Infants with RDS can develop respiratory distress either acutely or over a period of hours, depending on the acuity of pulmonary immaturity, associated illness factors, and gestational maturity. The observable signs produced by the pulmonary changes usually begin to appear in infants who apparently achieve normal breathing and color soon after birth. In a matter of a few hours, breathing gradually becomes more rapid (>60 breaths/min). Infants may display retractions—suprasternal or substernal, and supracostal, subcostal, or intercostal—which result from a compliant chest wall. Weak chest wall muscles and the highly cartilaginous rib structure produce an abnormally elastic rib cage, resulting in indrawing, or retraction, of the skin between the ribs. During this early period the infant’s color may remain satisfactory, and auscultation reveals air entry. Some of the criteria for evaluating respiratory distress in infants are illustrated in Fig. 10-14.
Fig. 10-14 Criteria for evaluating respiratory distress. (Modified from Silvermann WA, Anderson DH: A controlled clinical trial of effects of water mist on obstructive respiratory signs, death rate, and necropsy findings among premature infants, Pediatrics 17:1, 1956.)
Within a few hours, respiratory distress becomes more obvious. The respiratory rate continues to increase (to 80 to 120 breaths/min), and breathing becomes more labored. It is significant to note that infants increase the rate rather than the depth of respiration when in distress. Substernal retractions become more pronounced as the diaphragm works hard in an attempt to fill collapsed air sacs. Fine inspiratory crackles can be heard over both lungs, and there is an audible expiratory grunt. This grunting, a useful mechanism observed in the earlier stages of RDS, serves to increase end-expiratory pressure in the lungs, thus maintaining alveolar expansion and allowing gas exchange for an additional brief period. Flaring of the nares is also a sign that accompanies tachypnea, grunting, and retractions in respiratory distress. Central cyanosis (a bluish discoloration of oral mucous membranes and generalized body cyanosis) is a late and serious sign of respiratory distress. Initially supplemental oxygen may eliminate cyanosis. The use of pulse oximetry and arterial blood gas sampling obviates the necessity for dependence on color to determine oxygen requirements.
Severe RDS is often associated with a shocklike state, as manifested by diminished cardiac inflow and low arterial blood pressure. As a result of extreme pulmonary immaturity, decreased glycogen stores, and lack of accessory muscles, the ELBW and VLBW infant may have severe RDS at birth, bypassing the aforementioned steps in the development of RDS.
Infants with RDS who are treated with exogenous surfactant have a good chance for recovery. Complications of RDS include those described as complications of positive pressure ventilation (see p. 353). Associated complications (of prematurity and RDS) include PDA and congestive heart failure, retinopathy of prematurity, IVH, BPD, NEC, and neurologic sequelae.
Laboratory data are nonspecific, and the abnormalities observed are identical to those observed in numerous biochemical abnormalities of the newborn (i.e., the findings of hypoxemia, hypercapnia, and acidosis). Specific tests are used to determine complicating factors, such as blood glucose (to test for hypoglycemia), blood gas measurements for serum pH (to test for acidosis), and Pao2 (to test for hypoxia). Pulse oximetry is an important component for determining hypoxia. Other special examinations may be used to diagnose or rule out complications.
Radiographic findings characteristic of RDS include (1) a diffuse granular pattern over both lung fields that resembles ground glass and represents alveolar atelectasis and (2) dark streaks, or air bronchograms, within the ground glass areas that represent dilated, air-filled bronchioles. It is important to distinguish between RDS and pneumonia in infants with respiratory distress.
Prenatal Diagnosis: Fetal lung maturity depends on gestational age and maternal illnesses. Problems such as maternal diabetes delay fetal lung maturation, whereas fetuses exposed to chronic stress (intrauterine growth restriction [IUGR], drug exposure) often have more mature lungs. Antenatal administration of glucocorticoids enhances fetal lung maturity, especially when combined with postnatal surfactant administration (Hintz, Poole, Wright, et al, 2005; Baud, 2004).
Functional maturity of the fetal lung can be determined by using surfactant phospholipids in amniotic fluid as indicators of maturity. The most commonly tested is the lecithin/sphingomyelin (L/S) ratio, which represents the relationship between these two lipids during gestation. Phospholipids are synthesized by fetal alveolar cells, and the concentrations in amniotic fluid change during gestation. Initially there is more sphingomyelin, but at approximately 32 to 33 weeks the concentrations become equal; sphingomyelin then diminishes and lecithin increases significantly until the fetus has developed sufficient surfactant to maintain alveolar stability at approximately 35 weeks. An L/S ratio of 2 : 1 in nondiabetic mothers indicates virtually no risk of RDS.
Other key surfactant compounds (also phospholipids) that are needed to stabilize surfactant are phosphatidylcholine (PC) and phosphatidylglycerol (PG). Without these compounds, lecithin is not functional as a surfactant. Concentrations of PC parallel those of lecithin, peaking at 35 weeks and then gradually decreasing. At 36 weeks PG appears in amniotic fluid and increases until term. By measuring these phospholipids—L/S ratio, PC, and PG—the clinician can estimate the maturity of the lungs with a high degree of accuracy. Other, less commonly used methods have been devised to provide rapid, inexpensive, and accurate measures of lung maturity. These include the “shake” or “bubble” test, in which stable foam or bubbles form when amniotic fluid is shaken in the presence of ethanol, and the tap test, in which abundant bubbles appear in a test tube of amniotic fluid with 6N-hydrochloric acid and diethyl ether.
Another test currently being used to evaluate fetal lung maturity is the TDx Fetal Lung Maturity (FLM) assay, which determines PG levels in amniotic fluid or neonatal tracheal aspirates. The FLM test is faster than L/S ratio determination (<1 hour versus 4 to 5 hours) and is reported to predict the absence of RDS with greater accuracy; a level of 50 or more is predictive of fetal lung maturity (Fantz, Powell, Karon, et al, 2002). TDx FLM may also be used in the postnatal period to determine the presence of RDS as a result of surfactant deficiency by collecting tracheal aspirate samples (Parvin, Kaplan, Chapman, et al, 2005).
Lamellar bodies, representing the storage form of surfactant, are found in amniotic fluid in increasing quantities with the advancement of gestational age and lung maturity. A quantitative count of lamellar bodies has been reported to be as accurate as the L/S ratio in determining fetal lung maturity. The count can be obtained faster than the L/S ratio, thus making it clinically appealing (Neerhof, Dohnal, Ashwood, et al, 2001; Wijnberger, Huisjes, Voorbij, et al, 2001).
The treatment of RDS includes all the general measures required for any preterm infant, as well as those instituted to correct imbalances. The supportive measures most crucial to a favorable outcome are (1) maintain adequate ventilation and oxygenation with an oxygen hood, continuous positive airway pressure (CPAP), or mechanical ventilation; (2) maintain acid-base balance; (3) maintain a neutral thermal environment; (4) maintain adequate tissue perfusion and oxygenation; (5) prevent hypotension; and (6) maintain adequate hydration and electrolyte status. Nipple and gavage feedings are avoided in any situation that creates a marked increase in respiratory rate because of the greater hazards of aspiration.
Surfactant: The administration of exogenous surfactant to preterm neonates with RDS has become an accepted and common therapy in most neonatal centers worldwide. Numerous clinical trials involving the administration of exogenous surfactant to infants with or at high risk for RDS demonstrate improvements in blood gas values and ventilator settings, decreased incidence of pulmonary air leaks, decreased deaths from RDS, and an overall decreased infant mortality rate (Halliday, 2003; Soll, 2000, American Academy of Pediatrics, 2008). Exogenous surfactant comes from a natural source (e.g., porcine or bovine) or from the production of artificial surfactant. Commercially available surfactant products include beractant (Survanta), a bovine surfactant; and poractant alfa (Curosurf), a porcine surfactant.
Studies have shown mixed results in comparing one surfactant product with another. One study found fewer complications and earlier improvement with natural (versus synthetic) surfactant use (Soll and Blanco, 2001). Moya, Gadzinowski, Bancalari, and colleagues (2005) found that an investigational synthetic surfactant, lucinactant, mimics the action of human surfactant protein-B (SP-B), and it was more effective than beractant and colfosceril palmitate at reducing the RDS-related mortality rates by 14 days of life. BPD was significantly less common in infants at 36 weeks postmenstrual age who had received lucinactant.
Additional benefits of surfactant replacement therapy include decreased oxygen requirements and mean airway pressure (MAP) within hours of administration and an overall decrease in the incidence of pulmonary air leaks. To date, long-term improvement in the decrease of BPD and IVH has not been evidenced in all surfactant clinical trials.
Complications seen with surfactant administration include pulmonary hemorrhage and mucus plugging. Additional studies investigating the potential benefits of surfactant in infants with meconium aspiration found a reduction in the severity of respiratory illness and subsequent requirement of ECMO support (El Shahed, Dargaville, Ohlsson, et al, 2007). Other studies continue to investigate the potential benefits of exogenous surfactant for the treatment of infectious pneumonia and lung hypoplasia concomitant with congenital diaphragmatic hernia (Wiswell, 2001). Acute RDS/ALI may also respond favorably to surfactant administration (see Acute Respiratory Distress Syndrome/Acute Lung Injury, Chapter 32). Surfactant may be administered at birth as a prophylactic treatment of RDS or later in the course of RDS as a rescue treatment. Studies found improved clinical outcomes and fewer adverse effects when surfactant is administered prophylactically to infants at risk for developing RDS (American Academy of Pediatrics, 2008). Surfactant is administered via the ET tube directly into the infant’s trachea (Fig. 10-15); the exact number of doses (single versus multiple) that is most effective has yet to be determined.
Fig. 10-15 Exogenous surfactant administration to infant on mechanical ventilation. (Courtesy E. Jacobs, Texas Children’s Hospital, Houston.)
Nursing responsibilities with surfactant administration include assistance in the delivery of the product, collection and monitoring of arterial blood gases, scrupulous monitoring of oxygenation, and assessment of the infant’s tolerance of the procedure. Once surfactant is absorbed, there is usually an increase in respiratory compliance that requires adjustment of ventilator settings to decrease MAP and prevent overinflation or hyperoxemia. Suctioning is usually delayed for an hour or so (depending on the type of surfactant, delivery system, and unit protocol) to allow maximum effects to occur. Current research is investigating the possibility of delivering an aerosolized surfactant. This method would decrease the problems associated with current delivery systems (contamination of the airway, interruption of mechanical ventilation, and loss of the drug in the ET tubing from reflux).
Oxygen Therapy: The goals of oxygen therapy are to provide adequate oxygen to the tissues, prevent lactic acid accumulation resulting from hypoxia, and, at the same time, avoid the potentially negative effects of oxygen toxicity. Numerous methods have been devised to improve oxygenation (Table 10-8). All require that the gas be warmed and humidified before entering the respiratory tract. If the infant does not require ventilatory assistance, oxygen can be given via a plastic hood placed over the head to supply variable concentrations of humidified oxygen. (See Oxygen Therapy, Chapter 31.) If oxygen saturation of blood cannot be maintained at a satisfactory level and the carbon dioxide level (Paco2) rises, infants will require ventilatory assistance.
TABLE 10-8
COMMON METHODS FOR ASSISTED VENTILATION IN NEONATAL RESPIRATORY DISTRESS
*Also referred to as conventional ventilation (versus HFOV).
Oxygen should be administered judiciously to preterm infants being stabilized in labor and delivery and for oxygenation maintenance in the NICU. Much attention has focused recently on high oxygen concentration and the effect of free oxygen radicals on the development of conditions such as NEC, BPD, and ROP. The current Neonatal Resuscitation Program guidelines recommend the use of oxygen concentrations between 21% and 100% in order to achieve an oxygen saturation of approximately 90% (American Academy of Pediatrics and American Heart Association, 2006). Finer and Leone (2009) recommend oxygen delivery to maintain an Spo2 of 83% to 93% in preterm infants to decrease morbidity and mortality associated with liberal oxygen usage and high oxygen concentrations. Research indicates that optimal target ranges for maintaining adequate oxygenation while preventing ROP and BPD or other conditions is as yet unknown (Askie, Henderson-Smart, and Ko, 2009).
CPAP, the application of 3 to 8 cm H2O (positive) pressure to the airway, uses the infant’s spontaneous respiration to improve oxygenation by helping prevent alveolar collapse and increasing diffusion time. CPAP may be delivered via fitted face mask, nasal prongs, or an ET tube (Fig. 10-16). Ventilation with CPAP is done entirely by the infant. If oxygenation is not improved and the infant requires assisted ventilation, intermittent mandatory ventilation (IMV) is used with positive end-expiratory pressure (PEEP). This allows infants to breathe at their own rate but provides positive pressure with end-expiratory pressure to prevent alveolar collapse and overcome airway resistance. Additional components involved in IMV are peak inspiratory pressure (PIP) and rate (number of breaths per minute). The PIP is the maximum amount of positive pressure applied to the infant on inspiration. The total amount of pressure transmitted to the airway throughout an entire respiratory cycle is called the mean airway pressure (MAP). Increasing MAP in infants with severe RDS correlates positively with improved oxygenation by maintaining functional residual capacity and overcoming the resistive forces of the atelectatic lung. The MAP is affected by changes in the PEEP, PIP, and inspiratory/expiratory ratio. Although MAP is now recognized as the major determinant of oxygenation, this does not imply that simply increasing MAP alone will automatically improve oxygenation (Wood, 2003).
Fig. 10-16 Infant on nasal continuous positive airway pressure with father’s finger in hand. (Courtesy E. Jacobs, Texas Children’s Hospital, Houston.)
Improved technology has made available to preterm or sick neonates a form of mechanical ventilatory assistance previously used in adults: synchronized intermittent mandatory ventilation (SIMV). With this method breaths delivered by the ventilator are synchronized to the onset of spontaneous infant breaths. The net effect is to produce full respiratory synchrony rather than asynchronous respiratory efforts (commonly called “fighting the ventilator”) that are believed to significantly impede the ability to adequately oxygenate infants without sedation or muscle paralysis. With SIMV, the operator sets the number of breaths per minute delivered by the ventilator, and the patient may breathe spontaneously between mechanical breaths. In the “assist-control” mode a mechanical breath is delivered each time a spontaneous respiration is detected; the “control” mode includes the delivery of a mechanical breath at a regular rate if the patient fails to initiate a spontaneous respiration. Additional benefits of SIMV are improved oxygenation, decreased incidence of pulmonary air leaks (pneumothorax), and decreased time on mechanical ventilation (Greenough, Dimitriou, Prendergast, et al, 2008).
If adequate oxygenation cannot be maintained and hypercarbia persists, infants may benefit from one of the two high-frequency ventilation (HFV) modalities. HFV delivers gas at very rapid rates to provide adequate minute volumes using lower proximal airway pressures by way of high-frequency oscillatory ventilation (HFOV) or high-frequency jet ventilation (HFJV). HFV was initially recommended for intractable respiratory failure, especially for infants with pulmonary air leaks and PIE. More recently, many clinicians are recommending earlier use of HFOV to prevent volutrauma to the lungs of very preterm infants (Ventre and Arnold, 2004).
Volutrauma is believed to be a key factor in the development of BPD. Courtney, Durand, Asselin, and colleagues (2002) reported that HFOV was associated with improved survival and a decreased need for supplemental oxygen at 36 weeks of postmenstrual age. HFJV is most often used in the treatment of full-term infants with meconium aspiration, persistent pulmonary hypertension, or air leak syndromes. The Cochrane review of HFJV use in preterm infants with RDS reports a similar benefit to that of HFOV in terms of pulmonary outcomes but cautions that sufficient studies have not been done to recommend the use of HFJV in preterm infants (Bhuta and Henderson-Smart, 2000).
Complications of Positive Pressure Ventilation: Although lifesaving, mechanical ventilation is not without hazards. Positive pressure introduced by mechanical apparatus has caused an increased incidence of air leaks that produce complications, such as PIE, pneumothorax, and pneumomediastinum (see p. 358). The avoidance of intubation and mechanical ventilation reduces the incidence of BPD (Verder, Bohlin, Kamper, et al, 2009). Other complications directly related to positive pressure include various problems associated with intubation, such as nasal, tracheal, or pharyngeal perforation; stenosis; inflammation; palatal grooves; subglottic stenosis; tube obstruction; and infection.
Nitric Oxide: Inhaled nitric oxide (NO) has emerged as a significant treatment modality for neonates with conditions that cause persistent pulmonary hypertension, pulmonary vasoconstriction, and subsequent acidosis and severe hypoxia. Infants with conditions such as MAS, pneumonia, sepsis, and congenital diaphragmatic hernia with pulmonary hypoplasia often require intervention in an attempt to reverse pulmonary hypertension. NO is a colorless, highly diffusible gas that causes smooth muscle relaxation and reduces pulmonary vasoconstriction and subsequent pulmonary hypertension when inhaled into the lungs. NO may be administered through the ventilator circuit and blended with oxygen. It attaches readily to hemoglobin and is thus deactivated so that systemic vasculature is not affected. NO is toxic in large quantities, but the amount required to induce pulmonary vasculature relaxation (6 to 20 ppm) is well below toxic levels.
Studies of term and near-term infants being treated with NO for respiratory failure have been positive (Finer and Barrington, 2006). In many cases reversal of persistent pulmonary hypertension of the newborn (PPHN) without ECMO has been achieved in infants with MAS, RDS, perioperative congenital heart disease, and sepsis (Konduri, 2004). One exception is the study of newborns with congenital diaphragmatic hernia who required ECMO after NO and whose morbidity and mortality were not significantly improved with inhaled NO (Field, 2005; Finer and Barrington, 2006). Surfactant replacement therapy may be performed in combination with inhaled NO therapy in infants with inadequate pulmonary maturity. Nursing care of the infant receiving inhaled NO is the same as for the newborn with PPHN; continuous assessment of respiratory status and response to treatment is essential.
The use of NO for preterm infants remains controversial. Some studies have proposed a role for NO in the treatment of RDS and respiratory failure in these infants, whereas others suggest no benefit (Barrington and Finer, 2006; Field, 2005; Hascoet, Fresson, Claris, et al, 2005; Mercier, Olivier, Loron, et al, 2009).
Medical Therapies: The treatment of the infant with RDS requires the establishment of one or more IV lines to maintain hydration and nutrition, monitor arterial blood gases, and administer medications. Systemic antibiotics may be administered during the acute phase if sepsis is suspected (see Sepsis, p. 362). The administration of morphine or fentanyl for pain and sedation is individualized according to the infant’s response to illness. Caffeine may be administered to treat apnea and to prepare for weaning VLBW and ELBW infants from mechanical ventilation. Inotropes such as dopamine and dobutamine may be required to support the infant’s systemic blood pressure and maintain effective cardiac output during the acute phase of illness.
Prevention: The most successful approach to prevention of RDS is prevention of preterm delivery, especially elective early delivery and cesarean section. Improved methods for assessing the maturity of the fetal lung by amniocentesis, although not a routine procedure, allow a reasonable prediction of adequate surfactant formation (see Diagnostic Evaluation, p. 350). Because estimation of a delivery date can be miscalculated by as much as 1 month, such tests are particularly valuable when scheduling an elective cesarean section. Studies indicate that the combination of maternal glucocorticoid administration before delivery and surfactant administration postnatally has a synergistic effect on neonatal lungs, with the net result being a decrease in infant mortality, incidence of IVH, pulmonary air leaks, and problems with PIE and RDS (Dudell and Stoll, 2007; Halliday, 2005).
Care of infants with RDS involves all the observations and interventions previously described for high-risk infants. In addition, the nurse is concerned with the complex problems related to respiratory therapy and the constant threat of hypoxemia and acidosis that complicates the care of patients in respiratory difficulty.
The respiratory therapist, an important member of the neonatal intensive care team, is often responsible for maintenance and regulation of respiratory equipment. Nevertheless, nurses should understand the equipment and be able to recognize when it is not functioning correctly. The most essential nursing function is to observe and assess the infant’s response to therapy. Continuous monitoring and close observation are mandatory because an infant’s status can change rapidly and because oxygen concentration and ventilation parameters are prescribed according to the infant’s blood gas measurements, tcPo2, and pulse oximetry readings.
Changes in oxygen concentration are based on these observations. The nurse determines the amount of oxygen administered, expressed as the fraction of inspired air (Fio2), on an individual basis according to pulse oximetry and/or direct or indirect measurement of arterial oxygen concentration. Capillary samples collected from the heel (see Chapter 27 for procedure) are useful for pH and Paco2 determinations but not for oxygenation status. Continuous pulse oximetry readings are recorded at least hourly or more often as required. Blood sampling is performed after ventilator changes for the acutely ill infant and thereafter when clinically indicated.
In infants with RDS who are acutely ill or extremely preterm, an umbilical arterial catheter (UAC) may be used to draw arterial blood for monitoring oxygenation. This method, although initially invasive and therefore performed by the practitioner with sterile precautions, allows for blood sampling without repeated peripheral arterial punctures. The catheter is inserted via one of the umbilical arteries to the premeasured desired position (either at the level of the diaphragm, T6-10, or between L3-4) and rests in the descending aorta. Continuous arterial pressure monitoring may be carried out with an “in-line” transducer. Practices vary regarding medication administration via a UAC. The nurse is aware of the potential hazards associated with these catheters (infection, hemorrhage, thrombus formation and subsequent vessel occlusion, arterial vasospasm) and implements monitoring and observation strategies to promptly intervene should complications occur (see Hydration, p. 322). An umbilical venous catheter (UVC) may be used separately or in conjunction with the UAC, depending on the severity of the infant’s illness, the fluid requirements, and preferred medical practice.
Mucus may collect in the respiratory tract as a result of the infant’s pulmonary condition. Secretions interfere with gas flow and may obstruct the passages, including the ET tube. Suctioning should occur only when necessary and should be based on individual infant assessment, which includes auscultation of the chest, evidence of decreased oxygenation, excess moisture in the ET tube, or increased infant irritability. When nasopharyngeal passages, the trachea, or the ET tube is being suctioned, insert the catheter gently but quickly; intermittent suction is applied as the catheter is withdrawn. It is imperative that the catheter obstruct the airway for no more than 5 seconds, since continuous suction removes air from the lungs along with the mucus. It is recommended that, where possible, an in-line suction device be used on infants who are acutely ill and who do not tolerate any procedure without profound decreases in oxygen saturation, blood pressure, and heart rate. The purpose of suctioning an artificial airway is to maintain patency of that airway, not the bronchi. Suction applied beyond the ET tube can cause traumatic lesions of the trachea.
Research indicates that suctioning to a point where the catheter meets resistance and is then withdrawn causes trauma to the tracheobronchial wall. To remove secretions without damage to the tracheobronchial mucosa, the suction catheter is premeasured and inserted to a predetermined depth to avoid extension beyond the ET tube. The practice of suctioning patients on mechanical ventilation has undergone close scrutiny in recent years; further studies are needed to validate this practice and to determine the best methods for maintaining a patent airway without compromising the patient’s well-being.
The most advantageous positions for facilitating an infant’s open airway are with the infant on the side with the head supported in alignment by a small folded blanket or with the infant on the back, positioned to keep the neck slightly extended. With the head in the “sniffing” position, the trachea is opened to its maximum; hyperextension reduces the tracheal diameter in neonates (see Therapeutic Positioning, p. 336). The pulse oximeter is observed before, during, and after suctioning to provide an ongoing assessment of oxygenation status and to prevent hypoxemia.
Inspection of the skin is part of routine infant assessment. Position changes and the use of gel mattresses are helpful in guarding against skin breakdown.
Mouth care is especially important when infants are receiving nothing by mouth, and the problem is often aggravated by the drying effect of oxygen therapy. The nurse can prevent drying and cracking by good oral hygiene using sterile water. Irritation to the nares or mouth that occurs from appliances used to administer oxygen may be reduced by the use of a water-soluble ointment (see Skin Care, p. 329; see Nursing Care Plan).
Nursing care of an infant with RDS is demanding. Pay meticulous attention to subtle changes in the infant’s oxygenation status. The importance of attention to detail cannot be overemphasized, particularly in regard to medication administration.
Meconium aspiration occurs when a fetus has been subjected to asphyxia or other intrauterine stress that causes relaxation of the anal sphincter and passage of meconium into the amniotic fluid. The majority of meconium aspiration occurs with the first breath. However, a severely compromised fetus may aspirate in utero. At delivery of the chest and initiation of the first breath, infants inhale fluid and meconium into the nasooropharynx (Fig. 10-17).
Fig. 10-17 Infant being resuscitated at birth. Note presence of meconium on abdomen, umbilical cord, and overbed warmer. (Courtesy Shannon Perry, Phoenix.)
MAS involves the passage of meconium in utero as a result of hypoxic stress. It occurs primarily in full-term and postterm infants but has been reported in infants at less than 37 weeks of gestation. Once the fetus ingests meconium, any gasping activity occurring as a result of intrauterine stress may cause the rather sticky and tenacious substance to become aspirated into the lower airways. The net results are partial airway obstruction, air trapping, hyperinflation distal to the obstruction, and atelectasis caused by surfactant deactivation. A “ball-valve” situation exists wherein gas flows into the lungs on inspiration but is trapped there on exhalation as a result of the small airway diameter. As the infant struggles to take in more air (air hunger), even more meconium may be aspirated. Hyperinflation, hypoxemia, and acidemia result in increased PVR.
In turn, shunting of blood through the ductus arteriosus (right to left) occurs because of increased resistance to blood flow through the pulmonary arteries (and to the lungs), leading to further hypoxemia and acidosis. Ductal shunting increases with hypoxia; some blood may enter the left atrium (LA) from the right atrium (RA) via the foramen ovale because there is a net decrease in blood returning to the LA via the pulmonary venous system, thus preventing closure of the foramen ovale. This pathologic process is essentially persistence of the fetal circulation, or PPHN, which is discussed later in this chapter. The air trapping of MAS causes overdistention of the alveoli and often air leaks. There is evidence that meconium contributes to the destruction of surfactant, thus increasing surface tension and further predisposing the alveoli to decreased functional capacity.
Infants who have released meconium in utero for some time before birth are stained from green meconium stools (those with more recent meconium passage may not be stained), tachypneic, hypoxic, and often depressed at birth. They develop expiratory grunting, nasal flaring, and retractions similar to those experienced by infants with RDS. They may initially be cyanotic or pale as well as tachypneic, and they may demonstrate the classic barrel chest from hyperinflation. The infants are often stressed, hypothermic, hypoglycemic, and hypocalcemic. Severe meconium aspiration progresses rapidly to respiratory failure. These infants exhibit profound respiratory distress with gasping, ineffective ventilations; marked cyanosis and pallor; and hypotonia.
At birth, meconium can often be visualized via laryngoscopy in the respiratory passages and vocal cords. Chest radiographs show uneven distribution of patchy infiltrates, air trapping, hyperexpansion, and atelectasis. Air leaks may be seen as the illness progresses. Oxygenation will be poor, as evidenced by pulse oximetry and arterial blood gases. These infants may quickly develop metabolic and respiratory acidosis. Echocardiography assists in the diagnosis of right-to-left shunting of blood away from the pulmonary system.
Prevention of meconium aspiration begins with suctioning the mouth, nose, and posterior pharynx just after the head is delivered while the chest is still compressed in the birth canal. After delivery, the need for tracheal suctioning is based on infant assessment. Infants who are vigorous with strong, stable respiratory effort, good muscle tone, and heart rate greater than 100 beats/min should not undergo tracheal suctioning but should be closely monitored (Kattwinkel, 2006). On the other hand, infants who demonstrate poor respiratory effort, low heart rate, and poor tone should be rapidly intubated, suctioned appropriately, and resuscitated according to clinical status after suctioning. These management protocols have been supported by ongoing research (Kabbur, Herson, Zaremba, et al, 2005).
Infants with respiratory distress are admitted to the NICU. Management of MAS consists of ventilatory support, exogenous surfactant administration, IV fluids, systemic antibiotics, and in some cases inotropes. Because these infants are prone to development of persistent pulmonary hypertension, they should be supported to maintain normal pH, carbon dioxide, and oxygen levels; they may be candidates for ECMO therapy, HFV, or NO (see Nitric Oxide, p. 354, and Persistent Pulmonary Hypertension of the Newborn, p. 359). Complications are managed symptomatically or as described under the specific disorder.
Extraneous air syndromes, extraalveolar air accumulation, and air leaks are names applied to various clinically recognized disorders produced as a result of alveolar rupture and subsequent escape of air to tissues in which air is not normally present. Extraneous air collection (1) may occur spontaneously in normal neonates, (2) can result from congenital renal or pulmonary malformations, and (3) often complicates underlying respiratory disease and its therapy (e.g., positive pressure ventilation, especially when high distending pressures are required).
After alveolar rupture, air often vents directly into the pleural space to create a pneumothorax. Air may vent into the perivascular interstitium, a condition called pulmonary interstitial emphysema (PIE). PIE may be seen on radiographs as early as 2 to 3 hours after birth in ELBW and VLBW infants with severe RDS. Localized PIE may resolve by itself or may be a precursor to pneumothorax. HFV has been reported to improve the outcome in infants with PIE (Korones, 2003). Air can dissect along the perivascular sheaths to eventually enter the mediastinum and cause pneumomediastinum. More extensive leaks involve the pericardium (manifested as pneumopericardium) or emphysema in the cervical, subcutaneous, or retroperitoneal soft tissues.
Spontaneous pneumothorax usually occurs during the first few breaths after birth, primarily in full-term or postterm infants, and is evident by the gradual onset of symptoms of respiratory distress after arrival in the nursery. Use of positive pressure ventilation in resuscitation may cause air leaks. Mechanical positive pressure ventilation may contribute to an increase in the incidence of air leaks; however, in some cases, such as in extreme prematurity and meconium aspiration, air leaks may not be altogether preventable. The nurse suspects an air leak on the basis of respiratory manifestations and a shift in location of maximum intensity of heart sounds and absent or diminished breath sounds (although breath sounds may not be altered because of the small diameter of the chest and auscultation of referred breath sounds).
A tension pneumothorax occurs more frequently in infants requiring ventilatory assistance. In preterm infants being mechanically ventilated, an air leak may be demonstrated by hypotension, bradycardia, decreased or absent breath sounds unilaterally, decreased oxygenation (by pulse oximetry), and cyanosis, none of which responds to efforts for oxygenation (a resuscitation bag connected to the ET tube and provision of manual ventilations). There may also be chest asymmetry, altered cardiac sounds (diminished, shifted, or muffled), a palpable liver and spleen, and subcutaneous emphysema. Infants on HFV may demonstrate an air leak by a sudden decrease in systemic pressure or an absence of chest movement (because of difficulty in auscultation of the chest with such modalities). The otherwise healthy full-term infant may exhibit only mild to moderate signs of respiratory distress. The presence of an air leak has been identified as contributing to the risk of an adverse developmental outcome in preterm infants (Laptook, O’Shea, Shankaran, et al, 2005).
Diagnosis is confirmed by transillumination of the chest with a fiberoptic light and/or radiographic examination. In symptomatic infants, treatment is urgent. Evacuation of trapped air is accomplished by chest tube insertion into the pleural space through a small chest incision. The chest tube is then attached to continuous water-seal drainage. A dry suction control drainage system not requiring water is also available. In situations requiring infant transport, a pocket-sized Heimlich valve may be used until an appropriate drainage system can be established; the valve is not effective when fluid drainage is required. Needle aspiration serves as an emergency measure until a chest tube can be inserted. Pneumomediastinum seldom requires treatment, but pneumopericardium is managed by needle aspiration or pericardial tube drainage. The full-term newborn with a small tension pneumothorax may require only oxygen therapy and IV nutrition for a brief period if respiratory distress is not severe.
The most important nursing function, which is most effective for early detection, is close observation for the possibility of an air leak in susceptible infants. Nurses maintain a high level of suspicion in (1) infants with RDS with or without positive pressure ventilation, (2) infants with meconium-stained amniotic fluid or MAS, (3) infants with radiographic evidence of interstitial or lobar emphysema, (4) infants who required resuscitation at birth, or (5) infants receiving CPAP or positive pressure ventilation. For infants at risk, needle aspiration equipment (30-ml syringe, three-way stopcock, and 23- to 25-gauge needles) should be at the bedside for emergency use.
The general nursing care of the infant with an extraneous air syndrome is the same as that for all high-risk neonates. Respiratory management is similar to that for infants with RDS. Assessing breath sounds frequently, monitoring the efficacy of gas exchange, and regulating oxygen therapy according to the infant’s needs are vital nursing functions. Attention to pain management with the procedure is vital in these preverbal and significantly stressed infants.
PPHN, formerly known as persistent fetal circulation, is a condition in which affected infants display severe pulmonary hypertension, with pulmonary artery pressure levels equal to or greater than systemic pressure, and large right-to-left shunts through both the foramen ovale and the ductus arteriosus. PPHN is a group of disorders having varied causes yet common presenting features and may be classified according to causative etiology (Konduri and Kim, 2009). Because full development of pulmonary arterial musculature occurs late in gestation, PPHN is primarily a condition of late-preterm, full-term, or postterm infants, many of whom were products of complicated pregnancies or deliveries. The condition is often associated with aspiration (especially meconium aspiration), congenital diaphragmatic hernia with severe respiratory distress, cold stress, respiratory distress (e.g., RDS or pneumonia), and septicemia (group B streptococci [GBS]). PPHN is believed to be precipitated by perinatal factors, such as perinatal asphyxia, that cause or contribute to constriction of the pulmonary vasculature.
PPHN can be either primary or secondary. Primary PPHN occurs when the pulmonary vascular system fails to open with the initial respiration at birth; secondary PPHN results from hypoxic stress that increases PVR and causes a return to fetal cardiopulmonary circulation. PPHN is most commonly observed in infants at 35 to 44 weeks of gestation who have a history of perinatal asphyxia, metabolic acidosis, or sepsis and respiratory distress within the first 24 hours. The infants become hypoxic and display marked cyanosis, tachypnea with grunting and retractions, and decreased peripheral perfusion. A loud pulmonary component of the second heart sound and, sometimes, a systolic ejection murmur are present. Diagnosis is established from clinical signs and diagnostic tests, including chest radiography, electrocardiogram, and echocardiography.
Early recognition and management of conditions that contribute to or cause hypoxia and pulmonary vascular vasoconstriction are the primary goals in the prevention of PPHN. Additional treatment includes careful fluid regulation and evaluation of intravascular fluid volume. Supplemental oxygen reduces hypoxia and decreases pulmonary vasoconstriction. Assisted ventilation, often by HFV, is required if hypoxia is severe. Vasodilators, such as sildenafil (a phosphodiesterase [PDE5] inhibitor) or epoprostenol (prostacyclin), are sometimes prescribed to decrease PVR, thereby avoiding ECMO and NO. Sildenafil administered in intravenous or oral form has been shown to reduce PVR (hypertension) in neonates and improve oxygenation, but further controlled clinical trials are needed (Latini, Del Vecchio, De Felice, et al, 2008; Shah and Ohlsson, 2007b; Steinhorn, Kinsella, Pierce, et al, 2009).
Additional drug therapy used in the management of PPHN includes judicious use of sodium bicarbonate to maintain appropriate acid-base balance; volume expanders such as normal saline or lactated Ringer solution; and the vasopressors dopamine, dobutamine, and nitroprusside to increase systemic vascular resistance (Konduri, 2004). The use of inhaled NO has been successfully used to reverse pulmonary vascular vasoconstriction and is often attempted before other therapies such as ECMO (see Nitric Oxide, p. 354).
Another approach to management of infants with pulmonary complications is the use of ECMO with a modified heart-lung machine. Blood is shunted from a catheter in the right atrium or right internal jugular vein by gravity to a servoregulated roller pump; pumped through a membrane lung and a small heat exchanger; and returned to the systemic circulation via a major artery, such as the carotid artery, to the aortic arch. A venovenous approach (femoral vein) may be used, thus avoiding the need to ligate the carotid artery. ECMO provides oxygen to the circulation and allows the lungs to rest. The goal of ECMO is to “buy time” for the severely injured lung to heal while effectively oxygenating major organ systems, including the brain, heart, kidneys, and lungs (Fig. 10-18).
ECMO is labor intensive and thus expensive. Technical malfunctions may occur, requiring frequent monitoring of the equipment and the patient’s response to treatment. Typically, two nurses, or a nurse and a perfusionist, are required as minimum staffing for the ECMO patient; more staff, including a respiratory therapist, are required in the acute phase. ECMO requires heparinization of the blood and blood circuit; for this reason it is not used in infants at less than 35 weeks of gestation, who are prone to intraventricular hemorrhage. Bleeding is one of the major complications associated with ECMO. Overall the need for ECMO has decreased with increased use of exogenous surfactant, inhaled NO, and HFV for neonatal hypoxemic respiratory failure (Konduri and Kim, 2009).
The nursing care for PPHN is the same as for infants with severe respiratory difficulties and infants supported by mechanical ventilation and cardiovascular support. The infant with PPHN is often the sickest on the unit, depending on the causative factors and reaction to treatment. Because handling for any reason causes a decrease in arterial oxygen concentration, the nurse must weigh the stresses imposed by routine care against the risk of iatrogenic hypoxia. It is important to decrease noxious stimuli that cause hypoxia and to use clustered nursing interventions that keep nonsedated infants calm. Continuous monitoring of oxygenation, temperature, central venous pressure, vital signs, blood pressure, and acid-base balance decreases the need for physical manipulation and disturbance. Infants are further assessed for response to treatments, including IV therapy, fluids, electrolytes, and exogenous glucose.
BPD, sometimes referred to as chronic lung disease, is a pathologic process that develops primarily in ELBW and VLBW infants with RDS. BPD may also develop in infants with MAS, persistent pulmonary hypertension, pneumonia, and cyanotic heart disease. Infants who develop BPD are at risk for frequent hospitalization because of their borderline respiratory reserve, hyperactive airway, and increased susceptibility to respiratory infection.
Mild BPD is operationally defined the need for supplemental oxygen for 28 days or more but room air by 36 weeks corrected gestational age or at discharge. Moderate BPD is defined by the need for oxygen for 28 days or more and less than 30% oxygen at 36 weeks corrected gestational age. With severe BPD infants require more than 30% oxygen at 36 weeks corrected gestational age (Bhandari and Bhandari, 2009). An inverse relationship between incidence of BPD and birth weight is emphasized in the Vermont-Oxford Network report, which reported a 60% incidence for ELBW infants (501 to 750 g [1.1 to 1.6 lb]) versus 21% for infants weighing 1001 to 1250 g (2.2 to 2.7 lb). Risk factors for BPD include assisted ventilation, oxygen administration, prenatal and postnatal (nosocomial) infections, PDA, and fluid imbalance (Askin and Diehl-Jones, 2009a).
The more severe form of BPD usually begins with severe respiratory failure secondary to RDS or with pneumonia requiring mechanical ventilation with high airway pressure and oxygen supplementation during the first few days of life (Bancalari, 2001). Since the advent of antenatal glucocorticoid therapy, surfactant replacement, and new ventilator strategies, a “new” BPD is emerging (Greenough, 2008). These infants experience a milder initial respiratory course but continue to require ventilatory support or oxygen supplementation and show radiographic pulmonary changes characteristic of BPD.
The pathogenesis of BPD is complex and multifactorial. BPD begins with the immature lung that undergoes an initial injury leading to a chronic inflammatory process that results in recurrent injury and abnormal healing (Askin and Diehl-Jones, 2009a). A variety of mechanisms have been related to the initial injury: (1) prenatal infection (inflammatory process before birth), (2) mechanical ventilation (volutrauma, intubation), (3) supplemental oxygen (oxygen-derived free radicals), (4) increased pulmonary blood flow from PDA, or (5) postnatal infection.
The pulmonary changes are characterized by interstitial edema and epithelial swelling followed by thickening and fibrotic proliferation of the alveolar walls and squamous metaplasia of the bronchiolar epithelium. Areas of atelectasis and cystlike foci of hyperaeration are visible on radiographs between 10 and 20 days of life and persist for weeks; however, some infants may not demonstrate cystic foci. In addition, ciliary activity is paralyzed by high oxygen concentrations that interfere with the ability to clear the lung of mucus, thus aggravating airway obstruction and atelectasis. As the infant’s lungs begin healing, the process is altered, possibly by continuous high oxygenation, inadequate nutrition, or vitamin E deficiency, resulting in decreased surface for oxygen and carbon dioxide exchange. The overall results of this process are hypercarbia, hypoxemia, and subsequent inability to wean successfully from oxygen.
As survival of immature preterm infants (<28 weeks of gestation) increases, the occurrence of BPD also increases.
In addition to BPD, other diseases associated with similar radiographic findings include congenital heart disease and viral pneumonia caused by cytomegalovirus. There are no laboratory alterations that confirm a diagnosis; diagnosis is made on the basis of radiographic findings, oxygen therapy or positive pressure ventilation after 28 days, signs of respiratory distress, and a history of requiring mechanical ventilation in the first week of life for more than 3 days.
The first approach to management is prevention of the disorder in susceptible infants. Despite previous theorization that surfactant administration to preterm infants would eradicate BPD, studies so far have failed to show a significant decrease of BPD in infants less than 30 weeks receiving surfactant for prophylaxis or rescue (American Academy of Pediatrics, 2008). To reduce the risk of volutrauma when positive pressure ventilation is being used, maintain the lowest PIP necessary to obtain adequate ventilation, and use the lowest level of inspired oxygen to maintain adequate oxygenation. HFOV has been beneficial in reducing the risk of BPD, as has the administration of vitamin A (Shah, 2003). Fluid administration is carefully controlled and restricted. Drug or surgical intervention is indicated when there is significant shunting of blood through the PDA.
No specific treatment exists for BPD except to maintain adequate arterial blood gases with the administration of oxygen and to avoid progression of the disease. Corticosteroid (dexamethasone) therapy has been shown to benefit infants with BPD by decreasing the pulmonary inflammatory response and improving oxygenation and gas exchange, resulting in earlier weaning from mechanical assistance. However, with complications such as sepsis, hypertension, and hyperglycemia and an overall lack of decreased mortality in such infants, this therapy remains controversial. Other adverse effects of this long-acting, potent glucocorticoid have been reported: growth restriction, GI hemorrhage, and cardiomyopathy. In light of studies that show an increased incidence of periventricular leukomalacia, neuromotor abnormalities, CP, decreased cerebral cortical gray matter volume, and adverse long-term neurologic outcome, the benefits of this treatment may not outweigh the risks (American Academy of Pediatrics and Canadian Paediatric Society, 2002; Halliday, Ehrenkranz, and Doyle, 2009). Ongoing research is being done to determine whether an alternative dosing regimen of postnatal steroids can reduce the incidence of BPD without associated neurodevelopmental side effects (Onland, Offringa, De Jaegere, et al, 2009).
Weaning infants from oxygen is difficult and must be accomplished gradually. These infants do not tolerate excessive or even normal amounts of fluid well and have a tendency to accumulate interstitial fluid in the lungs, which aggravates the condition. Oral diuretics are used to control interstitial fluid. Nebulized or metered dose inhaler bronchodilators (albuterol) and inhaled steroids may be effective and promote improvement in infants with BPD. (See also Asthma, Chapter 32.) Oral electrolyte supplements are given to replace those lost with concurrent oral diuretics and renal water losses.
Growth and development are often delayed in infants with BPD, which is related in part to the difficulties in providing adequate nutrition and in part to the lack of normal sensory stimulation because of prolonged hospitalization. Children with BPD have metabolic needs far greater than those of the average infant. This can create a problem for the caregiver, who must meet the goals of adequate nutrition while avoiding overhydration, especially if the child is ill, eats poorly, or has cardiopulmonary instability. The infant may be further compromised by gastroesophageal reflux, a frequent complication in preterm infants. (See Chapter 33.) Adequate intake of protein is particularly important in preventing postnatal growth failure in LBW infants. Protein supplements may be necessary to ensure adequate intake.
Osteopenia may occur in infants with BPD and in preterm infants, with higher incidence among the infants with BPD, presumably because of low calcium and vitamin D intake secondary to the calciuric effects of diuretic therapy. Dietary supplementation with human milk fortifier, calcium and phosphorus, and vitamin D has reduced the incidence of osteopenia in preterm infants.
RSV prophylaxis with the monoclonal antibody palivizumab (Synagis) is effective in diminishing the complications of RSV. RSV is a common cause for hospitalization and death in growing preterm neonates, including those with BPD. Palivizumab is given intramuscularly to high-risk infants, does not interfere with immunizations, and has few side effects. Palivizumab is administered in a dose of 15 mg/kg once a month, usually beginning in October and ending in May. (See Respiratory Syncytial Virus, Chapter 32.)
Prognosis: Reports vary regarding the mortality rate for BPD. The hospital stay is often long because of the infant’s need for supplemental oxygen, although home oxygen therapy provides selected infants the opportunity for discharge. A nasal cannula is an acceptable way to administer oxygen for the dependent infant to promote development of motor and social skills. Long-term problems seen in older children who had BPD as infants include growth failure, airway hyperreactivity, hyperexpansion, increased incidence of respiratory infections, and airway obstruction. A significant proportion of deaths occur after discharge from the hospital.
An 8-year follow-up study comparing the outcomes of preterm infants with BPD, preterm infants without BPD, and full-term infants without BPD found that BPD and duration on oxygen have long-term adverse effects on cognitive and academic achievement above and beyond the effects of VLBW alone. After controlling for birth weight and neurologic complications, BPD was associated with lower IQs; poorer perceptual organization, attention, and motor skills; reduced school achievement; and greater participation in special education such as physical and speech-language therapies (Short, Klein, Lewis, et al, 2003; Anderson and Doyle, 2008).
Infants with BPD expend considerable energy in their efforts to breathe; therefore it is important that they receive plenty of opportunities for rest and additional calories. Growth records provide clues to the need for change in their diets, and some infants require nutritional supplements. Because these infants tire easily and because large quantities of formula might compromise respiration, small, frequent feedings are better tolerated. Reducing environmental stimuli and subsequent hypoxia is an important aspect in the care of these infants. Close attention to the infant’s behavioral cues is important in the older infant with BPD because these cues may signal carbon dioxide retention.
Adequate hydration is extremely important because a large amount of fluid are lost through respiration, and secretions must be thinned sufficiently to facilitate removal by suctioning. However, because BPD increases lung permeability, many infants are subject to pulmonary edema and require fluid restriction. Nurses must be alert to signs of both overhydration and underhydration, such as changes in weight, electrolytes, output measurements, and urine specific gravity and signs of edema.
Because the growing infant with BPD has a restricted fluid intake, has higher than average caloric requirements, and often requires many oral medications, the nurse is challenged by the complexity of care involved. Infants with BPD may become difficult or maladaptive feeders if they are aware of hunger yet compromised by not being able to eat fast enough to satiate that hunger because of the increased labor of breathing. Individualized nursing care aimed at decreasing oxygenation requirements during feedings, decreasing environmental stimuli, fortifying feedings, and providing more contact with a primary caregiver may facilitate the infant’s care. Feeding schedules should be individualized as much as possible. Oral medications that taste bad to the infant may be given at times separate from feedings to ensure that feeding time is pleasant. Adjustments to overall fluid administration requirements are made, taking into account that the oral medications are also fluids. Regurgitated medications and feedings need to be dealt with in regard to fluid and caloric needs and the amount of absorption of medication that occurs before emesis.
Parents are extremely anxious regarding the prognosis when their infant has BPD. In addition, the lengthy hospitalization interferes with parent-child relationships and deprives the infant of appropriate parental contact and stimulation. Nurses should encourage the parents to visit the infant and become involved in the routine care. The parents need to be informed regarding medical care, equipment, and procedures related to their infant and taught procedures such as suctioning and chest physiotherapy.
The older infant with BPD should have normal nurturing and developmental opportunities appropriate to the infant’s condition and abilities. Careful monitoring of physiologic and behavioral systems during any activity is necessary so that activity can be stopped before the infant becomes irritable or tired. Opportunities out of bed in an infant seat or on a floor mat with a nurse or physical or play therapist provide one-on-one interaction that can enhance the infant’s experience of the world and people.
Irritability has been associated with infants who have BPD, making their care often challenging and frustrating (see Developmental Outcome, p. 332). Some strategies to facilitate infant coping during prolonged hospitalization include (1) decreased number of unfamiliar caregivers, (2) increased access to parents, (3) predictability in schedule and caregivers, (4) consistency of care routines and practices, (5) pleasurable opportunities for play and socialization within physical tolerance, (6) adequate nutrition, and (7) uninterrupted rest cycles with diurnal variation to facilitate biologic rhythms. Parental involvement is critical because they are the one constant for the infant.
Home Care: Because the availability of home cardiac and apnea monitors and home oxygen therapy has increased, many infants with BPD can be discharged when they are gaining weight and their oxygen need is low. Home care is desirable to promote parent-infant bonding, minimize health care costs, and prevent nosocomial infections. Preparation for home care requires education and considerable reassurance. (See Chapter 25.) Management of home monitoring equipment and home oxygen therapy is stress provoking, but most families become comfortable with the machinery while their infant is still in the hospital. Families need reminders about their infant’s increased risk of infection and about limiting contact with persons who have respiratory tract infections. Because of their minimum respiratory reserve, even a minor illness can threaten these infants.
Some infants are discharged with a tracheostomy on oxygen supplementation or home ventilators. Discharge teaching and home care nursing (minimum of 2 weeks to several months) is crucial to these infants’ safe and successful transition into the community and home setting. Parents need to learn how to advocate for appropriate home care and supplies in anticipation of future needs.
Because of the high mortality rate in the first year, parents should learn cardiopulmonary resuscitation and how to manage any other emergency that might be anticipated for their infant. Helping families cope with their anxieties and reassuring them of their ability to manage the care of their infant are important nursing functions. Parents need follow-up visits in the home and the comfort of knowing that help is only a telephone call away.
Sepsis, or septicemia, refers to a generalized bacterial infection in the bloodstream. Neonates are highly susceptible to infection as a result of diminished nonspecific (inflammatory) and specific (humoral) immunity, such as impaired phagocytosis, delayed chemotactic response, minimum or absent IgA and immunoglobulin M (IgM), and decreased complement levels. Because of the infant’s poor response to pathogenic agents, there is usually no local inflammatory reaction at the portal of entry to signal an infection, and the resulting symptoms tend to be vague and nonspecific. Consequently, diagnosis and treatment may be delayed.
Although the mortality from sepsis has diminished, the incidence has not. Nursery epidemics are not infrequent, and the high-risk infant has a four times greater chance of developing septicemia than does the normal neonate. The frequency of infection is almost twice as great in male infants as in females and also carries a higher mortality for males. Other factors increasing the risk of infection are prematurity, congenital anomalies or acquired injuries that disrupt the skin or mucous membranes, invasive procedures such as placement of IV lines and ET tubes, administration of total parenteral nutrition, and nosocomial exposure to a number of pathogens in the NICU. Thorough hand washing is the single most important infection control measure in the NICU. Proper handling of formula and supplies such as syringes and gavage tubes is also vital to prevent infection.
Breast-feeding has a protective effect against infection and should be promoted for all newborns. It is of particular benefit to the high-risk neonate. Colostrum contains agglutinins that are effective against gram-negative bacteria. Human milk contains large quantities of IgA and iron-binding protein that exert a bacteriostatic effect on Escherichia coli. Human milk also contains macrophages and lymphocytes that promote a local inflammatory reaction.
The premature withdrawal of the placental barrier leaves infants vulnerable to most common viral, bacterial, fungal, and parasitic infections. Immune substances, primarily immunoglobulin G (IgG), are normally acquired from the maternal system and stored in fetal tissues during the final weeks of gestation to provide newborns with passive immunity to a variety of infectious agents. Early birth interrupts this transplacental transmission; thus preterm infants have a low level of circulating IgG; the concentrations of immune substances directly relate to the length of gestation. IgA, which plays a role in defense against viral infections, and IgM, with properties that are most efficient in dealing with gram-negative organisms, are not transferred to the fetus, which leaves the infant highly vulnerable to invasion by these organisms.
Defense mechanisms of neonates are further hampered by a low level of complement, diminished opsonization ability, monocyte dysfunction, and a reduced number and inefficient function of circulating leukocytes. Furthermore, these leukocytes with diminished motility and phagocytic capacity are unable to concentrate their limited numbers selectively at the site of infection. In addition, a hypofunctioning adrenal gland contributes only a meager antiinflammatory response. Consequently, these deficiencies permit rapid invasion, spread, and multiplication of organisms. An immature gut mucosal barrier further predisposes the preterm infant to bacteria, which may easily cross the mucosa into the bloodstream.
Sepsis in the neonatal period can be acquired prenatally across the placenta from the maternal bloodstream or during labor from ingestion or aspiration of infected amniotic fluid. Prolonged rupture of the membranes always presents a risk for maternal-fetal transfer of pathogenic organisms. In utero transplacental transfer can occur with a variety of organisms and viruses such as cytomegalovirus, toxoplasmosis, and Treponema pallidum (syphilis), which cross the placental barrier during the latter half of pregnancy.
Early-onset sepsis (<3 days after birth) is acquired in the perinatal period. Infection can occur from direct contact with organisms from the maternal GI and genitourinary tracts. Organisms associated with early-onset infection include GBS, E. coli, and other gram-negative enteric organisms. Despite the development of maternal screening and prophylaxis, infection rates for early-onset GBS infection remain at approximately 0.3 per 1000 live births (Centers for Disease Control and Prevention, 2007). E. coli, which may be present in the vagina, accounts for approximately half of all cases of sepsis caused by gram-negative organisms. GBS is an extremely virulent organism in neonates, with a high (50%) death rate in affected infants. Other bacteria noted to cause early-onset infection include Haemophilus influenzae, Citrobacter and Enterobacter organisms, coagulase-negative staphylococci, and Streptococcus viridans (Stoll, Hansen, Higgins, et al, 2005). Other pathogens that are harbored in the vagina and may infect the infant include gonococci, Candida albicans, herpes simplex virus (type II), and chlamydia.
Late-onset sepsis (1 to 3 weeks after birth) is primarily nosocomial, and the offending organisms are usually staphylococci, Klebsiella organisms, enterococci, E. coli, and Pseudomonas or Candida species (Stoll, 2007). Coagulase-negative staphylococci, considered to be primarily a contaminant in older children and adults, is commonly found to be the cause of septicemia in ELBW and VLBW infants. Bacterial invasion can occur through sites such as the umbilical stump; the skin; mucous membranes of the eye, nose, pharynx, and ear; and internal systems such as the respiratory, nervous, urinary, and GI systems.
Postnatal infection is acquired by cross-contamination from other infants, personnel, or objects in the environment. Bacteria, such as Klebsiella and Pseudomonas organisms, that are commonly called “water bugs” (because they are able to grow in water) are found in water supplies; humidifying apparatus; sink drains; suction machines; most respiratory equipment; and indwelling venous and arterial catheters used for infusions, blood sampling, and monitoring vital signs. These organisms are often transmitted by personnel from person to person or object to person by poor hand washing and inadequate housecleaning.
Neonatal sepsis is most common in the infant at risk, particularly the preterm infant or the infant born after a difficult or traumatic labor and delivery, who is least capable of resisting such bacterial invasion.
A few neonatal infections (e.g., pyoderma, conjunctivitis, omphalitis, and mastitis) are easy to recognize. However, systemic infections are characterized by subtle, vague, nonspecific, and almost imperceptible physical signs. Often the only complaint concerns an infant’s “failure to do well,” not looking “right,” or nonspecific respiratory distress. Rarely is there any indication of a local inflammatory response, which would suggest the portal of entry into the bloodstream. The presence of bacteria is indicated by a specific characteristic. For example, Pseudomonas organisms produce necrotic purplish skin lesions, and group B β-hemolytic streptococci usually result in severe respiratory distress, periods of apnea, and a chest radiograph similar to that of RDS.
All body systems tend to show some indication of sepsis, although often little correlation exists between the manifestations and the etiologic factors involved. For example, seizures and fever, a universal feature of infection in older children, may be absent in neonates. It is usually the nursing observation of subtle changes in appearance and behavior that leads to the detection of infection. The nonspecific, early signs are hypothermia and changes in color, tone, activity, and feeding behavior. In addition, sudden episodes of apnea and unexplained oxygen desaturation (hypoxia) may signal an infection. Significantly, similar signs may be manifestations of a number of clinical conditions unrelated to sepsis, such as hypoglycemia, hypocalcemia, heroin withdrawal, or a CNS disorder.
Preterm infants, particularly ELBW and VLBW infants, are highly susceptible to early sepsis and pneumonia occurring concurrently with RDS, since preterm delivery has been increasingly shown to be associated with a maternal bacterial pathogen. ELBW and VLBW infants are also highly susceptible to fungal and viral infections. Investigation for such agents should begin when sepsis is suspected in this population. Because meningitis is a common sequela of sepsis, the neonate is evaluated for bacterial growth in cerebrospinal fluid (CSF). Clinical signs of neonatal meningitis, particularly in VLBW infants, may not have typical features of older infants. Clinical signs that may indicate possible neonatal sepsis are listed in Box 10-9.
Because sepsis is easy to confuse with other neonatal disorders, the definitive diagnosis is established by laboratory and radiographic examination. Isolation of the specific organism is always attempted through cultures of blood, urine, and CSF. Blood studies may show signs of anemia, leukocytosis, or leukopenia. Leukopenia is usually an ominous sign because of its frequent association with high mortality. An elevated number of immature neutrophils (left-shift), decreased or increased total neutrophils, and changes in neutrophil morphologic characteristics also suggest an infectious process in the neonate. Other diagnostic data that are helpful in the determination of neonatal sepsis include C-reactive protein and interleukins, specifically interleukin-6 (Volante, Moretti, Pisani, et al, 2004; Laborada, Rego, Jain, et al, 2003).
In addition to the institution of rigorous preventive measures such as good hand washing, early recognition and diagnosis are essential to increase the infant’s chance for survival and reduce the likelihood of permanent neurologic damage. Diagnosis of sepsis is often based on suspicion of initial clinical signs and symptoms, and antibiotic therapy is initiated before laboratory results are available for confirmation and identification of the exact organism. Treatment consists of circulatory support, respiratory support, and aggressive administration of antibiotics.
Supportive therapy usually involves administration of oxygen (if respiratory distress or hypoxia is evident), careful regulation of fluids, correction of electrolyte or acid-base imbalance, and temporary discontinuation of oral feedings. Blood transfusion may be needed to correct anemia; IV fluids for shock, electronic monitoring of vital signs, and regulation of the thermal environment are mandatory.
Antibiotic therapy is continued for 7 to 10 days if cultures are positive, discontinued in 36 to 72 hours if cultures are negative and the infant is asymptomatic, and most often administered via IV infusion. Antifungal and antiviral therapies are implemented as appropriate, depending on causative agents.
Prognosis: The prognosis for neonatal sepsis is variable. Severe neurologic and respiratory sequelae may occur in ELBW and VLBW infants with early-onset sepsis. Late-onset sepsis and meningitis may also result in poor outcomes for immunocompromised neonates.
The introduction of new markers for neonatal sepsis such as acute phase proteins, cytokines, cell surface antigens, and bacterial genomes may prove to be particularly helpful in early differentiation of true sepsis from RDS and in guidance for antibiotic therapy (Arnon and Litmanovitz, 2008). Future experimental methods being explored to combat infection in neonates include monoclonal antibody therapy, fibronectin infusion, and lymphokine enhancement.
Nursing care of the infant with sepsis involves observation and assessment as outlined for any high-risk infant. Recognition of the existing problem is of paramount importance. It is usually the nurse who observes and assesses infants and identifies that “something is wrong” with them. Awareness of the potential modes of infection transmission also helps the nurse identify those at risk for developing sepsis. Much of the care of infants with sepsis involves the medical treatment of the illness. Knowledge of the side effects of the specific antibiotic and proper regulation and administration of the drug are vital. Antibiotics are usually administered via a special injection port near the infusion site. The appropriately diluted medication is administered slowly by mechanical pump.
Prolonged antibiotic therapy poses additional hazards for affected infants. Oral antibiotics, if administered, destroy intestinal flora responsible for the synthesis of vitamin K, which can reduce blood coagulability. In addition, antibiotics predispose the infant to growth of resistant organisms and superinfection from fungal or mycotic agents, such as C. albicans. Nurses must be alert for evidence of such complications. Nystatin oral suspension may be administered for prophylaxis against oral candidiasis.
Part of the total care of infants with sepsis is to decrease any additional physiologic or environmental stress. This includes providing an optimum thermoregulated environment and anticipating potential problems such as dehydration or hypoxia. Precautions are implemented to prevent the spread of infection to other newborns, but to be effective, activities must be carried out by all caregivers. Proper hand washing, the use of disposable equipment (e.g., linens, catheters, feeding supplies, and IV equipment), disposal of secretions (e.g., vomitus and stool), and adequate housekeeping of the environment and equipment are essential. Because nurses are the most consistent caregivers involved with sick infants, it is usually their responsibility to ensure that everyone maintains all phases of contact isolation or Standard Precautions.
Another aspect of caring for infants with sepsis involves observation for signs of complications, including meningitis and septic shock, a severe complication caused by toxins in the bloodstream.
A number of viral agents—namely, cytomegalovirus, herpes, hepatitis, and human immunodeficiency virus (HIV)—may also be transmitted to the fetus from the mother. When acquired prenatally (congenital), these viruses represent a serious threat to the infant’s life. (See Table 10-11 for viral infections.)
NEC is an acute inflammatory disease of the bowel with increased incidence in preterm and other high-risk infants; it is most common in preterm infants. Because the signs are similar to those observed in many other disorders of the newborn, nurses must constantly be aware of the possibility of this disease.
The precise cause of NEC is still uncertain, but it appears to occur in infants whose GI tract has suffered vascular compromise. Intestinal ischemia of unknown etiology, immature GI host defenses, bacterial proliferation, and feeding substrate are now believed to have a multifactorial role in the etiology of NEC. Prematurity remains the most prominent risk factor in this disease (Schurr and Perkins, 2008).
The damage to mucosal cells lining the bowel wall is great. Diminished blood supply to these cells causes their death in large numbers; they stop secreting protective, lubricating mucus; and the thin, unprotected bowel wall is attacked by proteolytic enzymes. Thus the bowel wall continues to swell and break down; it is unable to synthesize protective IgM, and the mucosa is permeable to macromolecules (e.g., exotoxins), which further hamper intestinal defenses. Gas-forming bacteria invade the damaged areas to produce intestinal pneumatosis, the presence of air in the submucosal or subserosal surfaces of the bowel.
The prominent clinical signs of NEC are a distended abdomen, gastric residuals, and blood in the stools. Because NEC closely resembles septicemia, the infant may “not look well.” Nonspecific signs include lethargy, poor feeding, hypotension, apnea, vomiting (often bile stained), decreased urinary output, and hypothermia. The onset is usually between 4 and 10 days after the initiation of feedings, but signs may be evident as early as 4 hours of age and as late as 30 days. NEC in full-term infants almost always occurs in the first 10 days of life; late-onset NEC is confined primarily to preterm infants and coincides with the onset of feedings after they have passed through the acute phase of an illness such as RDS.
Radiographic studies show a sausage-shaped dilation of the intestine that progresses to marked distention and the characteristic intestinal pneumatosis—”soapsuds,” or the bubbly appearance of thickened bowel wall and ultralumina. Air may be present in the portal circulation or free air observed in the abdomen, indicating perforation. Laboratory findings may include anemia, leukopenia, leukocytosis, metabolic acidosis, and electrolyte imbalance. In severe cases coagulopathy (disseminated intravascular coagulation) or thrombocytopenia may be evident. Organisms may be cultured from blood, although bacteremia or septicemia may not be prominent early in the course of the disease.
Treatment of NEC begins with prevention. Oral feedings may be withheld for at least 24 to 48 hours from infants who are believed to have suffered birth asphyxia. Breast milk is the preferred enteral nutrient because it confers some passive immunity (IgA), macrophages, and lysozymes.
Minimum enteral feedings (trophic feeding, GI priming) in VLBW infants have gained acceptance. However, the question as to whether or not tropic feeding increases the incidence of NEC remains unanswered. Some studies have shown that such feedings may be protective against NEC in nonasphyxiated preterm infants (Schanler, Shulman, Lau, et al, 1999; Newell, 2000; Hay, 2008). Some researchers, however, suggest there is insufficient evidence to completely advocate for trophic feedings to prevent NEC (Tyson and Kennedy, 2005; Tyson, Kennedy, Lucke, et al, 2007). A study by Kamitsuka, Horton, and Williams (2000) demonstrated a reduction in NEC by 84% after implementation of a standardized feeding protocol in infants weighing 1250 to 2500 g (2.7 to 5.5 lb) who were less than 35 weeks of gestation.
The role of probiotics such as Lactobacillus acidophilus and Bifidobacterium infantis administered with enteral feedings for the prevention of NEC has yet to be explored fully enough to advocate widespread use in all VLBW infants. In some studies probiotics decreased the incidence of NEC (Alfaleh, Anabrees, and Bassler, 2009; Bin-Nun, Bromiker, Wilschanski, et al, 2005). There is evidence that human milk may have a protective effect against the development of NEC (Sisk, Lovelady, Gruber, et al, 2007). The administration of maternal antenatal steroids may prevent NEC in some infants by promoting early gut closure and maturation of the gut barrier mucosa (Thompson and Bizzarro, 2008).
Medical treatment of confirmed NEC consists of discontinuation of all oral feedings; institution of abdominal decompression via nasogastric suction; administration of IV antibiotics; and correction of extravascular volume depletion, electrolyte abnormalities, acid-base imbalances, and hypoxia. Replacing oral feedings with parenteral fluids decreases the need for oxygen and circulation to the bowel. Serial abdominal radiograph films (every 4 to 6 hours in the acute phase) are taken to monitor for possible progression of the disease to intestinal perforation.
With early recognition and treatment, medical management is increasingly successful. If there is progressive deterioration under medical management or evidence of perforation, surgical resection and anastomosis are performed. Extensive involvement may necessitate surgical intervention and establishment of an ileostomy, jejunostomy, or colostomy. Sequelae in surviving infants include short-bowel syndrome, colonic stricture with obstruction, fat malabsorption, and failure to thrive secondary to intestinal dysfunction. Various surgical interventions for NEC are available and depend on the extent of bowel necrosis, associated illness factors, and infant stability. Intestinal transplantation has been successful in some former preterm infants with NEC-associated short-bowel syndrome who had already developed life-threatening complications related to total parenteral nutrition. More than 50% of these patients survived with improved quality of life. Bowel lengthening procedures and intestinal transplantation may be lifesaving options for infants who previously faced high morbidity and mortality (Nucci, Burns, Armah, et al, 2008). Animal research is now under way using tissue-engineered small intestine as a possible lifesaving treatment for short-bowel syndrome (Guner, Chokshi, Petrosyan, et al, 2008).
The nurse is a key factor in the prompt recognition of the early warning signs of NEC. When the disease is suspected, the nurse assists with diagnostic procedures and implements the therapeutic regimen. Vital signs, including blood pressure, are monitored for changes that might indicate bowel perforation, septicemia, or cardiovascular shock, and measures are instituted to prevent possible transmission to other infants. It is especially important to avoid rectal temperatures because of the increased danger of perforation. To avoid pressure on the distended abdomen and to facilitate continuous observation, infants are often left undiapered and positioned supine or on the side.
Conscientious attention to nutrition and hydration needs is essential, and antibiotics are administered as prescribed. The time at which oral feedings are reinstituted varies considerably but is usually at least 7 to 10 days after diagnosis and treatment. Sterile water or electrolyte solution may be given initially, followed by human milk (if available) or elemental formula such as Pregestimil.
Because NEC is an infectious disease, one of the most important nursing functions is control of infection. Strict hand washing is the primary barrier to spread, and confirmed multiple cases are isolated. Persons with symptoms of a GI infection should not care for these or any other infants.
The infant undergoing surgery requires the same careful attention and observation as any infant with abdominal surgery, including ostomy care (as applicable). This disorder is one of the most common reasons for performing ileostomies on newborns. Throughout the medical and surgical management of infants with NEC, the nurse is continually alert for signs of complications, such as septicemia, disseminated intravascular coagulation, hypoglycemia, and other metabolic derangements.
PDA is a common complication of severe respiratory disease in preterm infants. It occurs in the majority of preterm infants under 1200 g (2.6 lb), and the incidence diminishes in direct relationship to increasing birth weight. During fetal life the ductus remains patent through the vasodilatory action of prostaglandin, which is produced by the placenta and circulated to the fetus. Postnatally the increase in oxygen tension has a constricting effect on the ductus, but it may reopen in preterm infants in response to the lowered oxygen tension associated with respiratory impairment.
Lack of ductal smooth muscle in preterm infants also prolongs patency of the ductus arteriosus. Functional closure occurs usually within 3 to 4 days, but complete anatomic closure with fibrosis and permanent sealing of the lumen may take up to 2 to 3 weeks.
Signs of PDA may appear within the first week of life. Early signs are increased Paco2, decreased Pao2, increased Fio2, increased work of breathing, and recurrent apnea. Other signs include bounding peripheral pulses; wide pulse pressure with decreased diastolic blood pressure; pericardial hyperactivity; cardiomegaly; and a systolic or continuous murmur usually referred to as a “machinery-type” murmur, heard loudest in systole. If the PDA is wide open, a murmur may not be heard. Spontaneous closure usually occurs within 12 weeks, but in infants with severe lung involvement, the left-to-right shunting of blood leads to pulmonary edema and may prevent timely weaning from mechanical ventilation. The diagnosis is confirmed by echocardiography.
Therapy consists of careful fluid regulation; respiratory support; and administration of indomethacin or ibuprofen, which inhibit prostaglandin synthetase inhibitor. However, indomethacin inhibits platelet function and affects renal function in neonates, so close monitoring for bleeding and renal dysfunction is necessary if this drug is used. If a ductus reopens after cessation of therapy, readministration of the medication may produce a favorable response; as many as four doses may be used to accomplish ductal closure. Surgical ligation may be necessary if medical therapy is unsuccessful, since ductal shunting is perceived as an important contributor to respiratory distress and BPD.
Nursing observations are important in the recognition and management of PDA. Assisting in early detection, carefully assessing cardiovascular status, and monitoring for complications after implementation of therapy are nursing responsibilities. Activities related to therapy include collection of specimens for laboratory examination, continued assessment of renal function (adequate urinary output, any abnormal laboratory findings such as blood urea nitrogen and creatinine levels), and observation for any bleeding tendencies (Hematest-positive stools or gastric aspirate, oozing from heel sticks or venipuncture sites, and laboratory evidence of clotting abnormalities).
Postoperative care includes monitoring for pneumothorax or atelectasis on the affected side, assessment for bleeding and signs or symptoms of infection, supportive respiratory care, and pain management. Other nursing observations and management are the same as for the high-risk infant and the infant with congenital heart disease. (See Chapter 34.)
Preterm infants tend to develop anemia that is more severe and appears earlier than in more mature infants. It may be a result of hemorrhage during pregnancy or labor and delivery (loss of placental integrity, anomalies of the umbilical cord, fetomaternal hemorrhage), hemorrhage during the neonatal period (ICH, visceral trauma), or blood disorders (hemolytic disease, thrombocytopenia). Anemia may also be iatrogenic from blood withdrawn in the NICU for laboratory tests. Physiologic characteristics of prematurity tend to contribute to the development of anemia (i.e., a decreased red blood cell mass at birth, a drop in the production of hemoglobin, and shortened survival time of red blood cells). This lag in hematopoiesis during continued growth results in physiologic anemia, probably as a consequence of diminished erythropoietin values.
Fortunately, even VLBW infants are able to accommodate the GI absorption of iron required for their high needs. Iron is supplied in iron-fortified formulas or iron supplements as both a preventive and therapeutic measure. Transfusions with packed red blood cells are often required for severe anemia, usually for replacement of blood loss from iatrogenic measures. At 4 to 12 weeks of age, “physiologic anemia” reaches a peak, at which time infants sometimes display signs that suggest true anemia.
One of the most common causes of anemia in acutely ill preterm infants is blood loss associated with frequent sampling for blood gas and metabolic analyses. Therefore an important nursing responsibility is careful monitoring and recording of all blood drawn for tests. It is surprising how easily and rapidly the small total blood volume of preterm infants is depleted by repeated withdrawals. In light of hepatitis and HIV transmission and the potential for other blood-borne pathogens, measures to reduce iatrogenic blood loss and to minimize the need for transfusions of blood products is an important consideration.
Observation for signs of anemia is a vital nursing function. The signs of anemia in the preterm infant are poor feeding, decreased oxygen saturation, systolic murmur, dyspnea, tachycardia, tachypnea, diminished activity, and pallor. However, some infants may not display all these signs. Poor weight gain may be an indication of a lowered hemoglobin level. (Chapter 35 discusses nursing precautions and observations during blood transfusion.)
The current definition of polycythemia is a venous hematocrit of 65% or more (Sarkar and Rosenkrantz, 2008). With a hematocrit above 65%, blood flow becomes increasingly sluggish and hyperviscous, resulting in hypoperfusion of organs. Polycythemia may result from in utero twin-to-twin transfusion and maternal-fetal transfusion, delayed cord clamping or stripping of the umbilical cord, maternal diabetes, or intrapartum asphyxia. The small-for-gestational-age infant is the most at risk for polycythemia; increased red blood cell consumption of glucose further predisposes the infant to hypoglycemia. Infants with polycythemia have a high incidence of cardiopulmonary distress symptoms (PPHN, cyanosis, and apnea), seizures, hyperbilirubinemia, and GI abnormalities.
Appropriate therapy for correcting metabolic disturbances (e.g., hypoxia, hypoglycemia, and hyperbilirubinemia) is implemented. Lowering blood viscosity by partial plasma exchange transfusion may be considered in symptomatic cases.
Nursing care involves watching for signs of polycythemia (e.g., plethora, peripheral cyanosis, respiratory distress, lethargy, jitteriness or seizure activity, hypoglycemia, hyperbilirubinemia) and assisting with diagnostic tests and therapeutic procedures. (Care of the infant with hyperbilirubinemia is discussed in Chapter 9.)
Although often discussed in relation to respiratory dysfunction, retinopathy of prematurity (ROP) is a disorder involving immature retinal vasculature. Formerly known as retrolental fibroplasia, ROP is a term used to describe retinal changes observed in preterm infants. The incidence and severity of the disease correlates with the degree of the infant’s maturity—the younger the gestational age, the greater the likelihood of the development of ROP, with extremely preterm infants being the group most at risk. However, cases have been documented of ROP in full-term infants who received no oxygen therapy (Korones, 2003).
In addition to immaturity, numerous factors have been implicated in the etiology of ROP, including hyperoxemia and hypoxemia, hypercarbia and hypocarbia, PDA, apnea, intralipid administration, IVH, infection, vitamin E and A deficiency, prenatal infection, exposure to light, and genetic factors (Askin and Diehl-Jones, 2009b). Previously considered an iatrogenic disease related to hyperoxia, ROP is now believed to be a complex disease of prematurity with multiple causes and therefore difficult to completely prevent.
Severe vascular constriction in the immature retinal vasculature, followed by hypoxia in those areas, is characteristic of ROP. This appears to stimulate vascular proliferation of retinal capillaries into the hypoxic areas, where veins become numerous and dilate. As new vessels multiply toward the lens, the aqueous humor and vitreous humor become turbid. The retina becomes edematous, and hemorrhages and scarring occurs, which separates the retina from its attachment. This extensive retinal detachment and scarring result in irreversible blindness.
A system of classification has been established to describe the location and extent of the developing vasculature involved (International Committee for the Classification of Retinopathy of Prematurity, 2005). Normal vascular growth proceeds in an orderly fashion from the optic disc toward the ora serrata, the irregular anterior margin of the retina. Box 10-10 outlines the stages of ROP. ROP is further classified by location of damage in the retina and by the extent of abnormally developing vascularization. U.S. guidelines recommend that all infants with a birth weight of less than 1500 g (3.3 lb) or a gestational age of less than 32 weeks, and selected infants who are believed to be at high risk, undergo ROP screening (American Academy of Pediatrics, American Association for Pediatric Ophthalmology and Strabismus, and American Academy of Ophthalmology, 2006). The frequency of follow-up examination is determined by the ophthalmologist and is outlined in the 2006 recommendations. With increased survival of extremely preterm infants, most authorities agree that the incidence of ROP is not likely to decrease until definitive causative factors are identified.
Studies have demonstrated an association between the development of ROP and high arterial oxygen saturations in ELBW and VLBW infants. Fluctuations in arterial oxygen saturation in the first few weeks of life have also been implicated in the development of ROP. Although there is no consensus on the ideal arterial oxygen saturation in preterm infants—to prevent either hypoxemia or hyperoxemia—evidence is mounting that oxygen saturations of 100% are undesirable and may have a significant role in the development of ROP in preterm infants. Further studies are needed to clarify optimal arterial oxygen saturation (Pollan, 2009). Therefore the management and treatment of ROP are primarily aimed at preventing fluctuations in arterial concentrations of oxygen in preterm neonates. Studies also indicate that decreasing ambient light exposure in preterm infants did not decrease the incidence of ROP (Phelps and Watts, 2001).
The early recognition of ROP, treatment, and follow-up care are essential components of disease management. Although prevention is the primary goal of therapeutic management, treatment of retinal pathologic conditions is directed toward arresting the proliferation process. Early treatment of high-risk prethreshold ROP significantly reduced unfavorable outcomes when evaluated at a corrected age of 9 months (Jones, MacKinnon, Good, et al, 2005). Cryotherapy ablation of the avascular retina and laser photocoagulation therapy are the most effective treatments for ROP. Laser photocoagulation is reported to be more effective than cryotherapy, and some studies indicate that early laser treatment produces better outcomes (Drenser and Capone, 2008).
Recently there has been increased interest in the administration of an antivascular endothelial growth factor (anti-VEGF) drug bevacizumab, which arrests the proliferation of vessels and prevents retinal detachment commonly seen in ROP. If successful this therapy may preclude the use of laser therapy (Mintz-Hittner and Best, 2009).
The nursing care of extremely preterm infants and those at risk for development of ROP should focus on decreasing or avoiding events known to cause fluctuations in systemic blood pressure and oxygenation. The infant’s oxygenation status should be carefully monitored and targeted Spo2 ranges maintained for each infant. Individualized care of the preterm infant is essential to aid in further decreasing the incidence of ROP.
Intraoperative nursing care for the infant undergoing either cryotherapy or laser surgery involves proper infant identification, stabilization and monitoring of vital signs as required, monitoring of IV therapy, and administration of the necessary medications. Postoperative nursing care also includes monitoring the infant for signs of pain and appropriate pain management as needed. After surgery the infant’s eyelids will be edematous and closed; the nurse informs the parents of this preoperatively. Eye medications are administered as needed, and the infant’s tolerance of these medications is monitored closely. Most infants are able to bottle- or breast-feed once awake and alert in the postoperative period. When the infant suffers partial or complete visual impairment, the parents need a considerable amount of support and assistance in meeting his or her special developmental needs. (See Chapter 24.)
Neurologic complications are observed with increased frequency in preterm infants and in infants born after a difficult labor and delivery. A disproportionately high incidence of perinatal encephalopathy and psychomotor delay occurs in the high-risk infant population, especially ELBW and VLBW infants. Preterm infants are also more vulnerable to cerebral insults (e.g., hypoxia) and chemical alterations (e.g., decreased blood glucose). In addition, fragility and increased permeability of capillaries and prolonged prothrombin time predispose the preterm infant’s brain to trauma when delicate structures are subjected to increased pressure, such as the forces of labor, high ventilatory pressures, fluid and electrolyte imbalances, sepsis, acidosis, and seizure activity. All these factors contribute to intracranial insults, including traumatic bleeding in the newborn, which consists of four major types: intraventricular, subdural, primary subarachnoid, and intracerebellar.
Hypoxic-ischemic brain injury, or hypoxic-ischemic reperfusion injury, is the most common cause of neurologic impairment observed in term and preterm infants. The brain damage usually results from asphyxia before, during, or after delivery. Ischemia and hypoxemia may occur simultaneously, or one may precede the other. The fetal brain is somewhat protected against mild hypoxic events but may be damaged when there is a decrease in cerebral blood flow, systemic blood pressure, and oxygen and nutrients such as glucose. Subsequent reperfusion after the event may further result in bleeding of the fragile capillaries and tissue ischemia.
Hypoxic-ischemic encephalopathy (HIE) is the resultant cellular damage from hypoxic-ischemic injury that causes the clinical manifestations observed in each case. Such clinical manifestations are variable and may be mild, moderate, or severe. In some infants little or no residual damage may be observed. In general, hypoxia that is severe enough to cause HIE will also damage other organs such as the liver, kidneys, myocardium, and GI tract (Verklan, 2009; Hankins, Koen, Gei, et al, 2002). In the preterm infant HIE may occur in conjunction with IVH. As a consequence of prematurity and general organ and system immaturity, the preterm infant may also suffer hypoxic-ischemic brain damage in the neonatal period as a result of altered cerebral blood flow, systemic hypotension, and decreased cellular nutrients (blood glucose and oxygen).
The site of the hypoxic-ischemic injury varies according to the infant’s gestational age. In the full-term infant the primary ischemic damage is parasagittal cerebral injury with cortical necrosis (deeper region of the brain). In the preterm infant the primary ischemic lesion is in the white matter near the ventricles, or periventricular, with resultant periventricular leukomalacia (Volpe, 2008).
The neurologic signs of encephalopathy appear within the first hours after the hypoxic episode, with manifestations of bilateral cerebral dysfunction. The infant may be stuporous or comatose. Seizures begin after 6 to 12 hours in approximately 50% of the infants, and they become more frequent and severe by 12 to 24 hours. Between 24 and 72 hours the level of consciousness may deteriorate, and after 72 hours persistent stupor, abnormal tone (usually hypotonia), and evidence of disturbances of sucking and swallowing may occur. Muscular weakness of the hips and shoulders occurs in full-term infants, and lower limb weakness occurs in preterm infants. Apneic episodes happen in approximately 50% of the affected infants.
Improvement in the neurologic deficiencies is highly variable and difficult to predict. Infants who demonstrate the most rapid initial improvement appear to have the best prognosis. Myocardial failure and acute tubular necrosis are frequent complications. The major long-term sequelae of hypoxic-ischemic injury are cognitive impairment, seizures, and CP.
Treatment involves aggressive resuscitation at birth, supportive care to provide adequate ventilation and avoid aggravating the existing hypoxia, and measures to maintain cerebral perfusion and prevent cerebral edema. Recent research has shown that therapeutic hypothermia provided by either cooling the infant’s head or the whole body reduces the severity of the neurologic damage when it is applied in the early stages of injury (first 6 hours after delivery) (Azzopardi, Strohm, Edwards, et al, 2009; Edwards and Azzopardi, 2006; Jacobs, Hunt, Tarnow-Mordi, et al, 2007; Laptook, 2009). Seizures are managed as described on p. 371. However, prevention is the most important therapy, and every effort should be made to recognize high-risk pregnancies, monitor the fetus, and initiate appropriate therapy early.
Nursing care is primarily the same as for any high-risk infant: careful assessment and observation for signs that might indicate cerebral hypoxia or ischemia; monitoring of ventilatory and IV therapy; observation and management of seizures; and general supportive care to infants and parents, including guidelines for management in the event of cognitive impairment. During therapeutic hypothermia, the nurse directs care toward careful regulation of the infant’s body temperature according to the parameters in the cooling protocol being used. The protocol also directs the frequency of blood work, vital signs, and other parameters to be monitored such as a continuous brain wave recording. (See Chapter 24.)
Germinal matrix–intraventricular hemorrhage is known by a variety of terms according to the locus of bleeding: intraventricular hemorrhage, periventricular hemorrhage, and subependymal-intraventricular hemorrhage. Most authorities use the term intraventricular hemorrhage (IVH) to describe this disorder, which is responsible for a significant percentage of seriously ill infants and neonatal mortality. The incidence of IVH ranges from 20% to 25% of VLBW infants (McCrea and Ment, 2008). IVH is extremely common in preterm infants, especially ELBW and VLBW infants less than 32 weeks of gestation; the degree of neonatal immaturity correlates with the incidence of hemorrhage, and subsequent neurologic handicap is not uncommon.
During the early months of prenatal development an extensive but fragile vascular network in the region of the ventricles receives a disproportionately large amount of cerebral blood flow. Blood is directed to the germinal matrix located in the periventricular region near the caudate nuclei of the cerebrum. Therefore preterm infants are subject to bleeding in this heavily vascularized region, especially during events that are likely to cause fluctuations in cerebral blood flow, such as hypoxic episodes and the associated increased venous pressure. In IVH the bleeding originates in these capillaries. The blood may rupture through the ependymal lining of the ventricles and fill all or part of the ventricular system. In severe cases the hemorrhage extends into the cerebral parenchyma. Bleeding in the cerebral parenchyma may lead to the development of cystic lesions referred to as periventricular leukomalacia, which is a significant risk factor for CP. Table 10-9 lists the classification of degrees of IVH.
TABLE 10-9
SEVERITY OF GERMINAL MATRIX—INTRAVENTRICULAR HEMORRHAGE
GRADE | EXTENT OF HEMORRHAGE |
I | Germinal matrix hemorrhage with minimum to no IVH; <10% of the ventricle |
II | IVH in roughly 10%-50% of ventricle |
III | IVH with lateral ventricular distention; >50% of ventricle |
III+* | IVH and periventricular hemorrhage |
Data modified from Volpe JJ: Neurology of the newborn, ed 4, Philadelphia, 2008, Saunders.
IVH, Intraventricular hemorrhage.
*Another classification system considers this a grade IV involving parenchymal hemorrhage (Adams-Chapman and Stoll, 2007).
Following bleeding in the ventricle, clots and other debris can obstruct the passages between the ventricles, causing the ventricles to dilate and resulting in the development of hydrocephalus.
Several clinical features are associated with IVH, such as birth asphyxia, early gestational age, LBW, respiratory distress, asynchronous breathing on ventilatory therapy, pneumothorax, low blood glucose, noxious stimulation, hypercarbia, coagulation and platelet disorders, and hypotension. Posthemorrhagic hydrocephalus and damage to the periventricular white matter of the brain (such as in grade III+) are major determinants of associated chronic problems and prognosis.
Volpe (2008) classifies clinical manifestations of IVH into three categories:
1. Catastrophic deterioration—Begins within minutes to hours of the insult with a coma or deep stupor, respiratory abnormalities such as apnea and hypoventilation, fixed pupils, decerebrate posturing, generalized tonic seizures, flaccid quadriparesis, and cardiac arrhythmias
2. Saltatory deterioration—More subtle; signs appear over several hours, may stop altogether, then reappear; signs consist of altered level of consciousness, hypotonia, subtle abnormal eye position and movements, decreased spontaneous or abnormal movements and an abnormally tight popliteal angle; respiratory abnormalities observed in some cases
3. Clinically silent deterioration—Often overlooked clinically, but a sudden unexplained decrease in hematocrit may be the only clinical sign of IVH
Approximately 50% of all IVHs occur on the first postnatal day of life, 25% on the second, 15% on the third, and 10% on or after the fourth day of life (Volpe, 2008).
When IVH is suspected or the infant is at risk, studies of intracranial structures are performed by ultrasonography, computed tomography (CT), or magnetic resonance imaging (MRI). In many NICUs screening with cranial ultrasonography is performed at the bedside (via the anterior fontanel) within hours of birth if there is suspicion of IVH or within 4 to 7 days for high-risk infants (<32 weeks of gestation). A positron emission tomography scan may also be helpful in identifying cerebral blood flow in and around the site of the hemorrhage.
The treatment of IVH is aimed at prevention, particularly of prematurity and any events that may lead to IVH. The maintenance of adequate oxygenation by decreasing iatrogenic events is the key to keeping ELBW and VLBW infants neurologically intact. A number of factors associated with prematurity and RDS may predispose the preterm infant to IVH; these factors include acidosis, electrolyte imbalances and rapid fluid shifts (extracellular to intracellular), administration of hyperosmolar solutions (such as sodium bicarbonate), and hypotension followed by rapid volume expansion. Medical treatment aimed at preventing IVH with vitamin E, maternal vitamin K, pancuronium (to decrease blood pressure fluctuations), ibuprofen, phenobarbital, ethamsylate, magnesium sulfate, indomethacin, and surfactant (for RDS) has met with varying degrees of success. Antenatal betamethasone administration has played a significant role in the reduction of IVH in preterm infants (Volpe, 2008).
In the event of IVH, treatment is both preventive and supportive; prompt detection by clinical signs or periodic ultrasonography is a key element in implementing strategies to prevent further damage. Posthemorrhagic hydrocephalus is a common occurrence within 1 month of the event. Serial lumbar punctures may be used to decrease the amount of CSF and thus decrease ventricular size. A closed reservoir may be attached to an intraventricular shunt, with the reservoir tapped or drained intermittently to relieve pressure on the ventricles. Ventricular dilation (grade III to grade III+) may be managed with shunting (ventriculoperitoneal or subgaleal) or a temporary external ventricular drainage.
The long-term outcome of IVH is variable and unpredictable and is influenced by the size of the hemorrhage and the extent of parenchymal involvement. Infants with small lesions have an excellent prognosis for neurologic outcome (Hill, 2005).
In addition to routine observations and management, the nurse also directs care toward prevention of fluctuations in cerebral blood flow. It has been observed that some nursing procedures increase intracranial pressure. For example, blood pressure increases significantly during ET suctioning in preterm infants, and head positioning produces measurable changes in intracranial pressure. Researchers have found that intracranial pressure is highest when infants are in the dependent position and decreases when the head is in a midline position and elevated 30 degrees.
Cerebral pressure is lower when infants are in a midline position as opposed to a right side-lying position. When the head is turned to the right without body alignment, the resulting venous congestion creates hydrostatic pressure fluctuations that increase intracranial pressure. Infants encumbered with tubes and monitoring equipment are more difficult to turn while maintaining head-body alignment.
Other interventions that may reduce the risk of increased intracranial pressure include avoiding interventions that cause crying (such as painful procedures). Crying (which essentially creates a Valsalva effect) can impede venous return, increase cerebral blood volume, and compromise cerebral oxygenation in LBW infants. Avoid rapid volume expansion following hypotension (primarily in preterms) and administration of hyperosmolar solutions such as sodium bicarbonate. Because air leaks such as pneumothorax produce variable cerebral blood flow, rapid detection and intervention are a key component of nursing care of the high-risk infant. Monitoring serum blood glucose levels and preventing hypoglycemia are also important factors in keeping the infant neurologically intact. Many units practice minimum handling of infants at high risk to avoid fluctuations in cerebral blood flow. In addition, research has implicated noxious external stimuli (e.g., pain and noise) as having a potential role in stimulation that may lead to IVH. Care includes evaluating manipulations and handling and administering analgesics to reduce discomfort.
ICH in neonates, although manifested in the same ways as those described in older children, occurs with different frequencies and different degrees of severity.
A subdural hematoma is a life-threatening collection of blood in the subdural space. The stretching and tearing of the large veins in the tentorium cerebelli, the dural membrane that separates the cerebrum from the cerebellum, is the most common cause. With improved obstetric care this condition has become relatively uncommon; however, it is especially serious because of the inaccessibility of the hematoma to aspiration by subdural tap. Less commonly, hemorrhage occurs when veins in the subdural space over the surface of the brain are torn. (See Head Injury, Chapter 37.)
Subarachnoid hemorrhage, the most common type of ICH, occurs in full-term infants as a result of trauma and in preterm infants as a result of the same types of events that cause IVH. Small hemorrhages are the most common. Bleeding is of venous origin, and underlying contusion may also occur.
Intracerebellar hemorrhage is a common finding on postmortem examination of the preterm infant and can be a primary hemorrhage in the cerebellum associated with skull compression during abrupt, precipitous delivery, or it may occur secondary to extravasation of blood into the cerebellum from a ventricular hemorrhage. In the full-term infant the bleeding may follow a difficult delivery.
Neonatal stroke is reported to occur in 1 in 4000 live term births (Nelson and Lynch, 2004). Neonatal stroke has been defined to encompass all ischemic and hemorrhagic events that affect the venous and arterial distribution of blood supply from early gestation to the first 28 days of life (Golomb, Cvijanovich, and Ferriero, 2006). Perinatal stroke refers to strokes that occur between 28 weeks of gestation and the first 7 days of life, primarily as a result of altered arterial blood flow and ischemia (Nelson and Lynch, 2004). Fetal stroke may occur as early as 8 weeks’ gestation (Kirton and deVeber, 2009).
Neonatal stroke is the second leading cause of seizures in term neonates and may be caused by arterial, thrombotic, or ischemic events that result in altered brain blood flow and infarction. Neonatal stroke is more predominant in males, and there is an increased tendency toward left-sided involvement. Known risk factors for neonatal and perinatal stroke include the presence of maternal and/or fetal factor V Leiden, antiphospholipid, and prothrombin factors (Curry, Bhullar, Holmes, et al, 2007; Simchen, Goldstein, Lubetsky, et al, 2009). Cerebral palsy, motor deficits, epilepsy, and language deficits, and visual deficits may occur as a result of neonatal stroke (Kirton and deVeber, 2009).
Diagnosis with MRI and venography is most accurate because head ultrasonography may be negative with an ischemic event; the electroencephalogram may be normal (Golomb, Cvijanovich, and Ferriero, 2006).
Because neonatal stroke can only be diagnosed retrospectively, it is important for the nurse to be vigilant for apnea or seizure activity in the first year of life, the time when clinical manifestations will appear.
Seizures in the neonatal period are usually the clinical manifestation of a serious underlying disease. The most common cause of seizures in the neonatal period (for term and preterm infants) is HIE secondary to perinatal asphyxia (Volpe, 2008). Although not life threatening as an isolated entity, seizures constitute a medical emergency because they signal a disease process that may produce irreversible brain damage. Consequently, it is imperative to recognize a seizure and its significance so that the cause, as well as the seizure, can be treated (Box 10-11).
The features of neonatal seizures are different from those observed in the older infant or child. For example, the well-organized, generalized tonic-clonic seizures seen in older children are rare in infants, especially preterm infants. The newborn brain, with its immature anatomic and physiologic status and reduced cortical organization, is developmentally insufficient to allow ready development and maintenance of a generalized seizure. The advanced degree of development of limbic structures with connections to the diencephalon and brainstem probably accounts for the higher frequency of seizure manifestations (such as oral movements, oculomotor deviations, and apnea) that originate in these structures.
Seizures in newborns may be subtle and barely discernible or grossly apparent. Because most neonatal seizures are subcortical, they do not have the etiologic and prognostic significance of seizures in children. The type of seizure is seldom important because one may produce any of a variety of manifestations. Neonatal seizures can be divided into four major types: clonic, tonic, myoclonic, and subtle seizures. Table 10-10 lists these classifications in order of frequency (Volpe, 2008). Clonic, multifocal clonic, and migratory clonic seizures are more common in full-term infants.
TABLE 10-10
CLASSIFICATIONS OF NEONATAL SEIZURES
Adapted from Volpe J: Neonatal seizures. In Volpe J: Neurology of the newborn, ed 4, Philadelphia, 2008, Saunders.
Jitteriness or tremulousness in the newborn is a repetitive shaking of an extremity or extremities that may be observed with crying, may occur with changes in sleeping state, or may be elicited with stimulation. Jitteriness is relatively common in newborns, and in a mild degree may be considered normal during the first 4 days of life. Jitteriness can be distinguished from seizures by several characteristics: jitteriness is not accompanied by ocular movement as are seizures; the dominant movement in jitteriness is tremor, whereas seizure movement is clonic jerking that cannot be stopped by flexion of the affected limb; and jitteriness is highly sensitive to stimulation, whereas seizures are not. Further evaluation is indicated if jittery movements persist beyond the fourth day, if the movements are persistent and prolonged after a stimulus, or if they are easily elicited with minimum stimulus.
A tremor is repetitive movements of both hands (with or without movement of legs or jaws) at a frequency of two to five per second and lasting more than 10 minutes. It is common in newborn infants and has a variety of causes, including neurologic damage, hypoglycemia, and hypocalcemia. In most instances tremors are of no pathologic significance.
Early evaluation and diagnosis of seizures are urgent. In addition to a careful physical examination, the pregnancy and family histories are investigated for familial and prenatal causes. Blood is drawn for glucose and electrolyte examination, and CSF is obtained for examination for gross blood, cell count, protein, glucose, and culture. Electroencephalography may help identify subtle seizures but is less helpful in establishing a diagnosis. Other diagnostic procedures, such as CT, ultrasonography, and echoencephalography, may be indicated.
Direct treatment toward the prevention of cerebral damage, correction of metabolic derangements, respiratory and cardiovascular support, and suppression of the seizure activity. The underlying cause is treated (e.g., glucose infusion for hypoglycemia, calcium for hypocalcemia, and antibiotics for infection). If needed, respiratory support is provided for hypoxia, and anticonvulsants may be administered, especially when the other measures fail to control the seizures. Phenobarbital is the drug of choice given intravenously or orally and is used if seizures are severe and persistent. Other drugs that may be used are fosphenytoin sodium, phenytoin (Dilantin), and lorazepam.
The major nursing responsibilities in the care of infants with seizures are to recognize when the infant is having a seizure so that therapy can be instituted, to carry out the therapeutic regimen, and to observe the response to the therapy and any further evidence of seizures or other symptomatology. Assessment and other aspects of care are the same as for all high-risk infants. Parents need to be informed of their infant’s status, and the nurse should reinforce and clarify the practitioner’s explanations. The infant’s behaviors need to be interpreted for the parents, and the infant’s responses to the treatment must be anticipated and their significance explained. Encourage parents to visit their infant and perform the parenting activities consistent with the care plan. Seizures are frightening phenomena and generate a great deal of anxiety and fear, and the staff’s concern, which is justifiable, can heighten that anxiety. Providing support and guidance is an important nursing function.
Before insulin therapy, few women with diabetes were able to conceive; for those who did, the mortality rate for both mother and infant was high. The morbidity and mortality of infants of diabetic mothers (IDMs) have been significantly reduced as a result of effective control of maternal diabetes and an increased understanding of fetal disorders. However, the offspring of diabetic mothers are at risk for a large number of congenital anomalies. Central nervous system anomalies such as anencephaly, spina bifida, and holoprosencephaly occur at rates 10 times higher than any other population of mothers (Gabbe, Niebyl, and Simpson, 2007). Cardiac anomalies such as ventriculoseptal defects are increased fivefold in IDMs, and sacral agenesis and caudal regression occur almost exclusively in IDMs (Gabbe, Niebyl, and Simpson, 2007). Because infants born to women with gestational diabetes mellitus are at risk for many of the same complications as IDMs, the following discussion includes both types of infants.
Critical Thinking Exercise—Infant of a Diabetic Mother
The severity of the maternal diabetes affects infant survival. Several factors determine the severity: duration of the disease before pregnancy; age of onset; extent of vascular complications; and abnormalities of the current pregnancy such as pyelonephritis, diabetic ketoacidosis, pregnancy-induced hypertension, and noncompliance. The single most important factor influencing fetal well-being is the mother’s normoglycemic status. Reasonable metabolic control that begins before conception and continues during the first weeks of pregnancy can prevent malformation in an IDM. Elevated levels of hemoglobin A1c during the first trimester appear to be associated with a higher incidence of congenital malformations.
Hypoglycemia may appear a short time after birth and in IDMs is associated with increased insulin activity in the blood. A standardized definition for neonatal hypoglycemia remains elusive and controversial. At best, authorities agree that reliance on a single numeric value for every clinical situation is inadequate (see Therapeutic Management section). Hypoglycemia in the IDM is related to hypertrophy and hyperplasia of the pancreatic islet cells, causing a transient state of hyperinsulinism.
High maternal blood glucose levels during fetal life provide a continuous stimulus to the fetal islet cells for insulin production. This sustained hyperglycemia promotes fetal insulin secretion that ultimately leads to excessive growth and deposition of fat, which probably accounts for the infants who are large for gestational age, or macrosomic. When the neonate’s glucose supply is removed abruptly at the time of birth, the continued production of insulin soon depletes the blood of circulating glucose, creating a state of hyperinsulinism and hypoglycemia within to 4 hours, especially in infants of mothers with poorly controlled diabetes. Precipitous drops in blood glucose levels can cause serious neurologic damage or death. The birth defects observed in IDMs are thought to occur as a result of multifactorial teratogenic factors, rather than hyperglycemia alone (Leguizamon, Igarzabal and Reece, 2007).
IDMs have a characteristic appearance. They are usually macrosomic for their gestational age, very plump and full faced, liberally coated with vernix caseosa, and plethoric. The placenta and umbilical cord are also larger than average. However, infants of mothers with advanced diabetes may be small for gestational age, have IUGR, or be appropriate for gestational age because of the maternal vascular (placental) involvement. IDMs have an increased incidence of hypoglycemia, hypocalcemia, hyperbilirubinemia, hypomagnesemia, and RDS. Hyperglycemia in the diabetic mother and subsequent fetal hyperinsulinemia may be a factor in reducing fetal surfactant synthesis, thus contributing to the development of RDS. Morbidities in IDMs are the result of exposure to elevated glucose and ketone levels, placental insufficiency, and prematurity. Although large, these infants may be delivered before term because of maternal complications or increased fetal size.
The most effective management of IDMs is careful monitoring of serum glucose levels and observation for accompanying complications such as RDS. Examine these infants for any anomalies or birth injuries, and regularly obtain blood studies for determinations of glucose, calcium, hematocrit, and bilirubin. A common definition of hypoglycemia has not been established. Several authors have suggested the use of operational thresholds at which hypoglycemia should be closely monitored and treated. The researchers recommend close observation in infants with known risk factors such as maternal diabetes and close observation if plasma glucose values are below 45 mg/dl (2.5 mmol/L) (Cornblath, Hawdon, Williams, et al, 2000; Canadian Paediatric Society, 2004; Deshpande and Ward Platt, 2005). If a feeding fails to increase the glucose levels in such cases or if abnormal signs develop, IV glucose should be administered to maintain glucose levels above 45 mg/dl (2.5 mmol/L). A newborn with levels at or below 30 mg/dl should receive IV glucose. Cornblath, Hawdon, Williams, and colleagues (2000) further recommend that therapeutic glucose levels be kept at or above 60 mg/dl (3.3 mmol/L) in neonates with profound, recurrent, or persistent hyperinsulinemic hypoglycemia. Studies confirm the importance of maintaining serum glucose levels above 50 mg/dl (2.8 mmol/L) in hyperinsulinemic infants with hypoglycemia to prevent serious neurologic sequelae (Cowett and Loughead, 2002; Deshpande and Ward Platt, 2005).
Because the hypertrophied pancreas is so sensitive to blood glucose concentrations, the administration of oral glucose may trigger a massive insulin release, resulting in rebound hypoglycemia. Therefore feedings of breast milk or formula begin within the first hour after birth provided that the infant’s cardiorespiratory condition is stable. Approximately half of IDMs do well and adjust without complications. Infants born to mothers with uncontrolled diabetes may require IV infusion of dextrose. Oral and IV intake may be titrated to maintain adequate blood glucose levels. Frequent blood glucose determinations are needed for the first 2 days of life to assess the degree of hypoglycemia present at any given time. Testing blood taken from the heel with point-of-care portable reflectance meters (glucometer) is a simple and effective screening evaluation that can then be confirmed by laboratory examination.
The nursing care of IDMs involves early examination for congenital anomalies and signs of possible respiratory or cardiac problems, maintenance of adequate thermoregulation, early introduction of carbohydrate feedings as appropriate, and monitoring of serum blood glucose levels. The latter is of particular importance because many hypoglycemic infants may remain asymptomatic. IV glucose infusion requires careful monitoring of the site and the neonate’s reaction to therapy; high glucose concentrations (>12.5%) should be infused via a central line instead of a peripheral one. Because macrosomic infants are at risk for problems associated with a difficult delivery, they are monitored for birth injuries such as brachial plexus injury and palsy, fractured clavicle, and phrenic nerve palsy. Additional monitoring of the infant for associated problems (RDS, polycythemia, hypocalcemia, poor feeding, and hyperbilirubinemia) is also a vital nursing function.
There is evidence that IDMs have an increased risk of acquiring metabolic syndrome (obesity, hypertension, dyslipidemia, and glucose intolerance) in childhood or early adulthood; therefore nursing care of IDMs should also focus on healthy lifestyle and prevention later in life (Boney, Verma, Tucker, et al, 2005).
In the 2002 to 2003 National Survey on Drug Use and Health, 4.3% of pregnant women ages 15 to 44 years reported illicit drug use within the past month (Substance Abuse and Mental Health Services Administration, 2005). Given the self-reporting nature of survey data, it is likely that this number is considerably lower than the actual number of substance-using pregnant women. Determining the effects of intrauterine drug and alcohol exposure is difficult for a variety of reasons. Many substance-using women ingest multiple drugs or a combination of drugs and alcohol, and some women who use drugs or alcohol may be undernourished or suffer from chronic medical conditions. Some may not seek prenatal care; for others, the drugs used may be cut with a variety of materials, and the strength, dose, and duration of exposure are likely to be unknown (Schempf, 2007).
Clinical Manifestations: Most infants of drug-dependent mothers appear normal at birth but may begin to exhibit signs of drug withdrawal within 12 to 24 hours, depending on the substance and the mother’s pattern of use. If mothers have been taking methadone, the signs appear somewhat later—anywhere from 1 or 2 days to 2 to 3 weeks or more after birth. The clinical manifestations of withdrawal may fall into one or all of the following categories: CNS, GI, respiratory, and autonomic nervous system signs (Kuschel, 2007). The manifestations become most pronounced between 48 and 72 hours of age and may last from 6 days to 8 weeks (Box 10-12).
In a study of polydrug use during pregnancy the most prominent signs of withdrawal were increased tone, increased respiratory rate, disturbed sleep, fever, excessive sucking, and loose watery stools. Other signs observed included projectile vomiting, mottling, crying, nasal stuffiness, hyperactive Moro reflex, and tremors (D’Apolito and Hepworth, 2001). Although these infants suck avidly on fists and display an exaggerated rooting reflex, they are poor feeders with uncoordinated and ineffectual sucking and swallowing reflexes.
One observation in a large percentage of these infants is generalized perspiring, which is unusual in newborn infants. It is significant that, although drug-exposed infants may have some tachypnea, cyanosis, or apnea, they rarely develop RDS when born near term. Apparently, narcotics or stress factors in the intrauterine environment cause accelerated lung maturation even with a high incidence of prematurity.
Not all infants of narcotic-addicted mothers show signs of withdrawal. Because of irregular and varying degrees of drug use, quality of drug, and mixed drug usage by the mother, some infants display mild or variable manifestations. Most manifestations are the vague, nonspecific signs characteristic of infants in general; therefore it is important to differentiate between drug withdrawal and other disorders before instituting specific therapy. Other states (e.g., hypocalcemia, hypoglycemia, or sepsis) often coexist with the drug withdrawal.
A concern regarding substance abuse is that many of the mothers often use several drugs, such as tranquilizers, nicotine, sedatives, narcotics, amphetamines, phencyclidine (PCP), marijuana, and other psychotropic agents. Of increasing concern in the United States is the number of newborns who are exposed to methamphetamines and selective serotonin reuptake inhibitors in utero.
Therapeutic Management: The treatment of the drug-exposed infant initially consists of modulating the environment to decrease external stimuli. Drug therapies to decrease withdrawal side effects are implemented once neonatal abstinence syndrome (NAS) is identified.
Nursing Care Management: When possible, alert the nursery personnel to the likelihood of a drug-exposed infant requiring admittance. If the mother has had good prenatal care, the practitioner is aware of the problem and substance abuse treatment may have been instituted before delivery. However, a number of mothers deliver their infants without the benefit of adequate care, and the addiction is unknown to health care personnel at the time of delivery. The degree of narcosis or withdrawal is closely related to the amount of drug the mother has habitually taken, the length of time she has been taking the drug, and her drug level at the time of delivery. The most severe symptoms occur in the infants of mothers who have taken large amounts of drugs over a long period. In addition, the nearer to the time of delivery that the mother takes the drug, the longer it takes the child to develop withdrawal, and the more severe the manifestations. The infant may not exhibit withdrawal symptoms until 7 to 10 days after delivery.
Once the presence of NAS is identified in an infant, direct nursing care toward reducing external stimuli that might trigger hyperactivity and irritability (e.g., dimming the lights and decreasing noise levels), providing adequate nutrition and hydration, and promoting positive and nurturing maternal-infant relationships. Providing care on demand rather than on a fixed schedule may help reduce irritability for infants. Appropriate individualized developmental care is implemented, such as care with preterm infants to facilitate self-consoling and self-regulating behaviors (see Table 10-5). Some irritable and hyperactive infants respond to comforting, movement, containment, and close contact. Wrapping infants snugly and rocking and holding them tightly limit their ability to self-stimulate. The infant’s arms should remain flexed with hands close to the mouth for sucking as appropriate; sucking on fingers or hands is a form of self-control and comfort. Arranging nursing activities to reduce disturbances helps decrease exogenous stimulation.
The Neonatal Abstinence Scoring System has been developed to monitor infants in an objective manner and evaluate the infant’s response to clinical and pharmacologic interventions (Finnegan, 1985). This system also assists nurses and other health care workers in evaluating the severity of the infant’s withdrawal symptoms.
Another scoring tool has been recently developed specifically aimed at measuring neurologic behavior and resultant effects on the neonate when substances are used during pregnancy. The NICU Network Neurobehavioral Scale, developed by the National Institutes of Health, provides an assessment of neurologic, behavioral, and stress-abstinence function in the neonate. The test combines items from other tests such as the Neonatal Behavioral Assessment Scale (NBAS); stress-abstinence items developed by Finnegan (1985); and a complete neurologic examination, which includes primitive reflexes and active and passive tone (Law, Stroud, LaGasse, et al, 2003).
Loose stools and poor intake and regurgitation after feeding predispose the infants to malnutrition, dehydration, and electrolyte imbalance. An oral opioid such as morphine may be administered to control loose watery stools (D’Apolito and Hepworth, 2001). It takes considerable time and patience to ensure that these infants receive a sufficient caloric and fluid intake.
Monitoring and recording the activity level and its relationship to other activities, such as feeding and preventing complications, are important nursing functions.
A valuable aid to anticipating problems in the newborn is recognizing drug abuse in the mother. Unless the mother is enrolled in a methadone rehabilitation program, she seldom risks calling attention to her habit by seeking prenatal care. Consequently, infants and mothers are exposed to the additional hazards of obstetric and medical complications resulting from the lack of adequate prenatal care. Moreover, the nature of heroin addiction makes the user susceptible to disorders such as infection (hepatitis B and HIV related to IV needle use), foreign body reaction, and the hazards of inadequate nutrition and preterm birth. Methadone treatment does not prevent withdrawal reaction in neonates, but the clinical course may be modified. Also, intensive psychologic support of mothers is a factor in the treatment and reduction of perinatal mortality. Experience has indicated that mothers are usually anxious and depressed, lack confidence, have poor self-image, and have difficulty with interpersonal relationships. They may have a psychologic need for the pregnancy and an infant.
Initial symptoms or the recurrence of withdrawal symptoms may develop after discharge from the hospital. Therefore it is important to establish rapport and maintain contact with the family so that they return for treatment if this occurs. The demands of the drug-exposed infant on the caregiver are enormous and unrewarding in terms of positive feedback. The infants are difficult to comfort, and they cry for long periods, which can be especially trying for the caregiver after the infant’s discharge from the hospital. Long-term follow-up to evaluate the status of the infant and family is important.
An important aspect of nursing care is identification of an infant who was exposed to drugs in utero. Observation of signs mentioned previously may warrant further investigation so prompt treatment can be implemented. Newborn urine, rarely hair, or meconium sampling may be required to identify drug exposure and implement appropriate early interventional therapies aimed at minimizing the consequences of intrauterine drug exposure. Meconium sampling for fetal drug exposure provides more screening accuracy than urine, since drug metabolites accumulate in meconium (Kuschel, 2007). Urine toxicology screening has less accuracy because it only reflects recent substance intake by the mother (Huestis and Choo, 2002). Meconium testing for drug metabolites has the advantage of being easy to collect, noninvasive, and more accurate.
Pharmacologic treatment is usually based on the severity of withdrawal symptoms, as determined by an assessment tool. Drug therapies to decrease withdrawal side effects include administration of phenobarbital, morphine, diluted tincture of opium, methadone (Coyle, Ferguson, Lagasse, et al, 2002; Johnson, Gerada, and Greenough, 2003) buprenorphine (Kraft, Gibson, Dysart, et al, 2008), or clonidine (Agthe, Kim, Mathias, et al, 2009). A combination of these drugs may be necessary to treat infants exposed to multiple drugs in utero, and careful attention should be given to possible adverse effects of the treatment drugs (Johnson, Gerada, and Greenough, 2003).
Many problems relate to the disposition of infants of drug-dependent mothers. Those who advocate separation of mothers and children argue that the mothers are not capable of assuming responsibility for their infant’s care, that child care is frustrating to them, and that their existence is too disorganized and chaotic. Others encourage the maternal-infant bond and recommend a protected environment such as a therapeutic community; a halfway house; or continuous ongoing, supportive services in the home after discharge. Careful evaluation and the cooperative efforts of a variety of health professionals are required, whether the choice is foster home placement or supportive follow-up care of mothers who keep their infants.
Narcotics, which have a low molecular weight, readily cross the placental membrane and enter the fetal system. When the mother is a habitual user of narcotics, especially heroin or methadone, the unborn child may also become passively physiologically addicted to the drug, which places the infant at risk during the early neonatal period. NAS is the term used by many to describe the set of behaviors exhibited by the infant exposed to chemical substances in utero.
Prescription opioids such as oxycodone (Percodan) have been identified as increasingly popular drugs of abuse, which may cause withdrawal symptoms in neonates (Rao and Desai, 2002). Other chemical substances that may cause neonatal withdrawal include methadone, caffeine, and PCP.
Methadone, a synthetic opiate, has been the therapy of choice for heroin addiction since 1965. Methadone crosses the placenta. An increasing number of infants have been born to methadone-maintained mothers, who seem to have better prenatal care and a somewhat better lifestyle than those taking heroin.
Some question exists concerning the benefits of methadone therapy during pregnancy because of its effect on the fetus. Methadone withdrawal resembles heroin withdrawal but tends to be more severe and prolonged. Signs of methadone withdrawal include tremors, irritability, state lability, hypertonicity, hypersensitivity, vomiting, mottling, and nasal stuffiness (Jansson, Velez, and Harrow, 2004). These infants exhibit a disturbed sleep pattern similar to that seen in heroin withdrawal. They have a higher birth weight than those infants in heroin withdrawal, usually appropriate for gestational age. No increased incidence of congenital anomalies is seen. The American Academy of Pediatrics, Committee on Drugs (2001), has revised its statement regarding breast-feeding for mothers who are in a methadone treatment program, suggesting such mothers be allowed to breast-feed regardless of the methadone dosage; follow-up counseling and monitoring of the mother and infant are recommended.
Late-onset withdrawal occurs at age 2 to 4 weeks and may continue for weeks or months. A higher incidence of SIDS also has been reported in these infants (Wagner, Katikaneni, Cox, et al, 1998). This factor is important for perinatal nurses who coordinate follow-up care for the infant and education for the mother or other caregiver. Community health nurses must know about the potential for withdrawal symptoms to occur.
Therapy for methadone withdrawal is similar to that for heroin withdrawal. The few available follow-up studies of these infants reveal a high incidence of hyperactivity, learning and behavior disorders, and poor social adjustment.
Cocaine, a commonly used illicit drug in the United States, has multiple modes of use. However, use of the relatively inexpensive and easily administered “crack” form increased significantly among pregnant women and women of childbearing age in the 1990s (Askin and Diehl-Jones, 2001; Eyler, Behnke, and Conlon, 1998). Because crack vaporizes at relatively low temperatures, it is smoked and absorbed in large quantities through pulmonary vasculature. The drug readily enters the placenta, placing the fetus at risk (Malanga and Kosofsky, 1999).
Cocaine is a CNS stimulant and peripheral sympathomimetic, and the effects on the fetus may be direct or indirect. Indirect effects include fetal hypoxemia secondary to impaired uterine blood flow. Cocaine also appears to affect fetal cardiac function and suppress the fetal immune system. The difficulties encountered by cocaine-exposed infants are compounded when the mother takes the drug in conjunction with other illicit drugs (Askin and Diehl-Jones, 2001). Studies have found that women who use cocaine in pregnancy are less likely to have adequate prenatal care, are more likely to smoke tobacco and consume alcohol, are more likely to be malnourished, and are more likely to have sexually transmitted infections than nonusers (Tronick and Beeghly, 1999). These variables compound the problem of drug exposure and effects on the fetus.
Clinical Manifestations: Infants who are exposed to cocaine in utero may demonstrate no immediate untoward effects. Previous reports of catastrophic neurologic effects have been published, yet the findings have considerable variability because of poor reliability of maternal history, maternal polydrug use, prematurity, poor social environment, and poor specificity in detecting cocaine exposure. A large meta-analysis of 15,208 pregnancies did not find an association between illicit drug use and congenital anomalies (van Gelder, Reefhuis, Caton, et al, 2009). It may be, however, that habitual cocaine use in pregnancy has negative effects that are too subtle to notice in the newborn and infancy period (Askin and Diehl-Jones, 2001).
Clinical manifestations of intrauterine cocaine exposure include IUGR, decreased head circumference, association with preterm delivery, NEC, cerebral infarcts, respiratory disturbances such as apnea, cardiac arrhythmias, transient electroencephalogram abnormalities, and IVH (Askin and Diehl-Jones, 2001; Chiriboga, Brust, Bateman, et al, 1999). Other findings related to neurobehavioral effects include sleep disturbances; increased tone; jitteriness; delayed language acquisition; behavior problems in school; poor impulse control; hypertonia; abnormal reflexes; poor NBAS scores; significant cognitive delays in the first 2 years; and poor responses to auditory, arousal, and visual stimuli (Chiriboga, Kuhn, and Wasserman, 2007; Chiriboga, Brust, Bateman, et al, 1999; Delaney-Black, Covington, Templin, et al, 1998; Eyler, Behnke, and Conlon, 1998; Schuler and Nair, 1999; Singer, Minnes, Short, et al, 2004; Levine, Liu, Das, et al, 2008). Environmental and sociodemographic factors likely play an important role in the outcome of children exposed to cocaine in utero.
Therapeutic Management: Infants exposed to cocaine alone are less likely than other drug-exposed infants to demonstrate signs of withdrawal. Regardless of the type of drug or substance to which the newborn was exposed, treatment begins with prompt identification of a potential problem by obtaining a comprehensive maternal history, identifying potential risks associated with exposure, and maintaining a safe environment. Newborn urine, hair (rarely), or meconium sampling may be required to identify intrauterine drug exposure and implement appropriate early interventional therapies aimed at minimizing the consequences.
Nursing Care Management: Nursing care of cocaine-exposed infants is similar to that of infants exposed to other drugs. Individualized assessment help determine appropriate intervention strategies. If the nurse identifies hypertonicity and sleep disturbance, the environment is modified accordingly to decrease noxious stimuli. The use of swaddling, containment, gentle rocking, NNS, and undisturbed periods of rest may help promote self-containment and state regulation. As previously noted, tissue samples may be required for identification of drug exposure. Because cocaine is easily passed in breast milk (Winecker, Goldberger, Tebbett, et al, 2001), mothers should be counseled regarding avoidance of breast-feeding. A fussy newborn may be interpreted by caretakers to be consistently hungry, and thus overfeeding and vomiting may be problematic. Provision of a safe environment in which the mother and newborn may interact is imperative. Opportunities for appropriate family bonding and attachment should be provided as with any other newborn. Because a large percentage of women who use cocaine during pregnancy have sexually transmitted infections, consider viral titers and hepatitis screening for the newborn (Askin and Diehl-Jones, 2001).
Referral to early intervention programs, including child health care, parental drug treatment, individualized developmental care, and parenting education, is essential in promoting optimum outcomes for these children. Children exposed to maternal cocaine use often live in impoverished conditions, putting them at high risk for cognitive delays, poor child health care, and inadequate nutrition; they would benefit from an early intervention program (Tronick and Beeghly, 1999, Singer, Minnes, Short, et al, 2004). Comprehensive health care services for both mother and child may be provided at one location in the “one-stop shopping” model (Tanney and Lowenstein, 1997). It is essential that nurses caring for these infants and their mothers understand the depth of the problem of prenatal drug exposure, have a positive attitude toward cocaine-using mothers and their children, be aware of community resources, and encourage positive parenting (Pokorni and Stanga, 1996).
The fetal and neonatal effects of maternal use of methamphetamines in pregnancy are not well known but appear to be dose related (Smith, Yonekura, Wallace, et al, 2003). LBW, preterm birth, and perinatal mortality may be consequences of higher doses used throughout pregnancy. In addition, a higher incidence of cleft lip and palate and cardiac defects has been reported in infants exposed to methamphetamines in utero (Plessinger, 1998). Behavioral changes in infants exposed prenatally to methamphetamines include decreased arousal, increased stress, and alterations in movement (Smith, Lagasse, Derauf, et al, 2008).
Methamphetamine use has increased significantly in the past 10 years in certain regions of the United States. In a 2003 study by Smith, Yonekura, Wallace, and colleagues, 63% of pregnant women using methamphetamines reported using the drug throughout the pregnancy. A higher incidence of preterm delivery and placental abruption was associated with methamphetamine use. In addition, fetal growth restriction (small for gestational age) was slightly higher in methamphetamine-exposed offspring; however, 80% of these neonates’ mothers also had significant alcohol and tobacco use.
Study reports vary in the time of clinical manifestations of withdrawal from this drug; one study did not identify any signs of withdrawal in the first 3 days after birth, but long-term data were not collected (Smith, Yonekura, Wallace, et al, 2003). A study of infants exposed to methamphetamine in utero showed that such infants had significantly smaller head circumferences and birth weights than those not exposed. In addition, the exposed infants exhibited withdrawal signs of agitation, vomiting, and tachypnea, which were not observed in the unexposed infants (Chomchai, Na Manorom, Watanarungsan, et al, 2004). After birth, infants may experience bradycardia or tachycardia that resolves as the drug is cleared from the system. Lethargy may continue for several months, along with frequent infections and poor weight gain. Emotional disturbances and delays in gross and fine motor coordination may occur during early childhood.
The long-term effects of methamphetamine exposure on children living in households where the product is manufactured are not known, but there are early reports of burns in exposed children and concerns regarding the effects of the toxic by-products of methamphetamine production on small children. Skin rashes and respiratory tract illnesses are common problems seen in methamphetamine-exposed children; physical neglect and speech and language developmental delays are of significant concern as well (Crocker, 2005).
Marijuana has replaced cocaine as the most common illicit drug used by women ages 18 to 44 years (nonpregnant and pregnant) in the United States (Ebrahim and Gfroerer, 2003). Marijuana crosses the placenta. Some studies have shown that its use during pregnancy may result in a shortened gestation and a higher incidence of IUGR (Wagner, Katikaneni, Cox, et al, 1998). A review of studies examining the effects of marijuana during pregnancy found inconsistent results regarding the drug’s effect on birth weight and gestational age (Schempf, 2007), but another study reported a strong association between the use of marijuana and a decrease in fetal growth and infant birth weight and length (Hurd, Wang, Anderson, et al, 2005). Other investigators have found a higher incidence of meconium staining (Bandstra and Accornero, 2006). Compounding the issue of the effects of marijuana, especially among women ages 18 to 30 years (Ebrahim and Gfroerer, 2003), is multidrug use, which combines the harmful effects of marijuana, tobacco, alcohol, opiates, and cocaine. Long-term follow-up studies on exposed infants are needed.
Infants and children exposed to alcohol in utero were previously reported to have characteristic facial features, prenatal and postnatal growth failure, and neurodevelopmental deficits. This triad of findings, termed fetal alcohol syndrome (FAS), was attributed to excessive ingestion of alcohol by the mother during pregnancy. It has since been shown that infants may not initially display the dysmorphic facial features. These are believed to be more well defined with increasing age during childhood. A number of terms (including alcohol-related neurodevelopmental birth defects and fetal alcohol spectrum disorders) have been proposed to describe the combination of findings. The umbrella term fetal alcohol spectrum disorder is now recommended to describe the continuum of defects seen in children affected by maternal alcohol intake, including classic FAS at the most severe end of the spectrum.
Critical Thinking Exercise—Fetal Alcohol Syndrome/Effects
The three Centers for Disease Control and Prevention (2005) categories for diagnosis of FAS are (1) growth restriction, both prenatal and postnatal; (2) midfacial dysmorphic facial features; and (3) CNS involvement (structural, neurologic, or functional abnormality). Any single or multiple combination of these may be present in addition to confirmed or unknown history of maternal alcohol consumption. The Institute of Medicine has established diagnostic criteria (Welch-Carre, 2005), which include alcohol-related neurodevelopmental disorder (ARND) and alcohol-related birth defect (ARBD) criteria, but the Centers for Disease Control and Prevention criteria relate exclusively to FAS. The diagnosis of FAS is complicated by the absence of a specific single biologic marker and by manifestations that are often seen in other childhood conditions.
When possible, long-term disabilities are prevented by early evaluation and implementation of therapy. The family should learn any special handling techniques needed for the care of their infant and signs of complications or possible sequelae. When sequelae are inevitable, the family needs assistance in determining how to best cope with the problems, such as with home care assistance, referral to appropriate agencies, or placement in an institution for care.
The major goal of nursing care is prevention of these disorders through provision of adequate prenatal care for the expectant mother and precautions regarding exposure to potentially harmful infections.
FAS is recognized as the leading cause of cognitive impairment (American Academy of Pediatrics, 2000). The incidence of FAS is on the rise in the United States despite public warnings, including the U.S. surgeon general’s warning that consumption of alcohol during pregnancy may cause cognitive impairment and other defects. The incidence of FAS (ARBD) in the United States is about 0.2 to 1.5 per 1000 live births (Centers for Disease Control and Prevention, 2005). The reported incidence of maternal alcohol consumption during pregnancy did not change substantially during the 1991 to 2005 period despite widespread education and information regarding periconceptional and gestational effects of drinking (Centers for Disease Control and Prevention, 2009). Among pregnant women ages 18 to 44 years, the average annual rates were 12.2% for alcohol use and 1.9% for binge drinking. In addition, among nonpregnant women any alcohol consumption was 53.7% while binge drinking was reported to be 12.1%. The Centers for Disease Control and Prevention (2009) found that pregnant women who were older, unmarried, more educated, and employed were more likely to use alcohol.
Alcohol (ethanol and ethyl alcohol) interferes with normal fetal development. The effects on the fetal brain are permanent, and even moderate use of alcohol during pregnancy may cause long-term postnatal difficulties, including impaired maternal-infant attachment. Because there is no known safe level of alcohol consumption in pregnancy, women should stop consuming alcohol at least 3 months before they plan to conceive.
Fetal abnormalities are not related to the amount of the mother’s alcohol intake per se, but to the amount consumed in excess of the liver’s ability to detoxify it. The liver’s capacity to detoxify alcohol is limited and inflexible; when the liver receives more alcohol than it is able to handle, the excess is continually recirculated until the organ is able to reduce it to carbon dioxide and water. This circulating alcohol has a special affinity for brain tissue. There is no specific critical period at which alcohol toxicity may occur, although early gestation is considered the most vulnerable period; however, exposure at any period may cause subtle damage to the developing fetus (Brust, 2009). Other factors that contribute to the teratogenic effects include toxic acetyl aldehyde (a degradation byproduct of ethanol) and other substances that may be added to the alcohol. Poor nutritional state, smoking, polydrug intake, and infrequent or lack of prenatal care may compound the problem of alcohol abuse (Jones and Bass, 2003).
The effects on the fetal brain are reflected in CNS manifestations of FAS (Box 10-13). Cognitive and motor delays, hearing disorders, and a variety of defects in craniofacial development are prominent features (Fig. 10-19). MRI studies of children with diagnosed FAS revealed a high incidence of midbrain anomalies, including displacements in the corpus callosum, and changes in symmetry in the temporal lobes. Alcohol-exposed infants also demonstrate narrowing in the temporal region and reduced brain growth in portions of the frontal lobe (Riley, McGee, and Sowell, 2004). Some affected infants display physical features of the syndrome; behaviors, however, are nonspecific in newborns and may therefore pass undetected. These include difficulty in establishing respiration, irritability, lethargy, poor suck reflex, and abdominal distention.
Fig. 10-19 Infant with fetal alcohol syndrome. (From Markiewicz M, Abrahamson E: Diagnosis in color: neonatology, St Louis, 1999, Mosby.)
Nursing Care Management: Nursing care of affected infants involves the same assessment and observations that are employed for any high-risk infant. Poor feeding is characteristic of infants with FAS and is a significant problem throughout infancy. Strategies to provide individualized developmental care are aimed at reducing noxious environmental stimuli and helping the infant achieve self-regulation (see Developmental Outcome, p. 332). Monitoring weight gain, analyzing feeding behaviors, and devising strategies to promote nutritional intake are especially important.
The effects of FAS have been identified in adolescents and young adults, primarily in relation to growth deficiencies, delayed motor development, and cognitive impairment. In one study children who were exposed to only small amounts of alcohol prenatally showed more aggressiveness, delinquent behavior, and attention problems at 6 to 7 years of age compared with unexposed controls (Sood, Delaney-Black, Covington, et al, 2001). Another study found that young adult offspring prenatally exposed to alcohol had significant alcohol-related problems by age 21 (Baer, Sampson, Barr, et al, 2003). Facial characteristics in adults tend to be more subtle than in infants and children.
Early diagnosis and intervention are reported to be beneficial for reducing the effects of alcohol exposure on the growing child (Stoler and Holmes, 2004); therefore nurses should be actively involved in identifying and referring children exposed to alcohol prenatally.
The dangers of heavy drinking are known, and all women should be counseled regarding the risks to the fetus. The nurse should emphasize to women of all ages that there is no known “safe” amount of alcohol intake during pregnancy that will preclude FASD. Furthermore, FASD is a totally preventable birth defect. A change in drinking habits even as late as the third trimester (when brain growth in the fetus is greatest) is associated with improved fetal outcome.*
Cigarette smoking during pregnancy is clearly associated with significant birth weight deficits—up to 440 g (about 1 lb) in full-term newborns—and there is a definitive dose-response relationship between the number of cigarettes smoked by the mother and these deficits (Law, Stroud, LaGasse, et al, 2003). This dose-related response also affects the Apgar scores. The number of infants with low Apgar scores whose mothers smoked three packs per day is nearly four times higher than for infants whose mothers smoked none or only one pack per day. Large studies indicate that 21% to 39% of the incidence of LBW is attributable to maternal cigarette smoking.
The rate of preterm births is increased in mothers who smoke, but the infants are smaller at all stages of gestation. They show fetal growth restriction in length, weight, and chest and head circumference; these deficits are not related to maternal appetite or weight gain. The concentration of a pharmacologically active substance found in tobacco—nicotine—has been found to be higher in newborns of mothers who smoke than in the mothers themselves. Nicotine is metabolized to cotinine and secreted in breast milk and has a half-life of 70 to 80 minutes. In addition, it is now recognized that neonates may experience withdrawal symptoms after exposure to nicotine, whether in tobacco smoke or chewable form. It has also been shown that cigarette smoking has detrimental effects beyond the neonatal period, with deficits in growth, intellectual and emotional development, and behavior. Maternal smoking and passive smoking by household members has been correlated with an increased incidence of SIDS (Hunt and Hauck, 2006), respiratory tract illnesses (Jorgensen, 1999), spontaneous abortion, premature rupture of membranes, preterm delivery, and deficits in learning and behavior (Shea and Steiner, 2008). (See Environmental Tobacco Smoke Exposure, Chapter 32.)
Nursing Care Management: Nurses are prime candidates for disseminating information to expectant mothers regarding smoking-related risks. Mothers who stop or substantially reduce smoking during pregnancy improve the quality of life for their unborn infants. In one study, infants of expectant mothers who were given information, support, encouragement, practical guidance, and behavior modification during pregnancy delivered infants with significantly higher birth weights than did controls. If mothers continue to smoke while breast-feeding, encourage them to do so immediately after breast-feeding to reduce the amount of nicotine and cotinine in the breast milk. Smoking decreases milk production in the breast-feeding mother (Lawrence and Lawrence, 2005). Parents should make all efforts to avoid second-hand smoke around all infants, but especially around those born with respiratory or cardiac problems and those born prematurely.
The range of pathologic conditions produced by infectious agents is large, and the difference between the maternal and fetal effects caused by any one agent is also great. Some maternal infections, especially during early gestation, can result in fetal loss or malformations because the fetus’s ability to handle infectious organisms is limited and the fetal immunologic system is unable to prevent the dissemination of infectious organisms to the various tissues.
Not all prenatal infections produce teratogenic effects. Furthermore, the clinical picture of disorders caused by transplacental transfer of infectious agents is not always well defined. Some microbial agents can cause remarkably similar manifestations, and it is not uncommon to test for all when a prenatal infection is suspected. This is the so-called TORCHS complex, an acronym for:
To determine the causative agent in a symptomatic infant, perform tests to rule out each of these infections. The O category may involve testing for several viral infections (e.g., hepatitis B, varicella zoster, measles, mumps, HIV, human papillomavirus, and human parvovirus). Although this acronym has received substantial criticism because it does not cover the entire spectrum of congenital infections (Klein, Baker, Remington, et al, 2006), it is still used in clinical settings. Bacterial infections are not included in the TORCHS workup, since they are usually identified by clinical manifestations and readily available laboratory tests. Gonococcal conjunctivitis (ophthalmia neonatorum) and chlamydial conjunctivitis have been significantly reduced by prophylactic measures at birth. (See Chapter 8.) HIV infection is discussed in Chapter 35. The major maternal infections, their possible effects, and specific nursing considerations are outlined in Table 10-11.
TABLE 10-11
INFECTIONS ACQUIRED FROM MOTHER BEFORE, DURING, OR AFTER BIRTH*
CNS, Central nervous system; HBsAg, hepatitis B surface antigen; IV, intravenous.
*This table is not an exhaustive representation of all perinatally transmitted infections. For further information regarding specific diseases or treatment not listed here, refer to American Academy of Pediatrics, Committee on Infectious Diseases, Pickering L, editor: 2009 Red book: report of the Committee on Infectious Diseases, ed 28, Elk Grove Village, Ill, 2009, The Academy.
†Isolation Precautions depend on institutional policy. (See Infection Control, Chapter 27.)
One of the major goals in care of infants suspected of having an infectious disease is identification of the causative organism. Until the diagnosis is established, implement Standard Precautions according to institutional policy. In suspected cytomegalovirus and rubella infections, pregnant personnel are cautioned to avoid contact with the infant. Herpes simplex is easily transmitted from one infant to another; therefore risk of cross-contamination is reduced or eliminated by wearing gloves for patient contact. The American Academy of Pediatrics’ 2009 Red Book: Report of the Committee on Infectious Diseases (2009b) provides guidelines for the type and duration of precautions for most bacterial and viral exposures. Careful hand washing is the most important nursing intervention in reducing the spread of any infection.
Specimens need to be obtained for laboratory examinations, and the infant and parents need to be prepared for diagnostic procedures. When possible, long-term disabilities are prevented by early evaluation and implementation of therapy. Teach the family any special handling techniques needed for the care of their infant and signs of complications or possible sequelae. If sequelae are inevitable, the family will need assistance in determining how they can best cope with the problems, such as assistance with home care, referral to appropriate agencies, or placement in an institution for care. The major goal of nursing care is prevention of these disorders with provision of adequate prenatal care for the expectant mother and precautions regarding exposure to teratogenic infections.
• High-risk neonates may be defined as newborns, regardless of gestational age or birth weight, who have a greater than average chance of morbidity or mortality because of conditions or circumstances superimposed on the normal course of events associated with birth and adjustment to extrauterine existence.
• Identification of high-risk newborns may occur during any of the following stages: prenatal, natal, or postnatal.
• High-risk infants may be classified according to birth weight, gestational age, and morbidity factors.
• Late-preterm infants, by nature of their limited gestation, remain at risk for problems related to thermoregulation, hypoglycemia, hyperbilirubinemia, sepsis, and respiratory function.
• General management of the newborn entails immediate care, protection from infection, monitoring of physiologic data (including heart rate, respiratory activity, temperature, and blood pressure), laboratory data, and systematic assessment of the high-risk infant.
• Assessment of the high-risk newborn includes general, respiratory, cardiovascular, GI, genitourinary, neurologic-musculoskeletal, skin, and temperature assessments.
• Because many of their metabolic processes are immature, high-risk newborns are placed in a heated environment to help maintain thermal stability.
• Because of the immature, fragile skin of preterm infants, the nurse should use caution when applying topical preparations and, when possible, avoid adhesives.
• Meeting the high-risk infant’s nutritional needs requires specific knowledge of physiologic characteristics, the infant’s particular needs, and methods of feeding.
• Delayed development in high-risk neonates is a concern; developmental interventions are individualized to ameliorate the effects and increase infant well-being.
• Parental involvement in the care of high-risk infants is important, and nurses should encourage parent-infant relationships from birth to discharge.
• Prematurity accounts for the largest number of admissions to an NICU.
• Several severe respiratory conditions place the infant at high risk: AOP, RDS, MAS, air leak syndromes, and BPD.
• Therapeutic management of RDS includes oxygen therapy and assisted ventilation.
• Newborns are highly susceptible to infection, particularly septicemia.
• Cardiovascular complications in the high-risk infant may include PDA and PPHN.
• Neurologic disturbances in the high-risk newborn may include perinatal hypoxic-ischemic brain injury, IVH, ICH, neonatal seizures, and stroke.
• Nurses play an important role in end-of-life care of the family of the dying infant.
• Maternal conditions that pose a threat to the newborn include diabetes and substance abuse during pregnancy.
• Prenatal environmental conditions, especially selected maternal viral and bacterial infections and maternal alcohol ingestion, are responsible for high-risk problems in some newborns.
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*PO Box 4079, Schaumburg, IL 60618; 847-519-9585 (order department); www.llli.org. In Canada, La Leche League Canada, PO Box 700, Winchester, ON KOC 2KO; 613-774-4900; www.lalecheleaguecanada.ca.
*307 W. 200 S., Suite 2004, Salt Lake City, 84101; www.familysupportamerica.org.
*PO Box 3696, Oak Brook, IL 60522-3696; 630-990-0010, 877-969-0010; www.compassionatefriends.org.
†Contact Maureen Connelly, 4324 Berrywick Terr., St. Louis, MO 63128; 314-487-7582; e-mail: martha@amendgroup.com; www.amendgroup.com.
*It is important to note that the term addiction is often associated with behaviors whereby the person seeks the drug to experience a high or euphoria, escape from reality, or satisfy a personal need. Newborns are not addicted in a behavioral sense, yet they may experience mild to strong physiologic signs as a result of the mother’s drug use. Therefore to say that an infant born to a mother who uses substances is addicted is incorrect; drug-exposed newborn is a better term, which implies intrauterine drug exposure.
*Further information is available from National Organization on Fetal Alcohol Syndrome, 900 17th St. NW, Washington, DC 20006; 202-785-4585; www.nofas.org; and Fetal Alcohol Syndrome Branch, National Center on Birth Defects and Developmental Disabilities, Centers for Disease Control and Prevention, Atlanta, www.cdc.gov/ncbddd/fas.