Multiple Myeloma

Definition and Overview.: Multiple myeloma (MM) is a primary malignant neoplasm of plasma cells arising in the bone marrow. This tumor initially affects the bones and bone marrow of the vertebrae, ribs, skull, pelvis, and femur. Progression of the disease causes damage to the kidney, leads to recurrent infections, and often affects the nervous system. The extent, clinical course, complications, and sensitivity to treatment vary widely among affected people.

Incidence and Etiologic Factors.: The incidence of MM has doubled in the past 2 decades, with an annual incidence of approximately 16,570 cases in the United States and 11,310 deaths from MM in the United States in 2006.10,91 Since more people are living longer, much of this increase is due to the occurrence of MM in people over the age of 85 years.

MM occurs less often than the most common cancers (e.g., breast, lung, or colon), but its incidence is double that of HL. This disease can develop at any age but is most commonly seen in older people. The median age of diagnosis is 69 years for men and 71 years for women; only 5% of clients with MM are younger than 40 years.

Black men are affected twice as often as white men,158 and MM is slightly more common in men than in women. Risk factors and the cause of MM are unknown, but exposure to ionizing radiation may be linked. Certain occupational hazards found in the petroleum, leather, lumber, and agricultural industries may be linked as well.

Pathogenesis.: MM is a malignancy that increases the rate of cell division of plasma cells produced in bone marrow. In the normal development of plasma cells, a hematopoietic stem cell in the bone marrow gives rise to an immature B lymphocyte. This cell then enters the bloodstream and travels to lymphoid tissue. Here it is activated by an antigen-presenting cell and exposed to an antigen, becoming a centroblast.

Centroblasts undergo a maturation process that requires gene rearrangements and switching its Ig isotype from IgM to IgG or IgA. Centroblasts become centrocytes, which then differentiate into plasmablasts or memory B cells. Plasmablasts then migrate back to the bone marrow and terminally differentiate into plasma cells, which no longer divide.

Although it is unknown which cell is the progenitor to the malignant clonal plasma cells, research suggests that it involves the memory B cell or plasmablast—cells that have already been exposed to antigen and undergone gene rearrangements. It is during these times of rearrangement in the gene’s coding for the immunoglobulin that breaks naturally occur and mutations can occur, leading to MM.

While this process takes place in lymph tissue (where MM is not typically involved), these cells leave and acquire adhesion molecules, allowing them to attach to the bone marrow stromal cells (structure cells of the bone marrow). It is also these adhesion molecules that attract malignant plasma cells together, forming plasmacytomas or masses of plasma cells.

Similar to other cancers, these clonal cells require the aid of surrounding cells for survival and proliferation. Stromal cells, once a myeloma cell attaches, release cytokines and inflammatory proteins such as IL-6 and IL-1, and tumor necrosis factor (TNF). These proteins then induce the stromal cells to express a surface protein that binds osteoclast precursor cells, inducing them to mature and differentiate. Osteoclasts then break down bone.

This process can be inhibited by osteoprotegerin (OPG), which is secreted by many cell types, but myeloma cells are able to internalize and break down OPG. This leads to an imbalanced situation in the bones, with increased osteoclast activity and reduced OPG. What is unknown is why osteoblasts (bone building cells) undergo apoptosis (programmed cell death). These areas of bone destruction can be seen on plain radiographs, CT, or MRI.

These clonal plasma cells also release high concentrations of immunoglobulins known as M-protein. Monoclonal immunoglobulins in the urine are termed Bence Jones protein. These proteins contribute to renal dysfunction and suppress normal immunoglobulin synthesis.

This decreased level of normal antibodies leaves people with MM unable to adequately respond to infections. Bleeding problems are seen in 15% to 30% of clients with MM. Although thrombocytopenia is uncommon in the early stages of the disease (IL-6 may stimulate megakaryocytes), acquired coagulopathies or platelet dysfunction can occur. Anemia is common due to low levels of erythropoietin and increased levels of cytokines that decrease the production of erythrocytes.

Clinical Manifestations.: The onset of MM is usually gradual and insidious. Common presenting features include fatigue, bone pain, and recurrent infections. Fatigue is a frequent problem due to anemia and elevated levels of cytokines.

Infections are common, particularly gram-negative organisms (60% of infections). MM in older adults (older than 75 years) is the same as that reported in younger people except for a higher rate of infection in the older population.161 These malignant plasma cells can also form large masses known as plasmacytomas, which can grow in bones and soft tissues.

Musculoskeletal.: Most people with MM develop bone pain (more than two thirds present with it) and other bone-related problems as bone marrow expands and bone is destroyed. The initial symptom is usually bone pain, particularly at the sites containing red marrow (ribs, pelvis, spine, clavicles, skull, and humeri). Bone loss, the major clinical manifestation of MM, often leads to pathologic fractures, spinal cord compression, osteolysis-induced hypercalcemia, and bone pain.

Initially the bone pain may be mild and intermittent or may develop suddenly as a severe pain in the back, rib, leg, or arm, which is often the result of an abrupt movement or effort that has caused a spontaneous (pathologic) bone fracture. The pain is often radicular and sharp to one or both sides and is aggravated by movement. Symptoms associated with bone pain usually subside within days to weeks after initiation of systemic chemotherapy, but if the disease progresses more areas of bone destruction develop.

Bone destruction leads to hypercalcemia, seen in 30% to 40% of people with MM, which can be life threatening. Symptoms of hypercalcemia may include confusion, increased urination, loss of appetite, abdominal pain, constipation, and vomiting (see the section on hypercalcemia in Chapter 5).

Muscular weakness and wasting affect nearly half of all individuals with cancer and contribute to the cause of cancer-related fatigue. Muscle wasting occurs as a result of disuse, pathology, anemia, nutritional imbalances, or decreased rates of muscle protein synthesis.6

Renal.: Renal impairment is a common complication of MM, occurring in 50% of all cases at some stage in the disease process. The pathogenesis is multifactorial, but myeloma of the kidney and hypercalcemia account for two of the major causes.

The large amount of monoclonal light chains secreted by the malignant plasma cells can form large casts in the tubules of the kidneys, causing dilation and atrophy, which leads to the inability of the nephron to function and interstitial nephritis. Hypercalcemia occurs from increased bone destruction and absorption of calcium into the blood. In an effort to rid the body of the excess calcium, the kidneys increase the output of urine, which can lead to serious dehydration and result in further kidney damage if intake of fluids is inadequate.

Calcium can also be deposited in the kidney, creating another source of interstitial nephritis. Hypercalcemia is a common presenting feature but is less common after adequate chemotherapy. Recurrent urinary tract infections are also common and detrimental to the kidneys.

Many medications are nephrotoxic, including some antibiotics, radiographic dyes, and chemotherapy agents. NSAIDs can reduce blood flow to the kidneys, causing further damage. Because of the many factors that can cause injury to the kidneys, nephrotoxic medications should be avoided or used with caution in clients with MM since renal dysfunction and renal failure can occur.

Neurologic.: Neurologic complications of MM stem from bone loss or tumor invasion or are protein related. As bone is destroyed in the vertebrae, collapse of the bone with subsequent compression of the nerves can occur. Clients may complain of back pain, numbness, tingling, or loss of strength.

Large plasmacytomas (particularly in the spinal canal or skull) can compress nerves, leading to spinal cord or cranial nerve compressions. Spinal cord compression is usually observed early or in the late relapse phase of the disease. Presenting symptoms include back pain with radiating numbness/tingling, muscle weakness or paralysis of the lower extremities, and loss of bowel or bladder control.

Spinal cord compression is a medical emergency requiring immediate attention. High concentrations of protein are also neuropathic. Amyloidosis (deposits of insoluble fragments of a protein) develops in approximately 10% of people with MM (up to 35% have asymptomatic amyloidosis). These deposits cause tissues to become waxy and immobile and may affect nerves, muscles, and ligaments, especially the carpal tunnel area of the wrist. Carpal tunnel syndrome with pain, numbness, or tingling of the hands and fingers may develop. The association between MM and RA, Sjögren’s syndrome, and other autoimmune diseases has been established, but it is not clear why this occurs.

MEDICAL MANAGEMENT

DIAGNOSIS.

The diagnosis of MM is determined by clinical factors as well as bone marrow examination. Because other diseases also present with an elevated monoclonal gammopathy, new criteria have been developed by the International Myeloma Working Group to aid in the diagnosis and distinction of these paraprotein diseases in order to provide appropriate treatment.39

Major and minor criteria were created to distinguish MM from asymptomatic myeloma and monoclonal gammopathies of undetermined significance (MGUS). Clients must have at least one major and one minor or three minor criteria to be diagnosed with MM (Table 14-5). Major features consist of an elevated M-protein level or Bence Jones proteinuria, plasmacytoma on a tissue biopsy, and greater than 30% of clonal plasma cells on bone marrow biopsy examination. Individuals who demonstrate increased levels of M-protein but do not exhibit end-organ damage have asymptomatic (smoldering) myeloma.

Table 14-5

Criteria for the Diagnosis of MM

Major Criteria Minor Criteria
Plasmacytoma by biopsy of tissue Bone marrow shows clonal plasma cells 10%-30%
Bone marrow shows clonal plasma cells >30% M-protein less than that for major criteria (IgG < 3.5 g/dl, IgA < 2.0 g/dl)
High M-protein (IgG > 3.5 g/dl, IgA > 2.0 g/dl) Lytic bone lesions on radiograph or MRI
Bence Jones proteinuria >1.0 g/24 hr Reduced levels of nonmonoclonal immunoglobulins (IgM < 50 mg/dl, IgA < 100 mg/dl, or IgG < 600 mg/dl)

Modified from Criteria for the classification of monoclonal gammopathies, multiple myeloma and related disorders: a report of the International Myeloma Working Group, Br J Haematol 121:749-757, 2003.

Clients who express low amounts of protein, have less than 10% of plasma cells in the bone marrow, and have no end-organ damage are diagnosed with MGUS. Approximately 12% of clients with MGUS will develop MM, macroglobulinemia, other lymphoproliferative disease, or amyloidosis within 10 years; this risk increases to 25% at 20 years (i.e., a minority of people with MGUS will develop MM).105 The factor that correlates best with the progression of MGUS to MM is the concentration of M-protein at diagnosis.

Tests performed to determine if criteria are met for the diagnosis of MM include a bone marrow biopsy, measurement of M-protein in the blood and urine (serum protein electrophoresis and urine protein electrophoresis, respectively, or more sensitive tests such as immunoelectrophoresis and immunofixation), biopsy of any suspect mass, and radiographic skeletal survey (lytic lesions also seen on CT and MRI).

Other tests that are helpful in providing prognostic information include LDH, β2 microglobulin, plasma cell labeling index (a measurement of the proliferative capacity of the myeloma cells), and cytogenetics (to determine specific mutations and abnormalities). Both plasma cell labeling index and cytogenetic tests are obtained by bone marrow aspiration. PET scans can also reveal probable areas of tumor involvement, while β2 microglobulin, a small protein, reflects tumor load.

Evaluation of symptoms may include an assessment of serum calcium, kidney function, CBC, quantitative immunoglobulins, and cultures (for any suspected infections).

TREATMENT.

The center of treatment of MM includes the elimination of malignant plasma cells and correction of problems in the bones and other organs. For decades, standard treatment for MM has been intermittent cycles of melphalan plus prednisone or a combination of alkylating agents when progression of disease occurs. Survival with these agents alone is approximately 3 years.

The introduction of high-dose (myeloablative) chemotherapy using melphalan with stem cell support in the initial treatment of MM significantly improved the outcomes, with increased complete remission rate and extended disease-free and overall survival. Later research found that two high-dose courses of melphalan, each followed by an infusion of autologous stem cells, was superior to a single treatment, particularly for clients who did not respond to the first transplant.14

This double transplant is best for people whose myeloma cells have a normal karyotype. In these clients remission at 10 years was nearly 20%. Efforts are being made to find ways to overcome drug resistance and reduce the ability of environmental cells to aid in the survival and proliferation of myeloma cells.

Three drugs available are thalidomide, lenalidomide, and bortezomib. All three agents have shown superiority to conventional drugs in refractory and relapsed disease, and studies are ongoing to determine their use in earlier treatment. Thalidomide, an infamous oral agent, has shown significant improvement in response rates as a preparatory agent for autologous BMT compared with conventional agents.

When used in maintenance therapy following transplant, thalidomide improved event-free survival compared with no maintenance therapy. Yet thalidomide has not been shown to improve overall survival when used before and after double transplants.16 Because thalidomide does cause significant fetal malformations, increased thromboembolic risks, and severe neuropathy, an analogue (lenalidomide) was designed in hopes of reduced side effects. While lenalidomide lacks the adverse effect of severe neuropathy, it does cause neutropenia.

Another newly introduced medication is bortezomib, a proteasome inhibitor (a proteasome degrades other proteins, keeping a balance of proteins in a cell). It is currently approved for refractory and relapsed myeloma.157 Further research is needed to determine which drugs are most effective and when. Oncologists are looking toward individualizing treatment depending on the types of mutations present in the myeloma cells.

Advances have also been made in correcting symptoms caused by the myeloma and surrounding cells. Bone pain is one of the most significant problems faced by clients with MM. Pathologic fractures are treated with surgery and pain control. Lytic lesions often require radiation for pain relief along with opiates. Radiation may be all that is needed to decrease pain and stabilize the cervical spine when metastases occur. In some cases radiation has been shown to stop and even reverse bone destruction.66a

Monthly infusions of the bisphosphonates pamidronate and zoledronic acid have been shown to be effective when used with chemotherapy, not only in the improvement of bone lesions but also in decreasing the need for radiation, decreasing osteoporotic fractures, and improving survival in some people with myeloma (median survival is 1 year compared with 3 or 4 months with BMT).20,185

Bisphosphonates are potent inhibitors of osteoclastic activity (resorption) and may exert an antitumor effect that is apoptotic and antiproliferative.52 Hypercalcemia is treated with hydration, corticosteroids, and bisphosphonates. Anemia improves with myeloma treatment, but the use of erythropoietin can speed up recovery of erythrocyte production.

Future treatment under investigation includes peripheral stem cell grafting, posttransplant immunotherapy, gene therapy, new drugs, development of effective oral bisphosphonates, new ways of delivering radiotherapy to specific sites, and radiopharmaceuticals that concentrate at involved marrow sites.203 A tumor-specific vaccine for active immunization is also under investigation.74

PROGNOSIS.

Despite 30 years of clinical trial research conducted by three major cooperative groups under the auspices of the National Cancer Institute, the prognosis for MM has not markedly improved and it remains an incurable disease. With standard therapy, the median survival of clients with MM remains about 3 years.

The advent of double transplants has improved the median survival, with the estimated overall 7-year survival rate of 21% for people receiving a single transplant and 42% for those receiving a double transplant (two high-dose courses).14 Yet individual responses are varied and a client’s prognosis cannot be accurately predicted. As in lymphomas and leukemias, scientists are looking for genetic factors that will not only aid in directing therapy, but prognosis as well.207

Some of the risk factors for a poor prognosis include a high serum C-reactive protein (a surrogate marker for IF-6 activity), β2 microglobulin, or LDH (both reflecting tumor load). Other poor risk factors are an elevated plasma cell labeling index, detection of circulating plasma cells, and involvement of the CNS by myeloma cells (malignant cells in the CSF accompanied by signs and symptoms of CNS involvement).

Some of the cytogenetic prognostic factors include deletion of chromosomes 13 and 17 and alterations in chromosome 1. The development of bisphosphonates, thalidomide, and bortezomib has aided in changing the local myeloma environment and in reducing resistance of tumor cells to commonly employed cytotoxic drugs.

If untreated, unstable MM can result in skeletal deformities, particularly of the ribs, sternum, and spine. Diffuse osteoporosis develops, accompanied by a negative calcium balance. Prognosis is affected by the presence of renal failure (poorer prognosis if present at the time of diagnosis), hypercalcemia, or extensive bony disease; infection and renal failure are the most common causes of death.

Future improvements with transplantation may be achieved by providing tumor-free grafts and posttransplant treatment aimed at eradicating minimal residual disease.

14-9   SPECIAL IMPLICATIONS FOR THE THERAPIST

Multiple Myeloma

PREFERRED PRACTICE PATTERNS

4A:

Primary Prevention/Risk Reduction for Skeletal Demineralization (bone loss and osteoporosis)

4B:

Impaired Posture (skeletal deformity; bone pain)

4D:

Impaired Joint Mobility, Motor Function, Muscle Performance, and Range of Motion Associated with Connective Tissue Dysfunction (for those with arthritic component)

4G:

Impaired Joint Mobility, Muscle Performance, and Range of Motion Associated with Fracture

5G:

Impaired Motor Function and Sensory Integrity Associated with Acute or Chronic Polyneuropathies (carpal tunnel syndrome associated with local dissemination of neoplasm)

5H:

Impaired Motor Function, Peripheral Nerve Integrity, and Sensory Integrity Associated with Nonprogressive Disorders of the Spinal Cord

MM can have severe and devastating effects on the musculoskeletal system. Fatigue and skeletal muscle wasting can result in a weak and debilitated individual who is at risk for falls and subsequent musculoskeletal injuries. Bone pathology with fracture can also be very painful and disabling, affecting function and quality of life. The therapist may be instrumental in early detection and referral to minimize detrimental secondary effects.94

Multiple Myeloma and Exercise

Therapists can assist individuals with MM to manage both the disease and treatment-related symptoms, improve overall quality of life, and prevent further complications associated with decreased activity and exercise.

The therapist may play an important role in various stages of the progression of this disease, including prevention and management of skeletal muscle wasting, cancer-related fatigue, and pathologic fractures.94 Individualized exercise programs for individuals receiving aggressive treatment for MM may be effective for decreasing fatigue and mood disturbance and for improving sleep.37

Symptoms such as fatigue can be so overwhelming at times that some people have even said that they would rather just die than continue suffering the extremes of fatigue and malaise.40 The National Comprehensive Cancer Network continues to recommend exercise in their updated clinical practice guidelines for the management of cancer-related fatigue.128,129

The guidelines suggest referral to physical therapy for fitness assessment and exercise recommendations with emphasis on getting clients to gradually increase their activity level to avoid sustaining an injury or becoming discouraged. Short, low-intensity exercise programs may be helpful at first. The key is to get the individual to implement and maintain the program.

Individuals with MM have a number of intrinsic and extrinsic factors that can challenge their ability to engage in an exercise program. Intrinsic factors include a belief that exercise will help, a commitment to one’s health, creation of personal goals, and a plan to reach them. Extrinsic factors include a good support system and adequate medical care (e.g., prophylactic epoetin alfa used to treat anemia).38

The therapist’s ability to implement falls assessment and prevention programs can be a life-saving intervention for the individual at risk for pathologic fractures. Exercise interventions to improve function and decrease muscle wasting and cancer-related fatigue during and after cancer treatment for MM have been shown effective. Suggested exercise protocols for MM are available.182

Complications

Specific examination and evaluation can provide early recognition of complications such as hypercalcemia and spinal cord compression. Any symptoms of hypercalcemia (see Clinical Manifestations in this section) must be reported to the physician; the client should seek immediate medical care since this condition can be life threatening. (For the client with amyloidosis, anemia, or renal failure, see the Special Implications for the Therapist for each of these conditions.) Adequate hydration and mobility help minimize the development of hypercalcemia.

The client with MM who develops signs of cord compression must be referred to the physician. Emergency MRI is required to locate the area of cord compression. A laminectomy may be required when spinal cord compression occurs, but immediate radiation and high-dose glucocorticoid therapy usually relieve the compression, avoiding the need for surgical intervention.

Spinal instability may be a problem. Orthopedic back braces may help with pain management and reduce the risk of further trauma but are often poorly tolerated; newer lightweight supports with hook-and-loop fasteners may be more useful. Vertebroplasty and kyphoplasty procedures may help improve spinal stability; cement injected into the collapsed vertebrae reinforces the bone. In the case of kyphoplasty, vertebral height is restored.65

Weight Bearing

There is little clinical evidence to guide the therapist in choosing a safe amount of weight bearing through cancer-lysed metastatic bone during exercise, transfers, ambulation, or other activities of daily living skills.94 Some general guidelines based on radiographic findings have been suggested for individuals with bone metastases68:

>50% (cortical metastatic involvement) Non-weight bearing with crutches or walking; touch down permitted
25% to 50% Partial weight bearing; avoid twisting or stretching
0% to 25% Full weight bearing; avoid lifting or straining

These recommendations must be used with caution, taking into consideration the client’s age, general health, overall level of fitness, and level of pain. Through careful assessment, the therapist guides the client in maintaining mobility as much as possible while preventing fracture. Continual monitoring of symptoms to detect developing or new fracture is imperative. The affected individual must be taught what to look for and when to seek medical attention if signs and symptoms of new fracture appear.

Supportive and Palliative Care

In preterminal and terminal stages, attention to supportive therapy and palliation are integral and can make a great impact on the individual and family’s quality of life. The role of the therapist increases in late stages when immobility and renal failure complicate the clinical picture.155

Myeloproliferative Disorders

Myeloproliferative disorders are a group of diseases that originate from a hematopoietic stem cell that has undergone a transformation. This transformation allows the cells to mature and function, yet there is uncontrolled production. Myeloproliferative disorders also share other characteristics, including a hypercellular bone marrow, tendency toward thrombosis and hemorrhage, and an increased risk of evolving into acute leukemia over time.28

The four main myeloproliferative diseases are CML, polycythemia vera, essential thrombocythemia, and idiopathic myelofibrosis. While all of these disorders can exhibit elevations in all cell lines, each disease has a main cell line that is affected.

Polycythemia vera is an uncontrolled production of erythrocytes. Essential thrombocythemia is characterized by an elevated platelet count. Excessive fibrosis of the marrow is a dominant feature of idiopathic myelofibrosis. Myelofibrosis and other more rare diseases are not covered in this text. CML is discussed with the leukemias.

Polycythemia Vera

Definition, Overview, and Etiologic Factors.: Polycythemia (rubra) vera (PV) is a myeloproliferative disorder of bone marrow stem cells affecting the production of erythrocytes. The diagnosis of polycythemia means an elevated RBC mass that may be primary or secondary.

Secondary polycythemia is typically acquired as a result of decreased oxygen availability to the tissues; the body attempts to compensate for the reduced oxygen by producing more erythrocytes (e.g., smoking, high altitudes, and chronic heart and lung disorders). However, PV is a primary cause of polycythemia and results from a genetic abnormality that allows erythrocytes to mature and function, but in an uncontrolled fashion.

The incidence of PV is approximately two to three cases per 100,000.12 PV develops following a transformation of a hematopoietic stem cell. The etiologic factors of PV are attributed to benzene and other occupational exposures, including radiation. It typically occurs in older people between age 50 and 60 years (people with PV younger than 30 years is rare), with a slightly higher incidence in men than in women.

Pathogenesis.: Recently specific mutations have been discovered that tie many of the myeloproliferative disorders together. One, reported in 2005, was a change in Janus kinase 2 (JAK2). This protein normally initiates intracellular signals after a cell membrane receptor binds erythropoietin, thrombopoietin, IL-3, GCSF, or granulocyte-macrophage CSF.28

Once JAK2 is activated, a cascade of signals is sent that leads to the production of cells. In up to 95% of clients with PV, there is a mutation in the JAK2 gene. Valine is replaced for phenylalanine at position 617 (V617F). This region normally exerts a negative effect in that it controls signals and the production of cells. But with this mutation cellular production occurs despite the lack of binding cytokines (cells become cytokine independent), leading to many of the problems seen in myeloproliferative disorders, including PV.

Other genetic abnormalities are also described, and several genetic modifications are most likely required for cellular transformation. There is also an increased risk of PV evolving into AML over time. Although the mechanisms are not understood, clients without the JAK2 mutation can develop AML, demonstrating that other mutations may be the source.

Clinical Manifestations.: Symptoms are related to hyperviscosity, hypervolemia, and hypermetabolism. The increased concentration of erythrocytes may cause hypertension or neurologic symptoms such as headache, blurred vision, feeling of fullness in the head, disturbances of sensation in the hands and feet, and vertigo.

Blockage of the capillaries supplying the digits of either the hands or feet may cause a peripheral vascular neuropathy with decreased sensation, burning numbness, or tingling. This same small blood vessel occlusion can also contribute to the development of cyanosis and clubbing of the digits. If untreated, the worst case scenario may include gangrene, requiring amputation.

The client may demonstrate increased skin coloration (e.g., ruddy complexion of face, hands, feet, ears, and mucous membranes), and splenomegaly is common. Dyspnea may develop secondary to hypervolemia. Abnormal interactions among erythrocytes, leukocytes, platelets, and the endothelium lead to thrombosis (e.g., splenic infarctions and Budd-Chiari syndrome, which is a thrombosis of the hepatic vein) or bleeding (e.g., easy bruising, GI bleeding, and epistaxis).

Gout and uric acid stones may develop because of hypermetabolism. Intolerable pruritus (itching), especially after bathing in warm water, may be prominent. The symptoms of PV are often insidious in onset and characterized by vague complaints such as irritability, general malaise and fatigue, backache, and weight loss. Diagnosis may not be made until a secondary complication, such as stroke or thrombosis, occurs.

MEDICAL MANAGEMENT

DIAGNOSIS.

Diagnosis is established by history, examination, and laboratory analysis. The erythrocyte count is greater than 60% of normal for men and 56% for women (without the presence of secondary polycythemic factors). WBC and platelet count are often elevated in people with PV and are normal in most people with secondary polycythemia.

The presence of the JAK2 mutation can be identified by PCR and other sensitive tests. A positive JAK2 and appropriate clinical factors may be enough information to make the diagnosis. However, since not all cases of PV express the JAK2 abnormality, other tests can be performed.

These include labeling RBCs with chromium to distinguish between absolute polycythemia (increased RBC mass) and relative polycythemia (normal RBC mass but decreased plasma volume), growing cells to verify erythropoietin independence, measuring plasma erythropoietin, evaluating cytogenetic studies of the bone marrow, and performing an ultrasound of the spleen to demonstrate splenomegaly.

TREATMENT.

Treatment goals are to reduce erythrocytosis and blood volume, control symptoms, and prevent thrombosis. Repeated phlebotomy is used to maintain stable Hb (less than 45%) by causing iron deficiency.

Clients who are older than 70 years, have a history of thromboembolism, or have a platelet count greater than 400,000/μl are treated with the antimetabolite hydroxyurea, which does not appear to be associated with an increased incidence of acute leukemia (alkylating agents are linked to leukemia).

Aspirin, if no contraindications exist, has been found to be beneficial to all people with PV in reducing the risk of thrombotic events, although overall mortality and cardiovascular mortality rates are not significantly reduced.107

PROGNOSIS.

The prognosis for PV is good, and median survival is 15 years with appropriate treatment. Without proper treatment, the mortality rate (18 months from the time of symptomatic onset) is 50%. The risk for stroke, myocardial infarction, and thromboembolism is high for people with this condition; thrombosis or hemorrhage is the major cause of death. Late in the course of this disease bone marrow may be replaced with fibrous tissue (myelofibrosis) or transform into AML.

14-10   SPECIAL IMPLICATIONS FOR THE THERAPIST

Polycythemia Vera

PREFERRED PRACTICE PATTERNS

4E:

Impaired Joint Mobility, Motor Function, Muscle Performance, and Range of Motion Associated with Localized Inflammation (gout)

6A:

Primary Prevention/Risk Reduction for Cardiovascular/Pulmonary Disorders (myocardial infarction and stroke prevention; thromboembolism)

Thrombosis occurs more often in clients with PV, which requires the therapist to be alert to any possible signs of Budd-Chiari syndrome (abdominal pain, ascites, and liver function abnormalities) and deep vein thrombosis or stroke (e.g., weakness, numbness, inability to speak, visual changes, headache; see the section on thrombophlebitis in Chapter 12).

GI bleeding, bruising, and epistaxis are also common. Watch for other complications such as dyspnea and splenomegaly. If the person has symptomatic splenomegaly, follow precautions for soft tissue techniques required in the left upper quadrant, especially up and under the rib cage. These procedures must be secondary or indirect techniques away from the spleen.

Essential Thrombocythemia

Overview and Etiology.: Essential thrombocythemia (ET) is one of the most common myeloproliferative disorders. It is defined as a disease with a platelet count greater than 600,000/μl without secondary causes for an elevated number of platelets.

ET is a primary thrombocytosis disorder resulting from a transformation of a hematopoietic stem cell and occurs most frequently in middle-aged to older adults (average age of onset between 50 and 60 years). There may be more of a predisposition for women to develop the disease than men.

Secondary causes of thrombocytosis occur as a result of conditions such as acute bleeding, iron deficiency, infection (e.g., tuberculosis), chronic inflammatory disease (e.g., RA), and malignancy and resolve with treatment of the underlying pathology.166 Secondary thrombocytosis may also be seen following splenectomy because platelets that normally would be stored in the spleen return to the circulating blood.

Pathogenesis.: About 50% of clients with ET demonstrate the JAK2 mutation (a mutation that leads to uncontrolled cell proliferation), linking it with other myeloproliferative disorders (see above section on PV). Persons who carry the JAK2 V617F mutation may be at higher risk for thrombotic complications than other ET clients without this mutation.64 Thrombosis may develop as a result of an abnormal interaction among leukocytes, platelets, and endothelium.29 Other genetic abnormalities are most likely responsible for the remaining cases that do not exhibit JAK2.

Clinical Manifestations.: The most prominent feature is a platelet count elevation above 600,000/μl. Most people with ET also exhibit splenomegaly (50%) and episodes of bleeding and/or thrombosis. Up to one third of clients are diagnosed from a routine blood count while asymptomatic.

Visual disturbances, headache, burning sensation of the feet and hands accompanied by redness (secondary to vasodilatation; erythromelalgia), and skin changes (livedo reticularis; Fig. 14-10) develop with increasing platelet counts. The most serious complications, bleeding and thrombosis, occur secondary to platelet dysfunction. Although major bleeding is uncommon, the likelihood increases as platelet counts exceed 1,500,000/μl. Thrombotic complications occur in up to 30% of people with ET.

image

Figure 14-10 Livedo reticularis associated with thrombocythemia (elevated platelet count). The classic fishnet pattern is shown. (Reprinted from Piccini JP, Nilsson KR: The Osler medical handbook, ed 2 2006, the Johns Hopkins University.)

MEDICAL MANAGEMENT

DIAGNOSIS.

The differentiation between reactive thrombocytosis (i.e., secondary thrombocytosis) and ET can be difficult. The presence of the JAK2 mutation (by PCR), splenomegaly, and abnormal bone marrow is indicative of ET since other causes of thrombocytosis do not include these features. For a high percentage of cases other tests must be performed.

TREATMENT.

The treatment of ET depends on the age and symptoms of the person. Asymptomatic, young clients (age less than 60 years) with a platelet count less than 1,500,000/μl may not require treatment. Hydroxyurea is used for people who are older than 60 years with a history of a thrombotic event to reduce the platelet count to less than 400,000/μl. This therapy significantly reduces the risk of another thrombotic event.

Anagrelide is another medication used to reduce the platelet count; however, it has been linked to a higher risk of arterial thrombosis, bleeding, and transformation of the bone marrow to myelofibrosis compared with hydroxyurea.192

Aspirin may be of benefit for clients who are at high risk for thrombosis and do not have a history of bleeding. Persons who develop acute ischemic events and have a platelet count greater than 1,500,000/μl should receive immediate plateletpheresis. If surgery is required, the platelet count should be brought to near normal levels to reduce the risk of bleeding and thrombosis perioperatively.

PROGNOSIS.

Most people with ET have near normal life expectancies. ET carries a small (3% to 4%) risk of transforming into acute leukemia and rarely develops into myelofibrosis. Bleeding and thrombotic events are the most serious complications and can be life threatening. Better understanding of the mutations resulting in ET may lead to improved treatment and prophylaxis against bleeding and thrombotic complications.

14-11   SPECIAL IMPLICATIONS FOR THE THERAPIST

Thrombocythemia

The therapist may recognize this condition when the client presents with livedo reticularis accompanied by reports of headache, burning sensation in the hands and feet, and visual disturbances. Medical referral is required if the person has not been previously evaluated.

In cases of known thrombocythemia, the therapist must maintain surveillance for arterial and venous thrombotic episodes and educate the client about what to watch for and when to seek medical assistance immediately. Signs and symptoms of arterial emboli include pain, numbness, coldness, tingling or changes in sensation, skin changes (pallor, mottling), weakness, and muscle spasm occurring in the extremity distal to the block (see Table 12-19).

With venous occlusion, the tissues are oxygenated but the blood is not moving and stasis occurs. The skin is discolored rather than pale (ranging from angry red to deep blue-purple), edema is present, and pain is most marked at the site of occlusion, although extreme edema can render all the skin of the limb quite tender.

DISORDERS OF HEMOSTASIS

Hemostasis is the arrest of bleeding after blood vessel injury and involves the interaction among the blood vessel wall, the platelets, and the plasma coagulation proteins. Normal hemostasis is divided into two separate and independent processes: primary and secondary.

Primary hemostasis involves the formation of a platelet plug at the site of vascular injury. When a vessel is disrupted, collagen fibrils and von Willebrand’s factor (vWF) in the subendothelial matrix of the blood vessel become exposed to blood. The vWF (which is usually coiled when inactive) in the plasma and the subendothelium becomes uncoiled and binds the collagen fibrils to the platelets via special receptors on the platelets. This ultimately leads to the formation of a platelet plug.

Secondary hemostasis is triggered when vascular damage exposes tissue factor. Tissue factor is found in places not normally exposed to blood flow, where the presence of blood is pathologic. It is present in significant amounts in the brain, subendothelium, smooth muscle, and epithelium. Tissue factor is not found in skeletal muscle or synovium, the usual locations for spontaneous bleeding in people with hemophilia.

Tissue factor then binds the clotting factor VII, which in turn activates factor X and IX. This eventually leads to the formation of thrombin, which cleaves fibrinogen into fibrin, creating a fibrin clot at the site of injury.

Normal primary hemostasis requires normal number and function of platelets and vWF. Persons who have abnormalities in primary hemostasis have defects in either the number or function of platelets or a deficiency or dysfunction of vWF.

A decrease in the number of platelets, called thrombocytopenia, can prevent hemostasis. An exceptionally high number of platelets, called thrombocytosis, may cause bleeding, thrombosis, or both (see section on ET). Persons with a deficiency or dysfunction in vWF have von Willebrand’s disease (vWD).

Bleeding caused by platelet disorders or vWD is characterized by mucosal or skin bleeding. Normal secondary hemostasis necessitates the presence of clotting factors. Defects in secondary hemostasis result from clotting factor deficiencies or dysfunction, such as those seen in hemophilia A and B. Persons with abnormalities in secondary hemostasis tend to have more serious bleeding such as deep muscle hematomas and spontaneous hemarthrosis.

von Willebrand’s Disease

Definition and Overview

von Willebrand’s disease (vWD) is the most common inherited bleeding disorder and is caused by a lack of or dysfunction of vWF. The prevalence of this illness may be as high as 1% to 2% of the population (based on population screening studies), yet studies that used only data from clients referred for bleeding disorders found only 30 to 100 cases per 1 million, which is similar to hemophilia A.160

vWF is a large molecule made of multiple glycoproteins (dimers). It is produced by megakaryocytes, which secrete vWF into the blood plasma, and also by vascular endothelial cells, which release it into the subendothelial matrix. The function of vWF is to bind collagen fibrils and platelets in areas of vascular injury to create a platelet plug. It also stabilizes factor VIII and prevents it from being inactivated and cleared from the plasma during times of bleeding.

vWD is classified into three main subtypes: types 1, 2, and 3. Type 1 is the most common subtype and accounts for 60% to 80% of clients with vWD. Persons with this subtype have 5% to 30% of the normal amount of vWF, leading to mild to moderate symptoms. Type 1 is inherited through an autosomal dominant fashion.

Type 2 is less common and seen in only 10% to 30% of vWD cases. It is caused by a dysfunction in vWF rather than a reduction in quantity of vWF. Because the severity of the abnormality can vary, this subtype is further divided into types 2A, 2B, 2M, and 2N. This subtype is also inherited in an autosomal dominant manner.

The rarest of vWD subtypes is type 3, which makes up only 1% to 5% of cases. Persons affected with this form have less than 1% of the normal plasma levels of vWF (levels may be undetectable) and very low levels of the clotting factor VIII. Because these clients are lacking both vWF and factor VIII, their symptoms are more severe and resemble hemophilia A. Inheritance is autosomal recessive.

Pathogenesis

vWF is produced from a gene located on chromosome 12. Many factors are involved in determining inheritance of the disease, yet often only one mutation on one chromosome leads to minor bleeding problems while abnormalities on both genes (homozygous) have more serious problems.

vWD occurs due to a qualitative lack of vWF or because of an abnormally functioning vWF (although vWF is produced, a mutation causes a malformation in the function of the proteins). Significant investigation has been placed into the discovery of the genetic abnormalities associated with vWD, and over 250 mutations of multiple types have been documented.96

Clinical Manifestations

Symptoms experienced by clients with vWD vary depending on the subtype and severity of the abnormality. Clients with type 1 experience bleeding consistent with a primary hemostasis defect. This most frequently involves mucosal and skin bleeding such as petechiae and prolonged oozing of blood after trauma or surgery.

Other common problems include epistaxis, gum bleeding, and GI bleeding. Symptoms associated with type 2 depend on the severity of the mutation and the quantity of functional vWF. It is estimated that 10% to 20% of women with menorrhagia (excessive menstruation) have vWD. Menorrhagia is a common presenting symptom yet is frequently overlooked and undiagnosed because gynecologists only rarely (less than 1%) perform tests to confirm or exclude a bleeding disorder.31,45,53

Type 3 clients present not only with symptoms of mucosal and skin bleeding but also more frequent and severe symptoms including hemarthrosis and muscular hematomas (similar to hemophilia A).

MEDICAL MANAGEMENT

DIAGNOSIS.

The most common screening laboratory tests used to assess coagulation are the activated partial thromboplastin time and the prothrombin time. Despite available tests, many clinicians find making the diagnosis very difficult—particularly for clients with mild disease. Test results are often normal in clients with vWD. vWD cannot be diagnosed with just one laboratory test; the clinician relies on at least four tests to aid in the diagnosis: a platelet function test, vWF antigen test, ristocetin cofactor activity, and factor VIII level.

Two tests help assess platelet function: the bleeding time and a machine called the Platelet Function Analyzer 100 (PFA-100, Dade Behring, Deerfield, IL). The bleeding time test is performed by making small punctures in the skin and then measuring the time until clotting occurs. This test has numerous technical variables and is neither specific nor sensitive for the diagnosis of mild vWD (which may have a normal bleeding time).

The PFA-100 assesses the time required for a small collagen-coated tube to close when exposed to a person’s blood. Although this test has fewer technical problems, anemia and other factors may distort the results. Prolonged clotting times can be indicative of a platelet problem, but more specific tests are needed to confirm the diagnosis of vWD.

vWF antigen can be measured in the blood (if vWF is present, the test will be positive). Ristocetin is an antibiotic that binds to vWF and leads to platelet aggregation. Using this information, the quantity of vWF can be approximated by adding plasma from the client to platelets and adding ristocetin. Platelet aggregation will occur at a specific rate depending on the vWF concentration.

Factor VIII levels can be directly measured in the plasma. Subtypes with very low levels of vWF also have low levels of factor VIII (particularly type 3). Collagen binding activity is often measured (since one function of vWF is to bind collagen to platelets) using an enzyme-linked immunosorbent assay type test. Gel electrophoresis can be used to ascertain the subtype of vWD.

Because of the increased frequency of menorrhagia and other bleeding problems related to obstetrics and gynecology, guidelines have been developed that may lead to improved diagnosis and treatment of women with bleeding disorders, particularly vWD.2,45

TREATMENT AND PROGNOSIS.

The treatment of vWD centers on the replacement of vWF and/or factor VIII as needed during times of bleeding or prophylactic administration prior to an invasive procedure.118 Most clients with vWD (especially type 1) do not require treatment except during times of surgery or trauma or after delivery of a fetus. Those persons exhibiting more serious complications such as hemarthrosis or frequent GI bleeding (type 3 or some type 2) may require scheduled prophylactic treatment.

Desmopressin is the principal drug of choice for treating most cases of vWD. It is a synthetic antidiuretic-hormone derivative that induces the secretion of vWF and factor VIII from storage. This medication can be given intravenously, subcutaneously, or intranasally.

Since treatment is often needed during emergencies, intravenous dosing is the most practical, although subcutaneous and nasal routes are useful when used for prophylaxis. Vasopressin can increase the levels of vWF and factor VIII three to five times the baseline level within 60 to 90 minutes. It is not effective for type 3 cases (these clients do not make enough to store) and is contraindicated or ineffective for most persons with type 2. Since type 2 vWD results from an abnormal vWF, it is useless to secrete increased amounts of abnormal vWF.

People with types 2 and 3 vWD often require concentrates of factor VIII/vWF for spontaneous bleeding, surgery, or trauma. Humate-P (CSL Behring, King of Prussia, PA), which contains more vWF than factor VIII, and Alphanate (antihemophilic factor), containing equal amounts of vWF and factor VIII, are synthetic concentrates currently available. Both products are virus inactivated through a heat treatment. Wilfactin (LFB, Les Ulis, France), another concentrate, replaces vWF and contains little factor VIII, allowing for the use of the client’s own factor VIII (with vWF in the plasma, autologous factor VIII is stable).

If concentrates are not available, other plasma replacements can be used. Fresh frozen plasma contains both vWF and factor VIII but is accompanied by a large volume, and multiple bags can cause volume overload. Cryoprecipitate contains both proteins in a smaller, concentrated volume yet has the potential of being infectious (although rare with current screening).

Other available medications, which are used for dental or minor mucosal bleeding, include antifibrinolytic agents. Along mucosal linings of the body there is fibrinolytic activity, which prevents fibrin from forming a clot.

Antifibrinolytic amino acids can be given to inhibit this activity. Aminocaproic acid and tranexamic acid are two antifibrinolytic amino acids that can be dosed topically, orally, or intravenously. For clients with minor bleeding problems, these agents may be sufficient for minor procedures. Frequently they are used as adjuvant medications along with concentrates and desmopressin during major and minor surgery.118

Despite advancement in treatment, clients with type 3 vWD still face the challenge of developing inhibitors to available treatment. These inhibitors are typically antibodies that clear vWF from the plasma. Further use of concentrates with vWF can lead to anaphylaxis. Concentrates of factors VIII and VII have been utilized to aid with clot formation with success (and antibodies do not form to pure factor VIII concentrates), although factor VIII has a short half-life without vWF. Research is ongoing to determine strategies for overcoming these issues.

Women with severe symptoms can suppress menstruation with the use of oral contraceptives or receive concentrates when needed for menorrhagia. Studies are pending that may provide better information concerning best treatment options for women with bleeding disorders.

vWF and factor VIII levels do rise with pregnancy, but pregnant clients must be followed very carefully; concentrates and desmopressin are used at birth and during the immediate postpartum period. Care must also be taken when treating the fetus since the baby may have vWD as well. Intramuscular injections, surgery, and circumcision should be avoided in babies with a high risk of a bleeding disorder until an adequate diagnosis is made.2,45

Clients with minor bleeding manifestations have problems that can often be avoided with proper care. Individuals with more serious symptoms and complications have significant alterations in quality of life; surgery and trauma can be life threatening. Currently a vWF concentrate that is produced by recombinant technologies (thereby avoiding all risk for viral infections) is under investigation.168

Recombinant activated factor VII shows promise as another concentrate that can be used for vWD and for clients with vWD who have developed inhibitors to routine medications and concentrates.66 The cytokine interleukin-11 has been noted to increase both factor VIII and vWF levels, and studies are underway to determine efficacy and safety.46 Gene therapy is less hopeful since the size of the DNA coding for the many dimers that make up vWF is so large.

Hemophilia

Overview

Hemophilia is a bleeding disorder inherited as a sex-linked autosomal recessive trait. The two primary types of hemophilia are hemophilia A, or classic hemophilia, and hemophilia B, or Christmas disease. Hemophilia A results from a lack of the clotting factor VIII and constitutes 80% of all cases of hemophilia. Hemophilia B is less common, affecting about 15% of all people with hemophilia, and is caused by a deficiency of factor IX. Other less-common deficiencies, such as deficiencies of clotting factors I, II, V, VII, X, or XIII, are rare and are not fully discussed in this text. Unless otherwise noted, hemophilia refers to both hemophilia A and B in this text.

Factors VIII and IX are required in secondary hemostasis (in contrast to vWF, which is needed in primary hemostasis). These clotting factors are activated and result in the production of thrombin, which cleaves fibrinogen to fibrin, creating a stable clot.

The level of severity of the disease depends on the defect in the clotting factor gene and is classified according to the percentage of clotting factor present in plasma (determined through blood tests): mild (6% to 30%), moderate (1% to 5%), and severe (less than 1%). Normal concentrations of coagulation factors are between 50% and 150%.

For people with mild hemophilia (25% of all cases), spontaneous hemorrhages (bleeding that occurs with no apparent cause) are rare, and joint and deep muscle bleeding are uncommon. Surgical, dental, or other injury or trauma precipitates symptoms that must be treated the same as for severe hemophilia.

For those people with moderate hemophilia (15% of all people with hemophilia), spontaneous hemorrhage is not usually a problem, but major bleeding episodes can occur after minor trauma. People with severe hemophilia comprise 60% of people with hemophilia and may bleed spontaneously or with only slight trauma, particularly into the joints and deep muscle.

Incidence

Hemophilia A and B are the most common inherited clotting factor deficiencies,22 with 17,000 people affected by hemophilia A or B (approximately 10,500 with hemophilia A and 3200 with hemophilia B).31 Hemophilia primarily affects males without bias for race or socioeconomic group.

Etiologic Factors

The gene responsible for codes for factors VIII and IX are located on the X chromosome, making hemophilia a gender-linked recessive disorder. Since females normally carry two X chromosomes, they only develop hemophilia if both genes are affected, if the normal X gene is inactivated, or if they only have one X chromosome (i.e., Turner’s syndrome), making hemophilia rare in females.

Males, on the other hand, only inherit one X chromosome and therefore develop hemophilia since they lack another normal X chromosome to provide these clotting factors (such as most females do). Thus females are the carriers of the abnormality, while males present with the disease (Fig. 14-11).

image

Figure 14-11 Inheritance patterns in hemophilia for all family members. A woman is definitely a carrier if she is (1) the biologic daughter of a man with hemophilia, (2) the biologic mother of more than one son with hemophilia, or (3) the biologic mother of one hemophilic son with at least one other blood relative with hemophilia. A woman may or may not be a carrier if she is (1) the biologic mother of one son with hemophilia; (2) the sister of a male with hemophilia; (3) an aunt, cousin, or niece of an affected male related through maternal ties; or (4) the biologic grandmother of one grandson with hemophilia. (Reprinted from Beare PG, Myers JL: Adult health nursing, ed 3, St Louis, 1998, Mosby.)

Every carrier has a one in four chance of having a child with hemophilia. Men with the mutation will pass this on to their daughters (making them carriers), yet their sons will only inherit a normal Y chromosome and not develop hemophilia. Although in two thirds of the cases of hemophilia a known family history is evident, this disorder can occur in families (approximately one third) without a previous history of blood-clotting disorders because of spontaneous genetic mutation. The remaining rare clotting factor deficiencies are inherited in an autosomal recessive manner.

Pathogenesis

At least 10 proteins called clotting factors in the blood must work in a precise order to make a blood clot. Hemophilia A is due to a deficiency of the protein clotting factor VIII (antihemophilic factor), while hemophilia B is a lack of factor IX. These clotting factors are produced by the liver and released into the blood. Factor VIII, once in the plasma, combines with vWF (as previously discussed). Factors VIII and IX are necessary for the formation of thrombin, which converts fibrinogen into fibrin, generating a clot. Clients with these factor deficiencies are unable to produce thrombin and clot.

The genetic pattern of hemophilia is quite different from that of disorders such as sickle cell disease, in which every affected individual has the identical genetic defect. The presence of such variable defects in the same gene accounts for the differences in severity of hemophilia.

Many different genetic lesions cause factor VIII deficiency, such as gene deletions, with all or part of the gene missing, or missense and nonsense mutations, which cause the clotting factor to be made incorrectly or not at all. Not all mutations are inherited; 25% to 30% of cases are due to new mutations. Hundreds of different mutations have been discovered. Most of these mutations are nucleotide substitutions (missense) or small deletions, while one common mutation noted in over 40% of people with severe hemophilia A is a partial inversion. An Internet database is available that documents the mutations in the factor VIII gene.122

Although uncommon, a woman who is a carrier of hemophilia can have very low levels of factors VIII or IX. This is due to the fact that in every cell of the body either the normal X chromosome or the affected X chromosome is randomly inactivated (turned off) in a process called lyonization. If the majority of the inactivated chromosomes are the normal X, then the levels of clotting factors may be very low, and such carriers may experience excessive bleeding.

Clinical Manifestations

Clinically, hemophilia A and hemophilia B present with the same symptoms and can only be distinguished by specific factor assay tests. Unlike most clients with vWD, those with hemophilia manifest delayed and joint and deep muscle bleeding.

Occurrences of bleeding are noted during the newborn period in infants who have hemophilia. The most common instances include immunizations, heel sticks, blood draws, and circumcision. If a child is born to a known carrier, circumcision should not be performed until appropriate tests are completed. As the child grows, bleeding problems will continue to be manifested.

Hematoma formation may result from injections or after firm holding (such as occurs when a child is held under the arms or by the elbow and lifted), excessive bruising from minor trauma, delayed hemorrhage (hours to days after injury) after a minor injury, persistent bleeding after tooth loss, and recurrent bleeding into muscles and joints.

Bruising, bleeding from the mouth or frenulum, intracranial bleeding, hematomas of the head, and hemarthrosis (bleeding into the joints) can occur during early ambulation. By age 3 to 4 years, 90% of children with severe hemophilia have had an episode of persistent bleeding not seen in mild cases.

Clients with severe hemophilia often display episodes of spontaneous bleeding (into the joints, muscles, and internal organs) along with severe bleeding with trauma or surgery. Those persons affected with mild to moderate hemophilia do not commonly have spontaneous bleeding but exhibit excessive bleeding with trauma and surgery.

Women with Hemophilia.: Women with hemophilia experience excessive uterine bleeding during their menstrual cycle, with possible oozing from the ovary after ovulation mid-cycle. Heavy menstrual flow is often the symptom that initiates a coagulation evaluation or more often is reported but not adequately diagnosed.

Cases have occurred in which a female carrier of the hemophilia gene has abnormal bleeding when the level of clotting factor is low enough to cause significant problems with coagulation, especially after trauma or surgery. Abnormal bleeding from bruising, dental extractions, abortion or miscarriage, complications of pregnancy (e.g., placenta not delivered completely, episiotomy or tearing, prolonged postpartum hemorrhage), nosebleeds, and minor trauma (such as cuts with prolonged oozing) may be overlooked because of the misconception that hemophilia does not occur in women.

Joint.: Bleeding into the joint spaces (hemarthrosis) is one of the most common clinical manifestations of hemophilia, significantly affecting synovial joints. The knee is the most frequently affected joint followed by the ankle, elbow, hip, shoulder, and wrist. Bleeding in the synovial joints of the feet, hands, temporomandibular joint, and spine is less common.

Joints with at least four bleeds in 6 months are called target joints, and in children with severe hemophilia, this can occur as a toddler. According to the Centers for Disease Control and Prevention, target joints may occur in as many as 37% of people with hemophilia. When blood is introduced into the joint, the joint becomes distended, causing swelling, pain, warmth, and stiffness.

The synovial membrane responds by producing an increased number of synovial villi and undergoing vascular hyperplasia in an attempt to reabsorb the blood. Blood is an irritant to the synovium, which releases enzymes that break down RBCs and the cell byproducts (e.g., iron). This process causes the synovium to become hypertrophied, with formation of fingerlike projections of tissue extending onto the articular surface.

The mechanical trauma of normal weight-bearing motion may then impinge and further injure the inflamed synovium. Iron in the form of hemosiderin is deposited in the synovium, which impairs the production of synovial fluid. A vicious cycle is established as the synovium attempts to cleanse the joint of blood and debris, becoming more hypertrophic and susceptible to still further bleeding.11 Erosive damage of the cartilage follows these changes in the synovium with narrowing of the joint space (Fig. 14-12), erosions at the joint margins, and subchondral cyst formation. Collapse of the joint, joint sclerosis, and eventual spontaneous ankylosis may occur.

image

Figure 14-12 Stages of hemophilic arthropathy according to the Arnold-Hilgartner scale. A, Stage I (1973). B, Stage III (1975). C, Stage IV (1977). (Courtesy Mountain States Regional Hemophilia Center, Colorado State Treatment Program, Denver, 1995.)

In later stages of joint degeneration, chronic pain, severe loss of motion, muscle atrophy, crepitus, and joint deformities occur. Despite advances in medical management, target joints can progress to advanced arthropathy. This is most commonly seen in people with severe hemophilia. The articular cartilage softens, turns brown (due to hemosiderin), and becomes pitted and fragmented. The inflamed synovium is thick and highly vascularized and can grow over the joint surfaces, becoming pannus.

Eventually, lesions in the deeper layers of cartilage result in subchondral bone breakdown and the formation of subchondral cysts. Osteophyte formation occurs along the edges of the joint (Box 14-7 and Table 14-6). With the destruction of the cartilage, little to no joint space is left. This bone-on-bone contact can lead to significant pain, limitation of motion, joint malalignment, muscle atrophy, functional impairment, and disability.

Box 14-7   ARNOLD-HILGARTNER HEMOPHILIC ARTHROPATHY STAGES

Staging scheme to classify joint changes seen on radiographs:

image

Reprinted from Arnold WD, Hilgartner MW: Hemophilic arthropathy, J Bone Joint Surg Am 59:287-305, 1977.

At this point joint bleeds are rare. For the child, recurrent bleeds into the same joint can lead to growth abnormalities. The epiphyses, where bone growth takes place, are stimulated to grow in the presence of hyperemia caused by bleeding. Postural asymmetries may develop (e.g., leg length differences, angulatory deformities, bony enlargement at the affected joint).11

Classification of Hemophilic Arthropathy.: Several different classification scales are used to identify progression of hemophilic arthropathy. The Arnold-Hilgartner and Pettersson score classification scales have been in use for many years. With the Arnold-Hilgartner scale, the arthropathy is divided into stages that are assumed to be progres- sive. With the Pettersson score, a number of specific findings are evaluated and the additive sum of the assigned points is calculated.

In addition, there is now some MRI information being used for classification as well. With improvements in hemophilia care, evaluation of subtle joint changes not readily apparent with conventional radiography has become increasingly important. MRI can visualize effusion, hemarthrosis, synovial hypertrophy and/or hemosiderin deposition, subchondral cysts and/or surface erosions, and loss of cartilage (Fig. 14-13).

image

Figure 14-13 MRI of hemophilic arthropathy. A, Left ankle of a 9-year-old boy with moderate hemophilia. Sagittal spin echo (SE) T1-weighted sequence. B, Sagittal turbo spin echo (TSE) T2-weighted sequence. Cortical irregularity (best seen on T1-weighted image, small arrows) is the hallmark of surface erosions. Different types of subchondral cysts have different signal characteristics. In this joint a cyst is discerned in the dorsal part of the talar dome (intermediate signal on T1-weighted image and bright signal on T2-weighted image, large arrows), and a focal defect in the overlying cartilage is revealed (joint fluid in defect is bright on T2-weighted image). (Courtesy Bjorn Lundin, MD, University Hospital of Lund, Sweden.)

Different MRI methods for joint scoring use either a progressive or additive scoring strategy. Using proposed MRI scoring methods, imaging specialists can detect and monitor early joint changes, assess therapeutic outcomes, and further define the pathophysiology of hemophilic joint disease. An in-depth discussion of these techniques is available for readers interested in the specifics.114a

Physical therapists in the United States, Canada, Sweden, and The Netherlands are working collaboratively on an international joint evaluation scale to identify and quantify the early changes seen in hemophilia joint disease. The 11-item scoring tool for assessing joint impairment in boys with hemophilia from 4 to 18 years of age (Hemophilia Joint Health Score) was designed for use in a 10-year prospective study of two types of aggressive treatment in young children with severe hemophilia. Reliability testing of the scoring tool has been published78a; validity testing is underway.

Muscle.: Muscle hemorrhages can be more insidious and massive than joint bleeding, and although they can occur anywhere, muscle hemorrhages most often involve the flexor muscle groups (e.g., iliopsoas, gastrocnemius, forearm flexors). Intramuscular hemorrhage that is visible in superficial areas such as the calf or forearm will also result in pain and limitation of motion of the affected part. Less-obvious intramuscular hemorrhage such as occurs in the iliopsoas may result in groin pain, pain on extension of the hip, and reflexive flexion of the hip and thigh (see Figs. 16-14 and 16-15).

Other signs and symptoms may include warmth, swelling, palpable hematoma, and neurologic signs such as numbness and tingling. A large iliopsoas hemorrhage can cause displacement of the kidney and ureter and can compress the neurovascular bundle, including the femoral nerve with subsequent weakness; decreased sensation over the thigh and knee in the L2, L3, and L4 distribution; decreased or absent knee reflexes; temperature changes; and even permanent impairment. Iliopsoas bleeds are considered a medical emergency requiring immediate referral to a physician.

Nervous System.: In general, compression of peripheral nerves and blood vessels by hematoma may result in severe pain, anesthesia of the innervated part, loss of perfusion, permanent nerve damage, and even paralysis. The femoral, ulnar, and median nerves are most commonly affected.

CNS hemorrhage may include intracranial hemorrhage and, rarely, intraspinal hemorrhage. Intracranial hemorrhages (ICH), or head bleeds inside the skull, in a newborn can occur regardless of the severity of hemophilia and may have long-term consequences such as paralysis, seizures, cerebral palsy, and other neurologic deficits.

Although signs and symptoms of ICH may be dramatic (e.g., seizures, paralysis, apnea, unequal pupils, excessive vomiting, or tense and bulging fontanelles) they are often vague (e.g., crankiness or irritability, lethargy, feeding difficulty), leading to a delay in diagnosis. The lifetime risk of ICH is about 2% to 8% although many are asymptomatic and unreported.103 ICH in clients with hemophilia carries a mortality rate of up to 30% when it occurs, making it one of the most common causes of death after HIV.

Inhibitors.: With the production of safer factor concentrates, the development of antibody inhibitors (antibodies that destroy the infused factor) poses the most serious complication to hemophilia treatment. Inhibitors occur infrequently, approximately two cases per 1000 person years, but can be serious, causing complications in 20% to 33% of persons who develop an inhibitor.61,97

The risk of developing an inhibitor does not remain the same during the lifetime of a person with hemophilia, and the appearance of antibodies can be transient or low titers. Factors that increase the risk for developing inhibitors are still under investigation, including significant exposure to factor VIII concentrates (continuous infusion)171 or the type of factor VIII product used. Clients with high titers of inhibitors, which decrease therapy efficacy, may receive factor IX concentrates or undergo immune tolerance therapy (frequent infusions of factor VIII).

Transmissible Diseases.: Individuals, primarily those with severe hemophilia, who were treated before current purification techniques for factor concentrates (before 1986) may have been exposed to hepatitis B or C and/or HIV. Approximately 50% of people with hemophilia during this period became infected with HIV. No other at-risk group had such a high prevalence. Currently, about 10% to 15% of people with hemophilia have HIV, but since 1986 no further HIV transmission has occurred.

Transmission of hepatitis is equally serious, and about 70% to 90% of people with hemophilia who received clotting factor before the mid-1980s test positive for hepatitis C.127 Current improved methods of viral inactivation of factor concentrates through pasteurization and solvent treatment and monoclonal and recombinant technology have resulted in safer products.

Improved screening methods to identify donors with hepatitis have also reduced the risk of hepatitis transmission. As of 1997, there have been no reports of hepatitis A, B, or C transmission through clotting factor treated with these improved processes.83 Up to one third of individuals with a bleeding disorder and hepatitis C were co-infected with HIV, and everyone who was infected with HIV also contracted hepatitis C.131

The transmission of hepatitis A and parvovirus B19 has also been reduced in plasma-derived products, but hepatitis A can now be prevented by immunization with a vaccine. All newborns with hemophilia now receive the hepatitis B vaccination series, but older clients often have hepatitis B along with its long-term sequelae.

MEDICAL MANAGEMENT

DIAGNOSIS.

Effective treatment of hemophilia is based on an accurate diagnosis of the deficient clotting factor and its level in the blood. Diagnosis is not always straightforward, as a variety of factors can confound the test results (e.g., blood type; factor levels can be elevated by stress, hyperthyroidism, and pregnancy, yet decreased in hypothyroidism).

Additionally, cord blood sample at birth may have physiologically low levels of factor IX that only reach adult values by 3 to 6 months of age. Blood tests include assays for clotting factors, CBC (differential and platelets), and activated partial thromboplastin time. Other tests may be added depending on individual variables. It is also important for female relatives of those with hemophilia to identify their carrier status through factor level analysis and DNA testing.

If possible, genetic studies to determine carrier status should be completed before pregnancy. However, prenatal diagnosis of hemophilia A and B is possible if a specific mutation has been found or if linkage studies have provided enough information about carrier status in the family. If one of these two criteria has been met, prenatal diagnosis can be performed, analyzing DNA for specific mutations.

The most common method is through chorionic villus sampling at 10 to 12 weeks of gestation. Ultrasound at 14 to 16 weeks’ gestation to determine the gender of the unborn child, amniocentesis at approximately 16 weeks’ gestation, percutaneous umbilical blood sampling at 18 weeks’ gestation, and preimplantation genetic diagnosis (involving polar body, blastomere, and blastocyst biopsy) are other methods of diagnosis. The advantages and disadvantages of these tests as well as management issues are reviewed in the literature.104

TREATMENT.

Currently no known cure or prenatal treatment for hemophilia exists. Until a medical cure is developed, primary goals for intervention in the case of bleeding episodes are to stop any bleeding that is occurring as quickly as possible and to infuse the missing factors until the bleeding stops.

Treatment for severe forms of hemophilia is recommended to take place in specialized hemophilia treatment centers across the United States and its territories. In these centers the specialized care required can be provided through a multidisciplinary team approach with appropriately trained and experienced health care providers. Treatment at a hemophilia treatment center has been shown to minimize disability, morbidity, and mortality rates.31,176

Factor replacement therapy, given intravenously, is currently the mainstay of hemophilia treatment. Treatment with infusion of the missing factor at a 25% to 30% plasma factor level is recommended for minor bleeding; at least a 50% level is recommended before minor surgery and dental extractions or in case of minor injury, and it may be recommended before physical or occupational therapy interventions. Infusion at 75% to 100% may be recommended before major surgery or in the case of life-threatening bleeding.

Permanent prophylaxis of recombinant factors for severe hemophilia (i.e., factor infusion given on a regularly scheduled basis) to maintain blood factor levels in the moderate range is now widely accepted. Most clients should receive infusions on at least a weekly basis, although questions remain of when to initiate prophylaxis (first joint bleed vs. early age).1 Prophylaxis therapy is very expensive, but treatment of target joints can increase the cost as much as twofold.98 Uncertainty exists as to whether prophylaxis helps prevent joint disease, and studies are pending completion that would help answer these questions.

Most factor VIII concentrates are produced using recombinant techniques to provide virus-free products. First-generation factor VIII products contain animal or human plasma proteins, while second-generation concentrates contain these proteins in the cell culture medium but not in the final product. Third-generation products do not contain animal or human plasma proteins in either the cell culture medium or the final product.

Methods used prior to the availability of recombinant technology to manufacture factor VIII concentrates utilized plasma pooled from thousands of donors that was then purified for factor VIII. This purified concentrate was treated to deplete viruses (heating in an aqueous solution, treated by a solvent detergent, or immunoaffinity purification). While this type of product is still available and there have been no reports of clients being infected with hepatitis B or C or HIV, the risk remains that these pooled-plasma products could possibly lead to viral transmission. This possible increased risk of transmitting a virus makes recombinant concentrates the recommended treatment of choice.

With the use of recombinant factor, human viruses are not easily transmitted through factor use, and the possibility of any other contaminants being transmitted is unlikely. Product manufacturers are continuing to develop products with a higher recovery level and to increase the efficiency of the factor products (i.e., percent of factor protein that remains active in the blood after infusion; the higher the level of a factor product’s recovery, the more efficient the product).

Persons with mild hemophilia can use the drug desmopressin when possible (see above section under vWD). If this medication does not provide adequate hemostasis or the client is pregnant or younger than 2 years, factor VIII concentrates should be utilized.

Treatment for clients with hemophilia B consists of factor IX concentrates. Recombinant factor IX concentrates do not use animal or human plasma proteins in the purification process, making the product safe from viruses. Pooled plasma–derived factor IX products are available, and like the factor VIII concentrates from pooled plasma, undergo a viral-depletion step. However, due to the safety factor of recombinant technology, recombinant factor IX concentrate is the medication of choice.

For those clients who developed chronic hepatitis C from the use of blood products prior to the mid 1980s, progression and treatment response appear to be similar to those people without hemophilia.109,127 Treatment and prognosis for hepatitis are discussed in Chapter 17.

Administration of the hepatitis A and hepatitis B vaccines is recommended for anyone with chronic hepatitis C because of the potential for increased severity of acute hepatitis superimposed on existing liver disease. Younger children are now vaccinated against hepatitis A and B, but no vaccine is available for hepatitis C at this time. Although treatment for hepatitis B is available, liver transplantation may be required. Liver transplantation is successful in people who have hemophilia with advanced liver disease but is often unavailable.

Comprehensive medical management of hemophilia may involve the use of drugs to control pain in acute bleeding and chronic arthropathies. People with hemophilia cannot use the common pain relievers aspirin or ibuprofen because these agents inhibit platelet function. More precisely, platelets do form an initial clot, but factor VIII or IX is unavailable to stabilize the clot.

Some medications contain derivatives of aspirin and must be used cautiously. Corticosteroids are used occasionally for the treatment of chronic synovitis. Acetaminophen (Tylenol) is a suitable aspirin substitute for pain control, especially in children. Clients who have had continued target joint bleeding often require surgical synovectomy or radioactive synovectomy to decrease bleeding and reduce the rate of destruction of the joint. Clients have also demonstrated stable or improved range of motion following these procedures.55,56

Physical therapy intervention (see Special Implications for the Therapist: Hemophilia in this chapter) has been effective in reducing the number of bleeding episodes through protective strengthening of the musculature surrounding affected joints, muscle reeducation, gait training, and client education. Physical therapy is used during episodes of acute hemorrhage to control pain and additional bleeding and to maintain positioning and prevent further deformity.

Gene therapy is still in experimental stages but appears very promising. When successful, gene therapy will deliver a normal (unaffected) copy of a gene into a target cell that contains a defective gene. Human trials are underway for hemophilia A and B using a variety of different delivery techniques. In fact, hemophilia is considered a model disease for treatment with gene therapy because it is caused by a single malfunctioning gene, and only a small increase in clotting factor could provide a great benefit.117

PROGNOSIS.

Years ago most men with hemophilia died in their youth. Currently, the majority of deaths in persons with hemophilia are viral related (hepatitis B and C, HIV), yet with improved diagnosis and significantly improved treatment (including safety), they can reach a longer life expectancy.152

Tremendous improvement has been made in carrier detection and prenatal diagnosis to provide early treatment and prevent complications. Gene therapy for hemophilia A and B, now in clinical trials, holds promise of a cure. Additionally, home infusion therapy provides immediate treatment with clotting factor for joint and muscle bleeds recognized early. Early treatment has significantly reduced the morbidity formerly associated with hemophilia.

Medical treatment prolongs life and improves quality of life associated with improved joint function, but HIV and hepatitis can significantly reduce longevity and quality of life. Fortunately, improvements in blood screening tests, more stringent donor exclusion criteria, improved viral inactivation methods, and the introduction of recombinant hemophilia therapies have combined to dramatically reduce the rate of new bloodborne viral infections among people with hemophilia, especially those children born in the last decade.

From the period of 1979 to 1998, the death rate of persons with hemophilia A and HIV decreased 78%.35 Much of this decrease was related to improved HIV therapy. With the advent of safer factor concentrates, there is a trend of increased life expectancy for people with hemophilia. Those people with hemophilia but without HIV or hepatitis have a life expectancy near normal.

ICH still remains a deadly complication of hemophilia, but prophylaxis treatment and improved understanding of the signs and symptoms associated with ICH may help to improve outcomes.

14-12   SPECIAL IMPLICATIONS FOR THE THERAPIST

Hemophilia

PREFERRED PRACTICE PATTERNS

4B:

Impaired Posture (joint deformity)

4D:

Impaired Joint Mobility, Motor Function, Muscle Performance, and Range of Motion Associated with Connective Tissue Dysfunction

5A:

Primary Prevention/Risk Reduction for Loss of Balance and Falling

5C:

Impaired Motor Function and Sensory Integrity Associated with Nonprogressive Disorders of the Central Nervous System: Congenital Origin or Acquired in Infancy or Childhood (CNS involvement)

5F:

Impaired Peripheral Nerve Integrity and Muscle Performance Associated with Peripheral Nerve Injury (nerve compression)

6F:

Impaired Ventilation and Respiration/Gas Exchange Associated with Respiratory Failure (coagulation defect)

Physical therapy intervention for individuals with hemophilia has undergone a drastic change. Two decades ago, everyone in the hemophilia community had joint disease in varying degrees of severity. Today treatment protocols are more aggressive, with more frequent infusions given at younger ages, resulting in less joint damage.36

Many children with hemophilia are growing up without having a single joint bleed. The focus has shifted from rehabilitation to prevention; therapists are an important health care professional in helping these individuals lead normal, active lives.36 Only a brief discussion of treatment for the adult or child with hemophilia can be included in this text. For a more detailed examination, evaluation, and interventions, the reader is referred to other more specific references.11,26,78,130

Hemophilia and Exercise

A regular exercise program, including appropriate sports activities, resistance training, cardiovascular/aerobic training, and therapeutic strengthening and stretching exercises for affected extremities, is an important part of the comprehensive care of the individual with hemophilia. The therapist can help individuals with hemophilia identify, seek out, and enjoy physical activity, exercise, and sport participation that provide benefits that outweigh the risks.78

Exercise not only promotes physical wellness in the form of improved work capacity, it protects joints, enhances joint function, and is beneficial for decreasing the frequency of bleeds and has been shown to temporarily increase the levels of circulating clotting factor in individuals with a factor VIII deficiency.132 Immobilization of joints can lead to deterioration of muscles, which in turn leads to joint instability and repeated bleeding and premature development of arthropathy.126,181

Growing evidence suggests that exercise, coupled with a healthy diet, may boost the immune system of people with hemophilia who also have HIV and/or are living with hepatitis C.196 The therapist can be instrumental in helping the person with hemophilia to individualize an exercise or sports activity plan with specific but realistic goals and a schedule with alternating exercises (cross-training).

While many factors related to joint bleeding are fixed, one risk factor that can be modified by the therapist is the body mass index. Clients with more severe disease develop joint problems earlier with accompanying range-of-motion problems. An increased body mass index also increases the risk of limited joint range-of-motion and may be a modifiable risk factor in clients with hemophilia.176a

An overall therapy program includes client education early on for family, client, school personnel, and coaches for prevention, conditioning, and wellness. Specific guidelines are available including all age levels from infants, toddlers, and preschoolers to adults, including sports safety information and the categorization of sports and activities by risk.11,130

For older children and adolescents, selecting a sport with a good chance of success and adequate preparation (e.g., stretching and flexibility, conditioning including strength and weight training, endurance including an aerobic component, and possibly infusion before participation) for the sport is crucial.

The National Hemophilia Foundation has mapped out categories of activity that are safe to participate in for anyone with hemophilia along with precautions for some forms of exercise and contraindications to others (Table 14-7).

Table 14-7

Categories of Activities Based on Risk

image

This is not an exhaustive list of possible activities but provides a guideline to use when assessing activities for safety.

Modified from National Hemophilia Foundation: Hemophilia, sports, and exercise, New York, 2007, The Foundation.

Category 1 involves primarily aerobic activities that are considered “safe” for most individuals with hemophilia. Category 1 activities build muscles to protect joints and help decrease the frequency of bleeds. Gaining flexibility and core strength through category 1 activities is a prerequisite for anyone with hemophilia before participating in category 2 activities.

Category 2 activities include sports and recreational activities in which the physical, social, and psychologic benefits of participation outweigh the risks. Individuals with severe hemophilia may have to avoid category 2 activities. Category 3 activities should be avoided by anyone with hemophilia; they are dangerous even for people without hemophilia. The risks outweigh the benefits.

Although it is obvious that some bleeding may result from participation in a sport, fewer bleeding episodes occur when children engage in physical activities on a regular basis than when they are sedentary. When a particular sport or activity is often followed by bleeding, then that activity should be reevaluated. A joint that requires multiple infusions to stop bleeding, remains symptomatic, or has persistent synovitis is not likely to withstand the stresses of a sport that relies on that joint.130

As orthopedic problems occur, a problem-oriented program is developed specific to the pathology. Generally, a therapy program includes exercises to strengthen muscles and improve coordination; methods to prevent and reduce deformity; methods to influence abnormal muscle tone and pathologic patterns of movement; techniques to decrease pain; functional training related to everyday activities; special techniques such as manual traction and mobilization; massage; and physiotechnical modalities such as cold, heat (including ultrasound), and electric modalities.

Aquatic therapy is an excellent modality, especially for chronic arthropathy. The buoyancy of the water allows for ease of active movements across joints without the compressive force induced by gravity, thus decreasing pain. Water’s density creates a resistive force to allow muscle strengthening, and the hydrostatic pressure can help reduce swelling.11

Guidelines to Strength Training

In the past people with bleeding disorders were told to avoid strenuous exercise and any kind of weight training to avoid the risk of bleeding episodes. Today we know that a well-planned exercise program can be extremely beneficial to all individuals with a bleeding disorder. Weight training is still approached with caution as overly strenuous free-weight lifting can still cause micro-tears in the muscles and intramuscular bleeds.7,121

Strength training, also known as resistance training, builds muscle, increases strength, stabilizes joints, improves circulation, and potentially reduces the risk of injury and spontaneous bleeding episodes. It is not body building, power lifting, or competitive weightlifting; these activities should be avoided.

The importance of warm-up and cool-down periods should be emphasized. Little or no weight is used until the individual can complete 10 to 15 repetitions with proper form. Weight or resistance can be gradually increased by 5% to 10% when the first phase of 10 to 15 repetitions is easy. The client should be reminded never to attempt to lift maximal weight.7,8

As with all strength training, it is best to utilize full pain-free range of motion slowly and with good breathing throughout the cycle of contraction and relaxation. Maintain adequate hydration at all times. Adolescents must especially be reminded that pain is a red flag to stop and seek help. Most injuries result from improper form and performing the exercise too fast. Any time an individual of any age with hemophilia experiences joint trauma or injury, strength training may have to be discontinued and gradually reintroduced after healing occurs.7

Maintaining Joint Range of Motion

The therapist and client must be alert to recognize any signs of early (first 24 to 48 hours) bleeding episodes (Table 14-8). Providing immediate factor replacement to stop the bleeding and following the RICE principle (Table 14-9) to promote comfort and healing are two goals for treating an acute joint (hemarthrosis) or muscle bleed (intramuscular hemorrhage).

Table 14-8

Clinical Signs and Symptoms of Hemophilia Bleeding Episodes

image

Modified from Goodman CC, Snyder TE: Differential diagnosis for the physical therapist: screening for referral, ed 4, Philadelphia, 2000, WB Saunders.

Table 14-9

Management of Joint and Muscle Bleeds

Joint: Acute Stage Joint: Subacute Stage Muscle
Factor replacement Factor replacement (if indicated) Factor replacement
RICE Progressive movement and exercises RICE
Pain-free movement Wean splints and slings Appropriate weight-bearing status; bed rest for iliopsoas bleed
Pain medication Progressive weight bearing Progressive movement

RICE, Rest, ice, compression (applying pressure to the area for at least 10 to 15 min), and elevation (immobilizing and elevating the body part above the heart while applying ice).

Modified from Anderson A, Holtzman TS, Masley J: Physical therapy in bleeding disorders, New York, 2000, National Hemophilia Foundation.

The joint range of motion can be measured during this acute episode in the pain-free range but should not be strength tested. Elastic wraps, splints, slings, and/or assistive devices may be necessary and a tolerance and/or weaning schedule established.11 Static or dynamic night splints may be used to apply a low-load stretch to a muscle shortened because of an underlying condition such as synovitis or articular contracture.

A static splint made of plaster, synthetic casting materials, or thermoplastic splinting materials holds the joint in a single position. The material is molded to the extremity, then hardens, and straps are applied to keep it in place on the extremity. A static splint does not bend or straighten the joint. It must be remolded or remade as the individual gains range of motion.93

A dynamic splint applies a small amount of pressure (1 to 2 lbs) to stretch a joint over a long period. The individual can still bend and straighten the joint and the therapist can adjust the amount of load applied as needed. There is less irritation and fewer bleeds with the dynamic splint.

Repeated bleeds in the same area can cause a muscle to shorten, limiting joint range of motion. Individuals with inhibitors or limited access to treatment are at increased risk for this type of problem. Night splints may be a good option for people who have muscle contractures that are not responding to other treatment interventions. The desired effect can be obtained in 6 to 8 weeks for individuals who do not have an inhibitor. For those clients with inhibitors, night splinting can take much longer (6 months to 1 year).93 Serial casting may be a better choice for clients with longstanding problems; either splinting or casting should be used before resorting to surgery.68a,162

The therapist must watch for leg length discrepancy as a long-term result of joint arthropathy. Even minor discrepancies can affect standing posture and gait mechanics and contribute to low back pain and other lower quadrant impairments. Shoe lifts in conjunction with appropriate prophylactic therapy and exercise can be effective.75,92

Specific Exercise Guidelines

Initiation of exercise after a bleed must be delayed, and rehabilitation progress is typically slower for individuals with factor VIII and factor IX deficiency who develop factor inhibitors. Prognosis for full return of function is diminished in such cases. In all cases of joint bleed, the use of heat is contraindicated; if used, hydrotherapy or aquatic intervention must be performed in comfortable but not hot temperatures to avoid blood vessel dilation.

When active bleeding stops, isometric muscle exercise should be initiated to prevent muscular atrophy. This exercise is especially critical with recurrent knee hemarthroses to prevent the visible atrophy of the quadriceps femoris muscle. As pain and edema diminish, the client should begin gentle active range-of-motion exercises followed by slowly progressing strengthening exercises when the joint is pain free through its full range. In the case of an iliopsoas bleed, when ambulation is resumed, crutches and toe-touch weight bearing are initiated. Active movement should be performed in a pain-free range and progressed very slowly.11

For all muscles, as the strengthening program is progressed, strengthening aids such as elastic bands or tubing and cuff weights can be used before transitioning to weight equipment. Preadolescents should avoid using high–weight lifting machines.

Postbleed exercise should also take into consideration any damage that may have occurred to the joint, such as ligamentous or capsular stretching. Closed chain and other exercises to restore proprioception should be incorporated into the rehabilitation program.11

As a prophylactic measure, clients with severe hemophilia generally need to infuse with clotting factor when participating in a strengthening program. With careful supervision and progression of the exercise program, the individual can progress to aerobic activities.

In some individuals, increased stress levels result in increased frequency of spontaneous bleeding. Biofeedback may be considered especially helpful for these clients who experience spontaneous bleeding during emotional upsets and periods of depression. Biofeedback can also be used for muscle retraining or relaxation techniques to control muscle spasm and allow range of motion.

The Older Adult with Hemophilia

Life expectancy has increased dramatically with modern treatment for hemophilia. Although today’s treatments have reduced the number and severity of joint bleeds, middle-aged and older adults with hemophilia did not have the benefit of powdered concentrates and prompt home care.

As children they were hospitalized and/or bed bound with casts, packed in ice while whole blood was administered slowly by intravenous drip. It took days for their levels to go up. Before factor replacement it could take weeks to get a joint bleed under control. The consequence of this type of treatment was contracted joints and severe arthritis.27

Today’s older adult still may not have quick and easy access to factor replacement. Mobility impairments can make it difficult, if not impossible, to get to a hemophilia treatment center. Loss of fine motor control or the onset of tremors makes self-care at home equally problematic. Adults with hemophilia are not spared from other health care concerns such as diabetes, heart disease, stroke, or cancer. The management of comorbidities may be complicated even more by the bleeding disorder.

The therapist can begin education about long-term planning with middle-aged clients. Introducing the idea of home modifications to improve accessibility should begin early. The importance of staying active cannot be overemphasized. All older adults find that recovery time and rehabilitation take longer as they advance through the decades. Resuming normal activities after injury, surgery, or health conditions that set them back is extremely important.27

It is also important to keep educating young clients who are noncompliant with their treatment and ignore recommendations. These individuals likely will have problems in the future similar to those experienced by today’s older adult population, who did not have the benefit of modern treatment interventions.

The same is true for young adults during the college years or transitioning from living at home with adult supervision during high school to living on their own independently. For many people with bleeding disorders, this is the first time they will assume “ownership” of their disease.121 Maintaining physical fitness at every stage of life is a key part of management for hemophilia.

Orthopedic/Surgical Interventions

Whereas factor replacement can be used to control bleeding associated with surgery, any operative procedure is complicated for individuals who develop inhibitors. Sometimes, even with optimal infusion therapy and aggressive hemophilia care, a joint becomes a chronic problem. In such cases orthopedic or surgical intervention may be indicated to alleviate pain and deformity and to restore the joint to a more functional state. This may include prescription for an orthosis or a splint or serial casting to increase range of motion. Joint replacement (arthroplasty) is now a treatment option as well.

Synovectomy (removal of the joint synovium) is recommended to stop a target joint from its cycle of bleeding. This procedure is not usually done to improve range of motion or to decrease pain, but rather to prevent further damage to the joint caused by bleeding. Arthroscopic synovectomy is best performed before joint degeneration has progressed beyond stage II on the Arnold-Hilgartner scale (see Box 14-7).

Injection of a radioactive isotope (referred to as isotopic synovectomy or synoviorthesis, usually32 P in the United States), which causes scarring to the synovium to arrest bleeding, is an option. This procedure has unique advantages and disadvantages and may be more appropriate for one type of client than another.55,56

Arthroplasty (joint replacement) is indicated when a joint shows end-stage damage and has become extremely painful. Client age, range of motion, and level of pain and function are determinants as to the timing of this procedure. Knees, hips, and shoulders are most commonly helped through arthroplasty, with restoration of pain-free joint movement.

The benefits of a 6-week preoperative physical therapy program (prehabilitation) combined with 6 weeks of postoperative rehabilitation have been demonstrated. An individually tailored and supervised program to increase range of motion and muscle strength enables rapid mobilization and recovery of function while minimizing the risk of bleeding.180

Long-term results of joint replacement are still under investigation. Mechanical survival of the implant is reported as good or excellent for 80% of knees, but the incidence of late infection (months to years later) resulting in implant failure remains high (16%).134,174

Arthrodesis (joint fusion) may be performed in a joint with advanced, painful arthropathy untreatable by arthroplasty. Joint fusion can relieve or eliminate pain to provide improved quality of life, but it also causes permanent loss of joint motion. Arthrodesis can be a very effective way to provide the individual a more stable base for weight-bearing activities.

Osteotomy (removal of a section of bone) may be done to correct angular deformities in a joint and may be considered before arthroplasty to reduce the stresses placed on a joint caused by poor alignment. Other less-common interventions may include excision of a hemophilia pseudotumor or removal of cysts or exostoses.

The Person with Hemophilia and HIV

It is important for anyone with both hemophilia and HIV to maintain optimal care of their musculoskeletal systems during and between bleeding episodes. It is especially important in the presence of chronic arthropathy and HIV or AIDS to maintain joint function through nonsurgical means, especially exercise.

Surgery may be contraindicated if the risk of infection is too great (e.g., when the CD4 cell count is less than 200). Activities such as tai chi and yoga provide stretching, strengthening (including weight bearing), and a mild aerobic component. Aquatics or swimming must be approached with caution because of the potential for transmission of Cryptosporidiosis oocysts, which cause infection in immunocompromised individuals.11

Thrombocytopenia

Thrombocytopenia, a decrease in the platelet count below 150,000/mm3 of blood, is caused by inadequate platelet production from the bone marrow, increased platelet destruction outside the bone marrow, or splenic sequestration (entrapment of blood and enlargement in the spleen). Thrombocytopenia is a common complication of leukemia or metastatic cancer (bone marrow infiltration) and aggressive cancer chemotherapy (cytotoxic agents). Thrombocytopenia may also be a presenting symptom of aplastic anemia (bone marrow failure); other causes are listed in Box 14-8.

Box 14-8   CAUSES OF THROMBOCYTOPENIA

Increased Platelet Destruction

• Immune thrombocytopenic purpura

• Drug induced, immune related (e.g., heparin, sulfa drugs)

• Thrombotic microangiopathy (also called thrombotic thrombocytopenic purpura)

• DIC

• Vasculitis

• Bypass during heart surgery

• Mechanical heart valve

• Splenic sequestration

• vWD

Decreased Platelet Production

• Bone marrow infiltration (metastatic neoplasms, leukemia, lymphoma, myeloma)

• Bacterial infections (mycobacteria)

• Viral infections (HIV, cytomegalovirus, hepatitis C)

• Nutritional deficiencies (folate, B12)

• Aplastic anemia

• Myelofibrosis

• Drug induced, not immune related (e.g., alcohol, chemotherapy agents, chloramphenicol)

Mucosal bleeding is the most common event and occurs by simply blowing the nose or brushing the teeth. Other sites of mucosal bleeding may include the uterus, GI tract, urinary tract, respiratory tract, and brain (ICH). Symptoms include epistaxis (frequent and difficult to stop), petechiae and/or purpura in the skin (especially the legs) and oropharynx, easy bruising, melena, hematuria, excessive menstrual bleeding, and gingival bleeding.

Diagnosis requires laboratory examination of blood and perhaps bone marrow (if clinically indicated) to confirm the diagnosis. Treatment depends on the precipitating cause (e.g., treatment of underlying leukemia or cessation of cytotoxic drugs until platelet count elevates).

Other treatment methods for immune-related thrombocytopenia (e.g., immune thrombocytopenic purpura) may include use of corticosteroids (e.g., prednisone); intravenous immune globulin and Rho(D); splenectomy; monoclonal antibody agents (e.g., rituximab); and plasmapheresis, a procedure that removes blood from the body, separates the portion containing the antiplatelet antibodies, and then returns the cleansed blood to the body. Newer drugs, thrombopoietic agents, are being tested to provide medications with fewer adverse events.25

Transfusions with platelets are avoided in clients with immune thrombocytopenic purpura unless severe bleeding occurs. However, clients with a secondary cause for thrombocytopenia (e.g., acute leukemia treatment and severe complications of chemotherapy agents that cause thrombocytopenia) may require platelet transfusions for bleeding and/or counts less than 15,000/mm3.

The prognosis is variable depending on the underlying cause; it is poor when associated with leukemia or aplastic anemia but good with conditions amenable to treatment.

14-13   SPECIAL IMPLICATIONS FOR THE THERAPIST

Thrombocytopenia

PREFERRED PRACTICE PATTERN

4D:

Impaired Joint Mobility, Motor Function, Muscle Performance, and Range of Motion Associated with Connective Tissue Dysfunction (hemarthropathy)

Thrombocytopenia can cause bleeding into the muscles or joints, and the therapist may encounter the severe consequences of this condition. The therapist must be alert for obvious skin or mucous membrane symptoms of thrombocytopenia such as severe bruising, external hematomas, and the presence of petechiae.

Such signs usually indicate a platelet level below 150,000/mm3. Instruct the client to watch for signs of thrombocytopenia and when noted to immediately apply ice and pressure to any external bleeding site. They should avoid aspirin and aspirin-containing compounds without a physician’s approval because of the risk of increased bleeding.

Strenuous exercise or any exercise that involves straining or bearing down could precipitate a hemorrhage, particularly of the eyes or brain. See Table 40-9 for specific exercise guidelines for thrombocytopenia. Exercise prescription is highly individualized and should take into account intensity, duration, and frequency appropriate for the individual’s condition, age, and previous activity level.

Blood pressure cuffs and similar devices must be used with caution. When used, elastic support stockings must be thigh high, never knee high. Mechanical compression with a pneumatic pump and soft tissue mobilization are contraindicated unless approved by the physician. Practice good handwashing (see Boxes 8-4 and 8-5) and observe carefully for any signs of infection (see Box 8-1). (See also Special Implications for the Therapist: Anemia in this chapter.)

Effects of Aspirin and Other Nonsteroidal Antiinflammatory Drugs on Platelet Function

Acquired disorders of platelet function can occur through the use of aspirin and other NSAIDs that inactivate platelet cyclooxygenase. This key enzyme is required for the production of thromboxane A2, a potent inducer of platelet aggregation and constrictor of arterial smooth muscle.

A single dose of aspirin can suppress normal platelet aggregation for 48 hours or longer (up to 1 week) until newly formed platelets have been released. Platelets are anucleated, and once aspirin irreversibly inhibits cyclooxygenase, the platelet is unable to synthesize new enzyme and remain inactive for the rest of its lifespan.

NSAIDs have less-potent antiplatelet effects than aspirin since they reversibly inhibit cyclooxygenase. Symptoms from this phenomenon are mild and may consist of easy bruising and bleeding, usually confined to the skin. The use of aspirin or NSAIDs is usually contraindicated before any surgical procedure. Prolonged oozing following dental procedures or surgery may occur.

Disseminated Intravascular Coagulation

Definition and Overview

Disseminated intravascular coagulation (DIC), sometimes referred to as consumption coagulopathy, is a thrombotic disease caused by overactivation of the coagulation cascade (i.e., normal coagulation gone awry).

It is an acquired disorder with diffuse or widespread coagulation occurring within arterioles and capillaries all over the body. DIC is actually a paradoxic condition in which clotting and hemorrhage occur simultaneously within the vascular system.

Uncontrolled activation occurs in both the coagulation sequence, causing widespread formation of thromboses (clots) in the microcirculation, and the fibrinolytic system, leading to widespread deposition of fibrin in the circulation. Hemorrhage may occur in the kidneys, brain, adrenals, heart, and other organs.

Incidence and Etiologic Factors

DIC is common, particularly after shock, sepsis, obstetric/gynecologic complications, cancer (e.g., acute leukemia, colon cancer, pancreatic carcinoma), and massive trauma. The oncology client may develop this syndrome as a result of either the neoplasm itself or the treatment for the neoplasm. DIC may occur as a result of a variety of predisposing conditions that activate the clotting mechanisms (see Fig. 6-14).

Pathogenesis

In the normal steady state there is a balance between the procoagulant and the anticoagulant factors, which keeps blood flowing. When DIC occurs there is serious disruption of this system, increasing the procoagulant factors but decreasing the anticoagulant factors.

Lipopolysaccharide, a complex molecule, stimulates endothelial cells to produce tissue factor, which then activates the coagulation system. Fibrinogen is converted to fibrin, which forms thrombi in the small vessels. Normally, in response to the up-regulation of the coagulation system, the anticoagulants counter the response. When overwhelming coagulation occurs, these anticoagulant factors are reduced, allowing for unregulated coagulation.

Sepsis, for example, lowers the levels of anticoagulants such as protein C, protein S, and antithrombin III, further reducing the body’s ability to respond to the coagulation process. Hypercoagulable reactions are mediated by cytokines, including TNF-α and IL-6. Although fibrinolysis is activated in this process by the action of TNF-α, its activity is impaired by the inhibitory effect of plasminogen activator inhibitor-1.186

The following three pathogenetic steps are observed and illustrated in Figure 6-14. Hemostasis is initiated by (1) endothelial or tissue injury (exposure of tissue factor), (2) activation of factor XII, and (3) direct activation of factor X. Damage to the endothelium (e.g., from sepsis, hypoxia, cardiopulmonary arrest) can precipitate DIC by activating the intrinsic clotting pathway, whereas tissue injury (e.g., obstetric complications, malignant neoplasm, infection, burns) can precipitate DIC by activating the extrinsic pathway. Release of factor XII in the circulation facilitates the activation of factor X (proteolytic effect).

Once either clotting cascade (intrinsic or extrinsic) is stimulated, widespread coagulation occurs throughout the body, leading to thrombotic events within the vasculature. The normal inhibitory mechanisms become overwhelmed so that clotting can occur unrestricted. As a result of the widespread clotting that occurs, the clotting factors become used up and hemorrhage occurs. This leads to the two primary pathophysiologic alterations of DIC: thrombosis in the presence of hemorrhage.

Clinical Manifestations

The tendency toward excessive bleeding can appear suddenly, with little warning, and can rapidly progress to severe or even fatal hemorrhage. Thrombosis may occur in various sites distant to the tumor or its metastases.

Signs of DIC include continued bleeding from a venipuncture site, occult and internal bleeding, and, in some cases, profuse bleeding from all orifices. Other less-obvious and more easily missed signs are generalized sweating, cold and mottled fingers and toes (due to capillary thrombi and hypoxia), and petechiae.

MEDICAL MANAGEMENT

DIAGNOSIS, TREATMENT, AND PROGNOSIS.

Diagnosis is made based on clinical presentation in combination with client history; laboratory blood tests can aid in the diagnosis (e.g., D-dimer test, coagulation tests).

Treatment is always directed toward the underlying cause and must be highly individualized according to the person’s age, nature and origin of DIC, site and severity of hemorrhage or thrombosis, and other clinical parameters. The hemorrhagic or thrombotic symptoms may be alleviated by appropriate blood product replacement or anticoagulants, but the coagulopathy will continue until the causative process is reversed.

Researchers are investigating strategies aimed at inhibiting coagulation activation with protein C, antithrombin, and tissue factor pathway inhibitor.206

The mortality rate for DIC is no longer high with early recognition and treatment, but DIC does contribute to significant morbidity and some mortality as it occurs often with sepsis and cancer. Acute DIC can be fatal depending on the response to treatment.

14-14   SPECIAL IMPLICATIONS FOR THE THERAPIST

Disseminated Intravascular Coagulation

PREFERRED PRACTICE PATTERNS

Preferred practice patterns are not applicable in this condition. DIC is a medical problem that, when present as a co-morbidity, requires consideration regarding precautions during any intervention, but it is not a condition requiring primary PT or OT intervention.

Clients with DIC are treated by the therapist in oncology or intensive care units. DIC is either the consequence of malignancy or the end result of multisystem organ failure after trauma affecting multiple systems (e.g., severe trauma or burns).

Clients are in critical condition and require bedside care. Care must be taken to avoid dislodging clots and cause new onset of bleeding. Monitor the results of serial blood studies, particularly hematocrit, Hb, and coagulation times prior to any intervention. To prevent injury, bed rest during bleeding episodes is required.

Hemoglobinopathies

Several diseases are a result of an abnormality in the formation of Hb. Because Hb is essential for life, anomalies in the shape, size, content, or oxygen-carrying capacity can lead to severe problems. Sickle cell disease and thalassemia are two hemoglobinopathies with potential for serious complications and are discussed further.

Hereditary spherocytosis, hereditary elliptocytosis, hereditary stomatocytosis, and pyropoikilocytosis are rare diseases that occur because of defects in the erythrocyte membrane that cause premature clearance of RBCs (hemolysis). Glucose-6-phosphate dehydrogenase deficiency also leads to hemolysis. Discussions of these diseases can be found elsewhere.

Sickle Cell Disease

Overview and Incidence.: Sickle cell disease (SCD) is an autosomal recessive disorder characterized by the presence of an abnormal form of Hb (Hb S) within the erythrocytes. This irregular form of Hb is the result of a single mutation in the β-Hb chain where the amino acid glutamic acid at position 6 is substituted with valine.

The presence of Hb S can cause RBCs to change from their usual biconcave disk shape to a crescent or sickle shape once the oxygen is released (deoxygenated). SCD occurs when two sickle cell genes are inherited (one from each parent) or one sickle cell gene and another abnormal Hb is inherited, so that almost all of the Hb is abnormal.

Homozygous Hb S occurs when an individual inherits two sickle cell genes. Heterozygous Hb SC is the result of inheriting one sickle cell gene and one gene for another abnormal type of Hb called C. Persons with this type of abnormality have fewer complications than those with homozygous Hb S, but they exhibit more ophthalmologic and orthopedic complications.

Heterozygous Hb S β-thalassemia is the result of inheriting one sickle cell gene and one gene for a type of thalassemia, another inherited anemia. Beta thalassemias are caused by genetic mutations that abolish or reduce production of the beta globin subunit of Hb.145

The sickle cell trait refers to people who carry only one Hg S gene and is discussed at the end of this section. Hb F, or fetal Hb, is found in infants. While most infants switch to making α-and β-Hb, some continue to make Hb F, termed hereditary persistence of fetal Hb. For those people who inherit one sickle gene and the hereditary persistence of fetal Hb abnormalities, they make α2γ2 Hb and do not develop the severe symptoms of SCD.

Approximately three out of every 1000 black newborns and between 50,000 and 70,000 individuals in the United States have a sickle cell syndrome; the number in Africa is correspondingly higher.125 It is a worldwide health problem, affecting many races, countries, and ethnic groups, and is the most common inherited hematologic disorder. The WHO estimates that each year more than 300,000 babies are born worldwide with this inherited blood disorder.201

About one in 400 African American newborns in the United States has sickle cell anemia, and one in 12 African Americans (8%) carries the sickle cell trait.198 The disease is particularly common among people whose ancestors come from sub-Saharan Africa, India, Saudi Arabia, and Mediterranean countries.201

The two primary pathophysiologic features of sickle cell disorders are chronic hemolytic anemia and vaso-occlusion resulting in ischemic injury. Children with SCD are at increased risk for severe morbidity and mortality, especially during the first 3 years of life.

When a sickled cell reoxygenates the cell resumes a normal shape, but after repeated cycles of sickling and unsickling the erythrocyte is permanently damaged and hemolyzes. This hemolysis is responsible for the anemia that is a hallmark of SCD. A brief discussion of the related sickle cell syndromes is presented, but only the most severe disorder, sickle cell anemia, is fully discussed in this text.

Etiologic Factors.: The cause of SCD and its worldwide incidence is the result of several factors. The sickle cell trait may have developed as a single genetic mutation that provided a selective advantage against severe forms of falciparum malaria.

Anyone who carries the inherited trait for SCD but does not have the actual illness is protected against this form of malaria. In countries with malaria, children born with sickle cell trait survived and then passed the gene for SCD to their offspring. As populations migrated (including the slave trade), the sickle cell trait and sickle cell anemia moved throughout the world.

Several theories purport to explain the origination of SCD, but its actual origin is unknown. Four separate haplotypes are known; each is related to the severity of illness and each is associated with a different geographic location, including different locations in Africa, eastern Saudi Arabia, and India.

Risk Factors.: Because SCD is inherited as an autosomal recessive trait, both parents of an offspring must have the sickle Hb gene. When both parents have sickle cell trait, they have a 25% chance with each pregnancy of having a child with sickle cell anemia. If one parent has sickle cell trait and the other has a β-thalassemic disorder, they are at the same risk for having a child with a sickle β-thalassemia syndrome.

In couples in which one individual has sickle cell trait and one has Hb C trait, the chance of having a child with Hb SC disease is also 25% with each pregnancy. If one parent has sickle cell anemia and the other has the sickle cell trait, the risk of having a child with sickle cell anemia is 50% (Fig. 14-14).

image

Figure 14-14 Statistical probabilities of inheriting sickle cell anemia. (Reprinted from O’Toole MT: Miller-Keane encyclopedia and dictionary of medicine, nursing, and allied health, rev ed, Philadelphia, 2005, Saunders.)

Individuals with sickle cell trait can receive nondirective genetic counseling (given objective information without personal bias and without provision of specific recommendations) after Hb electrophoresis and other measurements have been performed on each prospective parent.

Risk factors likely to induce symptoms or episodes (episode is now the preferred term over crisis; however, clinicians may find that some affected individuals prefer the term crisis) are factors that cause physiologic stress, resulting in sickling of the erythrocytes. Stress from viral or bacterial infection, hypoxia, dehydration, extreme temperatures (hot or cold), alcohol consumption, or fatigue may precipitate an episode.

Additionally, episodes may be precipitated by the presence of acidosis; exposure to low oxygen tensions as a result of strenuous physical exertion, climbing to high altitudes, flying in nonpressurized planes, or undergoing anesthesia without receiving adequate oxygenation; pregnancy; trauma; and fever. Any of these factors may increase the body’s need for oxygen, increasing the percentage of erythrocytes that deoxygenate, thereby precipitating an episode.

Pathogenesis.: The sickle cell defect occurs in Hb, the oxygen-carrying constituent of erythrocytes. Hb contains four chains of amino acids, the compounds that make up proteins. Two of the amino acid chains are known as α-globin chains, and two are called β-globin chains.

In normal Hb, the amino acid in the sixth position on the β-globin chains is glutamic acid. In people with SCD, the sixth position is occupied by another amino acid, valine (Fig. 14-15). DNA recombinant technology has identified the genetic locus for the β-globin on chromosome 11.

image

Figure 14-15 Schematic view of the pathophysiologic characteristics of SCD. The double-stranded DNA molecule on the left represents a β-globin gene in which a GAG→GTG substitution in the sixth codon has created the sickle cell gene. Valine is substituted for glutamic acid as the sixth amino acid, creating a mutant Hb tetramer (Hb S). A tetramer is a protein with four subunits (tetrameric). Hb S loses solubility and polymerizes when deprived of oxygen. Upon deoxygenation, most sickle cells lose deformability. Some cells sickle; a fraction becomes dehydrated, irreversibly sickled, and poorly deformable; a few become highly adherent. Vaso-occlusion (right) is initiated by adherent cells sticking to the vascular endothelium, thereby creating a nidus that traps rigid cells and facilitates linking together in a chain formation, a process called polymerization. (Reprinted from Goldman L: Cecil textbook of medicine, ed 22, Philadelphia, 2004, WB Saunders.)

This single-point mutation of valine for glutamic acid results in a loss of two negative charges that causes surface abnormalities. The sickle Hb transports oxygen normally, but after releasing oxygen Hb molecules that contain the β-globin chain defect stick to one another instead of remaining separate and polymerize (change molecular arrangement), forming long, rigid rods or tubules inside RBCs.

The higher the concentration of deoxygenated sickle Hb molecules and the lower the blood pH, the faster the polymerization occurs.150 The rods cause the normally smooth, doughnut-shaped RBCs to take on a sickle or curved shape and to lose their vital ability to deform and squeeze through tiny blood vessels (Fig. 14-16).

image

Figure 14-16 A, The molecular structure of Hb contains a pair of α polypeptide chains and a pair of α chains, each wrapped around a heme group (an iron atom in a porphyrin ring). The quaternary structure of the Hb molecule enables it to carry up to four molecules of oxygen. In the folded β-globin chain molecule, the sixth position contacts the α-globin chain. The amino acid substitution at the sixth position of the β-globin chain occurring in sickle cell anemia causes the Hb to aggregate into long chains, altering the shape of the cell (Hb S). B, The change of the RBC from a biconcave disk to an elongated or crescent (sickle) shape occurs with deoxygenation.

For a time, this sickling is reversible because the cells are reoxygenated in the lungs; however, eventually the change becomes irreversible. In the process of sickling and unsickling, the erythrocyte membrane becomes damaged and the cells are removed (hemolyzed).

The sickled cells, which become stiff and sticky, clog small blood vessels, depriving tissue from receiving an adequate blood supply. Under stress, tissues experience increased oxygen requirements, which causes more Hb to release its oxygen, leading to increased numbers of deoxygenated and polymerized cells.

Deoxygenation of sickle cells induces potassium (followed by water) efflux, which increases cell density and the tendency of Hb S to polymerize. The sickle cell also has a chemical on the cell surface that binds to blood vessel walls, leading to endothelial cell activation. As a result, these sickle-shaped, rigid, sticky blood cells cannot pass through the capillaries, blocking the flow of blood.145

Occlusion of the microcirculation increases hypoxia, which causes more erythrocytes to sickle; thus a vicious cycle is precipitated. This accumulation of sickled erythrocytes obstructing blood vessels produces tissue injury. The organs at greatest risk are those with sluggish circulation, low pH, and a high level of oxygen extraction (spleen and bone marrow) or those with a limited terminal arterial supply (eye, head of the femur). No tissue or organ is spared from this injury. The higher the concentration of deoxygenated cells, the more severe (clinically) the complications.

Average sickle RBCs last only 10 to 20 days (normal is 120 days). The RBCs cannot be replaced fast enough, and anemia is the result. Although significant injury occurs in the microvasculature as a result of sickling, the most severe complication of SCD is a cerebral infarct, which occurs in the large blood vessels, where blood is moving rapidly and the diameter is wide.

Research has shown that not only are the Hb cells abnormal, but so are the blood vessel walls. This is likely a product of sickle cells adhering to and damaging endothelium, which leads to an inflammatory response of WBCs, cytokines, chemoattractants, and procoagulants. Over time, smooth muscle cells migrate into the wall, where they proliferate and narrow the lumen of the vessel.149

Significantly narrowed or stenotic arteries can further collect sickled cells, thereby occluding the lumen, resulting in stroke. Further complicating stroke and pulmonary hypertension is the lack of nitric oxide production. Normally, when hypoxia is present, nitric oxide is produced to cause local vasodilatation, inhibit endothelial damage, and prevent proliferation of vascular smooth muscle.189 But the hemolysis of erythrocytes and release of Hb inhibits the production of nitric oxide, thus blocking the beneficial effects of nitric oxide.

Clinical Manifestations.: Sickled erythrocytes cause hemolytic anemia and tend to occlude the microvasculature, resulting in both acute and chronic tissue injury. Intravascular sickling and hemolysis can begin by 6 to 8 weeks of age, but clinical manifestations do not usually appear until the infant is at least 6 months old, at which time the postnatal decrease in Hb F, which inhibits sickling, and increased production of Hb S lead to the increased concentration of Hb S.

Acute clinical manifestations of sickling, called crises or episodes, usually fall into one of four categories: vaso-occlusive or thrombotic, aplastic, sequestration or, rarely, hyperhemolytic (Fig. 14-17).

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Figure 14-17 Clinical manifestations and possible complications associated with SCD. These findings are a consequence of infarctions, anemia, hemolysis, and recurrent infections.

Pain caused by the blockage of sickled RBCs (thrombosis) is the most common symptom of SCD, occurring unpredictably in any organ, bone, or joint of the body, wherever and whenever a blood clot develops. The symptoms and frequency, duration, and intensity of the painful episodes vary widely (Box 14-9). Some people experience painful episodes only once a year; others may have as many as 15 to 20 episodes annually. The vaso-occlusive episodes causing ischemic tissue damage may last 5 or 6 days, requiring hospitalization and subsiding gradually. Older clients more often report extremity and back pain during vascular episodes.

Box 14-9   CLINICAL MANIFESTATIONS OF SICKLE CELL ANEMIA

Pain

• Abdominal

• Chest

• Headache

Bone and Joint Episodes

• Low-grade fever

• Extremity pain

• Back pain

• Periosteal pain

• Joint pain, especially shoulder and hip

Vascular Complications

• Cerebrovascular accidents

• Chronic leg ulcers

• Avascular necrosis of the femoral head

• Bone infarcts

Pulmonary Episodes

• Hypoxia

• Chest pain

• Dyspnea

• Tachypnea

Neurologic Manifestations

• Seizures

• Hemiplegia

• Dizziness

• Drowsiness

• Coma

• Stiff neck

• Paresthesias

• Cranial nerve palsies

• Blindness

• Nystagmus

• Transient ischemic attacks

Hand-Foot Syndrome

• Fever

• Pain

• Dactylitis

Splenic Sequestration Episodes

• Liver and spleen enlargement, tenderness

• Hypovolemia

Renal Complications

• Enuresis

• Nocturia

• Hematuria

• Pyelonephritis

• Renal papillary necrosis

• End-stage renal failure (older adult population)

Modified from Goodman CC, Snyder TE: Differential diagnosis for physical therapists: Screening for referral, ed 4, Philadelphia, 2007, Saunders.

Chest Syndrome.: Two life-threatening thrombotic complications associated with SCD include acute chest syndrome and stroke. Acute chest syndrome results from the inability of sickled cells to become reoxygenated in the lungs. Sickled cells then adhere to lung endothelium cells, resulting in further inflammation, and occlude vessels, causing infarction. The most common precipitants are infection and fat emboli (from infarcted bone marrow).

Symptoms include chest pain, shortness of breath, fever, wheezing, and cough (Box 14-10). Chest radiographs typically demonstrate an infiltrate, sometimes days after the symptoms began. Prognosis for this complication is poor and is one of the most common causes of death.150

Box 14-10   COMPLICATIONS ASSOCIATED WITH PEDIATRIC SICKLE CELL ANEMIA

Chest Syndrome

• Severe chest pain

• Fever of ≥38.8° C (≥102° F)

• Very congested

• Cough

• Dyspnea

• Tachypnea

• Sternal or costal retractions

• Wheezing

Stroke

• Seizures

• Unusual or strange behavior

• Inability to move an arm and/or a leg

• Ataxia or unsteady gait (do not assume these are guarding responses to pain)

• Stutter or slurred speech

• Distal muscular weakness in the hands, feet, or legs

• Changes in vision

• Severe, unrelieved headaches

• Severe vomiting

Pulmonary hypertension can be a severe consequence of repeated micro-thrombotic events in the lung even without a history of acute chest syndrome. Autopsy studies suggest that over one third of people with SCD develop this complication (although the real incidence is probably higher). This can develop in clients who have not had a significant number of acute chest syndrome crises because of the continual microthrombosis that may not be clinically evident.

Eventually, these small vessels become thickened and blocked by thrombin and fibrous tissue with the loss of the vascular bed. This process often proceeds without clinical symptoms until the person is short of breath, at which time the damage is irreversible.

Currently the most sensitive method of detecting pulmonary hypertension early is echocardiography. Pulmonary hypertension increases the risk of sudden death and is a common cause of death in people with SCD.

Stroke.: Stroke, or cerebral infarction, is another serious thrombotic complication of SCD. Stroke occurs in 11% of SCD clients under the age of 20 years, causing death or severe disability. Large vessels can become stenotic through chronic injury to the endothelium. Once the diameter of an affected artery is significantly narrowed, acute occluding of the vessel can occur (by a clot made of sickle and normal cells, WBCs, platelets, and thrombin), causing a cerebral infarct.149

Local production of nitric oxide is typically stimulated by hypoxia to cause a beneficial vasodilatation; but free Hb (from sickle cells breaking apart) inhibits nitric oxide production, resulting in no valuable vasodilatation and further complicating strokes.

Symptoms are similar to strokes in people without SCD, including paralysis, weakness, speech difficulties, seizures, and tingling/numbness of extremities. Infarcts can occur in the microvasculature as well. MRI and magnetic resonance angiography of the head and neck may show more extensive changes than are seen clinically, suggesting that silent strokes are not uncommon.

Additionally, many cognitive effects from these microvasculature strokes result in learning problems. Children demonstrate problems with memory, attention, visual-motor performance, and academic or social skills; neuromotor delays; mild hearing loss and auditory processing disorders; and failed speech and language screening.4,82,101,178

Other Complications.: For most people with SCD, the incidence of complications can be reduced by simple protective measures such as prophylactic administration of penicillin in childhood, avoidance of excessive heat or cold and dehydration, and contact as early as possible with a specialist center. These precautions are most effective if susceptible infants are identified at birth.

Other thrombotic complications include hand-andfoot syndrome (dactylitis), which occurs when a micro-infarction (clot) occludes the blood vessels that supply the metacarpal and metatarsal bones, causing ischemia; it may be an infant’s first problem caused by SCD.

It presents with low-grade fever and symmetric, painful, diffuse, nonpitting edema in the hands and feet, extending to the fingers and toes (Fig. 14-18). This is a fairly common phenomenon seen almost exclusively in the young infant and child. Despite radiographic changes and swelling, the syndrome is almost always self-limiting, and bones usually heal without permanent deformity (Fig. 14-19).

image

Figure 14-18 Dactylitis. Painful swelling of the hands or feet can occur when a clot forms in the hands or feet. This problem, known as hand-and-foot syndrome, occurs most often in children affected by SCD. (Reprinted from Gaston M: Sickle cell anemia, NIH Pub No 90-3058, Bethesda, MD, 1990, National Institutes of Health.)

image

Figure 14-19 Radiographs of an infant with sickle cell anemia and acute dactylitis. A, The bones appear normal at the onset of the episode. B, Destructive changes and periosteal reaction are evident 2 weeks later. (Reprinted from Behrman RE: Nelson textbook of pediatrics, ed 17, Philadelphia, 2004, Saunders.)

Priapism is also a thrombotic complication and requires immediate medical attention. The kidneys exhibit thrombotic complications and slowly lose function; end-stage renal disease can occur.

Jaundice is another common manifestation of SCD. Sickled cells do not live as long as normal cells and therefore die more rapidly than the liver can filter them. Bilirubin from these broken down cells builds up in the system, causing jaundice.

Anemia is a constant feature of SCD, with a Hb concentration of around 8 g/dl; acute, severe anemia, termed an aplastic crisis or episode, can occur when erythropoiesis abruptly stops. Clinical manifestations are pallor, fatigue, jaundice, and irritability. This is typically a result of parvovirus B19 infection but is self-limiting in persons with a normal immune system.

Folate deficiency is another cause of severe anemia (often because of noncompliance in taking folate supplements). The typical anemia associated with SCD, because of regular hemolysis, can also lead to jaundice and the formation of gallstones. Anemia can also be worsened by renal insufficiency (decreased levels of erythropoietin) created by thrombosis.

Many of the complications associated with SCD are treated with transfusions, frequently resulting in iron overload. Hyperhemolysis develops in some clients due to the formation of alloimmune responses to erythrocyte antigens, resulting in a delayed transfusion reaction with significant acute hemolysis of erythrocytes.

The spleen is an organ that is very susceptible to thrombotic occlusions (i.e., low blood flow, low oxygen tension, and low pH). In sequestration episodes, large numbers of cells undergo sickling in the spleen, leading to ischemia, acute hemolysis, and necrosis of the spleen.

Hypovolemic shock can occur, particularly in children, accompanied by a tender spleen and splenomegaly. Sequestration episodes may be precipitated by infection and can be fatal in the pediatric population. Over time the spleen is severely damaged and becomes completely fibrotic, called autosplenectomy.

The spleen is destroyed in most children with SCD. In children, sickle-shaped RBCs often become trapped in the spleen, leading to a serious risk of death before the age of 7 years from a sudden, profound anemia associated with rapid splenic enlargement or because lack of splenic function permits an overwhelming infection.

Sequestration can occur in the liver but less frequently than splenic sequestration. Children with severe manifestations of sickle cell anemia have low bone mineral density and possess significant deficits in dietary calcium and circulating vitamin D, which complicates growth. Most children have growth retardation by the age of 2 years (weight more than height), which leads to osteoporosis and other bone abnormalities.106

MEDICAL MANAGEMENT

PREVENTION.

Sickle cell anemia can be prevented. Couples at risk of having affected children can be identified by inexpensive and reliable blood tests; chorionic villus sampling from 9 weeks of gestation can be performed for prenatal diagnosis.

Adoption of such measures goes hand in hand with health education. However, prenatal diagnosis can raise ethical questions that differ from one culture to another. Experience has clearly shown that genetic counseling, coupled with the offer of prenatal diagnosis, can lead to a large-scale reduction in births of affected children.

The risk of having affected children can be detected before marriage or pregnancy; however, to do so requires a carrier screening program. There is extensive experience with such programs in low-and high-income countries. For example, in the case of thalassemia prevention, unmarried people in Montreal (Canada) and the Maldives are offered screening. Premarital screening is a national policy in Cyprus and the Islamic Republic of Iran, and prereproductive screening is emphasized in Greece and Italy.

The WHO recommends these approaches be practiced in conformity with the three core principles of medical genetics: the autonomy of the individual or the couple, their right to adequate and complete information, and the highest standards of confidentiality.201

DIAGNOSIS.

It is required in every state that all infants be screened for SCD regardless of race or ethnic background (universal screening). This recommendation is based on several factors: (1) one out of every 200 Hispanic and 400 white children in Texas carries the sickle cell trait; (2) although SCD is more prevalent in certain racial and ethnic groups, it is not possible to define accurately an individual’s heritage by physical appearance or surname; and (3) prophylactic penicillin and pneumococcal vaccination reduce both morbidity and mortality from pneumococcal infections in infants with sickle cell anemia and sickle thalassemia.

Screening targeted to specific racial and ethnic groups will therefore miss some affected infants, subjecting them to an increased risk of early mortality. Universal screening is the best, most reliable, and most cost-effective screening method to identify affected infants.143 The cord blood of newborns is tested in the United States.

The diagnosis of sickle cell trait or any of the other sickle syndromes depends on the demonstration of sickling under reduced oxygen tension. A sickle turbidity test (Sickledex, Streck, Inc., Omaha, NE) can confirm the presence of Hb S in peripheral blood, and Hb electrophoresis (separation and identification of Hb under the influence of an applied electric field) is used to determine the amount of Hb S in erythrocytes.

Electrophoresis is used to screen blood for sickle cell trait and will also detect SCD and heterozygosity (carrier state) for other Hb disorders, such as Hb C. Because the Hb S and Hb C amino acid substitutions change the electrical charge of the protein, the migration patterns of the Hb with electrophoresis result in distinct diagnostic patterns.145

Safe, accurate methods for performing prenatal diagnosis for SCD are possible as early as the tenth gestational week. Analyses of DNA from fetal cells obtained by amniocentesis or chorionic villus sampling can be performed at the sixteenth gestational week. The sickle and Hb C genes can be detected directly in fetal DNA samples, as can most Hb S β-thalassemia genes.

TREATMENT.

In the past decade, impressive progress has been made in directing treatment to the unique pathophysiology of SCD. A large number of antisickling regimens are being investigated. Although some have been shown to be effective in vitro, unacceptable toxicity prevents their use in human beings at this time.

BMT cures SCD, but minimal availability and associated risks prevent its widespread use. In selected cases BMT may be considered, and the data confirm that allogeneic BMT establishes normal erythropoiesis and is associated with improved growth and stable CNS imaging and pulmonary function in most recipients.193,194 The event-free survival rate after allogeneic-matched sibling hematopoietic cell transplant for SCD is 82% at an experienced center.13,84

Supportive care is essential (e.g., rest, pain medication, oxygen, administration of intravenous fluids, electrolytes, and antibiotics, and physical and occupational therapy for joint and bone involvement). Preventive measures (see risk factors above) are used to reduce the incidence of episodes.

Acute stroke is managed with exchange transfusions (i.e., transfusion with erythrocytes and removal of blood) to reduce the amount of Hb S to less than 30% while keeping the total Hb (through transfusions) at 10 g/dl.

The likelihood of a second stroke is increased, and prophylactic transfusions (this inhibits their own erythropoiesis of Hb S) have been shown to help decrease the risk of stroke and reduce the stenosis of arteries.3 Complications with iron overload are common and can have significant long-term problems. Chelating therapy is available but is often difficult for children to tolerate.

Acute chest syndrome is treated with transfusions; oxygen, antibiotics, and hydration may also be needed. Optimal treatment for pulmonary hypertension requires more research. Once the early stages of pulmonary hypertension have been identified, treatments such as hydroxyurea, vasodilators, anticoagulation, oxygen inhalation, and experimental agents such as arginine or nitric oxide can be utilized.

Acute aplastic episodes can be treated with a transfusion if the anemia is severe and the reticulocyte count is low. Most often this is self-limiting and erythropoiesis resumes in a few days. Splenic or hepatic sequestration requires aggressive rehydration and transfusion.

Exchange transfusions to reduce Hb S levels below 30% of total Hb may be used therapeutically for neurologic, cardiac, or retinal symptoms; hypoxemia; severe prolonged or infarctive episodes; acute splenic sequestration in infants; and chronic leg ulcers. These transfusions also can be used prophylactically during pregnancy or before general anesthesia, but they carry the risk of hepatitis, RBC sensitization, hemosiderosis (increased iron storage), and transfusion reactions.

Hydroxyurea is a medication that stimulates Hb F production and is used as a treatment for sickle cell anemia. It is considered safe in the pediatric population. Dramatic reduction of painful episodes, fewer hospitalizations, decreased need for transfusions, and fewer cases of acute chest syndrome occur with the use of hydroxyurea.179 Neutropenia is a potential side effect requiring frequent monitoring.100 Erythropoietin may be useful to increase erythropoiesis in clients with renal disease.

Vaccinations are vital, particularly an annual influenza vaccine and a pneumococcal vaccine every 5 years.

Prenatal and neonatal screening can identify this disorder and significantly reduce morbidity and mortality through the use of prophylactic antibiotics. Infants with documented SCD (sickle cell anemia or Hb S βthalassemia) should be started on twice-daily oral prophylactic penicillin as soon as possible but no later than 2 months of age. Children who have experienced pneumococcal sepsis should remain on prophylactic penicillin indefinitely.

The use of inhaled nitrous oxide to treat SCD is also under investigation because of its ability to prevent pulmonary hypertension and endothelial damage. The onset of peripheral neuropathy associated with nitric oxide use in this population has delayed the final development of treatment protocols incorporating nitric oxide.138,183

Researchers are continuing to investigate the use of fetal Hb as a treatment possibility. Fetal Hb is produced during fetal development and for the first 6 months after birth. Hb F has some ability to prevent sickling and reduce hemolysis; some adults with SCD who naturally make substantial amounts of Hb F have less pain and better spleen function than others with SCD who do not have elevated levels of Hb F.

Other researchers are investigating drugs to reverse cellular dehydration (dehydration increases the rate of polymerization) and fetal cord blood transplantation (see Chapter 21). Stem cell transplantation has been shown to help, and possibly cure, individuals with SCD.88

Stem cells taken from a brother or sister may provide bone marrow that is a perfect match (same tissue type) for the recipient. Unfortunately, only about 10% to 20% of children with sickle cell have a matched sibling donor. Stem cells from partially matched (partial tissue match) family members have been tried with a few children who have SCD.88

The risk and benefits of these types of transplants are not as well known as transplants using a matched donor. When children with SCD have no matched brother or sister donor, allogeneic transplants are a possible treatment available for these patients.

PROGNOSIS.

Historically, SCD has been associated with high mortality in early childhood due to overwhelming bacterial infections, acute chest syndrome, and stroke. In the mid-1970s the average life expectancy was only 14.3 years. By 1994 the life expectancy had increased to 42 years for men and 48 years for women with sickle cell anemia.151,201 This increase is attributed to better general medical treatment.

SCD remains a devastating condition with recurrent episodes leading to early death. The complications of SCD can be life threatening depending on their location. Recovery may be complete in some cases, but serious neurologic damage is more likely to occur, and repeated cerebrovascular accidents may lead to increased neurologic involvement, permanent paralysis, or death. Permanent damage from blood clots to the heart, kidney, lungs, liver, or eyes (blindness) can occur.

14-15   SPECIAL IMPLICATIONS FOR THE THERAPIST

Sickle Cell Disease

PREFERRED PRACTICE PATTERNS

4B:

Impaired Posture (brain, impaired joint mobility, leg length discrepancy, muscle imbalance, muscle weakness)

4E:

Impaired Joint Mobility, Motor Function, Muscle Performance, and Range of Motion Associated with Localized Inflammation (joint effusion)

4G:

Impaired Joint Mobility, Muscle Performance, and Range of Motion Associated with Fracture (aseptic necrosis, stress fracture)

5B:

Impaired Neuromotor Development

6A:

Primary Prevention/Risk Reduction for Cardiovascular/Pulmonary Disorders (emboli; stroke prevention)

6B:

Impaired Aerobic Capacity/Endurance Associated with Deconditioning

6F:

Impaired Ventilation and Respiration/Gas Exchange Associated with Respiratory Failure (pulmonary infarct, pneumonia, acute chest syndrome)

7A:

Primary Prevention/Risk Reduction for Integumentary Disorders (chronic leg ulcers)

7B:

Impaired Integumentary Integrity Associated with Superficial Skin Involvement (ulcers; possibly pattern 7C)

It is important for the therapist to recognize signs of complications, especially signs of acute chest syndrome, stroke, and neurodevelopmental impairment (see Box 14-10). Providing client education is also an important role. Clients should be taught about risks and risk prevention, including the importance of physical activity and/or mobility, prevention of pulmonary complications using breathing and incentive spirometry, and the importance of remaining well hydrated. Screening for referral to other rehabilitation or behavioral services is also part of the therapist’s intervention.

Stroke is a relatively infrequent complication in the young infant; the median age for occurrence of stroke in children is 7 years. Splenic sequestration (entrapment of blood and enlargement in the spleen) can occur in children younger than 6 years with homozygous Hb S and at any age with other types of SCD. Circulatory collapse and death can occur in less than 30 minutes.

Any signs of weakness, abdominal pain, fatigue, dyspnea, tachycardia accompanied by pallor, and hypotension require emergency medical attention. Client and family education should emphasize the importance of regularly scheduled medical evaluations for anyone receiving hydroxyurea. The risk of developing an undetected toxicity that can result in severe bone marrow depression must be explained. Outward signs of drug complications are rarely evident.

Neurodevelopment

SCD is a blood disorder; however, the CNS is one of the organs frequently affected by the disease.81,167 Brain disease can begin early in life and often leads to neurocognitive dysfunction.

Approximately one fourth to one third of children with SCD have some form of CNS effects from the disease, which typically manifest as deficits in specific cognitive domains and academic difficulties.

The impact of the disease on families shares many features similar to other neurodevelopmental disorders; however, social-environmental factors related to low socioeconomic status, worry and concerns about social stigma, and recurrent, unpredictable medical complications can be sources of relatively higher stress in SCD.

Greater public awareness of the neurocognitive effects of SCD and their impact on child outcomes is a critical step toward improved treatment, adaptation to illness, and quality of life.

Exercise

Multiple factors contribute to exercise intolerance in individuals with sickle cell anemia, but little information exists regarding the safety of maximal cardiopulmonary exercise testing or the mechanisms of exercise limitation in these clients.

For example, low peak VO2, low anaerobic threshold, gas exchange abnormalities, and high ventilatory reserve comprise a pattern consistent with exercise limitation due to pulmonary vascular disease in this population group. Low peak VO2, low anaerobic threshold, no gas exchange abnormalities, and a high heart rate reserve reflect peripheral vascular disease and/or myopathy. Low peak VO2, low anaerobic threshold, no gas exchange abnormalities, and a low heart rate reserve are best explained by anemia.26a These kinds of cardiopulmonary factors must be considered when prescribing exercise for this population.139

During a sickle cell episode, the therapist may be involved in nonpharmacologic pain control or management. Precautions include avoiding stressors that can precipitate an episode, such as overexertion, dehydration, smoking, and exposure to cold or the use of cryotherapy for painful, swollen joints. (See Special Implications for the Therapist: Hematologic Disorders in this chapter.)

Should a person with SCD experience an isolated musculoskeletal injury (e.g., sprained ankle) in the absence of any sickle cell episodes, careful application of ice can be undertaken.

Pain Management

People with SCD suffer both physically and psychosocially. They may describe feelings of helplessness against the disease and fear a premature death. Frequent hospitalizations and consequent job absences often result in stressful financial constraints.

Depression is a common finding in this group of people. A program offering holistic treatment focuses on pharmacologic and nonpharmacologic strategies, offering the client multiple self-management options. The sickle cell pain can be successfully managed using whirlpool therapy at a slightly warmer temperature (102° F to 104° F), facilitating muscle relaxation through active movement in the water.

The therapist should teach the client alternative methods of pain control, such as the appropriate application of mild heat to painful areas or the use of visualization or relaxation techniques. Combined use of medications, psychologic support, relaxation techniques, biofeedback, and imagery is a useful intervention to lessen the effects of painful episodes.79 Cognitive-behavioral therapy can be helpful in the management of sickle pain because of the high level of psychologic stress people with SCD experience.187

Joint effusions in SCD can occur secondary to long bone infarctions with extension of swelling and septic arthritis. Clients with SCD may also have coexistent rheumatic or collagen vascular disease or osteoarthritis, necessitating careful evaluation to determine the presence of marked inflammation or fever before initiating intervention procedures.

Teaching joint protection is important and may include assistive devices, equipment, and technology and pain-free strengthening exercises. Persistent thigh, buttock, or groin pain in anyone with known SCD may be an indication of aseptic necrosis of the femoral head. Blood supply to the hip is only adequate, even in healthy people, so the associated microvascular obstruction can leave the hip especially vulnerable to ischemia and necrosis. Up to 50% of sickle cell cases develop this condition.

Total hip replacement may be indicated in cases in which severe structural damage occurs; sickle cell–related surgical complications most commonly include excessive intraoperative blood loss, postoperative hemorrhage, wound abscess, pulmonary complications, and transfusion reactions.190

Tolerance, Dependence, and Addiction

It is helpful if the client, family, and clinician understand the differences among tolerance, dependence, and addiction as they relate to the individual with SCD receiving or needing narcotic medications. Tolerance and dependence are both involuntary and predictable physiologic changes that develop with repeated administration of narcotics; these terms do not indicate the person is addicted.

Tolerance occurs when, after repeated administration of a narcotic, larger doses are needed to obtain the same effect. Dependence has occurred if withdrawal symptoms emerge when the narcotic is stopped abruptly. In either case, this means that once the medication is no longer needed, the dosage will have to be tapered down to avoid withdrawal symptoms.

Addiction, although also based on physiologic changes associated with drug use, has a psychologic and behavioral component characterized by continuous craving for the substance. Addicted people will use a drug to relieve psychologic symptoms even after the physical pain is gone.

The chronic use of narcotics for pain relief may lead to addictive use in vulnerable individuals, but even if someone is addicted, the pain should still be treated and narcotics should not be withheld if they are the drugs of choice for the pain condition. Ironically, undertreating the pain because of fear of fostering addiction actually encourages a pattern of drug-seeking and drug-hoarding behaviors.72

Sickle Cell Trait

Sickle cell trait is not a disease but rather a heterozygous condition in which the individual has the mutant gene from only one parent (βs gene), and the normal gene (βA globin gene), resulting in the production of both Hb S and Hb A, with a predominance of Hb A (60%) over Hb S (40%). One in 12 African Americans (8%) has the sickle cell trait, and many other races and nationalities also carry the genetic defect. The gene has persisted because heterozygotes gain slight protection against falciparum malaria.

Under normal circumstances, sickle cell trait is rarely symptomatic; symptoms may occur with conditions associated with marked hypoxia and at high altitudes. No increased risk is evident for individuals with sickle cell trait who undergo general anesthesia, and a normal life expectancy is predicted. It was previously reported that no increased risk of sudden death was evident for those who participate in athletics, but a small number of cases have now been reported.

However, it remains controversial whether the pathogenesis of these exercise-related deaths involved microvascular obstruction by sickled erythrocytes since sickling can occur postmortem. The recommendations are that athletes with sickle cell trait adhere to compliance with general guidelines for fluid replacement and acclimatization to hot conditions and altitude.173

The Thalassemias

Definition.: The thalassemias are a group of inherited disorders with abnormalities in one or more of the four globin genes. Hb is composed of four protein chains: 2 α-globin chains and 2 β-globin chains (see Fig. 14-16). These four proteins are attached to heme (iron and protoporphyrin), which allows a molecule of oxygen to reversibly bind to this complex molecule.

Depending on which globin chain is affected, people may have α-thalassemia or β-thalassemia. α-Thalassemia is common among people from Africa, the Mediterranean (thalassa is Greek for sea, referring to early cases of SCD reported around the Mediterranean), the Middle East, and Asia. β-Thalassemia is most prevalent in the Mediterranean, Southeast Asia, India, and Pakistan.

Overview and Pathogenesis.: The thalassemias are characterized by abnormalities in the globin genes leading to incomplete or abnormal formation of Hb. This results in ineffective erythropoiesis and chronic hemolysis. Because there are four α-globin genes, several diseases can occur.

Clients who lack only one α gene (-α/αα) manifest no clinical symptoms and are carriers of the disorder. If two α genes are deleted (–,α or-α/-α), this condition is termed α-thalassemia trait and results in mild anemia. Hb H disease is characterized by three α gene deletions (–,-α) and results in severe anemia, CHF, and death. Fetal death occurs when all four of the α genes are deleted (hydrops fetalis).

Whereas α-thalassemia occurs with gene deletions, β-thalassemia is a heterogenous group of disorders caused by various genetic anomalies (usually point mutations), resulting in defects in the production of β-globin chains.

Thalassemia major (also called Cooley’s anemia) results from significant genetic defects in both β-globin genes, leading to a lack of β-globin chain synthesis. β-Thalassemia intermedia is caused by a mutation in each of the β-globin genes, with one mutation being mild, allowing for more β-globin chains to be produced with improved function compared with β-thalassemia major.

β-Thalassemia trait is characterized by only one gene having a mutation. Normally, the α-and β-globin chains are produced in an even ratio. When thalassemia occurs, there is a mismatch of globin chains produced. In persons affected with severe mutations, there are five to six times the number of normal precursor erythrocytes and 15 times the number of cells in apoptosis (programmed cell death) in the bone marrow as the body attempts to compensate for anemia. The cells that are released from the bone marrow may be rigid and unable to adapt to the size of the small capillaries or cleared by the immune system, resulting in hemolysis.164

Clinical Manifestations.: α-Thalassemia is not as common as β-thalassemia. The clinical manifestations of β-thalassemia vary depending on the severity and number of mutations. The clinical manifestations of thalassemia are primarily attributable to (1) defective synthesis of Hb (ineffective erythropoiesis), (2) structurally impaired RBCs, and (3) hemolysis or destruction of the erythrocytes.

β-Thalassemia major exhibits the most severe complications of the β-thalassemias due to significant genetic mutations. Most of these complications are a result of severe anemia and iron overload (from blood transfusions and increased absorption from the gut).

Clients with β-thalassemia major require frequent and regular transfusions beginning in infancy. Anemia and iron overload lead to endocrinopathies, cardiomyopathy, and cirrhosis of the liver. The endocrinopathies can be severe, including diabetes mellitus, hypoparathyroidism, hypopituitarism, delayed puberty, testicular and ovarian failure, and hypothyroidism.

These endocrine problems along with the anemia result in bone deformities and osteoporosis (increasing the risk for fractures). As a reaction to the anemia, the body attempts to compensate by making erythrocytes in extramedullary locations, including the spleen and liver (causing hepatosplenomegaly). Because the bone marrow is filled with more cells than normal, there is bone expansion (often noted on the skull).

Multiple and frequent transfusions place the client at risk for all complications related to transfusions, although cardiomyopathy is the most common cause of death.164 Clients with thalassemia intermedia exhibit mild to moderate anemia. Transfusion requirements are less than that received by clients with thalassemia major, but depending on the severity of the mutations, clients may still develop splenomegaly, iron overload, and bone deformities.

Persons with the thalassemia trait typically have mild or no anemia. Their erythrocytes may be very small, but splenomegaly and bone deformities do not develop.

MEDICAL MANAGEMENT

DIAGNOSIS.

Diagnosis is by laboratory testing. The peripheral blood smear may demonstrate target cells (RBCs that appear like a target), fragments of erythrocytes (because of hemolysis), and very small RBCs (see Fig. 14-2). The serum bilirubin and fecal and urinary urobilinogen levels may be elevated due to the severe hemolysis of abnormal cells. Electrophoresis is usually diagnostic for all types of thalassemia except αthalassemia trait.

TREATMENT.

The anemia associated with thalassemia intermedia may range from mild (not requiring transfusions) to more moderate, requiring occasional transfusions. The goal is to maintain an Hb level of 9 to 10 g/dl, which allows for more normal development and growth and reduces the incidence of hepatosplenomegaly and bone deformities. Clients requiring more frequent transfusions can develop clinical manifestations as described above.

Treatment for thalassemia major consists of optimizing transfusions, providing chelation therapy for iron overload, and implementing hormone replacement as needed. Thalassemia major requires lifelong transfusion, which places these persons at risk for transfusion-related infectious diseases.

The blood supply in the United States is rigorously tested, resulting in a significantly decreased incidence of hepatitis B and C and HIV, although transmission of these viruses can still occur. Most blood is also leukodepleted (WBCs removed) to reduce the problems of transfusion reactions and cytomegalovirus transmission.

Chelators remove iron from the bloodstream, and routine use in these clients has led to a doubling of life expectancy.80 Deferoxamine is the most common agent given, although intravenous dosing and side effects make its use difficult. Newer oral chelating agents are being developed, including deferiprone. This drug also has several significant adverse effects, although it does provide the advantages of oral administration and the ability to enter cells and chelate intracellularly.

An experimental approach is to combine the two drugs to provide intracellular chelation along with good plasma chelation. Progressive disease (or in clients who do not respond to chelation therapy) often requires hormone replacement. Clients can receive growth hormone, hormone replacement for testicular and ovarian failure, insulin for diabetes, levothyroxine for hypothyroidism, and calcium and vitamin D (and perhaps bisphosphonates) for osteoporosis.

BMT is an option for clients without severe complications (e.g., liver cirrhosis). Other experimental treatments include agents that increase fetal Hb production, such as 5-azacytidine, butyric acid, and hydroxyurea (see Sickle Cell Anemia: Treatment above), although transfusion decreases the responsiveness of the bone marrow to these agents.

Human recombinant erythropoietin and antioxidants may aid in treatment, but guidelines and study results are still pending. Gene therapy has been successful in animal (mice) studies, but enormous hurdles need to be crossed to be clinically feasible.58,120,188

PROGNOSIS.

Thalassemia trait does not affect life expectancy, but clients who carry the mutation need genetic counseling. Until recently the outlook for clients with thalassemia major has been poor, with lethal, severe hemolytic anemia and subsequent iron overload and dysfunction of almost all organ systems.

Children are significantly delayed in growth and development; delay of puberty is universal and many die before puberty. Treatment with blood transfusion and early chelation therapy has improved life expectancy from early puberty to early adulthood. Death from hydrops fetalis occurs in homozygous α-thalassemia and consistently results in stillbirth or death in utero.

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