the progressive destruction of the central parts of the spinal cord as a result of the formation of a cavity (syrinx) in the region of the central canal (Figs. 9-34 and 9-35). As the cavity enlarges ventrally (into the ventral white commissure), it disrupts the decussating spinothalamic fibers (see Fig. 9-35). This results in bilateral segmental loss of pain and temperature, with other sensory modalities spared. This condition is called sensory dissociation. The lesion may extend into the ventral horn, at which time it affects LMNs, producing atrophy, impaired reflexes, and weakness. The syrinx even may extend into adjacent white matter, affecting descending tracts. The lesion may not be symmetric and may vary in size from one segment to the next. Syringomyelia occurring in cervical segments and affecting the upper extremities is most common, and half of patients affected also have associated Arnold-Chiari malformation (inferior displacement of the cerebellar tonsils) (Adams & Salam-Adams, 1991).

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FIG. 9-34 Magnetic resonance images showing cavitation of the spinal cord resulting in syringomyelia. A, Horizontal section. B, Midsagittal section.

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FIG. 9-35 A, Pain and temperature deficit seen in a “shawl-like” distribution that is characteristic of syringomyelia. The purple and orange areas correspond to the lesioned fibers illustrated in B. B, Three spinal cord cross sections. The top cross section represents spinal cord segments in which cavitation has resulted in syringomyelia. The diagonal lines indicate the lesioned area, which includes the ventral white commissure, where pain and temperature fibers from both sides of the body decussate. These lesioned fibers (dashed lines) are colored purple and orange. Ascending information entering the spinal cord below the lesion ascends in axons (red, green, yellow, blue) that are not disrupted.

Anterior Spinal Artery Syndrome

The anterior spinal artery syndrome occurs as a result of the occlusion of the anterior spinal artery itself or of the arteries that reinforce it (see Chapter 3). The onset of signs and symptoms is abrupt, and the functional losses correspond to the territory of distribution that the artery supplies (i.e., the anterior two thirds of the spinal cord) (Fig. 9-36). Because the artery is unpaired, the signs are noted bilaterally. After the period of spinal shock, lower motor neuron (alpha and gamma motor neuron cell bodies in the ventral horn) lesion signs are observed in muscles innervated by the ischemic cord segments. Upper motor neuron (descending tracts in the white matter) lesion signs are seen in muscles innervated by segments caudal to the lesion. Pain and temperature sensations (conveyed in the anterolateral system) are lost bilaterally below the level of the lesion, whereas joint position sense, vibration, and discriminative touch are preserved (conveyed in the dorsal white column). The sparing of dorsal column function while losing anterolateral system (pain and temperature) function is also called a dissociated sensory loss (see Syringomyelia). Bladder and bowel function also may be impaired as well.

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FIG. 9-36 Spinal cord lesions showing affected areas (see text for discussion).

Amyotrophic Lateral Sclerosis

Amyotrophic lateral sclerosis (ALS or Lou Gehrig’s disease) is a progressive and degenerative motor neuron disease (see Fig. 9-36). It affects LMNs in the ventral horn, producing LMN signs in the affected muscles (e.g., atrophy, fasciculations, weakness). It also causes degeneration of upper motor neurons, and a Babinski sign may be present, as well as hyperreflexia and paralysis. Both types of motor neurons may be affected bilaterally. In addition to affecting skeletal muscles of the extremities and trunk, ALS causes degeneration of LMNs of the cranial nerves that innervate muscles of the face, pharynx, larynx, and tongue and may lead to serious problems of swallowing and breathing. A distinctive characteristic of this disease is that sensory functions are not impaired.

Combined Systems Disease

Combined systems disease is the combined bilateral degeneration of the dorsal white columns and the lateral white columns of the spinal cord (see Fig. 9-36). It is relatively rare and usually is associated with pernicious anemia (subacute combined degeneration). Pernicious anemia is caused by the inability to absorb vitamin B12 because of a lack of intrinsic factor. Combined systems disease begins with paresthesias in the hands and arms, followed by sensory ataxia as the dorsal columns of the lumbosacral cord become involved. As the disease progresses, UMN lesion signs appear, such as the Babinski sign and hyperreflexia. Peripheral nerves also may be involved; however, the symptoms are masked by those produced by the CNS lesions. Combined systems disease is treatable by the administration of weekly doses of vitamin B12 (cobalamin) (Adams & Salam-Adams, 1991).

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