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CHAPTER 8 Lung, chest wall and pleura

Amanda Segal, Felicity A. Frost, Jan F. Silverman

Clinical aspects

Lung

Although sporadic reports of the diagnosis of lung carcinoma by fine needle aspiration cytology (FNAC) appeared as early as 1886,1 the impetus for widespread use of the technique only arose with the development of image intensifiers and television viewing, allowing localization of small parenchymal lesions.2 Recognition of the high accuracy rate of fine needle biopsy (FNB)2 and simpler methods to treat pneumothorax combined to bring this diagnostic tool within the reach of most hospital radiologists and pathologists. Infections and some diffuse benign processes may be proven by FNAC, but the main indication remains the diagnosis of localized intrathoracic lesions suspected of being malignant, particularly when less invasive investigations prove to be negative.3

The role of FNB has shifted from the diagnosis of malignancy in inoperable patients and the confirmation of metastases, to its use as a first-line diagnostic procedure on which management decisions are based,4,5 with a shift away from non-invasive methods such as sputum cytology towards FNAC.6,7 All intrathoracic sites, including mediastinum and deep hilar lung lesions are safely sampled using fine (less than 20 gauge) needles with CT8 and ultrasound guidance.9 Lung function and radiological studies can help predict the risk of pneumothorax.10-12 Transbronchial or transtracheal FNB13-19 permits sampling of submucosal masses such as carcinoid tumors20 and mediastinal lesions, enhances the role of FNAC in the staging of lung cancers13,15,16,21 and may be used for the diagnosis of pulmonary infection22 and cysts.23 The more recent addition of ultrasound guided transbronchial and transoesophageal FNB has improved accuracy of targeting perihilar submucosal and mediastinal masses.24 The presence of the pathologist at the time of the procedure leads to a reduction in the number of needle passes, may decrease the pneumothorax rate,25 and increase overall sensitivity and accuracy of tumor typing.15,26 FNAC in immunocompromised individuals has gained greater acceptance, especially for the diagnosis of infectious diseases.27,28 An important role has also been found in paediatric practice8 (see Chapter 17). With greater expectations by clinicians regarding tumor typing, demonstration of high rates of cytohistological correlation for the common types of tumors has been achieved.29-32

The diagnostic utility of FNB for difficult diagnostic lesions (e.g. neuroendocrine and pleural tumors)33-44 is now widely accepted, particularly when allied with cell block preparations,31 and the use of ancillary studies.45-47 The range of cytological findings in less common tumors such as sarcomas,48,49 lymphoid lesions50,51 and metastatic tumors,52 as well as in second primary tumors,52,53 along with the most likely mimics of malignancy, have been well described.54-57 The more recent requirements for molecular assessment of gene mutations relevant to targeted therapy in some lung cancers can be readily achieved by FNB with adequate cell block preparations.58

The place of FNAC in the investigative sequence

Fine needle aspiration cytology complements other diagnostic methods.3 It is often the first choice in lesions which are located in the mediastinum, pulmonary apex, medial upper lobe or peripheral lung. Fiberoptic bronchoscopy (FOB) with brushings and biopsy is usually effective in diagnosing centrally placed pulmonary lesions, while FNB has particular value in those cases in which FOB is non-diagnostic.3

Endoscopic bronchial ultrasound (EBUS) localisation with FNB is now playing an increasing role in the sampling of central lesions, staging of lung carcinoma and the diagnosis of sarcoid and lymphoma.59-63

There is value in rendering a preoperative diagnosis, as thoracotomy is generally contraindicated for small cell carcinoma, most lymphomas, most metastatic tumors and most infections. A specific diagnosis of benign lesions such as tuberculosis or pulmonary hamartoma helps avoid unnecessary surgical intervention.64 Additionally, a diagnosis of malignancy in patients at high operative risk allows surgeons to operate without fear that surgery may be unnecessary. FNAC is a cost-effective diagnostic method that can lead to shorter hospitalization, and a reduction in the number of diagnostic thoracotomies.65

FNB may be the only way of providing a diagnosis in inoperable patients. An unequivocal diagnosis of carcinoma and distinction between squamous cell carcinoma, small cell carcinoma and adenocarcinoma provides the clinician with sufficient information to select appropriate therapy. Raab et al. reported that FNB coupled with immunohistochemistry is both sensitive and cost effective for subclassifying malignancies in patients with a prior history of extrapulmonary cancers, when compared to bronchoscopy and thoracoscopy.66 FNB can occasionally be useful intraoperatively in place of frozen section when the use of incisional or large needle biopsy is contraindicated.67

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Accuracy of diagnosis

The sensitivity of FNB in the diagnosis of malignant pulmonary neoplasms varies according to both the size and the site of the mass,68 as well as the experience of the radiologist69 and the pathologist. In experienced hands it now reaches over 90% in both non-academic and academic centers.70,71 A non-specific negative result on FNB does not exclude malignancy.3,72 Therefore, repeat aspiration, careful clinical follow-up or additional diagnostic procedures may be necessary for definitive diagnosis. The rate of false-positive diagnoses is usually less than 0.5%.71 The few false-positive diagnoses of malignancy are often due to reactive bronchiolar epithelial proliferation,73 squamous metaplasia,74 reactive mesothelial cell proliferation,29 or associated with lesions such as tuberculosis, chondroid hamartomas,75 granulomatous processes,73 other infections,76 or pulmonary infarcts. Occasionally, in samples obtained by EBUS, it can be difficult to determine whether the sample is derived from a central lung lesion or nodal deposit, a potential cause of false-positive diagnosis of nodal metastases. Tao advises caution in assuming that a lack of clinical or histological correlation is a result of false-positive cytological diagnosis.77 He introduced the term ‘false false positives’ for cases where longer clinical follow-up period or closer histological examination confirms the cytological diagnosis. Well-differentiated adenocarcinomas with minimal cytological atypia and small tumors within larger areas of radiological opacity are prone to this error.

Experienced cytopathologists can reliably identify the histological type in up to 90% of primary lung tumors29,31,32,70,78,79 and approximately 80% of their predictions of tumor type are correct;2,30,70 these rates are similar to those achieved with bronchial biopsy.31,80,81 High levels of cytohistological correlation relate to the combined use of smears and cell blocks, which allow better assessment of tissue architecture.31 Rapid assessment of aspirated material in the radiology theater enhances accuracy of diagnosis by allowing appropriate triage of material for ancillary techniques. Most cases of small cell carcinoma,30,35,79,82,83 well-differentiated adenocarcinoma,84-87 and squamous cell carcinoma88 are usually identifiable. However, poorly differentiated tumors of glandular or squamous origin and large cell carcinoma are more difficult to separate.88 More studies of the range of cytological findings in neuroendocrine carcinomas, particularly large cell neuroendocrine tumors, are needed.36-38 These may be difficult to distinguish from small cell carcinomas or other large cell carcinomas, although in the view of some authorities this distinction may be artificial or arbitrary at times.89 Pulmonary hamartomas64,75,90-94 can be accurately diagnosed in the majority of cases. Other benign neoplasms are difficult to type because their cohesiveness prevents aspiration of adequate diagnostic material. Thin core needle biopsy may add to diagnostic accuracy.95-97 Radiologists are increasingly prepared to perform core biopsies on intraparenchymal lesions96,97 and this can be useful in some settings, especially where there are unusual features by FNAC. It is worth noting that a core biopsy will not necessarily provide a diagnosis where FNB has failed, particularly if the FNB sample is extensively necrotic. Cytological evidence of infection including tuberculosis may be gained in up to 80% of cases.98-103 FNB can be used with a high degree of accuracy to diagnose bacterial, fungal or pneumocystis infection in immunosuppressed patients.104

Complications

Fatalities have occurred with 20-gauge or larger needles or in patients who are terminally ill or those with severe underlying pulmonary disease or infection.105 The most common cause of death is hemorrhage, although there are rare cases of air embolism, tension pneumothorax and cardiac tamponade.106-110 To our knowledge, no deaths have occurred in our experience of over 5000 cases.

The rate of pneumothorax varies from 6% to 57% and 1.5–20% require intercostal catheterization.105,111 Emphysema, deeply situated lesions, multiple punctures, older patients and inexperienced operators all contribute to a higher rate of pneumothorax.10,11,106 Examination of aspirated material in the radiology theater and the use of coaxial needles allows the total number of needle passes to be reduced, thereby reducing the rate of pneumothorax.25 A small hemorrhage into the surrounding lung occurs in up to 10% of cases without clinical complications. Examples of neoplastic implantation along a thoracic needle track have been reported,112-115 and one case of skin implantation with fungal organisms.116 Bacteremia may occasionally be induced.117

Contraindications

Patients who do not have a cough reflex, who are unconscious or who cough intractably should not be biopsied. Arteriovenous malformation or aneurysm is usually excluded before attempting FNB, but the risk of bleeding from large hilar vessels is minimal when fine needles are used. There is an increased risk of bleeding in patients with pulmonary hypertension or bleeding disorders and in those undergoing anticoagulant therapy. These patients should be biopsied only in exceptional circumstances, for example in immunosuppressed patients where a positive diagnosis of an infection may lead to curative therapy.104,118 Most authors do not recommend FNB of suspected hydatid cysts due to the possibility of an anaphylactic reaction to leaking cyst fluid or implantation of germinal epithelium. However, when aspiration of unsuspected cysts occurs, complications are very few.119,120 Concurrent bilateral biopsies are not recommended.

Technical considerations

Obtaining material

Most radiologists use needles of less than 20 gauge, with a stylet to minimize contamination with tissue from the needle track. Needles of 22–23 gauge provide satisfactory material for cell blocks. Finer needles lessen tissue damage, although their flexibility may reduce the chance of successful puncture in deep lesions. Automated core biopsies are safe for pleural-based or chest wall lesions,121 and their use in parenchymal lesions is increasing.96,97

The puncture site is marked on the skin and local anesthetic introduced down to the pleura. A guide needle makes aiming of the aspiration needles easier, reduces the risk of bending of flexible needles and prevents contamination of the aspirate with chest wall tissues.122 Non-aspiration techniques often yield adequate material and may be particularly useful in hemorrhagic lesions (e.g. metastatic renal cell carcinoma).123,124

CT guidance is generally used although ultrasound may be useful for apical, pleural or chest wall tumors.125-129 The use of coaxial needles means that repeated re-insertion of the needle is not necessary. Some lesions have distinctive characteristics when aspirated, e.g. pulmonary hamartomas have a rubbery resistance and a tendancy to ‘move away’ from the needle; aspiration of neural tumors may cause intense pain. Adequacy of the aspirated material should be assessed in the radiology theater after rapid staining. The presence of the pathologist at the aspiration optimizes appropriate triage of material. Preliminary assessment in the radiology suite may also identify an unusual lesion where a core sample may be helpful. If the material is heavily bloodstained, collection onto a slide or watch glass (see Chapter 2) enables small clumps of tumor to be recognized as bright translucent fragments against the red background. To reduce blood contamination, these aggregates are selected and smeared onto a separate slide. Carnoys’ fixative or acid alcohol are useful for lysing blood. Material is taken for ancillary studies such as flow cytometry, ultrastructural study or submitted for culture depending on the preliminary assessment of the aspirate. Our approach is to generate an adequate fixed smear which is assessed by rapid H&E stain; subsequent material is then triaged according to the appearances of the first aspirate. Other laboratories have found air-dried MGG-stained material to be useful for initial assessment. More smears may need to be assessed if the first pass does not contain diagnostic material or is not consistent with the clinical and radiological findings. However, the days of producing numerous highly cellular smears with no cell block should be over! It should also be remembered that many lung carcinomas will not be resected; the material obtained by FNB may be the only tissue available for subsequent molecular studies, which can determine suitability for a particular treatment, further emphasizing the need to obtain an adequate cell block in all cases.

Use of ancillary techniques45,46

We rely heavily on ancillary techniques in FNB of the lung and pleura. Ancillary testing is useful in over 50% of intrathoracic aspirations.45 O’Reilly et al. used immunocytochemistry in 14.5% of cases, EM in 8%, microbiologic studies in 12%, mucin staining in 21% and cell blocks in 22%. They found the greatest value was in classifying poorly differentiated neoplasms, confirming the diagnosis of well-differentiated adenocarcinoma, identifying neuroendocrine differentiation and establishing primary sites for suspected metastases.45 Saleh and Masood found ancillary tests contributed to diagnosis in over 60% of cases.46 Immunohistochemistry was most often used, but electron microscopy was often helpful. Immunohistochemistry has become the mainstay of cytological diagnosis, especially since the availability of thyroid transcription factor (TTF-1),130-132 and differential cytokeratin staining.131,133-135 Currently, EM is seldom used. Flow cytometry has revolutionized the diagnosis of lymphoid lesions.136-138 PCR-based molecular analysis for gene rearrangements for lymphoma diagnosis and FISH studies for lymphoma (see Chapter 5) and soft tissue tumor diagnosis (see Chapter 15) can be applied to FNB material. PCR studies to identify the presence of gene mutations, e.g. EGFR mutations which are relevant to the selection of particular therapies, can be performed on cell blocks.58 One can anticipate other techniques such as proteomics and microarray technology being useful.139,140

Cell blocks

Architectural features such as gland formation may be more readily appreciated in cell block H&E sections; the main role of cell blocks is to provide material for ancillary studies.

Cytochemistry

Mucin stains (which can be performed on smears or cell block material) aid in subtyping large cell carcinomas and in distinguishing between some primary and metastatic tumors, for example in excluding renal cell or adrenal carcinoma.

Immunocytochemistry

The full range of immunohistochemical markers can be used in cell block preparations. Broad-spectrum antibodies to keratins, S-100 and leukocyte common antigen (CD45) can separate most poorly differentiated carcinomas from melanomas and lymphomas. Calretinin has been the most useful positive marker of mesothelioma in our hands, but also stains some poorly differentiated lung carcinomas and squamous carcinomas; it is most useful in pleural effusion cytology. Neuroendocrine markers such as synaptophysin, chromogranin and CD56 are useful in diagnosing various neuroendocrine tumors. Markers for prostate-specific antigen and thyroglobulin are essential in selected cases. Estrogen receptor (ER) staining helps in identifying metastases of breast carcinoma. Caution is required with particular clones of ER.141 SP1 clone has a significantly higher rate for positive estrogen receptor expression in pulmonary adenocarcinomas when compared with either 1D5 or 6F11 clones. Caution is required in the use of SP1 antibody alone in distinguishing metastatic breast carcinoma from primary pulmonary adenocarcinoma. Differential cytokeratin staining for CK7 and CK20 can help separate primary adenocarcinomas of the lung (CK7 positive, CK20 negative) from metastatic colonic carcinoma (CK7 negative, CK20 positive).134,135 CDX2 is an additional positive marker of colonic malignancy. Rarely, primary lung adenocarcinomas of so-called enteric-type are CK20 positive and may also stain for CDX2; they usually retain their CK7 positivity.142 Squamous cell carcinomas and small cell carcinomas are usually negative for both CK7 and CK20, while squamous cell carcinomas are usually positive for CK5/6 and p63.143 TTF-1 is relatively specific for lung and thyroid neoplasms130,131 and is probably the single most useful marker for confirming primary lung adenocarcinoma, although perhaps inevitably there are now reports of cases of various metastatic carcinomas being TTF-1 positive, e.g. ovary, cervix, endometrium, colorectal.144-146 Antibodies to surfactant protein may also be helpful, but negative results in metastatic tumors have not been validated to the same extent as TTF-1. TTF-1 is said to be positive in 90% of small cell carcinomas,147 although we have seen several cases of TTF1-negative small cell carcinoma.

Electron microscopy (EM)

The role of EM (see Chapter 2) in the diagnosis of pulmonary neoplasms is declining, but may still be of value in recognizing neuroendocrine tumors, in the diagnosis of occasional cases of melanoma and mesothelioma and some carcinomas, including metastases, when immunocytochemistry has not provided a diagnosis.45-47,148,149 Demonstration of surfactant granules supports the diagnosis of primary bronchogenic carcinoma. Recent studies have further emphasized the heterogeneity of cell type in lung adenocarcinomas. Tumors may show features of nonciliated bronchiolar cell, alveolar cell, mucus-secreting cells or even mixed features of squamous or neuroendocrine type.150

Molecular testing151-159

There is a trend toward targeted therapy in oncological practice, usually based on the presence of particular gene mutations. At present, the main molecular testing in lung carcinoma is the assessment of EGFR gene mutations; these mutations are usually found in adenocarcinomas and are limited to exons 18–21, with more than 80% of mutations being short deletions in exon 19 or single point mutations in exon 21.151,152 This testing is usually performed only when there is consideration for treatment with small molecule inhibitors of EGFR. In addition, mutations in KRAS are associated with lack of benefit from EGFR inhibitors. Mutations in the EGFR and KRAS genes are almost never seen together in the same tumor.153 EGFR and KRAS status can be assessed by DNA extraction from cell block samples in which there is adequate tumor representation. PCR and sequencing studies are then performed.58 When there is insufficient material in a cell block sample, material can be scraped from slides.154 Bronchioloalveolar carcinoma (BAC), now defined as an in situ adenocarcinoma, is composed of two distinct subgroups – mucinous and non-mucinous. The more frequent non-mucinous BAC which predominates in smokers and often presents as a ground-glass opacity is thought to evolve from the terminal respiratory unit cells and frequently harbors EGFR polysomy/mutations which are considered to be a critical event in the pathogenesis of non-mucinous BAC tumors. The less frequent mucinous BAC, thought to be derived from metaplasia of bronchiolar epithelia, presents more frequently as a pneumonic-type infiltrate, rarely demonstrates EGFR mutations, and more frequently harbors and is driven by a KRAS mutation.153,155

There are various other molecular markers, e.g. ERCC1, RRM1, that appear to be of increasing clinical relevance, in particular to predict tumor response to chemotherapeutic agents.156,157 The recent description of an ALK–ELM translocation which can be detected by FISH and immunohistochemistry, and which is present in a small subset of adenocarcinomas, which will respond dramatically to a particular drug therapy,158,159 highlights the need to ensure that adequate samples are obtained for cell blocks in order to perform additional studies as required.

Clinical requirements in modern practice143,160-162

There are increasing expectations from oncologists to distinguish between adenocarcinoma and squamous cell carcinoma in order to optimize treatment regimens, e.g. bevacizumab is associated with a high risk of bleeding in squamous cell carcinoma and is approved only for adenocarcinoma.160 This has led to pressure to reduce, if not eliminate, the diagnosis of ‘non-small cell carcinoma’. An immunohistochemical panel including CK5/6, p63, CK7 and TTF-1 in poorly differentiated carcinomas, may help to suggest either possible squamous (CK5/6, p63 positive) or glandular (CK7/TTF-1 positive) differentiation.143 Pardo et al.161 reduced their diagnosis of large cell carcinoma by 90% in a tissue microarray study, with the use of immunohistochemical panels and Khayyata et al.143 achieved refinement of diagnosis in 65% of cases of NSCLC to either SCC or adenocarcinoma. While the distinction between adenocarcinoma and squamous cell carcinoma can usually be achieved morphologically in well-differentiated tumors, the addition of immunohistochemical panels may increase diagnostic accuracy in poorly differentiated carcinomas.162 However, limited sampling, anaplastic tumors, tumor heterogeneity and overlapping immunohistochemical profiles can limit the ability to subclassify some lung carcinomas, and oncologists need to be aware of these issues. It is also worth noting that in some studies there may not have been any ‘gold standard’ to confirm the immunohistochemical diagnosis. Even in a well-differentiated adenocarcinoma it is still incumbent on the pathologist to ensure that there is adequate cell block material for molecular studies (see above). As new discoveries come to light there may be the need to return to archival material to perform new tests. Once a smear with adequate material has been obtained, further aspirates should be submitted for cell block preparation to ensure sufficient material is available for any additional studies that may be required.

Chest wall and pleura

Chest wall is included here to emphasize that the exact site of origin of lesions in this region may be difficult to ascertain and that it is conceptually useful to consider this site as a ‘body compartment’. Lesions arising in rib, chest wall soft tissues, pleura or even breast may extend to underlying lung parenchyma and may be confused with primary lung tumors.163 Contaminating bone marrow from rib may give rise to diagnostic dilemmas. In some cases, myeloma can be mistaken for an undifferentiated lung carcinoma. There is sometimes difficulty in distinguishing between mesothelioma, anaplastic carcinoma, melanoma, sarcomas of the chest wall and metastases. In our own practice, a chondrosarcoma arising in the rib caused difficulty in diagnosis because the site of origin was not appreciated. A malignant mesothelioma growing along a chest drain site was considered clinically to be a primary breast lesion until FNB was performed. Primary soft tissue lesions of this region are described in Chapter 15.

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Cytological findings

Lung

The satisfactory smear

A specific benign diagnosis by FNB is generally restricted to the identification of infection, chondroid hamartomas, cysts and a few other disease processes. Non-specific negative findings do not exclude malignancy,3 and can only be used for patient management in conjunction with clinical and radiological findings. A precise statistical assessment of accuracy rates for a radiology department and a laboratory should be known. In a sense, the only satisfactory sample is one which contains material permitting a specific diagnosis.

Normal structures (Figs 8.1-8.3)

Bronchial epithelium,
Bronchiolar epithelium,
Mesothelium,
Macrophages,
Fat/skeletal muscle (chest wall),
Cartilage/ bone marrow (rib),
Liver and spleen (right- and left-sided aspirations, respectively).
image

Fig. 8.1 Bronchiolar epithelium

Small sheet of regular glandular cells (Pap, HP).

image

Fig. 8.2 Mesothelial cells

Monolayered sheet of cells showing ‘spongiotic’ separation of individual cells within the sheet (Pap, LP).

image

Fig. 8.3 Alveolar macrophages

Loose aggregates and dispersed cells with rounded nuclei, small nucleoli, and abundant finely vacuolated cytoplasm (Pap, HP).

Bronchial epithelium may be abundant in percutaneous FNB if the needle traverses a medium-sized bronchus or tracks along a bronchial lumen. Transbronchial FNB may also yield abundant bronchial epithelium. Bronchial epithelium appears as small palisaded clusters with a ciliated border. In large aggregates the cells may present as flat sheets with a pavement-like aspect, but ciliated cells can usually be observed at the edges of these sheets.

Bronchiolar epithelium or nonciliated epithelium is seen commonly as sheets of various size (Fig. 8.1). They usually have irregular edges and the component cells display variable cell separation. The nuclei are generally small and there is a low nuclear:cytoplasmic (N:C) ratio. Sometimes the nuclear outlines are slightly irregular and small intranuclear cytoplasmic inclusions are observed. Occasionally, atypia of bronchiolar epithelium may be quite pronounced, for example in reactive or inflammatory processes; however, the number of atypical cells is usually small. A diagnosis of malignancy should generally not be made on the basis of small numbers of cells.

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Mesothelium can be easily distinguished from bronchiolar epithelium. It is seen as various-sized, flat, monolayered sheets; there is usually more cell separation than in bronchiolar epithelium, which sometimes gives a sponge-like appearance. The cells appear to be joined by intercellular bridges similar to those of squamous epithelium in histological sections. (Fig. 8.2). Reactive mesothelium can appear atypical and be misinterpreted as neoplastic.

Normal lung yields a population of macrophages widely dispersed over the slide (Fig. 8.3); these contain small particles of brown or black particulate matter, some of which is inhaled dust, especially in smokers. Many hemosiderin-laden macrophages usually imply tissue or blood breakdown near the lesion and may add to a suspicion of pulmonary infarction should the clinical background be appropriate.

If stylets are not used, contamination of smears by chest wall tissues such as fat, skeletal muscle, cartilage and bone marrow may occur. Occasionally, intrapulmonary lymph nodes may be aspirated.

Aspirations near the diaphragm can contain liver or splenic tissue and cause concern unless the possibility of inadvertent puncture of abdominal organs is appreciated. Splenic tissue has also been identified in FNB samples from ‘thoracic splenosis’ following traumatic rupture of the spleen; these are usually pleural based but can occur within the lung.164,165

Megakaryocytes are occasionally seen in aspirates of lung166 or more often from rib marrow.

Inflammatory/non-neoplastic processes167

Acute inflammatory material

Common findings

Several drops of viscous purulent material,
Many polymorphs,
Granular and amorphous debris,
Macrophages, lymphocytes and plasma cells in varying numbers,
Bacteria.

These findings are not specific unless bacteria are evident, but they can suggest an acute infection. It is worth repeating the aspiration, and sending all the material obtained for aerobic and anaerobic culture. Associated vegetable material may suggest aspiration as a cause.168

Problems and differential diagnosis

Squamous cell carcinoma with necrosis/cavitation/acute inflammation,
Caseous necrosis,
Fungal infection.

When the center of a necrotic or cavitating carcinoma is aspirated, particularly those of squamous type, acute inflammatory material may result (the so-called carcinomatous lung abscess).169 Macroscopically, this resembles pus and microscopically only few squamous cells may be present. Small squamous cells with pyknotic nuclei may be difficult to distinguish from degenerate macrophages.

Polymorphonuclear leukocytes are not uncommonly seen in tuberculosis and the background debris may also be rather ‘watery’, similar to that in some acute inflammatory processes. We stain all inflammatory smears with the Ziehl-Neelsen (ZN) stain and routinely send material for microbiological culture or PCR studies for fungi and mycobacteria, as well as bacteria.

A high polymorph content is usually present in the inflammatory reaction to fungi. A search for a granulomatous component and fungal organisms is mandatory if acute inflammatory material is obtained. With infection by filamentous organisms, e.g. Nocardia, the organisms may be identified in the center of distinctive, cohesive neutrophil clusters or rosettes after silver impregnation; this clustering should be a clue to search for such an infection (Fig. 8.4). Similar appearances may also be be seen in streptococcal infection.

image image

Fig. 8.4 Neutrophil rosette

(A) Clump of neutrophils (H&E, HP oil); (B) Fine branching filaments of Nocardia (Methemamine silver, HP oil).

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Granulomatous inflammation (Figs 8.5-8.7)98-103,170-176

image

Fig. 8.5 Granulomas

Clustered epithelioid histiocytes and lymphocytes (H&E, HP).

image image

Fig. 8.6 Caseation necrosis

(A) Amorphous and granular debris with neutrophils (H&E, MP); (B) Single-cell pattern of necrosis (H & E, HP).

image image

Fig. 8.7 Mycobacterial infection

(A) Negative images of bacilli in a background of granular necrotic debris (MGG, HP); (B) Numerous acid-fast bacilli, including clumps of beaded forms (Ziehl-Neelsen, HP; Inset HP oil).

Criteria for diagnosis

Epithelioid histiocytes in cohesive clusters,
Few nonpigmented multinucleate histiocytes,
Granular, calcific, mucoid or acute inflammatory debris (corresponding to caseous necrosis in TB),
Lymphocytes.

One can make a confident diagnosis of a ‘granulomatous process’ on aspirated material; however, a more important aspect of the aspiration is to obtain an adequate sample for staining and culture, particularly to distinguish between ‘typical’ and ‘atypical’ mycobacteria101 and for typing fungal organisms. It is best to have a large sample for this purpose and we have not found much value in washings of the needle after a cytology smear has been made. Instead, we advocate sending the whole aspirate for culture. Culture for tuberculosis is more successful in cases with necrotic and inflammatory debris.99,102 PCR can provide a rapid diagnosis, aids in subtyping and can identify drug resistant strains.170,171

Specific diagnosis of most noninfectious granulomatous diseases is not possible, although there are reports of the cytological findings in sarcoidosis,172-174 Wegener’s granulomatosis175,176 and rheumatoid nodule.177

Epithelioid histiocytes are fairly cohesive and form granulomas which are often aspirated intact (Fig. 8.5). Epithelioid cells have an elongated or bean-shaped nucleus and abundant cytoplasm which is rather pale and indistinct both in Pap- and H & E-stained specimens (Fig. 8.5). The cytoplasmic density is higher in MGG-stained material. Multinucleated histiocytes can be seen but are usually sparse. They are mainly free of intracytoplasmic pigment or birefringent material, unlike the multinucleated histiocytes seen in non-specific reactions in pulmonary tissue. Caseous necrosis has a variable appearance. There may be an amorphous to granular background with little cell outline visible, but sometimes outlines of necrotic cells may be prominent (Fig. 8.6) and often the appearances are merely of nondescript debris, histiocytes and neutrophils. Dahlgren cites granular calcific material as a common accompaniment.98 Lymphocytes may be plentiful in granulomatous inflammation.

Bailey et al.99 diagnosed 28 of 34 cases of TB by either auramine rhodamine fluorescence or positive culture; acid-fast bacilli (AFB) were seen in only 38% of cases. In Rajwanshi’s102 and Das’s103 series AFB were identified in approximately half of the cases. Gong et al. found PCR to be about 80% sensitive compared to 40% for ZN staining in FNB material.171

Recent advances in mycobacterial genomics and human cellular immunology have resulted in two new blood tests that detect tuberculosis infection by measuring in vitro T-cell interferon-gamma release in response to two unique antigens that are highly specific for Mycobacterium tuberculosis, but absent from bacille Calmette-Guérin (BCG) vaccine and most non-tuberculous mycobacteria. These tests appear to be very useful in increasing specificity and sensitivity in the diagnosis of tuberculosis.178

Problems and differential diagnosis

Identification of epithelioid histiocytes,
Giant cells in non-specific inflammation,
Giant cell reaction to neoplasm,
Tumor necrosis mimicking caseation and vice versa,
Neutrophil reaction in tuberculosis.

Epithelioid histiocytes may resemble fibroblasts, smooth muscle cells or endothelial cells; they are most characteristically found in clusters and can rarely be identified if they lie singly.

Giant cells which contain pigment are more in keeping with a non-specific reaction than a true granulomatous process.

A granulomatous reaction may develop at the edge of a carcinoma or other neoplasm, particularly squamous cell carcinoma forming keratin; this reaction may be foreign body giant cell in type and yield many multinucleated cells. Histiocytic giant cell reactions also occur in fungal infections, e.g. cryptococcosis101,179-181 or histoplasmosis,101 so the cytoplasm of any giant cells present should be closely examined. It should be remembered that tuberculosis may coexist with carcinoma.

Necrotic tumor may be homogeneous or granular and closely resemble caseous material. Conversely, we have seen cases of tuberculosis where ghost outlines of single cells were distributed across the smear and closely mimicked necrotic tumor (Fig. 8.6).

Acid-fast bacilli are more often seen in cytological material characterized by a mixture of neutrophils, histiocytes, mucoid or necrotic material than in those lesions with a prominent epithelioid cell component,99,102 though culture is positive in a similar percentage of cases with and without epithelioid cells.103 Whenever necrotic debris is seen, we restain smears with ZN stains. Maygarden described mycobacteria as negative images in a stained background in MGG material (Fig. 8.7).182 Silverman reported negative images in both Diff-Quik and Papanicolaou-stained material in a BAL sample from a patient receiving clofazimine treatment for an atypical mycobacterial infection. The reddish, refractile and polarizable drug-derived crystals can impart a pseudo-Gaucher-like appearance to the cells, simulating the negative images of an atypical mycobacterial infection.183

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Other specific infections

In Aspergillus (Fig. 8.8) and phycomycete (Fig. 8.9) infections in the lung, fungal hyphae are easily visible in alcohol-fixed material.184,185 The characteristic appearance of acute-angled branching, parallel cell walls and septa in Aspergillus (Fig. 8.8) is shared by several other fungi and culture is necessary for accurate typing.186 Pseudoallescheria boydii, identified as a ‘clinically significant mycosis’,187 and Fusarium sp. may be morphologically indistinguishable from Aspergillus, and even Candida resembles this organism on occasion, by forming germ-tube structures with ‘septation’.184 Oxalate crystals are produced by several species of Aspergillus and, if identified in cytological material, should lead to a search for organisms.188,189

image

Fig. 8.8 Aspergillus hyphae

Acute angled branching, parallel cell walls and septation (Pap, MP).

image

Fig. 8.9 Mucormycosis

Broad folded nonseptate hyphae (cell block, H&E, MP).

Cryptococci179-181190 (Fig. 8.10) have a varied morphology.181 Later sclerotic foci have a more granulomatous appearance and fewer organisms. In several of our cases of cryptococcosis, organisms were only seen within multinucleated cells. A case of a pulmonary inflammatory myofibroblastic tumor caused by Cryptococcus infection, presumed to be the gattii species, has been diagnosed by FNAC.191 Mucicarmine staining of the capsule is a specific and useful criterion for diagnosis and will help distinguish the atypical forms from other yeasts; Fontana-Masson staining of cell walls will also help distinguish poorly encapsulated forms from Histoplasma, Torulopsis or Candida.181 Blastomycosis characteristically has more broad-based budding forms.

image image

Fig. 8.10 Cryptococcosis

(A) Encapsulated yeast organisms (MGG, HP); (B) Necrotizing granulomatous material containing numerous encapsulated organisms. (H&E, MP).

Histoplasmosis may cause difficulties because the organism is difficult to see in ordinary stains and shows only as small refractile shadows. Methenamine silver preparations are required for diagnosis. Penicillium marneffei may mimic Histoplasma, as may the small form of Cryptococcus.

In some fungal infections, particularly histoplasmosis, organisms are only seen in methenamine silver preparations, although the Pap stain is a superb technique for identifying most other organisms including the filamentous higher bacteria.192 Destained H&E or Pap-stained smears are as suitable as unstained material for special stains. Culture is necessary for the exact classification of the organism.

Multiple and unusual infections may be encountered in AIDS or post-transplantation.27,28,193,194 Pneumocystis is uncommonly diagnosed by FNB because of the efficacy of broncho-alveolar lavage in the diagnosis of diffuse pneumonic disease, but some cases may present with nodular or cavitary lesions in the lung. CMV infection,195 coccidioidomycosis,76,196,197 paragonamiasis,198 amebiasis, hydatid disease119,120,199 and microfilariasis200 have all been described in FNB samples.

In coccidioidomycosis,197 smears show abundant granular eosinophilic debris with a paucity of acute or chronic inflammation; granulomatous inflammation is seldom seen. Coccidioides immitis spherules range in size from 20 to 200 µm; fractured or crushed forms are often seen and some are calcified. Endospores are seen only within intact spherules.196,197 In some cases, the associated reactive cellular changes have been misinterpreted as neoplastic.76

According to McCorkell,120 clear colorless fluid is an indicator of hydatid cyst and should lead to a search for scolices, hooklets or laminated membrane (see Chapter 10). Diagnosis of dirofilariasis201 requires cell block preparations (Fig. 8.11).

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Fig. 8.11 Dirofilariasis

Cross-section of parasites in a background of necrosis (cell block, H&E, MP).

Reparative and reactive change

Squamous metaplasia, epithelial repair reactions, reactive bronchiolar or mesothelial proliferations and reactive histiocytic or fibroblastic cells can all produce significant cellular atypia (Fig. 8.12).56,73,76 Diagnosis of malignancy in a background of inflammatory change should be made with extreme caution. In FNAC, a malignant diagnosis should also generally be based on highly cellular smears. In this way, the risk of a false-positive diagnosis in reparative or reactive processes can be minimized.56,167,202

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Fig. 8.12 Atypical epithelial repair

Cohesive sheet of epithelial cells with enlarged nuclei and prominent nucleoli (Pap, HP).

Pneumoconioses

Birefringent silica and collagenous tissue (Fig. 8.13) or asbestos bodies may help confirm silicosis or exposure to asbestos.203 However, concomitant malignancy, tuberculosis or other infections may be the cause of the localized opacity in these patients.204

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Fig. 8.13 Anthraco-silicosis; progressive massive fibrosis

Bilateral upper zone/hilar lung masses in a miner. Dense masses of macrophages and fibrous tissue (A, H&E, MP; B, H&E, HP).

Pulmonary infarct

Silverman describes sheets of metaplastic squamous cells showing regenerative changes and histiocytes containing clumped refractile hemosiderin in a clinically unsuspected infarct; FNAC findings led to the diagnosis being suggested. 205

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Other non-neoplastic lesions

Material aspirated from congenital bronchogenic cysts usually consists of mucin and bronchial-type epithelium unless infection supervenes. So-called ‘bronchoceles’, which represent recent-onset postinflammatory dilated mucin-filled bronchial structures, may yield similar findings, and correlation with clinical and sequential imaging findings is necessary for precise diagnosis. (Fig. 8.14).

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Fig. 8.14 Bronchocele

Rounded mass in mid-lung field. Mucoid material aspirated at FNB. Smears show mucin, scattered macrophages and sheets of bronchial epithelial cells. Inset: Ciliated cells. Cytological findings consistent with either bronchogenic cyst or bronchocele. Recent onset of lesion more consistent with bronchcoele (H&E, HP; Inset, Pap, HP oil).

Findings in nodular amyloidosis (Fig. 8.15),206-208 Wegener’s granulomatosis,175,176 extramedullary hemopoiesis209 and malacoplakia210 are described. We have seen one case of amyloidosis in consultation, in which amyloid was visible in both smears and cell block preparations. Miller et al. describe FNAC findings of abundant parenchymal material including thickened alveolar walls as being of help in diagnosing ‘rolled’ or ‘rounded’ atelectasis in company with consistent CT findings. This entity produces a radiologic appearance of a mass lesion involving pleura and lung, often in the inferior lobes in the posterior basal lateral vertebral area, and is sometimes associated with asbestos-induced pleural disease with underlying lung scarring.57,211

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Fig. 8.15 Amyloidosis

Fragments of amorphous material with apple-green birefringence (Congo red, MP).

Common primary carcinomas

Squamous cell carcinoma (Figs 8.16 and 8.17)

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Fig. 8.16 Squamous cell carcinoma

Dispersed keratinizing malignant cells and necrotic debris (Pap, HP).

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Fig. 8.17 Squamous cell carcinoma

Irregular clumps of relatively cohesive nonkeratinizing cells; variation in chromatin density (A, MGG, HP; B, Pap, MP)

Criteria for diagnosis

Keratinizing

Predominant single cell presentation,
Keratinized malignant cells; cytoplasm refractile and eosinophilic (Pap, H&E); dense, pure blue (MGG),
Perinuclear halo,
Bizarre cell shapes, spindle and caudate cells,
Irregular angular, densely hyperchromatic nuclei,
Necrosis.

Non-keratinizing

Irregular solid cohesive fragments,
Elongated or spindle-shaped nuclei,
Variable chromatin density in adjacent cells.

Well-differentiated squamous cell carcinoma with keratinizing cells and bizarre cell shapes is not difficult to recognise. The malignant cells are usually dispersed, especially when they are very well differentiated (Fig. 8.16); necrosis is a common accompaniment. Single keratinizing cells are the most reliable indicators of squamous differentiation; when keratinization is not obvious, a perinuclear halo within the cytoplasm and condensation of peripheral cytoplasm are helpful guides to squamous differentiation (Fig. 8.17). Non-keratinizing tumors are usually more cohesive and present as multilayered fragments. Their nuclei are usually spindle shaped or elongated with dense, irregularly distributed chromatin. There is often conspicuous variation in the degree of chromasia of nearby nuclei. Nucleoli vary in size and number, in contrast to adenocarcinoma where nucleolar morphology is more monotonous. Dense cytoplasm and well-defined cell borders are indicators of squamous differentiation, but some adenocarcinomas may have strikingly well-defined borders and very dense cytoplasm.

Problems and differential diagnosis

Necrosis in other carcinomas simulating keratinization,
Other poorly differentiated carcinomas,
Inflammation and necrosis, especially in cavitating lesions,
Giant cell reaction to tumor,
Very well-differentiated squamous cell carcinoma,
Teratoma,
Uncommon carcinomas – mucoepidermoid; basaloid,
Sarcomatoid tumors/mesothelioma,
Metastatic squamous cell carcino.

Misinterpreting the cytoplasmic eosinophilia of necrosis for keratinisation is a common source of error (see Fig. 8.30).30 Necrosis can also impart an angular hyperchromatic appearance to nuclei, similar to squamous carcinomas. This is less of a problem when Pap staining is used because orangiophilia distinguishes between necrosis and keratin better than H&E or MGG, although cells in heavily bloodstained smears may take on an eosinophilic hue simulating keratinization.

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Fig. 8.30 Necrosis simulating squamous differentiation

Necrosis, eosinophilia and pyknosis in a metastatic deposit of colonic adenocarcinoma (H&E, HP).

There is an overlap between the appearances of poorly differentiated squamous cell carcinoma, large cell anaplastic carcinoma and poorly differentiated or solid adenocarcinoma in aspirated material. They all present as large, multilayered fragments corresponding to the solid growth of these carcinomas. Squamous cell carcinoma is overdiagnosed in some series because adenocarcinoma in aspirates may present as pavement-like sheets, mimicking the appearance that squamous cell carcinoma has in sections. The pavement-like appearance of squamous cell carcinoma results only from thin sectioning and does not occur in aspirated material, although it may be seen in sections of cell blocks. Palisading of cells, which may occur at the margins of lobules of nonkeratinizing squamous tumors, may give rise to a false impression of the margin of a gland in smears. There is also a tendency to overestimate the grade of tumor in aspirated material, perhaps because viable rather than maturing or exfoliating new growth is removed. Unusual variants of SCC such as the pseudovascular adenoid form may be easier to recognize as squamous in cytological rather than histological material.212

Small-celled forms of poorly differentiated squamous cell carcinoma, and those undergoing degeneration and necrosis, can be confused with small cell carcinoma. Attention to greater cohesion, larger cell size, presence of nucleoli, greater tendency to spindle at the periphery of clusters, denser cytoplasm and occasional keratinized cells should lead to the correct diagnosis. Strong positive p63 and CK 5/6 staining and absence of staining for TTF-1 would favor squamous rather than small cell carcinoma, although rare squamous carcinomas are TTF1 positive.143,213

Diagnostic malignant squamous cells may be difficult to find when there is associated acute inflammation and abundant necrosis, especially in cavitating tumors. These aspirates can simulate an abscess, leading to false-negative diagnosis. A comprehensive search for diagnostic malignant keratinized cells is recommended.

Keratinizing squamous cell carcinoma, more than other carcinomas, tends to produce a giant cell response in nearby tissues and a false impression of a granulomatous process. A variegated population of many and different types of inflammatory cells, foamy macrophages, mast cells and alveolar cells results from bronchial obstruction associated with the carcinoma. Other types of carcinoma, especially adenocarcinomas, do not usually show this reaction.

Occasionally, only keratinous debris or very well-differentiated squamous cells may be removed from a squamous cell carcinoma and cells with diagnostic malignant nuclei may be absent. Clinical and radiological features may then aid in diagnosis.

Teratoma enters the differential diagnosis, particularly when a lesion has a mediastinal component. In the aspirate from the mature teratomas we have seen, the squamous epithelium was very cohesive, in contradistinction to the dispersed cells of well-differentiated squamous cell carcinoma.

Low-grade mucoepidermoid tumors have been described in FNB samples214 as well as basaloid squamous carcinoma.215

Metastatic squamous carcinoma from head and neck or from anogenital primary sites will often be positive for high-risk HPV DNA, whereas primary lung SCC is rarely HPV positive.216 PCR studies for HPV DNA on cell block material may be helpful when metastatic disease is being considered.

Adenocarcinoma, including BAC (Figs 8.18-8.24)

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Fig. 8.18 Adenocarcinoma, well differentiated

(A) Monolayered sheets and papillaroid clusters of glandular cells (H&E, HP); (B) 3-D clusters and a sheet of glandular cells with a palisaded edge (H&E, HP). Diagnosis of malignancy based on abundance of material and complex architecture.

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Fig. 8.19 Adenocarcinoma

(A) Monolayered sheet of glandular cells showing enlarged hyperchromatic nuclei with irregular outlines and several intranuclear cytoplasmic inclusions (H&E, HP). (B) 3-D clusters of glandular cells (MGG, HP). Inset: intranuclear cytoplasmic inclusions (MGG, HP oil).

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Fig. 8.20 Well-differentiated adenocarcinoma

Lepidic growth pattern. Tissue section (H&E, MP).

image

Fig. 8.21 Well-differentiated adenocarcinoma

Monolayered sheet of glandular cells with honeycombing and prominent mucin (Pap, HP).

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Fig. 8.22 Well-differentiated adenocarcinoma

Mucinous with lepidic growth pattern. Tissue section (H&E, MP).

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Fig. 8.23 Poorly differentiated adenocarcinoma

Delicate cytoplasm, rounded nuclei with single prominent central nucleoli (H&E, HP). Objective criteria of glandular differentiation not present in this aggregate; diagnostic criteria need to be sought elsewhere in smear or cell block.

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Fig. 8.24 Primary adenocarcinoma

Strong positive nuclear staining for TTF-1 (Cell block, IPOX, HP).

Criteria for diagnosis

Medium-sized to large cells with abundant delicate cytoplasm,
Flat sheets,
Rosettes, acinar structures or cell clusters/balls,
Columnar cells,
Round to oval eccentric nuclei with large solitary nucleoli.

The cellular morphology of adenocarcinoma is similar to that described in brush material. Rosettes, acinar formations or cohesive cell clusters (Figs 8.18 and 8.19) represent anatomical structures removed from the tumor by the needle. The larger the gland formations, the less likely they are to be removed intact and, when only partly removed, deposit on the slide as flat sheets in a monolayer (Fig. 8.18): a useful indicator of glandular differentiation. Artifactual spaces are often seen in large tissue fragments and may be misinterpreted as acinar structures; however, where the spaces have an ‘anatomical’ rigidity, they may indicate glandular differentiation. Mucin secretion is difficult to identify without the aid of special stains, and vacuolation of the cytoplasm may occur as a result of degeneration or the presence of glycogen. In H&E- or Pap-stained material vacuoles with a central, inspissated, eosinophilic or orangiophilic center are very suggestive of mucin secretion and correspond to the intracellular lumina described ultrastructurally in adenocarcinomas. With MGG staining, mucin may be visible as magenta or purple material within the cytoplasm, either homogeneously or as red granules within a pale vacuole. Well-formed columnar cells or groups of palisaded cells may be a guide to glandular differentiation and terminal plates/bars may also be present. In the 2004 WHO classification,217 the definition of BAC was limited to a non-invasive process and is now an uncommon diagnosis, requiring full histological assessment; there is currently debate as to whether the term should be used at all, especially since a diagnosis of BAC cannot be rendered on small biopsy samples or cytological samples. However, it is still possible to suggest that a tumor may have a BAC-like component based on cytological features. These include large, cohesive, monolayered sheets which reflect the growth of neoplastic cells in a monolayer along alveolar walls, papillary processes, cell balls and clusters, intranuclear cytoplasmic inclusions and psammoma bodies (Figs 8.18-8.22). The radiogical appearance of a purely ground-glass opacity without a solid component is also suggestive of a BAC.

Problems and differential diagnosis

Other poorly differentiated large cell carcinomas,
Metastatic adenocarcinoma,
Atypical adenomatous hyperplasia,
Reactive bronchiolar cells,
Other tumors, e.g. neuroendocrine tumors, cystic mucinous neoplasms, mesothelioma.
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In adenocarcinomas with meager mucin secretion and little or no glandular formation, the possibility of accurate diagnosis by morphological features is low. The cytoplasmic and nuclear features of large cell carcinoma and of some poorly differentiated squamous cell carcinomas may closely resemble adenocarcinoma; immunostaining for p63, CK5/6 and TTF-1 may be useful.143,213 If the tumor cells are fairly regular and the nuclei are rounded with large central nucleoli they are more likely to be glandular (Fig. 8.23); this is not, however, a completely reliable criterion.

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There are no absolute cytological criteria for separating primary from secondary adenocarcinomas, although there may be features indicative of a particular organ of origin (see Chapter 5). Immunostaining for TTF-1 provides the best single marker of a primary origin (Fig. 8.24), although it should be recognised that metastic thyroid malignancies and occasionally metastases from other sites may be TTF-1 positive.144-146

It is likely that so-called atypical adenomatous hyperplasia (AAH) represents a precursor of peripheral adenocarcinomas of the lung.218 Foci of AAH are usually small (<5 mm), incidentally found in lung resections and are seldom sampled by FNB. Nevertheless, they potentially represent a source of error in FNAC diagnosis since they can be composed of highly atypical glandular cells, and may produce small opacities.219 We have encountered one case where the mass lesion seen on CT proved to be an area of non-specific fibrosis at resection and where the small numbers of highly atypical but rather poorly preserved cells seen in FNB samples were derived from adjacent areas of AAH.

It may be difficult to diagnose well-differentiated adenocarcinoma/BAC when there is a low degree of nuclear atypia. The material may mimic benign bronchiolar epithelium, especially when occurring in small sheets. The presence of abundant material should raise the index of suspicion, as should papillae or cell balls. Sometimes there may be only few diagnostic cells so that an overall impression of variation in atypia can be important in reaching a conclusion. Aspirates from non-malignant lesions of the lung frequently contain bronchiolar epithelium, sometimes showing nuclear atypia.84,167 Reactive sheets are usually small and few in number,86 and have more irregular borders than malignant sheets. Jarrett and Betsill considered high cellularity, architectural three-dimensionality, intranuclear cytoplasmic inclusions and large nucleolar size to be the most helpful features in distinguishing adenocarcinoma from reactive bronchiolar proliferations.86 Zaman et al. suggested a predominance of two- and three-dimensional tissue fragments, intranuclear cytoplasmic inclusions and paucity of multinucleated cell forms to be more indicative of malignancy.202 Silverman found a lack of hyperchromasia, prominence of cell borders, presence of terminal plates, goblet cells and nuclear molding to be more characteristic of benign reactive epithelium.84

Confusion with other primary pulmonary neoplasms may occur. Lesions such as carcinoid tumors and rare lesions such as sclerosing hemangioma/pneumocytoma220-223 yield a uniform cell population similar to that of well differentiated adenocarcinoma. Carcinoid tumors usually consist of regular cells which are smaller and more dispersed than those of adenocarcinoma and their round nuclei have a characteristic stippled ‘neuroendocrine’ chromatin pattern (see Figs 8.33 and 8.34). We have not seen examples of papillary adenoma in FNB material, but these rare tumors are also likely to provide problems in differential diagnosis. Pulmonary mucinous cystic neoplasms (PMCN) are also rare; distinction from a variety of pulmonary neoplasms, including mucinous BAC, bronchial mucous gland adenoma, mucoepidermoid carcinoma and metastatic mucinous adenocarcinoma, may be difficult.224 Moran considers that a clear morphological distinction between the benign and malignant forms of PMCN has not been convincingly made and that all lesions should be considered at least potentially malignant.225 Categorization as a cystic tumor may be important in planning surgery, as circumscribed lesions with minimal invasion are likely to have a good prognosis.

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The differential diagnosis between a peripheral well-differentiated adenocarcinoma, including those showing a pseudo-mesotheliomatous growth pattern, and the epithelial form of malignant mesothelioma can usually be resolved by mucin and immunoperoxidase stains; occasionally, ultrastructural studies are required.

Small cell carcinoma (Figs 8.25-8.29)32,35,36,79,82,83

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Fig. 8.25 Small cell carcinoma

Loose clusters with some dispersal and smearing artifact (Pap, HP).

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Fig. 8.26 Small cell carcinoma

Pleomorphic poorly cohesive cells with little or no cytoplasm; nuclear molding (MGG, HP).

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Fig. 8.27 Small cell carcinoma

Small loose cluster showing absence of cytoplasm, finely granular chromatin, inconspicuous nucleoli, nuclear molding and teardrop cells (H&E, HP).

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Fig. 8.28 High-grade neuroendocrine carcinoma; small cell carcinoma

(A, B) Smears showing ‘intermediate’ morphology. Loose aggregates of fragile cells with traumatization artifact and nuclear molding but some background cytoplasm (A, Pap, MP; B, H&E, HP). (C) Tissue section of resected peripheral stage 1 small cell carcinoma (H&E, HP).

image image image image image

Fig. 8.29 High-grade neuroendocrine carcinoma

Variable morphology including small cell and large cell patterns. (A) Low-power smear appearances of small cell carcinoma; (B) Higher-power examination shows some large cells with prominent nucleoli (A, H&E, LP; B, H&E, MP). (C,D) Tissue sections of resected peripheral stage 1 tumor showing areas of geographic necrosis and a predominance of large cells with prominent nucleoli (C, tissue section, H&E, LP, Inset, HP; D, tissue section, H&E, HP). (E) Positive immunostaining for chromogranin in resected specimen (E, tissue section, IPOX, HP).

Criteria for diagnosis

Small or medium-sized cells with little or no cytoplasm (larger than in sputum),
Dispersed cell presentation; some clusters, including some small tight groups,
Nuclear molding and engulfment; irregular nuclei,
Uniform finely or coarsely granular nuclear chromatin; small nucleoli,
Tear-drop cells, smeared cells and streaks of nuclear material,
Engulfment of apoptotic bodies,
Numerous mitotic figures.

This group of lung carcinomas is the most aggressive of the common types, having a mean survival of less than 6 months without treatment. Small cell carcinoma is virtually unheard of in non-smokers, while for carcinoid and atypical carcinoid the smoking association is much weaker. It is important to categorize this neoplasm accurately because, in general, chemotherapy rather than surgery will be used in management. In addition, chemotherapy regimens are different from those used for inoperable non-small cell carcinomas. This group is fairly homogeneous in terms of its biology but is more heterogeneous morphologically. Attempts at morphological subclassification have been made; however, the larger ‘intermediate’ and smaller ‘oat cell’ subtypes are not reliably separable by expert pathologists and do not have significantly different behavior or response to therapy. The latest WHO classification therefore does not subcategorize small cell carcinoma although it does recognize mixtures with other types of carcinoma.217

Cytology is very successful in diagnosing small cell carcinoma in sputum and pleural fluid; in fact, sputum cytology may be more accurate than FNAC in typing this lesion. The criteria for the diagnosis of small cell carcinoma in aspirated material are similar to those in other sample types, but there are some important differences.

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Cell pleomorphism is so distinctive that a diagnosis of malignancy is seldom in doubt (Figs 8.25-8.27). The most immediate impression is the absence or sparseness of cytoplasm rather than the small size of the neoplastic cell (Figs. 8.26 and 8.27). In fact, the cell nuclei may appear larger than similar cells in sputum and this may mislead one into making a diagnosis of non-small cell carcinoma. This difference in size between sputum and aspirated material is due to degenerative changes and shrinkage in sputum. It is sparseness of cytoplasm rather than size which is the most helpful initial clue in differentiating the lesion from other pulmonary carcinomas.

The combination of dispersal with clustering is also important, especially when other small cell neoplasms enter the differential diagnosis (Fig. 8.25). Lymphomas generally do not display such cell cohesion, although large fragments may be dislodged, and in some cases lymphoid cells may form clusters or packets.

Fragility of nuclei is emphasized by tear-drop cells or streaks of smeared nuclear material,226 and the close nuclear apposition and molding so commonly seen in sputum are also evident (Figs 8.26 and 8.27). Uniform coarsely granular ‘salt and pepper’ nuclear chromatin is also a well-recognized feature of this cancer in other sites, but one point of difference from sputum is the frequency of small nucleoli in aspirated material; they are less commonly seen in sputum. This may also be related to the better preservation of cells removed directly from tumor; small nucleoli are also often seen in bronchial brush material. Mitotic figures are usually easily found.

Mullins et al. described paranuclear blue inclusions as a common feature of small cell carcinomas;227 similar inclusions are seen in some non-small cell carcinomas but we have not seen them in lymphoma.

Renshaw et al.,228 in a review of QA material, found that misclassification of small cell carcinoma as non-small cell carcinoma may reflect a variety of factors, including lack of recognition that some features of non-small cell carcinoma may also be noted in well-preserved cases of small cell carcinoma; there may be increased cytoplasm and cytoplasmic globules (paranuclear blue bodies), or apparent intracytoplasmic lumina. Cases more frequently misclassified as non-small cell carcinoma tended to show better overall cellular and group preservation.

In the largest series the predictive value of a diagnosis of small cell carcinoma by FNB is over 90% and the sensitivity of tumor typing over 80%.30,82,83 However, there are few series with complete histological follow-up and some series where overall accuracy was lower. Reasonable experience with FNB diagnosis is necessary before the diagnosis can be assumed to be as reliable as by biopsy or sputum cytology.

Problems and differential diagnosis

‘Intermediate’ small cell carcinoma,
Large cell neuroendocrine carcinoma,
Small celled or basaloid squamous carcinoma,
‘Combined’ small cell carcinoma,
Complement of large cells; mixed small and large cell carcinoma,
Low-grade carcinomas, e.g. carcinoid tumor (including spindle cell carcinoid and atypical carcinoid), adenoid cystic carcinoma,
Other carcinomas with excessive artifactual smearing,
Lymphoma,
Metastatic tumors (e.g. melanoma, metastatic neuroendocrine tumors).

Although ‘intermediate’ small cell carcinoma is no longer recognized as a separate category in international classifications, we find it a useful concept to highlight the occasional difficulty in distinguishing between small cell and poorly differentiated non-small cell carcinomas (Figs 8.28 and 8.29). There is overlap in nuclear size between small and large cell carcinomas and a tendency for inexperienced cytologists to include small cell carcinomas with larger than expected nuclei in the non-small cell category. In general, if the nuclear features of a problematical tumor are those of small cell carcinoma – that is, granular chromatin without prominent nucleoli – the neoplasm will usually fall into the small cell carcinoma group histologically, whereas vesicular nuclei with prominent nucleoli would generally be evidence of non-small cell tumor. However, large cell neuroendocrine carcinoma does provide special problems. Our experience is limited but is similar to Yang et al. who described various morphologic patterns in this family of tumors, including small cell-like and mixed small cell/large cell-like FNAC patterns.37 Cell size is therefore an important criterion and one to be critically evaluated. Tumors with nuclei larger than 2–3 times the diameter of a lymphocyte may be classified as LCNEC histologically, even if nuclear chromatin pattern and other cytological features are similar to those of small cell carcinoma (Fig. 8.29). Our approach is therefore to first come to a diagnosis of ‘high-grade neuroendocrine carcinoma’ and then to critically examine cell size and morphology to determine the best category – ‘small’ or ‘large’. We do, however, agree with the idea propounded by Marchevsky et al.89 that the distinction between the two categories may be somewhat artificial in view of the overlap in cell size between the two groups. This is an area which requires close cooperation with oncologists and an acceptance of the limitations of cytological diagnosis. It may be necessary to base management on clinical and staging findings in conjunction with inconclusive cytological tumor typing in some cases.

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Cell cohesion is not a feature of small cell cancer and, when present, some caution should be adopted; distinction from small-celled squamous cell carcinoma with minimal cytoplasm may be especially difficult. Basaloid squamous carcinoma, analogous to the tumors described in upper respiratory tract, may rarely occur as a primary lung tumor or more commonly as a metastasis.229,230 Greater cell cohesion and the presence of even minimal or focal squamous differentiation will be helpful in diagnosis. ‘Borderline’ tumors exist, where there may be difficulty deciding even histologically between a diagnosis of small cell and non-small cell carcinoma. Combined tumors may occasionally be diagnosed by cytology.231 Discrepancies between cytological and histological classification can occur because of combined or collision tumors or separate synchronous primaries where cytological sampling may not reveal all tumor elements. Ten percent of predominantly non-small cell tumors have a small cell component histologically.232 A high percentage of small cell carcinoma cases (28%) are said to show combinations with non-small cell lung cancer, with large cell carcinoma the most common.233

A few very large cells are occasionally seen in typical small cell tumors. These usually lie singly and scattered across the smear; however, when clusters of larger cells are present or when these cells are numerous, caution should be exercised. Combined tumors of mixed small and large cell type are said to have a worse prognosis and to be less sensitive to therapy.234

Our approach to problem cases has been to request more biopsy or cytological material for cell block and immunoperoxidase studies. Immunohistochemical demonstration of neuroendocrine differentiation using immunostaining for synaptophysin, chromogranin and CD56 reinforces a diagnosis of small cell carcinoma; however, some studies find up to 25% of small cell carcinomas are negative with all neuroendocrine markers.235 TTF-1 staining is usually seen in small cell carcinoma (>90% of cases) but is seldom seen in SCC. Strong positive nuclear p63 staining would favor a squamous lesion.213 A paranuclear CAM 5.2 keratin-positive dot similar to those seen in Merkel cell tumors and some other neuroendocrine tumors is a helpful criterion not seen in other poorly differentiated lung carcinomas. In ‘operable’ stage I tumors or peripheral tumors, very careful cytological assessment is necessary. Biopsy or lobectomy is advisable when diagnostic difficulty is not resolved by repeated FNB or FOB because some of these tumors will be large cell neuroendocrine carcinomas or atypical carcinoids, best treated by surgery (see Fig. 8.36).34

Low-grade carcinomas, e.g. carcinoid or adenoid cystic carcinoma, are also composed of small cells. The regularity and lack of fragility of the former should prevent misdiagnosis. MIB-1 staining also distinguishes low-grade from high-grade neuroendocrine tumors. Lin et al.236 found that over 50% of nuclei stained in high-grade tumors, compared to less than 25% of nuclei in low-grade tumors. In metastatic adenoid cystic carcinoma in the lung, the appearances are usually easily recognized;237 however, poorly differentiated adenoid cystic carcinomas can have cytological appearances resembling small cell anaplastic carcinoma. Other lesions such as spindle cell carcinoid, atypical carcinoid and large cell neuroendocrine carcinoma should be considered when the morphology or location of the tumor or clinical features are unusual, for example in small peripheral lesions, polypoid intrabronchial lesions, or in non-smokers.238

The cytological distinction of small cell carcinoma from atypical carcinoid is based on prominent nuclear molding and pleomorphism, and abundant mitotic activity and necrosis, including single-cell necrosis, in small cell carcinoma.35 However, it is safe to heed Frierson’s advice that small, peripheral or stage I tumors thought to be small cell carcinoma on cytological or small biopsy histological examination should be further evaluated, because at least some of these would be classified as atypical carcinoids, large cell neuroendocrine carcinomas or ‘peripheral small cell carcinoma of lung resembling carcinoid tumor’.34

When only small amounts of material are aspirated, artifactual smearing is more common; in these cases the loss of cytoplasm and the disruption of nuclei occurring in other poorly differentiated carcinomas may mimic small cell carcinoma. It is sometimes very difficult to distinguish small cell carcinoma from lymphomas in smears, particularly those of follicular center cell origin with pronounced cell pleomorphism and nuclear irregularity. Cell dispersal together with a rim or a tail of intact cytoplasm in individual cells and a background of round, cytoplasmic fragments staining blue with MGG (lymphoid globules/lymphoglandular bodies) are helpful features in making a diagnosis of lymphoma. Dispersed cells of small cell carcinoma are usually bare nuclei. Some low-grade lymphomas can show pseudomolding due to clustering of the nuclei. Problems can be resolved by immunocytochemistry or flow cytometry.

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We have seen one case of metastatic melanoma in which FNB material was virtually indistinguishable from small cell carcinoma. Metastatic neuroendocrine carcinomas from other sites, e.g Merkel cell carcinoma, and high-grade neuroendocrine carcinoma of bladder, cervix, prostate and GIT may also need to be considered.239

Large cell carcinoma (Figs 8.31 and 8.32)

Usual findings

Large, highly pleomorphic cells with abundant cytoplasm,
Large multilayered fragments of malignant tissue,
Dispersed cells with a high N:C ratio,
Tumor giant cells,
Polymorph ingestion,
Fragile cytoplasm.
image

Fig. 8.31 Giant cell carcinoma

Pure population of multinucleate malignant cells (MGG, HP).

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Fig. 8.32 Giant cell carcinoma

(A) Giant tumor cell with prominent neutrophil ingestion; (B) Positive immunostaining for AE1/AE3 keratins (A, H&E, HP; B, IPOX, HP).

Large cell carcinoma is a diagnosis of exclusion in that cytological features of squamous, glandular or neuroendocrine differentiation are absent in a non-small cell carcinoma.88 It may be necessary to examine large areas histologically to ensure that differentiation is lacking. This diagnosis can therefore never be established by FNAC alone. Instead, we use the category of poorly differentiated large cell or non-small cell carcinoma to designate non-small cell tumors in which further subtyping is not possible. Many of these prove to be squamous cell carcinoma or adenocarcinoma after histological examination, and the category is virtually eliminated if typing by electron microscopy is used. As previously discussed, attempts should be made to further classify ‘non-small cell’ carcinoma in cytological specimens using immunohistochemistry. Tumors showing dual differentiation such as adenosquamous carcinoma are uncommonly diagnosed cytologically.231 Carcinosarcoma (see Fig. 8.54),240 sarcomatoid/spindle cell carcinoma241 or blastoma242 are other considerations in poorly differentiated tumors with a spindle component.

The findings in large cell carcinoma are highly variable; those listed are the common features but have little specific diagnostic value, and other cytological patterns may occur. For example, in those tumors diagnosed as large cell carcinoma by subsequent histology, there is often a high N:C ratio and cell dispersal may be striking. An appearance resembling melanoma may sometimes be observed. Polymorph ingestion appears to be linked to an abundance of cytoplasm and cell pleomorphism rather than any particular form of differentiation, and virtually any tumor may demonstrate this phenomenon. FNAC findings in lymphoepithelioma-like carcinomas have been described.243

Pure giant cell carcinomas have been diagnosed cytologically (Figs. 8.31 and 8.32), although immunostaining is necessary to confirm carcinoma.244 They are said to be peripheral highly aggressive neoplasms, but occasionally, smaller resectable tumors are encountered.245

Problems and differential diagnosis

Poorly differentiated squamous cell carcinoma and adenocarcinoma,
Metastatic neoplasms, and other poorly differentiated malignancies,
Small cell carcinoma,
Megakaryocytes.

The cytological findings in poorly differentiated squamous cell carcinomas and adenocarcinomas overlap with those of large cell anaplastic carcinoma. In particular, highly eosinophilic cytoplasm simulating squamous differentiation may occur because of necrosis and is a common source of error in classification.

Metastatic neoplasms, especially other anaplastic carcinomas, melanoma, sarcoma and carcinosarcom,a may have similar cytological findings; large cell pulmonary neoplasms may have strikingly similar cytological features to melanoma.

Megakaryocytes, seen in FNB samples of lung either due to contamination from bone marrow, pulmonary capillaries,166 or extramedullary hematopoiesis,209 may give rise to suspicion of neoplasia.

Carcinoid tumors (Figs 8.33-8.35)32-36,238,246,247

Typical carcinoid33,35,36,246,247

Usual findings

Dispersed cell population with some trabeculae or palisades and small cell clusters,
A monomorphous population of small neoplastic cells with small amounts of intact cytoplasm,
Rounded or oval nuclei with stippled/granular nuclear chromatin and small nucleoli,
Plexiform background of small blood vessels; adherence of cells to vascular cores.
image image

Fig. 8.33 Carcinoid tumor

(A) Plexiform aggregate of small blood vessels with adherent tumor cells (Pap, LP); (B) Aggregate of small regular cells with stippled neuroendocrine nuclear chromatin pattern (Pap, HP).

image

Fig. 8.34 Carcinoid tumor

Dispersed regular tumor cells in company with small capillary blood vessels (H&E, HP).

image image image

Fig. 8.35 Carcinoid tumor, spindle cell type

Tight aggregate of spindle cells with little pleomorphism. Cell block showing no mitotic activity or necrosis. Strong positive immunostaining for synaptophysin (A, H&E, HP; B, Cell block, H&E, HP; C, Cell block, IPOX, HP).

In ‘classic’ carcinoid tumors, the FNB findings are often distinctive enough to permit diagnosis, with or without ancillary tests such as immunocytochemistry. In contrast, the atypical carcinoids that we have seen were more difficult to classify before resection. Nicholson et al. found similar problems in recognizing a proportion of their neuroendocrine carcinomas, including low- and high-grade tumors, and suggested that ‘attention to the presence of loose cell aggregates in a background of singly dispersed cells; feathery patterns created by tumor cells clinging to capillaries; rosette formations; delicate, granular cytoplasm; inconspicuous nucleoli; molding in high-grade tumors; and, most importantly, speckled or dusty chromatin patterns are useful in identifying neuroendocrine differentiation in cytologic specimens’.36

In classic carcinoids, the ‘neuroendocrine’ round or oval nuclei with stippled nuclear chromatin and inconspicuous nucleoli are distinctive; the chromatin pattern may be rather similar to the ‘clock face’ chromatin of plasma cells (Fig 8.33). Although the cells are not particularly cohesive, small groups and loose clusters are quite common. Dispersed cells usually retain their cytoplasm and the nuclei are rather robust. Even if bare nuclei are prominent, traumatized cells, cell debris or streaks of nuclear material are not a feature.

Plexiform leashes of capillaries or venules or vascular cores with adherent tumor cells are a feature of bronchial carcinoids (Fig. 8.33) and are very seldom seen in small cell carcinomas.246 In Anderson’s series, this feature was present in 21 of 23 tumors including spindle and atypical forms.247 Collins et al. found this feature in only 4 of 19 cases but these were a mixture of pulmonary and metastatic intestinal tumors.33 In our material, most carcinoids of the classic and atypical type have shown this element when sampled by FNB, in contrast to bronchial brushings where the observation is seldom made.

The amount of cytoplasm varies and we have seen examples with abundant glassy or pale cytoplasm. In a few cases, we observed intracytoplasmic densities corresponding to the intermediate filament ‘buttons’ seen ultrastructurally and similar to those seen in Merkel cell tumors, salivary small cell carcinomas, some pulmonary small cell carcinomas and mediastinal carcinoids. Intracytoplasmic mucin is present in some cases.

Problems and differential diagnosis

Atypical carcinoid,
Small cell anaplastic carcinoma,
Well differentiated adenocarcinoma,
Pulmonary hamartoma,
Other small cell tumors; carcinoid variants,
Metastatic carcinoid,
Reactive or traumatized bronchiolar epithelium.

Since atypical carcinoid is defined by mitotic activity or necrosis, even when focal, this diagnosis cannot be excluded in cytological material. This may need to be pointed out to clinicians in cytological reports.

Small cell anaplastic carcinoma is usually distinguishable by degree of pleomorphism, absence of cytoplasm, mitotic rate and cell fragility, unless material is minimal or poorly preserved. In small peripheral tumors or apparent stage I small cell tumors, a diagnosis of small cell carcinoma should be given cautiously because some of these tumors may be classified as atypical carcinoids by histopathology.34 Well-differentiated adenocarcinoma may be composed of very uniform cells; however, the cells are usually much larger, having more abundant cytoplasm and more cohesion than those of carcinoids. Large monolayered sheets are not usually a feature of carcinoids. Some carcinoids of ordinary type can simulate adenocarcinoma and show acinar formations, flat sheets or three-dimensional structures without characteristic neuroendocrine nuclear features.

The epithelial cells of hamartomas may bear some resemblance to carcinoid cells; other small cell lesions such as adenoid cystic carcinoma should also be considered.247 Bronchiolar cells and plasma cells may resemble neuroendocrine cells.33,35 Rare tumors such as sclerosing hemangioma resemble carcinoid in smears.220,223,247,248,249

Carcinoid variants include those with amyloid stroma, osseous metaplasia, melanin production, psammoma bodies33 and a papillary structure.

Metastatic carcinoid tumors of, for example, small bowel have similar features to primary tumors of the lung,33 although, to our knowledge, a plexiform vascular pattern has not yet been detailed in metastases. None of our primary lung tumors has shown the striking red granularity on MGG preparations seen in some small bowel tumors. Immunohistochemistry can aid in the distinction of primary versus metastatic carcinoid; TTF-1 expression is said to be specific for a lung primary in typical and atypical carcinoids and TTF-1-positive carcinoids are predominantly found in a peripheral location.147,250

Spindle cell carcinoid35,238,251

Peripheral location of a spindle or small cell tumor raises this possibility. We have seen cytological material from several spindle cell carcinoid tumors in which uniformity of nuclear size was a feature which, together with absence of nuclear smearing and background debris, excluded small cell anaplastic carcinoma. Cell clumps were present to a varying degree (Fig. 8.35) and in some smears cell dispersal was more evident. Adherence to proliferative vascular cores led to an appearance much like a vascular tumor in one case. Ultrastructural examination can exclude other spindle cell lesions.239 One example of a pulmonary tumorlet associated with an opacity on imaging, and providing diagnostic difficulties, has been described.252 TTF-1 is usually positive in spindle cell carcinoid.250

Atypical carcinoid35,36

These tumors occupy a position between carcinoid tumors and small cell carcinoma in the spectrum of neuroendocrine carcinomas of lung, in terms of both morphology and biological behavior. In histological material they are defined in the WHO classification as tumors with a carcinoid growth pattern but showing either greater than two mitoses per 2 mm squared, or necrosis.217,253 They may be associated with pleomorphism/nuclear atypia but this is not a necessary feature for diagnosis. There are examples which are difficult to categorise even when all the tumor is available for histological study, and individual cases may contain mixtures of typical and atypical carcinoid or even foci indistinguishable from small cell carcinoma or large cell neuroendocrine carcinoma. Atypical carcinoid cannot therefore be excluded in FNB samples which suggest carcinoid. We have reviewed cytological material from 15 classic and 11 atypical carcinoids of lung. All the classic tumors were specifically diagnosed; all the atypical cases were recognized as malignant but specific diagnosis was difficult in all. On review, some showed features in common with classic carcinoids such as a combination of cohesive aggregates and dissociation, small to moderate amounts of cytoplasm, neuroendocrine nuclei, trabeculae, palisades and rosettes and plexiform vascularity. Features favoring atypical carcinoid included necrosis and mitotic activity in 5 of 11 cases and more marked pleomorphism in 10 of 11. The absence of widespread molding, smeared fragile nuclei, abundant single-cell necrosis or abundant mitoses and cohesive acinar rosette-like or sheet-like groupings with palisading help exclude small cell carcinoma. Low levels of staining for MIB-1 would also be helpful.236 Metastatic tumors such as breast carcinoma or prostatic carcinoma may cause differential diagnostic problems.

Adenocarcinoid35,254,255

Tumors with prominent glandular differentiation but showing ultrastructural neuroendocrine features are well described and may not be recognizable as being neuroendocrine cytologically.

Large cell neuroendocrine carcinoma (Fig. 8.36)36-38,255,256

Large cell neuroendocrine carcinoma is included as a subtype within the large cell carcinoma category in the WHO classification.217 This entity is a non-small cell carcinoma without squamous or glandular differentiation, with morphological features suggesting neuroendocrine differentiation, which can be confirmed by immunocytochemistry or EM.217,255,256 Histologically, cell nesting with peripheral palisading of nuclei, large cells with prominent nucleoli, a high mitotic rate, (>10/10 high-power fields) low nuclear:cytoplasmic ratio, an organoid, trabecular or palisading pattern and large areas of geographic necrosis are features aiding recognition. A ‘neuroendocrine’ uniformly stippled nuclear chromatin pattern may be present in some tumors. Criteria for recognition by FNB samples have been suggested.36-38 In our view there is potential for ‘misdiagnosis’ because of the overlap in appearances between this tumor, small cell carcinoma, atypical carcinoid and basaloid carcinoma. At least some of these carcinomas may have been previously classified as ‘intermediate’ small cell carcinoma or atypical carcinoids. Yang et al. identified three cytological patterns in a series of 20 cases including small cell-like and mixed small cell and large cell-like tumors. Close attention to nuclear size and prominence of nucleoli are the most important criteria for distinction from small cell carcinoma.37 In the series of 20 cases reviewed by Wiatrowska, initial diagnoses included a range of non-small cell type tumors. Peripheral palisading of flattened three-dimensional clusters, finely or coarsely granular chromatin and some nuclear molding or crush artifact were features more characteristic of this tumor type than other non-neuroendocrine tumors.38 TTF-1 positivity has been described in up to 40% of large cell neuroendocrine carcinoma and may be useful in distinguishing this tumor from basaloid squamous carcinoma.257

image image image

Fig. 8.36 Large cell neuroendocrine carcinoma

(A) Cell pattern resembling small cell carcinoma including single-cell necrosis, and pleomorphic fragile cells with minimal cytoplasm (H&E, HP); (B) Cohesive acinar and rosette-like structure (Pap, HP); (C) Sheets, rosette-like structures and foci of confluent necrosis (tissue section; H&E, IP).

Diffuse idiopathic neuroendocrine cell hyperplasia (DIPNECH)258,259

DIPNECH is a putative precursor lesion of carcinoid tumors of the lung.258,259 As this process may present with multiple nodules radiologically, there is the potential for interpretation as metastatic disease; cytological findings have not yet been reported in the literature.

Primary pulmonary salivary-type neoplasms

Primary pulmonary neoplasms that have similar histological features to those seen in salivary glands are rare. Careful clinical evaluation is necessary to establish the primary pulmonary nature of these tumors and to rule out the possibility of metastasis.260

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Adenoid cystic carcinoma237,261-264

Distinction from other small cell malignancies is usually possible if large acellular basement membrane spheres are present (Fig. 8.37). Pitman et al. found diagnosing metastatic tumors to be easily achieved in FNB samples.237 Ozkara has described FNAC findings of primary pulmonary solid adenoid cystic carcinoma.261

image image image

Fig. 8.37 Metastatic adenoid cystic carcinoma; primary oral cavity tumor

(A) Large aggregates of tumor cells with a cribriform appearance; (B) Prominent hyaline globules of basement membrane material (A, Pap, LP; B, MGG, HP). (C) Cell block; cribriform pattern around loose basement membrane material (C, Cell block, H&E, IP).

Mucoepidermoid carcinoma214,263,264

Nguyen263 describes several low-grade tumors with moderately pleomorphic squamous cells and occasional cytoplasmic mucin vacuoles. Brooks and Baandrup found a mixture of intermediate, squamous and mucin-secreting cells with some spindle cells.214 Segletes considered the findings to be suggestive in their three cases.264

Pleomorphic adenoma265,266

This can present as a primary pulmonary lesion or as metastasis from a benign-appearing salivary pleomorphic adenoma; its appearances by FNAC in either setting are identical to those described in the salivary gland.

Bronchial acinic cell carcinoma267

Watanabe et al. have described transbronchial FNAC findings in a bronchial acinic cell carcinoma, which were essentially similar to acinic cell carcinomas of the head and neck region.267

Other bronchial gland tumors

Cwierczyk et al. described a bronchial oncocytoma.268 Oncocytomas, carcinoid tumors with oncocytic features and metastatic oncocytic or oxyphilic malignancies may have similar features. An oncocytic carcinoid mimicking granular cell tumor has been described in bronchial brushings.269 Pulmonary epithelial myoepithelial carcinoma is a rare tumor, usually endobronchial; cytological findings have not yet been described.270

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Metastatic malignancy52

The cytopathologist’s approach to the diagnosis of metastases by FNAC is similar to that of the surgical pathologist. Detailed knowledge of the clinical history must be available, together with earlier cytological and histological preparations, for review and comparison with current material. Using these principles, the diagnosis is usually achieved with a high degree of reliability, although some caution is necessary because of the ability of lung carcinoma to mimic other tumors, including sarcomas. Even if the aspirated material cytologically resembles a previous malignancy at another site, a new primary tumor may still be difficult to exclude completely, especially in the case of adenocarcinoma. Perry57 and Freidman et al.53 drew attention to the relatively common occurrence of new primary tumors when metastases were suspected clinically. Metastatic carcinoma, particularly from colon and kidney, may show endobronchial growth mimicking primary tumor. Adenocarcinomas from various sites may also show a bronchiolo-alveolar growth pattern along alveolar septa. Specific immunohistochemical stains such as thyroid transcription factor (TTF-1), differential cytokeratins (high and low molecular weight cytokeratins and CK7 versus CK20), CEA, hormone receptors (ER and PR), mammoglobin and gross cystic disease protein (GCDFP-15) may be useful markers in differentiating primary from metastatic carcinoma. Other immunohistochemical stains which are fairly specific for certain malignancies may also be of value, e.g. prostate-specific antigen (PSA), thyroglobulin and S-100, HMB-45 and Melan A for malignant melanoma.

Metastatic colorectal adenocarcinoma (Figs 8.38-8.40)271

Usual findings

Necrosis,
Palisading of nuclei; elongated nuclei,
Large, elongated columnar cells.
Well-formed gland structures.
image

Fig. 8.38 Metastatic colonic carcinoma

Well-differentiated tumor with monolayered sheet, gland formation and a background of necrotic tumor (Pap, HP).

image

Fig. 8.39 Metastatic colonic carcinoma

Complex aggregate with palisading columnar cells, gland openings, mitoses and apoptotic debris (Pap, HP).

image image

Fig. 8.40 Metastatic colonic carcinoma

(A) Strip of tumor tissue with elongated palisaded nuclei, in a background of ‘dirty’ necrosis; (B) Negative immunostaining for cytokeratin 7 and (C) Strong diffuse cytoplasmic staining for cytokeratin 20 (right) in cell-block preparations (A, Pap, MP; B & C, Cell block; IPOX, MP).

Metastatic adenocarcinoma of colorectum usually shows the above features. The ‘dirty’ necrosis is rather characteristic, with amorphous and granular eosinophilic material and a background of nuclear debris.

We have seen significant necrosis in only one case of well-differentiated, apparently primary carcinoma of the lung and the histological appearances in this case were strikingly similar to those of colonic carcinoma. Palisading of elongated nuclei of columnar cells is often a feature of colonic carcinoma, but not bronchogenic adenocarcinoma. In colonic carcinoma, glandular structures are often evident either within large aggregates (Figs 8.38-8.39) or lying separately; the demonstration of a clear apical space and a brush border in the tumor cells is another characteristic.271 A CK7/TTF-1 negative CK20/ CDX2-positive immunophenotype is generally confirmatory (Fig. 8.40). Some mucinous tumors of the lung may also possess a CK7 negative/CK20 positive phenotype although usually not with such intense or widespread CK20 staining.272,273 Pulmonary enteric adenocarcinoma can closely resemble colorectal carcinoma but is often CK7 and TTF-1 positive, in addition to being CK20 positive.142 EM demonstration of junctional complexes and cell surface features of hindgut type in colonic cancer is also helpful.47

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Other metastatic tumors

Breast carcinoma exhibits variable features including a predominantly dispersed pattern, aggregates, sometimes including cell balls, and linear arrays, the latter mainly in metastatic lobular carcinoma. Positive hormone receptor immunocytochemistry is a valuable criterion (Fig. 8.41). It is worth noting that some clones of estrogen receptor protein can be positive in primary lung adenocarcinoma; SP1 clone has a significantly higher rate of positive estrogen receptor expression in pulmonary adenocarcinomas compared with either 1D5 or 6F11 clones. Caution is required in the use of SP1antibody alone in distinguishing metastatic breast carcinoma from primary pulmonary adenocarcinoma.141 Recently, cases of primary adenocarcinoma of lung with a TTF-1-negative GCDFP-15-positive phenotype have been described in small samples, further highlighting difficulties in this area.274

image image image

Fig. 8.41 Metastatic breast carcinoma

(A) Tubular aggregate of tumor cells (H&E, HP) (B) Cell block; microbiopsy (H&E, HP) (C) Positive nuclear staining for estrogen receptor protein (IPOX, HP).

Renal cell carcinoma presents with aggregates of cells with abundant granular or clear cytoplasm, rounded nuclei and macronucleoli.275,276 Cytoplasmic clearing may not be evident in smears and is better demonstrated in cell blocks. Immunohistochemistry for RCC antigen and PAX-2 may be of value.277 Adrenal metastases are essentially similar in appearance to renal cell carcinoma. Benign clear cell (’sugar’) tumors may also cause difficulties.278 Clear cell tumors provide a particular challenge but the site of origin can often be established using cytological features, immunohistochemistry and clinical information.279 Ancillary studies are valuable in differentiating these and in excluding hepatocellular carcinoma or large cell neuroendocrine carcinoma. Prostatic carcinoma may show rosette-like structures with a central cytoplasmic mass or monolayered sheets similar to BAC; positivity for PSA can be used to confirm the diagnosis. Transitional/urothelial carcinoma (TCC) possesses similar features to primary large cell carcinomas of lung and is difficult to identify specifically, although many cases will be CK7 and CK20 positive, in contrast to large cell carcinomas of lung or adenocarcinomas which are usually CK7 positive and CK20 negative. Johnson and Kini suggest that the most distinctive features were the presence of ‘spindled, pyramidal, and/or racquet-shaped malignant cells with eccentric nuclei and cytoplasmic features of both squamous and glandular differentiation including endoplasmic/ectoplasmic interfaces and intracytoplasmic vacuoles’, and some glandular features.280 ‘Cercariform’ cells, which are non-keratinized cells with a globular body and a cytoplasmic process with a bulbous or fishtail end, have also been suggested as a useful criterion, especially when present in large numbers, and without keratinization (Fig. 8.42).281,282 Unusual metastases such as choriocarcinoma,283 mesothelioma,284 meningioma,285 basal cell carcinoma of skin,286 acinic cell carcinoma of salivary gland,287 benign giant cell tumor of bone,288 benign metastasizing leiomyoma,289 adamantinoma,290 sacrococcygeal ependymoma291 and pleomorphic adenoma of salivary gland265,292 have been diagnosed by FNAC.

image image

Fig. 8.42 Metastatic urothelial/transitional carcinoma

Epithelial cells with strikingly elongated cytoplasmic processes, but without keratinization (A, Pap, LP; Inset, Pap, HP; B, MGG, HP).

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Melanoma (Fig. 8.43)291,292

An unequivocal diagnosis of metastatic melanoma by FNAC smears alone is difficult without pigment in tumor cells. In Perry’s series of 120 cases of melanomas, 60% were amelanotic in FNB samples.293 Large cell anaplastic carcinomas of lung may exhibit very similar cytological features to melanoma, as may other metastatic carcinomas and sarcomas.

image

Fig. 8.43 Metastatic melanoma

Spindle cell tumor including cells with cytoplasmic tails resembling a mesenchymal neoplasm (H&E, HP).

Melanoma cells shed their pigment, which is taken up by surrounding macrophages, often leaving few or no malignant cells containing pigment. Melanin within macrophages cannot be reliably distinguished from lipofuscin or hematoidin using conventional stains. MGG stains all brown pigments blue-black and Fontana-Masson staining is not as reliable in smears. Blaustein reports melanin pigmentation in a metastatic breast carcinoma to the lung.294 Some carcinoid tumors show intracytoplasmic melanin. S-100, HMB-45 or Melan A staining and negative staining for keratins are prerequisites to FNAC diagnosis of amelanotic melanoma. Spindle cell melanoma should be considered when any spindle cell malignancy is found and especially when there is little or no accompanying connective tissue stroma and when the cells are monotonous or easily dispersed. Some melanomas may closely mimic sarcomas (Fig. 8.43) and possess very fragile, elongated cytoplasmic tails. Other variants include small cell tumors which may resemble lymphoma, small cell carcinoma, or rhabdoid tumors.295 Metastatic melanoma may have a different immunohistochemical staining profile from the primary melanoma; most commonly, the metastasis will lose Melan A or HMB-45 but occasionally there is loss of S-100 expression.296 Although rare, it is worth noting that primary melanomas of lung are described and are thought to derive from bronchial melanocytes. FNAC findings are indistinguishable from metastatic melanoma.297

Spindle cell lesions of lung (see Chapter 15)48,49,298-320

A wide range of lesions may present as a predominant spindle cell pattern cytologically, including reactive processes, and benign and malignant neoplasms. Benign neural tumors may show alarming nuclear atypia and are a possible source of false-positive diagnoses of malignancy (see also Chapter 15). Although a few false diagnoses were recorded, in the experience of Hummel et al. about 85% of spindle cell lesions may be diagnosed specifically.298 Nevertheless, in individual cases, definitive diagnosis is often extremely difficult, for example in distinguishing between pleomorphic high-grade sarcoma, melanoma, spindle cell or sarcomatoid carcinoma and mesothelioma. Problems also exist at the low-grade end of the spectrum. Histological material, for example from core biopsies, may be useful; however, we have found immunohistochemistry on small samples, e.g. cell blocks and thin cores, to be unreliable in this setting. Cytogenetics, PCR or FISH studies to detect specific translocations, e.g. t (X;18) of synovial sarcoma, may be diagnostic, however, in the absence of such a specific finding or a known primary elsewhere, resection will usually be required for definitive diagnosis.

Several FNAC series of primary or metastatic sarcomas of lung or pleura have been documented48,49 and there are reports of metastatic malignant schwannoma,299,300 malignant fibrous histiocytoma,301-303 leiomyosarcoma,304 haemangiopericytoma,305 dermatofibrosarcoma protruberans,306 synovial sarcoma,307 including monophasic forms,308 metastatic endometrial stromal sarcoma,309 chondrosarcoma,310,311 osteosarcoma,312 epithelioid sarcoma,313 phyllodes tumor with osteogenesis,314 and alveolar soft part sarcoma,315 some presenting for the first time as metastases. Spindle-shaped cells with fragile cytoplasm, which are poorly cohesive and form rather flat cellular aggregates and display many single cells, nuclei with finely granular chromatin and small nucleoli, and bizarre multinucleated cells are all suggested as general indicators of mesenchymal malignancy.48,49 This contrasts with the three-dimensional cell aggregates and the coarsely granular nuclear chromatin of carcinoma. However, an awareness of the full spectrum of cytological appearances of sarcomas is necessary.

Inflammatory myofibroblastic tumor (Fig. 8.44)57,316-320

Inflammatory pseudotumor is a heterogeneous group of lesions occurring in various organs, and is histologically characterized by fibroblastic and myofibroblastic proliferation, with an inflammatory infiltrate. Inflammatory myofibroblastic tumor is a neoplastic counterpart which often occurs in the lung and which may show aberrant expression of ALK and its gene translocation.319 ALK positivity by immunohistochemistry has been described in approximately 50% of cases and ALK rearrangement can be detected; however, this has not been documented in FNAC samples. A range of biological behavior is described; most are cured by complete resection; however, recurrences do occur. Up to one-third of patients have fever, weight loss, anemia and elevated ESR. We have seen a few examples of this entity in FNB smears where the smears are often sparsely cellular and contain histiocytes, lymphocytes and plasma cells, sometimes with fibroblastic or ganglion-like cells identified (Fig. 8.44). Hosler et al.320 found diagnostic accuracy of cytology for IMT to be low (42%). In general, cytological findings are not specific. Histological examination of the whole lesion is necessary for specific diagnosis and to exclude a reaction to other benign or malignant processes.

image image

Fig. 8.44 Inflammatory myofibroblastic tumor/pseudotumor

(A) Loose collection of large mesenchymal cells with rounded nuclei, binucleation, prominent nucleoli and dense cytoplasm. Background of lymphocytes and plasma cells (Pap, HP). (B) Cell block aggregate of pleomorphic histiocyte-like cells with a background of lymphocytes and plasma cells (H&E, HP).

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Other primary lesions of lung

Pulmonary hamartoma (Figs 8.45-8.51)64,75,90-93,321

image

Fig. 8.45 Chondroid hamartoma

Fragment of hyaline and fibrocartilage (H&E, MP).

image

Fig. 8.46 Chondroid hamartoma

Magenta chondroid tissue and some bronchiolar epithelial sheets (MGG, HP).

image

Fig. 8.47 Chondroid hamartoma

Chondroid and fibromyxoid tissue and bronchiolar epithelium (H&E, MP).

image

Fig. 8.48 Chondroid hamartoma

Fibrillar fibromyxoid tissue (Pap, HP).

image

Fig 8.49 Chondroid hamartoma

Cell block with hyaline cartilage and fibromyxoid tissue (H&E, HP).

image

Fig 8.50 Chondroid hamartoma

Bronchiolar epithelium with prominent intranuclear cytoplasmic inclusions (H&E, HP).

image

Fig 8.51 Chondroid hamartoma

Atypical bronchiolar epithelium (H&E, HP).

Criteria for diagnosis

Mature cartilage,
Myxoid connective tissue/’immature cartilage’,
Sheets of bronchiolar epithelium,
Fat.

Pulmonary hamartomas represent approximately 8% of coin lesions64 and account for 77% of benign lung tumors.322 Cytogenetic studies support the view that hamartomas are clonal mesenchymal neoplasms.323 The peripheral location of this lesion and its rounded, well-demarcated border, calcification, or CT densitometric appearances may lead to a strong suspicion of the diagnosis and, if the aspiration needle is deflected by the lesion or bends when inserted into it, this impression is reinforced. Despite its firmness, a good sample of material is often obtained. Aspirated chondroid material may be difficult to express onto the slide. It has an opaque ‘glassy’ appearance, is firm to gelatinous in consistency and gives a gritty sensation on being smeared. The cytological features correspond to the components of the lesion found in histological sections.

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Mature cartilage has a homogeneous waxy, purple-gray appearance in H&E-stained material (Fig. 8.45). It is sparsely cellular; chondrocytes may be seen in lacunae. In contrast, the immature cartilage or myxoid connective tissue has a fibrillar texture (Figs 8.46-8.48). It is pale-staining in H&E, magenta in MGG (Fig. 8.46) and poorly cellular, resembling mucus at first glance. There is, however, a component of spindle cells and the material is usually more cellular than mature cartilage (Fig. 8.49). This material is the most useful diagnostic indicator of hamartoma.91,93,321 S-100 positivity of the spindle cells has been suggested as an additional criterion.92,93 The bronchiolar epithelial sheets may show some differences from normal bronchiolar epithelium. There is more abundant pale cytoplasm with less obvious borders; multinucleation may be present. Nuclei are usually rounded, but may be quite large and variable in size (Fig. 8.50). Large intranuclear cytoplasmic inclusions may be evident (Fig. 8.51). Mature fat may or may not be evident. An associated lymphocytic and macrophage component may be present.

In some series, over 90% of hamartomas are recognized by FNAC64,91,92 and diagnosis by this method is now widely used to justify conservative management,64 or, in lesions which continue to grow, enucleation rather than lobectomy. Chondromas, which may be seen as part of Carney’s triad, are thought to be distinct from pulmonary hamartomas; they consist of well-differentiated cartilage but do not contain fat, spindled cells or entrapped pulmonary epithelium.

Problems and differential diagnosis

Tissue from chest wall or bronchus,
Atypia in the epithelial or cartilaginous component,
Difficulty in recognizing myxoid material.
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It is possible to aspirate material from the costochondral junctions, especially if a stylet or guide needle is not used and, if found in an aspirate with fat, a diagnosis of hamartoma may be incorrectly assumed.91

In one of our cases, the variation in nuclear size and large intranuclear inclusions were sufficient to lead to a false-positive diagnosis of carcinoma; this should not occur if the other components of the lesion are recognized (Figs 8.50 and 8.51), but this is a common source of error in the literature.75,321

It may be difficult to discern the myxoid material or cartilage in smears, especially in Pap stains, unless one is familiar with its appearances. The material resembles the myxoid stroma of other entities, for example fibroadenoma of the breast. It is conceivable that other lesions, such as mixed salivary tumors of the bronchial wall, myxoid fibrous neoplasms or amyloidosis,206 might produce similar cytological pictures but all are extremely rare. The combination of appearances listed above is diagnostic for practical purposes when combined with radiological correlation to support the diagnosis. A 2005 College of American Pathologists Interlaboratory Comparison Program321 examining FNB diagnosis of pulmonary hamartoma found the specificity of the interpretation of a benign process was 78%. The false-positive rate was 22%, with the most common false-positive diagnoses being carcinoid tumor, adenocarcinoma, and small cell carcinoma. The overall accuracy for making the correct specific reference diagnosis of pulmonary hamartoma was 26%. The high false-positive rate and the low overall interpretative accuracy was attributed to the failure to recognize the mesenchymal component, which was often subtle on the Papanicolaou-stained slides, and failure to recognize the benign nature of the often very cellular epithelial component. The dominance of the epithelial component was thought to have resulted in incorrectly classifying the lesions as low-grade neoplasms, most often carcinoid tumor and adenocarcinoma.

Sclerosing hemangioma/pneumocytoma220-223,248,249,324-326

These lesions are rare benign tumors occurring mainly in middle-aged adults, but are also described in young persons including children. There is a female to male ratio of 5 : 1. They usually present as incidental rounded masses on chest X-ray. The tumors are composed of epithelial elements and stromal-like cells, both of which show positive staining for TTF-1 suggesting a primitive bronchiolar epithelial cell type.326 The epithelial and stromal cells may or may not show positive staining for keratin and EMA. Sclerosing ‘pneumocytoma’ is the currently favored terminology.217 FNAC descriptions include aggregates of epithelial-like cells surrounding a proliferating network of blood vessels or spaces and a stromal-like component,221,248 and cases with a prominent spindle cell component,222 or a papillary pattern in cell block preparations.221 The epithelial component, when abundant, may lead to an appearance similar to BAC, carcinoid or other tumors. Few cases have been prospectively diagnosed by FNAC. Gal et al.323 were able to diagnose a case by identifying a two-cell population, both of which were TTF-1 positive. The patient was followed for over 7 years before surgery was necessary due to a growing tumor. Some authors describe frequent progesterone receptor and occasional estrogen receptor positivity in these tumors; however, other studies suggest that hormone receptor positivity is only rarely seen.325,326

Figure 8.52 shows our only case. Recognising stromal elements has been suggested as a criterion for avoiding a false-positive diagnosis of BAC. However, we have seen well-differentiated adenocarcinoma with stromal elements resembling those described in sclerosing pneumocytoma. We consider that the clinical and imaging findings, including marked circumscription of the lesion, are likely to provide the best initial clue to a benign diagnosis.

image image image

Fig. 8.52 Sclerosing haemangioma/pneumocytoma

The patient was a young Asian male with a 10-cm rounded intrapulmonary mass. (A,B) Aggregates of moderately pleomorphic glandular epithelial cells including some with prominent intranuclear cytoplasmic inclusions. Note contrast with non-neoplastic bronchiolar cells in B; (C) Tissue section showing papillary tumor edge with collagenous stromal cores lined by pleomorphic bronchiolar epithelial cells (A,B, H&E, HP; C, tissue section, MP).

Lymphoid lesions in lung and pleura (Fig. 8.53)55,56,302-305

Non-Hodgkin’s lymphomas are uncommon primary lesions and may occur de novo, or in a background of AIDS or pre-existing autoimmune disorders such as Sjögren’s syndrome. Primary Hodgkin’s lymphoma is rarely seen, but the lung is a common site for relapse. Leukemic infiltration of minor degree is commonly seen in the lung at post-mortem, but clinically significant involvement is rare.

image image

Fig 8.53 High-grade non-Hodgkin’s lymphoma

(A) Large B-cell lymphoma; (B) NK/T lymphoma (H&E, HP). In general, the diagnosis of even recurrent lymphomas in the lung will require a morphological comparison with the previous tumor and consistent immunophenotyping.

FNAC is valuable in diagnosing focal lung lesions in patients with hematological malignancies. Wong et al., in a series of 67 patients, were able to confirm metastatic lymphoma or leukemia, another lung malignancy or infection, in most samples examined.327 Confirming spread of lymphoma which has been previously diagnosed may be relatively simple. Recurrent large cell or high-grade lymphomas can usually be diagnosed by FNB, but low-grade lymphomas present more problems. Flow cytometry is an indispensable adjunct (see Chapter 5).136-138 In Bonfiglio’s series, 8 of 10 cases were diagnosed and in two the findings were used as a basis for definitive therapy.50 In Flint’s series of 13 cases of previously diagnosed Hodgkin’s disease affecting the lung secondarily, all were diagnosed by FNB.51 Gattuso et al. found FNAC to be highly specific in diagnosing post-transplant lymphoproliferative disorders.328 Figure 8.53 shows two examples of NHL seen in our laboratory. The case illustrated in 8.53A was a 17-year-old boy who presented with a 3-month history of viral-like illness, serologically proven EBV infection and multiple hepatic and pulmonary nodules. He also had an orbital lesion with perforation of one eye. The first diagnostic material was from a CT-guided FNB of a lung nodule. The cytological diagnosis was non-Hodgkin’s lymphoma of large cell type, excluding infection as a cause. Flow cytometry did not show a clonal population of B cells. A recommendation was made to obtain histological material, and a biopsy of the right eye sclera and orbital tissue gave a diagnosis of EBV-associated angiocentric large B-cell lymphoma. The patient died soon after and autopsy revealed widespread lymphoma involving lung, liver, spleen and bone marrow. The case in Fig. 8.53B was a 55-year-old male with a history of NK/T cell lymphoma involving lung, diagnosed on wedge biopsy several years previously. CT-FNA was performed of a recurrent tumor mass in lung. The smears showed a pleomorphic population of dispersed tumor cells consistent with recurrent lymphoma.

Problems and differential diagnosis

Dispersed cell pattern of small cell/high-grade neuroendocrine carcinoma,
Pseudomolding and cell aggregation in lymphoma,
Low-grade lymphoproliferative disorders veersus reactive processes.
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In small cell carcinoma the neoplastic cells may be dispersed and may resemble a high-grade lymphoma.

Occasional cases of lymphoma demonstrate clustering and even molding of nuclei, resembling small cell carcinoma.

The distinction between lymphoid interstitial pneumonia, reactive lymphoid hyperplasia and low-grade non-Hodgkin’s lymphoma may be difficult even in histological sections. Cytological findings are unlikely to be diagnostic because these lesions are all composed of small ‘mature’ cells. Sending material for flow cytometry or for molecular studies to detect clonal rearrangements of immunoglobulin or T-receptor genes may be helpful.

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Other rare primary malignancies

Pulmonary blastoma242,329

These rare malignant tumors present most commonly in young adult males as peripheral lesions. They resemble fetal lung and show varying mixtures of epithelial tubules with glycogen-rich columnar cells, stromal elements composed of small compact tumor cells and cartilage or smooth or skeletal muscle. FNAC diagnosis is reported, although differentiation from carcinoma or other malignancies is difficult. A related pure epithelial tumor called fetal adenocarcinoma has been described.330 So-called pleuropulmonary blastoma331 is a different neoplasm seen in childhood, which lacks an epithelial element, is commonly associated with cystic malformations and has the potential for transformation to multiple sarcomatous types.

Pulmonary carcinosarcoma240

These lesions are rare tumors of later decades of life, sometimes presenting as pedunculated lesions of bronchi and composed of poorly differentiated epithelial and mesenchymal tissue (Fig. 8.54). There is debate over whether they represent sarcomatoid carcinomas or a distinct entity.

image image image

Fig. 8.54 Carcinosarcoma

(A) Carcinomatous element (Pap, HP); (B) Mesenchymal elements (Pap, HP); (C) Resection specimen showing biphasic tumor (H&E, MP).

Other rare benign tumors276,332-334

The literature contains descriptions of benign clear cell tumor,276 granular cell tumor,332,333 and primary pulmonary meningioma.334

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Chest wall and pleura

Malignant mesothelioma (Fig. 8.55)39-41,43,44,335-338

Usual findings

Papillary processes; cell balls or cell clusters (tubulopapillary tumors),
Flat sheets of epithelial cells with abundant dense cytoplasm and some cell separation (epithelial or biphasic tumors),
Cytoplasmic vacuolation; intracytoplasmic hyaluronic acid,
Polygonal cells, dispersed, with binucleation and multinucleation,
Spindled epithelial cells,
Spindle cells with a fibroblastic appearance (biphasic or sarcomatous tumors),
Pleomorphic malignant cells with a multinucleated cell component (anaplastic tumors).
image image image

Fig. 8.55 Malignant mesothelioma

(A) Highly cellular smear with tubulo-papillary structures, monolayered sheets and some rounded 3-D aggregates (Pap, LP); (B) Sheets and 3-D aggregates with dense cytoplasm (Pap, HP); (C) Cell block; strong nuclear and cytoplasmic staining for calretinin (IPOX, HP).

When the clinical findings are consistent and there is a history of asbestos exposure, cytology can offer a clear-cut diagnosis of malignancy and supportive evidence of tumor type. FNAC diagnosis is accepted as a basis for diagnosis and management; material for cell block preparations, immunohistochemistry or ultrastructural studies is necessary for definitive diagnosis.41,336-338 Membrane-associated EMA staining of epithelial-like cells which also show strong positive nuclear and cytoplasmic staining for calretinin offers strong support of the diagnosis in the correct clinical context. We have now seen FNB material from over 100 cases and the technique is useful for lesions presenting without effusions (approximately 10–15% of pleural cases), in unusual sites such as mediastinum or in metastases.336 Nevertheless, we try to obtain core biopsy material in all cases where the diagnosis is suspected since this provides a better idea of architecture, and includes spindle cell/mesenchymal elements which are under-represented in smears. In contrast to effusions in which the tumors are mainly epithelial, the full range of growth patterns of malignant mesothelioma is seen in FNAC. The most specific cytological pattern is a combination of sheets of cells, cell groups, dispersed polygonal cells with dense cytoplasm, spindled epithelial cells and spindled fibroblastic cells. Hyaluronic acid vacuoles are commonly seen in FNB specimens; this material has a rather characteristic crumpled membrane-like appearance and stains violet in Pap and magenta in Romanowsky stains.

Problems and differential diagnosis

Well-differentiated adenocarcinoma,
Other carcinomas/sarcomas,
Reactive mesothelial proliferation.

A distinction from well-differentiated adenocarcinoma may be difficult, particularly in peripheral lung lesions with a bronchiolo-alveolar growth pattern. Histochemistry and immunohistochemistry are essential for diagnosis. Positive nuclear staining for calretinin and cytoplasmic CK5/6 is a helpful indicator of mesothelioma in the correct context (Fig. 8.55). The presence of epithelial mucin virtually excludes mesothelioma. Positive staining for glandular markers such as carcinoembryonic antigen (CEA), B72.3, CD15, BerEp4 or TTF-1 also helps to exclude mesothelioma although aberrant staining can be seen in some cases. Vacuoles containing hyaluronic acid display magenta-staining material with MGG, resembling mucin-secreting adenocarcinoma. The prominent finger-like microvilli at the surface of mesothelioma cells, without a glycocalyceal coat, are the most distinctive ultrastructural feature of mesothelioma.

The wide variation in growth patterns and degree of differentiation in mesothelioma is well known and, especially in more poorly differentiated and sarcomatous forms, differentiation from anaplastic epithelial or mesenchymal neoplasms may be impossible with FNAC, even with recourse to electron microscopy and immunostaining. Primary pleural sarcomas are particularly difficult to distinguish from sarcomatous mesothelioma. Similar problems may be encountered in biopsy samples. Correlation with clinical and radiological findings is essential.

Small sheets of reactive mesothelial cells may show some variation in nuclear size and irregularity of nuclear outlines, but differential diagnosis is usually not a problem if one adheres to the rule of making diagnoses of malignancy only when abundant material is present. Strong positive staining for epithelial membrane antigen (EMA) has featured in most malignant mesotheliomas in cell blocks of effusions and pleural biopsy and we have not seen strong widespread mesothelial decoration in reactive conditions. This finding is an extremely useful adjunct in distinguishing between reactive change and malignant mesothelioma.338,339

Solitary fibrous tumors (benign; malignant; pleural fibroma) (Fig. 8.56)340-345

We have aspirated several solitary fibrous tumors including two histologically malignant metastasizing tumors. Smears were cellular in all cases, including the benign lesions. Many spindle-shaped fibroblastic cells were present; nuclei were moderately pleomorphic and some chromatin clumping was seen, leading to a suspicion of low-grade malignancy in a benign case. Fibers of collagen with adherent spindle cells were included in several cases. Other epithelial-like cells may have been bronchiolar epithelium entrapped within the growing edge of the lesion. In one of the histologically malignant lesions, only material from more benign-appearing areas was aspirated. We recognized only a few of these cases, but believe the combination of a localized, rounded pleural mass yielding dispersed small fibroblastic cells with dark spindled nuclei and background collagen should allow the lesion to be recognized and differentiated from mesothelioma. Cell blocks or core biopsies showing CD34, CD99 and bcl-2 positivity and negative staining for keratins, CEA, EMA and other epithelial markers will also be of value;344,345 however, resection for histological confirmation is required. Bishop et al.346 found none of 13 cases of malignant SFT were accurately diagnosed by FNAC, and only six cases were called malignant or suspicious of malignancy. Even in histologically malignant forms, the biological behavior is much less aggressive than malignant tumors of mesothelial origin, and surgical management may be curative; a distinction from mesothelioma or mesenchymal tumors of other types, such as synovial sarcoma or neural tumors, is important. Occasional intrapulmonary tumors are seen.

image image image

Fig. 8.56 Solitary fibrous tumor of pleura

(A) Loose sheets of small oval and elongated spindle fibroblastic cells; (B) Dispersed fibroblastic cells and collagen bundles; (C) Tissue section including a fold lined by mesothelial cells (A, Pap, LP; B, H&E, HP; C, H&E, MP).

Peripheral primitive neuroectodermal tumor/Ewing’s sarcoma (PNET, Askin tumor)42,347-349

Peripheral primitive neuroectodermal tumors (PNET) occur mainly in older children and adolescents. They usually involve soft tissue but can extend into pleura and lung. These tumors are further described in Chapters 16 and 17.

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Pleural thymoma350

Ectopic pleural thymoma can present as solitary or multiple pleural nodules mimicking metastatic disease or mesothelioma; pleural disease may be seen either in association with a thymic mass or in the absence of a thymic mass, where it presumably represents ectopic thymic tissue. The diagnosis can be established by FNB.350 This is a rare entity but is important to include in the differential diagnosis of an epithelial pleural-based mass, as management and prognosis are very different from mesothelioma or pleural metastasis. We have seen one aspirate from a pleural-based mass which was eventually diagnosed as thymoma by excision; the presence of a mediastinal mass was not appreciated at the time of FNB.

Lesions of rib and soft tissue of chest wall (see Chapters 15 and 16)351

Lesions such as multiple myeloma/plasmacytoma, metastases and occasionally primary sarcomas of bone or soft tissues may present as ‘thoracic’ tumors and be considered as primary lung lesions clinically. Myeloma can be extremely pleomorphic and mimic epithelial malignancy. Metastases are usually from breast, lung, melanoma or head and neck mucosal tumors.163 Goel et al. found a very wide range of inflammatory and neoplastic lesions in their series.351 At least in our experience, granular cell tumor should be kept in mind in the differential diagnosis of this site. We have seen three examples of subcutaneous or deep chest wall lesions, including one malignant tumor with metastases at presentation.

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