Many lung cancers are detected on routine chest film in clients presenting for unrelated medical conditions without pulmonary symptoms, although 90% of the people with lung cancer are symptomatic at diagnosis. Unfortunately, chest radiograph is not sensitive enough to show tumors when they are small and operable and routine screening is not supported by the evidence.
A chest scan called low-dose spiral CT (LDCT) detects tumors too small to be seen on radiographs. There are some concerns with the LDCT (e.g., cost, false-positive findings, unnecessary biopsies of small benign tumors), although the availability of this type of diagnostic procedure may bring about annual screening for lung cancer for those at risk. However, mass screening for lung cancer with CT is not currently advocated because to date no randomized population trial has demonstrated a significant reduction in lung carcinoma mortality as a result of any screening intervention.25,274
Lung imaging fluorescence endoscope (LIFE) can literally light up cancerous (and preinvasive cancerous) cells using intravenously administered radioactive tracer that attaches to these cells. When the person is imaged with a special camera, the cancer cells show up as bright spots. New endoscopy techniques that use white-light color images and tissue autofluorescence images have been used for early detection of lung lesions.464
Without the LDCT chest scan, diagnosis is usually established on sputum cytology for participants in a lung cancer detection program or on bronchoscopy in persons presenting with hemoptysis and a normal chest film. Localization of occult lung tumors is done by fiberoptic bronchoscopy that allows examination to the sixth or seventh branch of the bronchial tree. CT scans are routinely done to assess for metastasis to the mediastinum, liver, and adrenals. Other routine procedures include evaluation of serum chemistry values to look for electrolyte abnormalities (see Chapter 5), especially those associated with paraneoplastic syndrome (see Chapter 9), evaluation of renal and hepatic function, hematologic profiles, and ECG analysis.
At this point, there is no evidence to support sputum-based cellular diagnostics for cancer screening. New tests under development include the electronic nose that uses “smell prints” to identify individuals with cancer; blood tests for specific elevated proteins in serum; and testing for abnormal DNA in sputum.226
NSCLC of the lung is staged at the time of initial presentation and used to estimate the person’s prognosis and to determine intervention. The tumor, nodes, metastasis (TNM) staging system is used (see explanation in Chapter 9) and provides the basis for selecting cases for resection. Tumors confined to the lung without any metastases, regional or distant, are classified as stage I, and tumors associated with only hilar or peribronchial lymph node involvement (N1) are classified as stage II. Locally advanced tumors with mediastinal or cervical lymph node metastases and those with extension to the chest wall, mediastinum, diaphragm, or carina are classified as stage III tumors. Finally, tumors presenting with distant metastases (M1) are classified as stage IV.
SCLC is usually not considered a surgical disease requiring staging but rather is designated as limited or extensive disease. Limited disease is defined by involvement of one lung, the mediastinum, and either or both ipsilateral and contralateral supraclavicular lymph nodes (i.e., disease that can be encompassed in a single radiation therapy port). Spread beyond the lung, mediastinum, and supraclavicular lymph nodes is considered extensive disease.
Awareness of the influence of growth factors, oncogenes, and tumor suppressor genes, as well as signal transduction and angiogenesis pathways on the natural history of cancer cells, has led to attempts to develop new molecular-based strategies directed at interrupting tumor cell growth. Treatments using monoclonal antibodies, inhibitors, antiangiogenic substances, and gene transfer and alteration are still under investigation.68
In the meantime, current treatment with new agents used in combination, as well as when combined with radiation and hormones, has led to an improved response rate in the treatment of some lung cancers.67 Photodynamic therapy is used successfully with tumors in the airways. Photochemical sensitization of the tumor precedes laser therapy that causes necrosis of the cancer.305 Chemotherapy approaches are numerous and address different targets. Newer agents that inhibit epidermal growth factor receptors are showing promise alone and in combination with other drugs.420
Surgical resection in the treatment of SCLC is not usually considered and when used, seems most effective for clients in the early stages of SCLC, after combination chemotherapy, which is the cornerstone of treatment for all stages of this disease, resulting in high response rates (65% to 85%).238 For clients with more advanced disease, surgery causes unnecessary risk and stress, with no valid benefits. Laser therapy is a surgical treatment used when the tumor mass is causing nonresectable bronchial obstructions and when accessible by bronchoscope.
SCLC is quite sensitive to radiation therapy, which, in conjunction with chemotherapy, is now routinely administered to those with limited disease.42 Individuals with extensive disease usually receive combination chemotherapy initially. Other treatment options depend on the clinical manifestations and client needs (e.g., radiation therapy may be administered to the brain, bone, spine, or other sites of metastasis). In the future, tumor growth may be halted by replacement or substitution of mutated tumor suppressor gene functions or biochemical modulation of oncogene products. New forms of immunotherapy may also be targeted specifically toward mutant oncogenes in cancer cells.
Options for palliative treatment of late obstructing NSCLC by photodynamic therapy, brachytherapy, electrocautery, cryotherapy, and laser therapy are currently being used as primary treatment of early disease with some success.286 Surgical resection by lobectomy or pneumonectomy for treatment of stage I carcinoma is recommended with curative intent.274,391 Postoperative radiation is considered harmful and is not recommended, particularly in early stage NSCLC.348 Concurrent chemoradiation reduces risk of death at 2 years by 14% and 7% compared to radiation alone.365b
For stage III NSCLC, surgery is usually not warranted. Combinations of treatments appear to help, but optimal treatment techniques and dose are controversial and primarily directed to increasing survival time.223,358 Approach to stage IV disease is palliative and depends on location and extent of disease and clinical manifestations. For example, clients who develop spinal cord compromise secondary to metastatic disease can be palliated effectively with short-course external-beam radiotherapy.
SVC obstruction can also be ameliorated by chemotherapy and radiotherapy as well as the placement of stents.365 Short-term radiotherapy can also reduce some lung symptoms.267 Chemotherapy has also been useful in improving palliation and increasing survival in stage IV disease.394
The curability of lung cancer remains poor because by the time lung cancer is detected, invasion and metastasis have already occurred. The prognosis is influenced by the stage of the disease at presentation, the cell type, the treatment that can be given, and the status of the client at the time of diagnosis (e.g., people who are ambulatory respond to treatment better than those who are confined to bed more than 50% of the time).
Other factors associated with poor prognosis include weight loss of more than 10% of body weight in 6 months and generalized weakness. Overall 5-year survival rate among older blacks with NSCLC is significantly lower compared with whites, largely explained by lower rates of surgical treatment.24 Although women appear to be more susceptible to lung cancer, they have higher survival rates.142
Currently, with treatment, only 14% of people with lung cancer survive beyond 5 years after diagnosis, but if caught early, lung cancer can be cured up to 70% of the time. Survival without treatment is rarely possible, and most untreated persons die within 1 year of diagnosis, with a median survival of less than 6 months. Curative treatment requires effective control of the primary tumor before metastasis occurs. Chemotherapy is usually combined with surgery or irradiation for more advanced tumors.
Other factors thought to confer poor prognosis include male gender, age older than 70 years, prior chemotherapy, elevated serum lactic dehydrogenase levels, low serum sodium, and elevated alkaline phosphatase levels (see Tables 40-14 and 40-15).
Pulmonary Embolism and Infarction
Pulmonary embolism (PE) is the lodging of a blood clot in a pulmonary artery with subsequent obstruction of blood supply to the lung parenchyma. Although a blood clot is the most common cause of occlusion, air, fat, bone marrow (e.g., fracture), foreign intravenous material, vegetations on heart valves that develop with endocarditis, amniotic fluid, and tumor cells (tumor emboli) can also embolize and occlude the pulmonary vessels.
PE is common, and in the United States the incidence is estimated at approximately 600,000 cases and 50,000 to 200,000 deaths annually.254 It is the most common cause of sudden death in the hospitalized population. The overall incidence of PE appears to be declining, probably because of better treatment of established deep vein thrombosis (DVT) and increased use of thromboprophylaxis.
The most common cause of PE is DVT originating in the proximal deep venous system primarily of the lower extremity, but 20% come from the upper extremity. PE encompasses embolism from many sources, including air, bone marrow, arthroplasty cement, amniotic fluid, tumor, and sepsis. Before the introduction of routine prophylaxis with heparin (now low-molecular-weight heparin [LMWH]) or warfarin sodium (Coumadin), the incidence of DVT after hip fracture, total hip replacement, or other surgeries involving the abdomen, pelvis, prostate, hip, or knee was extremely high.
Three major physiologic risk factors linked with PE are (1) blood stasis (e.g., immobilization caused by prolonged trips including air travel or spinal cord injury; bed rest, such as with burn cases, pneumonia, or obstetric and gynecologic clients; fracture care with casting or pinning; and older or obese populations); (2) endothelial injury (local trauma) secondary to surgical procedures (as late as 1 month postoperatively), trauma, or fractures of the legs or pelvis; and (3) hypercoagulable states (e.g., oral contraceptive use, cancer, and hereditary thrombotic disorders).
Major clinical risk factors for PE (DVT) include immobility; abdominal/pelvic surgery; hip/knee replacement; late pregnancy; cesarean section; lower limb fractures; malignancy of pelvis or abdomen; and previous PE. Minor risk factors include congenital heart disease; congestive heart failure; hypertension; superficial venous thrombosis; indwelling catheter; COPD; oral contraceptives; hormone replacement therapy; neurologic disability; long distance travel; obesity; and smoking.254
In DVT, clots form in the popliteal or iliofemoral arteries (50%) and deep calf veins (5%) or subclavian vein (up to 20%). Part or all of the clot may embolize, traveling through the venous system, the right side of the heart, and into the lungs. Each embolus is a mass of fresh or organizing thrombus comprised of alternating bands of red cells, fibrin strands, and leukocytes with a rim of fibroblasts at the periphery Any level of the pulmonary artery, from the main trunk to the distal branches, is a site for emboli to lodge. This causes an area of blockage and ischemic necrosis to the area perfused by that vessel.
PE ranges from peripheral and clinically insignificant to massive embolism and sudden death. PE may lead to V/Q mismatch, which leads to hypoxia. PE and DVT should be considered part of the same pathologic process, and in fact, studies showed that a large percentage of people with DVT but no symptoms of PE also had evidence of PE on lung scanning. Conversely, people with PE often have abnormalities on ultrasonographic studies of leg veins.167
In addition to the loss of capillary beds, pulmonary emboli cause vasoconstriction as a result of vasoactive mediators released by activated platelets, increased pulmonary vascular resistance, pulmonary hypertension, and right ventricular failure (in severe cases).
Clients may be asymptomatic in the presence of small thromboemboli or sustain cardiac arrest, depending on the size and location of the embolus and the individual’s preexisting cardiopulmonary status. Common symptoms in people with PE include dyspnea (84%), pleuritic chest pain (74%), apprehension (59%), and cough (53%). Common signs include tachypnea greater than 16 breaths/minute (92%), rales (58%), accentuated S2 (53%), tachycardia (44%), and fever (43%). Other signs and symptoms may include hemoptysis, diaphoresis, S3 or S4 gallop, lower extremity edema, cardiac murmur, and cyanosis.254
A DVT may present up to 2 weeks postoperatively as tenderness, leg pain, swelling (a difference in leg circumference of 1.4 cm in men and 1.2 cm in women is significant), and warmth. One exception to this presentation is the person who has been immobilized for a prolonged period in a cast. Immobilization causes muscle atrophy in the involved leg, so equal leg circumference should be a clinical red flag for medical evaluation.
A positive Homans’ sign (deep calf pain on slow dorsiflexion of the foot or gentle squeezing of the affected calf) is not specific for this condition and should not be relied on because it also occurs with Achilles tendinitis and gastrocnemius and plantar muscle injury. Only one-half of the people with DVT experience pain with this test in the presence of a thrombus. Other signs of DVT may include subcutaneous venous distention, discoloration, swelling, warmth, a palpable cord (superficial thrombus), and pain on placement of a blood pressure cuff around the calf (considerable pain with the cuff inflated to 160 to 180 mm Hg).
PE is difficult to diagnose because the signs and symptoms are nonspecific. PE may mimic (and even coexist with) pneumonia, congestive heart failure, pericarditis, myocardial infarction, pneumothorax, anxiety, and even rib fractures. The physician must also differentiate conditions that can mimic thromboembolism to the calf such as cellulitis, muscle strain or rupture, lymphangitis, and rupture of a Baker cyst. Circumstances such as the onset of chest pain or dyspnea in hospitalized, postsurgical, or trauma cases are highly suspicious of PE.
Clinical screen and need for further testing are conducted using Wells, Wicki, or Charlotte criteria and nonimaging laboratory tests (especially D-dimer, which is a by-product of fibrin crosslinks). Negative clinical assessment and D-dimer test may limit the need for further testing.293 ABGs are not helpful in the physician’s differential diagnosis.
Using combinations of additional tests to rule out or rule in PE to make the diagnosis is optimal. V/Q scans can rule out PE if it is normal in the presence of normal x-ray and with no other cardiopulmonary disease.254
Alveolar dead space evaluation in combination with D-dimer created a false negative response of less than 1%. Echocardiogram can detect PE in 80% of cases. Conventional angiogram has potential for serious side effects and has poor reliability. Spiral CT scan has become the initial diagnostic tool and is useful to exclude PE.201 The major disadvantage of spiral CT is its inability to visualize beyond fourth-order branches of the pulmonary artery so that small distal emboli are not seen. Compression ultrasonography is used for the detection of DVT, but a negative result should not rule out DVT.
The management of DVT and PE has changed dramatically in the last few years. Given the mortality of PE and the difficulties involved in its clinical diagnosis, prevention of DVT and PE is crucial. Primary prevention of DVT through the prophylactic use of anticoagulants is important for persons undergoing total hip replacement, major knee surgery, abdominal or pelvic surgery, prostate surgery, and neurosurgery. In fact, anyone hospitalized should be evaluated for risk of PE and placed on prophylaxis as appropriate.
LMWH (anticoagulant now replacing unfractionated heparin) is the most common agent for prophylaxis because it prolongs the clotting time and allows the body time to resolve the existing clot, thereby preventing further development of the thrombus; it does not reduce the immediate embolic risk or enhance clot lysis. LMWHs have fewer major bleeding complications and do not require laboratory monitoring of coagulation tests to adjust medications. The U.S. FDA has approved outpatient treatment of DVT with the LMWH enoxaparin as a bridge to warfarin. Warfarin (Coumadin), an oral anticoagulant, is used simultaneously with heparin or during the transition from intravenous to oral anticoagulant with a targeted activated partial thromboplastin time of 1.5 to 2.5 times the baseline value and an international normalized ratio of 2 to 3 (see discussion in Chapter 40).
Prophylaxis and treatment with these medications for PE and DVT are different (see further discussion in the section on Thrombophlebitis in Chapter 12). Direct thrombin inhibitors, fondaparinux, idraparinux, and ximelagatran, have been shown to be at least as effective as LMWH and well tolerated.313
Thrombolytic therapy (a controversial, expensive treatment used with massive embolism) to lyse pulmonary thromboemboli in situ is accomplished through the use of thrombolytic agents, such as streptokinase, urokinase, recombinant tissue plasminogen activator, and newer agents, such as reteplase, saruplase, and recombinant staphylokinase, that enhance fibrinolysis by activating plasminogen, generating plasmin.
Plasmin directly lyses thrombi both in the pulmonary artery and in the venous circulation and has a secondary anticoagulant effect. Successfully utilized, pulmonary embolism thrombolysis reverses right-sided heart failure rapidly and safely. There is limited evidence that thrombolytics are better than heparin for PE122 but moderate evidence that they effective in reducing postthrombotic syndrome and maintaining vessel patency.443b
Surgical implantation of a filter in the vena cava may be used to prevent PE in anyone who cannot tolerate anticoagulation therapy by filtering the blood and preventing clots from moving past the screen. There is an increased risk of caval occlusion and dependent edema as a result of obstruction of the filter with this procedure. As temporary measures, the filters are helpful, but permanent filters have not improved survival rates.313 Other procedures used in the case of massive DVT or hemodynamically unstable PE may include thrombectomy and embolectomy performed surgically in an angiography laboratory.
Mechanical compression reduces the risk of DVT by two-thirds alone and by 50% when used with anticoagulants. There was also a risk reduction for PE by two-fifths.359
PE is the primary cause of death for as many as 100,000 people each year (perhaps double that amount) and a contributory factor in another 100,000 deaths annually. About 10% of victims die within the first hour, but prognosis for survivors (depending on underlying disease and on proper diagnosis and treatment) is generally favorable. Clients with PE who have cancer, congestive heart failure, or chronic lung disease have a higher risk of dying within 1 year than do clients with isolated PE.
Small emboli resolve without serious morbidity, but large or multiple emboli (especially in the presence of severe underlying cardiac or pulmonary disease) have a poorer prognosis. PE may recur despite LMWH therapy, most commonly in people with massive PE or in whom anticoagulant therapy has been inadequate. PE is the leading cause of pregnancy-related mortality in the United States.
Pulmonary hypertension (PH) is high blood pressure in the pulmonary arteries defined as a rise in pulmonary artery pressure of 5 to 10 mm Hg above normal (normal is 15 to 18 mm Hg). There is no definitive set of values used to diagnose pulmonary hypertension, but the National Institutes of Health (NIH) requires a resting mean artery pressure of more than 25 mm Hg at rest and 30 mm Hg during exercise.
The World Health Organization (WHO) met in 1998 and established a classification of pulmonary hypertensive diseases. The classifications includes five major categories: (1) pulmonary artery hypertension (PAH), (2) pulmonary venous hypertension, (3) PAH associated with disorders of the respiratory system or hypoxemia, (4) PAH caused by chronic thrombotic or embolic disease, and (5) PAH caused by disorders directly affecting the pulmonary vasculature. There are several subcategories for each class.388
Primary PH (PPH) is rare, that is—1 or 2 cases per 1 million in the United States. PAH in neonates occurs in 1.9/1000 births from a variety of conditions.177 PPH occurs most commonly in young and middle-aged women (pregnant women have the highest mortality). It may have no known cause (idiopathic), although familial disease (defects in the bone morphogenetic protein receptor type II gene and the transforming growth factor beta have been found)413 accounts for approximately 10% of cases. An epidemic of PAH was caused by the appetite suppressant aminorex fumarate that was sold from 1965 to 1968. This drug produced the same vascular lesions as those seen in PPH and was the stimulus for new research.133
PPH is characterized by diffuse narrowing of the pulmonary arterioles caused by hypertrophy of smooth muscle in the vessel walls and formation of fibrous lesions in and around the vessels. The underlying cause of these changes is unknown, but looking beyond simple pulmonary vasoconstriction, it is now recognized that defects in endothelial function, pulmonary vascular smooth muscle cells, and platelets may all be involved in the pathogenesis and progression of PPH.
Endothelial-cell injury may result in an imbalance in endothelium-derived mediators (too many “bad” mediators). Impaired endothelium release may account for reduced production of N2O, a vasodilator, from the airways resulting in vasoconstriction.
Defects in ion channel activity in smooth muscle cells in the pulmonary artery also may contribute to vasoconstriction and vascular proliferation.211 These changes create increased resistance to the right side of the heart, which can eventually cause heart failure (cor pulmonale).
Secondary pulmonary hypertension is caused by any respiratory or cardiovascular disorder that increases the volume or pressure of blood entering the pulmonary arteries; narrows, obstructs, or destroys the pulmonary arteries; or increases the pressure of blood leaving the heart (pulmonary veins).
Increased volume or pressure overloads the pulmonary circulation whereas narrowing or obstruction elevates the blood pressure by increasing resistance to flow within the lungs. For example, COPD destroys alveoli and associated capillary beds thus increasing pressure through the remaining vasculature. Left sided heart failure causes blood to “back up” and thus resistance is increased.
With persistent PAH, the result is right ventricular hypertrophy and eventual cor pulmonale.
Signs and symptoms of secondary pulmonary hypertension are difficult to recognize in the early stages when the symptoms of the underlying disease are more prominent.
The most common symptoms of primary or secondary pulmonary hypertension are atypical cardiorespiratory symptoms, such as fatigue, weakness, chest discomfort or pain, syncope, peripheral edema, abdominal distention, and unexplained SOB, beginning with exercise and later occurring with minimal activity or at rest.31
PPH can be difficult to diagnose, and there is usually a delay of 1 to 2 years between onset of symptoms and diagnosis. Sometimes the first indication of pulmonary hypertension is seen incidentally on a chest radiograph or ECG. The x-ray study may show rib scalloping (erosion of the inferior aspect of the ribs) from dilation of the arteries supplying the ribs. Standard assessment should include a physical examination of heart and lung auscultation and observation and palpation for jugular vein distention, hepatomegaly, and peripheral edema. Chest x-ray, electrocardiogram, and Doppler echocardiogram are also part of the screening.
If PAH is suspected, then additional testing is done to determine severity and to choose appropriate treatment. Essential testing should include pulmonary function tests; oximetry; V/Q scan; blood tests, including complete blood count (CBC), HIV, and antinuclear antibody (ANA) tests; test for exercise capacity (usually 6-minute walk test); and right heart catheterization (with and without vasodilator).31 Additional tests, such as spiral CT or angiography, may be needed. Right heart catheterization is needed to confirm the diagnosis.
Synthetic prostacyclin and prostacyclin analogues (vasodilators) are effective in improving tolerance to exercise and hemodynamics. Intravenous administration of the synthetic prostacyclin, epoprostenol (Flolan), is the only treatment that has improved survival. Inhaled prostacyclins have shown some promise with short-term improvement and may be beneficial in early stages of PAH.106
Endothelin-1 receptor antagonists work to counteract the vasoconstriction caused by overproduction of endothelin-1. Investigational oral drug therapy used to treat pulmonary hypertension (e.g., Sitaxsentan or Ambrisentan) has shown promise in improving exercise capacity and hemodynamics. The PDE5 inhibitor, Sildenafil, causes vasodilation and improvement of symptoms, although more research needs to be done with this medication.149,234
Inhaled nitrous oxide (N2O, not nitric oxide, which is NO), a vasodilator, has not been shown to be effective in treatment of PAH in children and has potential toxicity.45 Calcium channel blockers have been effective in children in high doses. There are no controlled studies to support use of diuretics, digoxin, and oxygen in routine treatment of PAH. Anticoagulants are used with success in appropriate individuals, although guidelines need to be clarified.263 Balloon atrial septostomy and lung transplantation are used in end-stage PAH, and heart-lung transplants may be more beneficial because of cor pulmonale.
Other treatment approaches under investigation include gene therapy and focus on pathogenetic factors outside the pulmonary endothelium (e.g., potassium channel defect favoring vasoconstriction and cell proliferation, role of elastase, and circulating blood factors contributing to blood thrombosis). In secondary PH, it is essential to treat the underlying cause.
The progression of PPH varies for each affected individual, but prognosis is poor without heart-lung transplantation. Some individuals may live 5 to 6 years from the time of diagnosis, but most people have a downhill course over a shorter period of time (2 to 3 years) with a fatal outcome.
The cause of death is usually right ventricular failure or sudden death; sudden death occurs late in the disease process. Mortality in the United States has increased notably since 1979, although survival has improved in PPH with the advent of treatment with prostacyclin. Some portion of this reported increase may be related to improvements in diagnostic recognition, and some data suggest that the disease may be more common in the older population than has been previously recognized and reported.260
Secondary PH can be reversed if the underlying disorder is successfully treated. If the hypertension has persisted long enough for the medial smooth muscle layer to hypertrophy, secondary PH is no longer reversible.
Cor pulmonale, also called pulmonary heart disease, is the enlargement of the right ventricle secondary to pulmonary hypertension that occurs in diseases of the thorax, lung, and pulmonary circulation. It is a term that describes the pathologic effects of lung dysfunction as it affects the right side of the heart. Right-sided heart dysfunction secondary to left-sided heart failure, vascular dysfunction, or congenital heart disease is excluded in the definition of cor pulmonale.
Chronic cor pulmonale occurs most frequently in adult male smokers, although the incidence in women is increasing as heavy smoking in females becomes more prevalent. The actual prevalence of cor pulmonale is difficult to determine because cor pulmonale does not occur in all cases of chronic lung disease and because routine physical examination and laboratory tests are relatively insensitive to the presence of pulmonary hypertension. It has been estimated that cor pulmonale accounts for 5% to 10% of organic heart disease.
Pulmonary vascular diseases and respiratory diseases (e.g., emphysema or chronic bronchitis) are the primary causes of cor pulmonale. Emphysema and chronic bronchitis cause over 50% of cases of cor pulmonale in the United States. When a PE has been sufficiently massive to obstruct 60% to 75% of the pulmonary circulation, acute cor pulmonale can occur. Cor pulmonale is frequently the cause of death in COPD.445
Cor pulmonale can also develop under conditions of sustained elevations in intrathoracic pressure associated with mechanical ventilation (and PEEP). The intrathoracic vessels narrow, leading to reduced cardiac output and possible cor pulmonale. Chronic widespread vasculitis, such as occurs in association with the collagen vascular disorders (e.g., rheumatoid arthritis, SLE, dermatomyositis, polymyositis, Sjögren’s syndrome, CREST [calcinosis cutis, Raynaud’s phenomenon, esophageal dysfunction, sclerodactyly, and telangiectasis] syndrome accompanying scleroderma), can also cause chronic cor pulmonale. Occasionally, widespread radiation pneumonitis can be the underlying cause of cor pulmonale.
Other (uncommon) causes include pneumoconiosis, pulmonary fibrosis, kyphoscoliosis, pickwickian syndrome, lymphangitic infiltration from metastatic carcinoma, and obliterative pulmonary capillary changes that cause vasoconstriction and later, hypertension. The feature common to all these conditions that predisposes to cor pulmonale is hypoxia, which leads to vasoconstriction.445
Sustained elevation in pulmonary arterial hypertension can be mediated through persistent vasoconstriction, abnormal vascular structural remodeling, or vessel obliteration (see Pulmonary Hypertension in this chapter). Cor pulmonale develops as these factors increase pulmonary vessel pressure and overload in the right ventricle. Normally, the ventricle is a thin-walled (heart) muscle able to meet an increase in volume and pressure, but long-term pressure overload from hypertension causes the tissue to hypertrophy. In the case of acute cor pulmonale caused by emboli from DVT, the thrombus breaks loose and lodges at or near the bifurcation of the main pulmonary artery. Whether caused by vascular abnormalities or embolic obstruction, there is a marked fall in pressure necessary to drive blood through the compromised vascular bed since the right ventricle is compromised.
Evidence of cor pulmonale may be obscured by primary respiratory disease and appear only during exercise testing. The heart appears normal at rest, but with exercise, cardiac output falls and the ECG shows right ventricular hypertrophy. The predominant symptoms are related to the pulmonary disorder and include chronic productive cough, exertional dyspnea, wheezing respirations, easy fatigability, and weakness.
With a large pulmonary embolus, sudden severe, central chest pain can occur caused by acute dilation of the root of the pulmonary artery and secondary to ischemia. The person may collapse, often with loss of consciousness, and death may occur within minutes if the thrombus is large and does not dislodge. If the thrombus is small or moves more peripherally in response to pounding on the chest or chest compression during resuscitation, acute cor pulmonale develops rather than sudden death.
Low cardiac output causes pallor, sweating, hypotension, anxiety, impaired consciousness, and a rapid pulse of small amplitude. The specific signs associated with cor pulmonale include exercise-induced peripheral cyanosis, clubbing (see Fig. 15-4), distended neck veins, and bilateral dependent edema. Hypoxia can cause pulmonary vasoconstriction and worsen symptoms.
Diagnosis is made on the basis of physical examination, radiologic studies, and ECG or echocardiogram, sometimes both. Echocardiogram can be performed at bedside and can effectively and efficiently detect right ventricular enlargement, as well as excessive right ventricular afterload.219 Pulmonary function tests usually confirm the underlying lung disease. Laboratory findings may include polycythemia present in cor pulmonale secondary to COPD. ECG and chest film may not be diagnostic in the early stages of cor pulmonale.
The primary goal of medical treatment is to reduce the workload of the right ventricle. This is accomplished by lowering pulmonary artery pressure, as in the treatment of pulmonary hypertension (see section in this chapter on Pulmonary Hypertension). Oxygen administration, salt and fluid restriction, and diuretics are essential, as well as treatment of the underlying chronic pulmonary disease, while at the same time relieving the hypoxemia, hypercapnia, or acidosis.
Surgical removal of embolic material is a controversial procedure performed only when a confirmed diagnosis of massive PE with accessible thrombus in the main pulmonary artery or its branches is available. There is no specific surgical treatment available for most causes of chronic cor pulmonale. Heart-lung transplantation for clients with PPH is valuable in late-stage disease.
Since cor pulmonale generally occurs late during the course of COPD and other irreversible disease, the prognosis is poor. Once congestive signs appear, the average life expectancy is 2 to 5 years, but survival is significantly longer when uncomplicated emphysema is the cause. Although cor pulmonale can be caused by obstructive and restrictive lung diseases, restrictive lung diseases have a lower life expectancy once they reach the stage of cor pulmonale.
Collagen vascular diseases, now more commonly referred to as diffuse connective tissue diseases (see Box 12-17), are often associated with pulmonary manifestations, including exudative pleural effusion, pulmonary nodules, rheumatoid nodules in association with coal workers’ pneumoconiosis (Caplan’s syndrome), interstitial fibrosis, and pulmonary vasculitis. All of these pulmonary conditions have been associated with rheumatoid arthritis; all except the nodules and pleural effusion have been seen with SLE; and pleuritis and pneumonitis have been observed in Sjögren’s syndrome, polymyositis, and dermatomyositis.
Pulmonary fibrosis or PH, or both, are commonly part of the clinical picture associated with scleroderma. Polymyalgia rheumatica and temporal arteritis may demonstrate granulomatous inflammation of the pulmonary parenchyma. Approximately one-half of clients with SLE develop lung disease, primarily pleuritis, pleural effusion, or acute pneumonitis. Pulmonary involvement may not be evident clinically, but pulmonary function tests reveal abnormalities in many persons with SLE.
Lupus pneumonitis causes recurrent episodes of fever, dyspnea, and cough. Interstitial pneumonitis leading to fibrosis occurs in a small proportion of people with SLE; the inflammatory phase may respond to treatment, whereas the fibrosis does not. Occasionally, PH develops. Rarely are ARDS and massive intraalveolar hemorrhage fatal pulmonary complications.
Interstitial lung disease can develop before joint involvement becomes evident in rheumatoid arthritis, particularly in men. People with rheumatoid arthritis who are receiving treatment with methotrexate or gold may develop interstitial lung disease that represents a drug hypersensitivity. Penicillamine therapy in clients with rheumatoid arthritis has been implicated in causing bronchiolitis obliterans.
Bilateral upper lobe fibrosis may develop late in ankylosing spondylitis. Lung involvement varies in systemic sclerosis, but there is radiographic evidence of pulmonary disease in a majority of clients. Cutaneous scleroderma can involve the anterior chest wall and abdomen, causing restrictive lung function.
General dryness and lack of airway secretions cause the major problems of hoarseness, cough, and bronchitis in Sjögren’s syndrome, and interstitial lung disease is possible. Only 5% to 10% of clients with polymyositis and dermatomyositis develop interstitial lung disease, but weakness of respiratory muscles contributing to aspiration pneumonitis is common.
Pneumothorax is an accumulation of air or gas in the pleural cavity caused by a defect in the visceral pleura or chest wall. The result is collapse of the lung on the affected side. Pneumothorax is classified as spontaneous or traumatic. Primary spontaneous pneumothorax (PSP) develops with no underlying lung pathology. Secondary spontaneous pneumothorax (SSP) is typically a result of blebs or bullae that occur in COPD, CF, or other lung disorders. Traumatic pneumothoraces are iatrogenic or noniatrogenic34 (Fig. 15-22).
Spontaneous pneumothorax may affect up to 20,000 people per year in the United States. Although pneumothorax can develop at any age, spontaneous pneumothorax is especially common in tall, slender boys and men between the ages of 20 and 40 years. Smoking appears to increase the risk of primary spontaneous pneumothorax in men by as much as a factor of 20 in a dose-dependent manner (i.e., chances increase as number of cigarettes smoked increases.369
The most common causes of iatrogenic pneumothorax are transthoracic needle lung biopsy, subclavian vein catheterization, thoracentesis, transbronchial lung biopsy, and positive pressure ventilation. Surgical procedures that involve the chest wall and abdomen also can precipitate pneumothorax. Pneumothorax can occur with a variety of primary or metastasized lung tumors, but this is an uncommon cause. A single case of CPR training causing a minimally symptomatic pneumothorax has been reported.408 Catamenial pneumothorax is a rare, recurring form that occurs in women who are menstruating and is associated with thoracic endometriosis.248
When air enters the pleural cavity the lung collapses and a separation between the visceral and parietal pleurae (see Fig. 15-3) occurs, destroying the negative pressure of the pleural space. This disruption in the normal equilibrium between the forces of elastic recoil and the chest wall causes the lung to recoil by collapsing toward the hilum. Depending on the individual’s overall lung function, a loss of 40% may be present before symptoms appear.369 The result is SOB and mediastinal shift toward the unaffected side, compressing the opposite lung. The causative pleural defect may be in the lung and visceral pleura (lung lining) or the parietal pleura (chest wall lining). After chest trauma, both air and blood are likely to escape into the pleural space. This is called hemopneumothorax.
Spontaneous pneumothorax occurs when there is an opening on the surface of the lung allowing leakage of air from the airways or lung parenchyma into the pleural cavity. Most often this happens when an emphysematous bleb (blisterlike formation) or bulla (larger vesicle) or other weakened area on the lung ruptures. The majority of people with spontaneous pneumothorax have subpleural bullae that are most likely induced by the degradation of elastic fibers in the lung caused by the smoking-related influx of neutrophils and macrophages. Spontaneous pneumothorax can occur during sleep, at rest, or during exercise and can progress to become a tension pneumothorax. Other causes of this type of pneumothorax include TB, sarcoidosis, lung abscess, ARDS, and PCP.
Traumatic pneumothorax is a secondary pneumothorax with the entry of air directly through the chest wall or by laceration of the lung caused by penetrating or nonpenetrating chest trauma, such as a rib fracture, stab, or bullet wound that tears the pleura.
Open pneumothorax is a type of traumatic pneumothorax occurs when air pressure in the pleural space equals barometric pressure because air that is drawn into the pleural space during inspiration (through the damaged chest wall and parietal pleura or through the parietal pleura and damaged visceral pleura) is forced back out during expiration. This can rapidly lead to hypoventilation and hypoxia.
Iatrogenic pneumothorax develops as a result of direct puncture or laceration of the visceral pleura during attempts at central line placement, percutaneous lung aspiration, thoracentesis, or closed pleural biopsy. Direct alveolar distention can occur with anesthesia, CPR, or mechanical ventilation with PEEP.
Tension pneumothorax can result from any type of pneumothorax and is life-threatening. In tension pneumothorax, the site of pleural rupture acts as a one-way valve, permitting air to enter on inspiration but preventing its escape by closing up during expiration. Under these conditions, continuously increasing air pressure in the pleural cavity may cause progressive collapse of the lung tissue. Air pressure in the pleural space pushes against the already recoiled lung, causing compression atelectasis, and against the mediastinum, compressing and displacing the heart and great vessels. Venous return and cardiac output decrease.457
Dyspnea is the first and primary symptom of pneumothorax, but other symptoms may include a sudden sharp pleural chest pain, fall in blood pressure, weak and rapid pulse, and cessation of normal respiratory movements on the affected side of the chest.
If the pneumothorax is large or if there is a tension pneumothorax, it may push the mediastinum toward the unaffected lung, causing the chest to appear asymmetric and the trachea to move to the contralateral side. The pain may be referred to the ipsilateral shoulder (corresponding shoulder on the same side as the pneumothorax), across the chest, or over the abdomen.
Clinical manifestations of tension pneumothorax include severe hypoxemia, dyspnea, and hypotension (low blood pressure) in addition to the other signs and symptoms of pneumothorax already mentioned. Increased intrathoracic pressure from a tension pneumothorax may result in neck vein distention. Untreated tension pneumothorax may quickly produce life-threatening shock and bradycardia.
Diagnosis is made by chest film at inspiration. CT scan has been shown to be more sensitive in the person with chest trauma.301 There are no specific laboratory tests, but blood gas measurements indicate the degree of respiratory impairment. The presence of dyspnea, tachycardia, decrease or loss of breath sounds, percussive hyperresonance, decreased fremitus, asymmetric chest wall movement, and subcutaneous emphysema (swelling and crepitus with palpation) will assist in the diagnosis.
Depending on the size of the pneumothorax, no specific treatment is required for PSP less than 20% beyond rest and the administration of oxygen to relieve dyspnea.428 However, recurrences are frequent and associated with increased mortality in SSP.
Thoracoscopic procedures of pleurodesis (pleural abrasion, talc poudrage, and pleurectomy) are recommended to prevent further recurrence in SSP and catamenial pneumothorax. Placement of a chest tube is standard procedure for traumatic pneumothoraces.34 Surgical repair is sometimes warranted, particularly with major trauma. In catamenial pneumothorax, hormonal suppression of menses may be required.
Pneumothorax is an unwanted sequela to respiratory distress syndrome in premature infants. The use of prophylactic surfactant significantly reduces the incidence of pneumothorax in this population.396
It is not a good idea to travel by airplane (because of air pressure changes) or to have pulmonary function tests performed (e.g., CF) for at least 2 weeks after a pneumothorax has healed. Encouraging smoking cessation is essential.
There is a low mortality rate with idiopathic pneumothorax, but a corresponding 15% mortality rate for pneumothorax associated with underlying lung disease. From 30% to 50% of affected persons experience a recurrence, and after one recurrence, subsequent episodes are much more likely. The physiologic events associated with tension pneumothorax are life-threatening, requiring immediate treatment.
Definition and Etiologic Factors
Pleurisy (pleuritis) is an inflammation of the pleura caused by viral or bacterial infection, injury (e.g., rib fracture), or tumor (particularly malignant pleural mesothelioma). It may be a complication of lung disease, particularly of pneumonia, but also of TB, lung abscesses, influenza, SLE, rheumatoid arthritis, or pulmonary infarction.
The symptoms develop suddenly, usually with a sharp, sticking chest pain that is worse on inspiration, coughing, sneezing, or movement associated with deep inspiration. Other symptoms may include cough, fever, chills, and rapid shallow breathing (tachypnea). The visceral pleurae is insensitive; pain results from inflammation of the parietal pleurae. Because the latter is innervated by the intercostal nerves, chest pain is usually felt over the site of the pleuritis, but pain may be referred to the lower chest wall, abdomen, neck, upper trapezius muscle, and shoulder. On auscultation, a pleural rub can be heard (sound caused by the rubbing together of the visceral and costal pleurae).
There are two types of pleurisy: wet and dry. The membranous pleura that encases each lung is composed of two close-fitting layers; between these layers is a lubricating fluid. If the fluid content remains unchanged by the disease, the pleurisy is said to be dry. If the fluid increases abnormally, it is a wet pleurisy, or pleurisy with effusion (Fig. 15-23). Inflammation of the part of the pleura that covers the diaphragm is called diaphragmatic pleurisy and occurs secondary to pneumonia.

Figure 15-23 Pleural effusion, a collection of fluid in the pleural space between the membrane encasing the lung and the membrane lining the thoracic cavity, as seen on upright x-ray examination. Pleurisy (pleuritis) is an inflammation of the visceral and parietal pleurae. When there is an abnormal increase in the lubricating fluid between these two layers, it is called pleurisy with effusion.
When the central portion of the diaphragmatic pleura is irritated, sharp pain may be referred to the neck, upper trapezius, or shoulder. Stimulation of the peripheral portions of the diaphragmatic pleura results in sharp pain felt along the costal margins, which can be referred to the lumbar region by the lower thoracic somatic nerves (Fig. 15-24).

Figure 15-24 Diaphragmatic pleurisy. Irritation of the peritoneal (outside) or pleural (inside) surface of the central area of the diaphragm refers sharp pain to the neck, supraclavicular fossa, and upper trapezius muscle. The pain pattern is ipsilateral to the area of irritation. Irritation to the peripheral portion of the diaphragm refers sharp pain to the costal margins and lumbar region (not shown).
Wet pleurisy is less likely to cause pain because there usually is no chafing. The fluid may interfere with breathing by compressing the lung. If the excess fluid of wet pleurisy becomes infected with formation of pus, the condition is known as purulent pleurisy or empyema. Pleurisy causes pleurae to become reddened and covered with an exudate of lymph, fibrin, and cellular elements and may lead to pleural effusion. In dry pleurisy, the two layers of membrane may become congested and swollen and rub against each other, which is painful. Although only the outer layer causes pain (the inner layer has no pain nerves), the pain may be severe enough to require the use of a strong analgesic.
Treatment is usually with aspirin and time or if the pleurisy is severe and unresponsive, NSAIDs. Antibiotics may be prescribed for a specific infection. Sclerosing therapy for chronic or recurrent pleurisy may be recommended.
Pleural effusion is the collection of fluid in the pleural space (between the membrane encasing the lung and the membrane lining the thoracic cavity) where there is normally only a small amount of fluid to prevent friction as the lung expands and deflates (see Fig. 15-23). Pleural fluid normally seeps continually into the pleural space from the capillaries lining the parietal pleura and is then reabsorbed by the visceral pleural capillaries and lymphatics.
The causes of pleural effusions are best considered in terms of the underlying pathophysiology: transudates caused by abnormalities of hydrostatic or osmotic pressure (e.g., congestive heart failure, cirrhosis with ascites, nephrotic syndrome, or peritoneal dialysis) and exudates resulting from increased permeability or trauma (e.g., infection, primary or secondary malignancy, PE, trauma including surgical trauma [e.g., cardiotomy]).
An exudate is a fluid with a high content of protein and cellular debris that has escaped from blood vessels and has been deposited in tissues or on tissue surfaces, usually as a result of inflammation. A transudate is a fluid substance that has passed through a membrane or has been forced out from a tissue; in contrast to an exudate, a transudate is characterized by high fluidity and a low content of protein, cells, or solid matter derived from cells. (See discussion in Chapter 6 and Figs. 6-8 and 6-9.)
Any condition that interferes with either the secretion or drainage of this fluid will lead to pleural effusion. Pleural effusion is common with heart failure and lymphatic obstruction caused by neoplasm. Less common causes include drug-induced effusion, pancreatitis, collagen vascular diseases (SLE or rheumatoid arthritis), intraabdominal abscess, or esophageal perforation. A person of any age can be affected, but it is more common in the older adult because of the increased incidence of heart failure and cancer.
The most common mechanism of pleural effusion is migration of fluids and other blood components through the walls of intact capillaries bordering the pleura. When stimulated by biochemical mediators of inflammation, junctions in the capillary endothelium separate slightly, enabling leukocytes and plasma proteins to migrate out into affected tissues. Rupture of a blood vessel or leakage of blood from an injured vessel causes a form of pleural effusion called hemothorax (see Fig. 15-23).
Malignancy effusion is usually a local effect of the tumor such as lymphatic obstruction or bronchial obstruction with pneumonia or atelectasis. Lymphatic blockage from any cause can result in drainage of the contents of lymphatic vessels into the pleural space. It can also be a result of systemic effects of tumor elsewhere, but in either case, malignant cells in the pleural effusion of a person with lung cancer indicate an inoperable situation.
Clinical manifestations of pleural effusion will depend on the amount of fluid present and the degree of lung compression. A small amount of effusion may be discovered only by chest x-ray examination. Large effusions cause clinical manifestations related to their volume and the rate at which they accumulate in the pleural space causing restriction of lung expansion. Clients usually present with dyspnea on exertion that becomes progressive. They may develop nonspecific chest discomfort; sometimes the chest pain is pleuritic, which is a sharp, stabbing pain exacerbated by coughing or breathing and changes in position. Other symptoms characteristic of the underlying cause of pleural effusion may be the primary clinical picture (e.g., weight loss and fever with TB or cancer or signs of heart failure).
Examination of the pleural fluid via transthoracic aspiration biopsy (surgical puncture and drainage of the thoracic cavity) includes analysis of pH; specific gravity; protein; stains and cultures for bacteria, TB, and fungi; eosinophilia count; and glucose concentration to aid in the differential diagnosis.380
Some markers, such as neutrophil-derived enzymes, may be indicators for necessity of chest tubes for drainage. Chest pain must be differentiated from pain of pericardial or musculoskeletal origin. Chest radiographs and physical examination with possible CT scan are necessary components of the diagnostic process.
Treatment may not be required when the individual is asymptomatic, or if the client is only mildly symptomatic, transthoracic aspiration may be all that is necessary. In the case of an underlying disease process (e.g., congestive heart failure or renal pathologic findings associated with transudates), treatment is aimed toward that condition.
Drainage of the fluid for exudate-caused effusion provides symptomatic improvement but does not significantly alter lung volumes or gas exchange. Removal of fluid associated with malignancy is considered only if the individual is symptomatic and could benefit from aspiration. Repeated aspiration is avoided since significant protein loss can occur and the fluid reaccumulates in 1 to 3 days.
Some (exudate) pleural effusions resolve with antibiotic therapy. Recurrent (exudate) pleural effusions may be treated by pleurectomy (surgically stripping the parietal pleura away from the visceral pleura) and pleurodesis (sclerosing substance introduced into the pleural space to create an inflammatory response that scleroses tissues together). Both of these procedures have negative effects that must be taken into consideration.
Prognosis depends on the underlying disease; in cancer, recurrent pleural effusion may be associated with the terminal stage of disease. Tumor-related effusion generally implies a poor prognosis.
Pleural empyema (infected pleural effusion) is an accumulation of pus that occurs occasionally as a complication of pleurisy or some other respiratory disease, usually pneumonia. It is a normal response to infection but may also occur after external contamination (penetrating trauma, chest tube placement, or other surgical procedure) or esophageal perforation. Symptoms include dyspnea, coughing, ipsilateral pleural chest or shoulder pain, malaise, tachycardia, cough, and fever. In addition to chest films, transthoracic aspiration biopsy may be done to confirm the diagnosis and determine the specific causative organism.
The condition is treated with intercostal chest tube drainage, rest, and sedative cough mixtures. Long-term antibiotics are generally needed and attention must be paid to the person’s nutritional status.84 Intrapleural fibrinolytic agents may have some use reducing need for surgery in patients with empyema.422 See Special Implications for the Therapist: Pleural Effusion in this chapter.
Pleural fibrosis may follow inflammation (especially from asbestos), hemorrhagic effusion, and infection of the pleurae. It can present as localized plaques or diffuse. There appears to be a complex interaction of inflammatory cells, coagulation, profibrotic mediators, and growth factors in this process.316 Early use of corticosteroids may decrease the incidence but is not effective in reducing established fibrosis. Surgical decortication can be effective in resolving symptoms.207
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*For an interesting and insightful look at these and other issues related to TB, the reader is referred to Lerner BH: Contagion and confinement: controlling tuberculosis along the skid row, Baltimore, 1998, Johns Hopkins University Press.
*FEV1 is the forced expiratory volume, a measure of the greatest volume of air a person can exhale during forced expiration; the subscript is added to indicate the percentage of the vital capacity that can be expired in 1 second. FVC is forced vital capacity, a measure of the greatest volume of air that can be expelled when a person performs a rapid, forced expiratory maneuver. This usually takes about 5 seconds.
*Neutrophils, the most numerous type of leukocytes (white blood cells), increase dramatically in number in response to infection and inflammation. However, neutrophils not only kill invading organisms but also may damage host tissues when there are too many.
†Proteases, or proteolytic enzymes, are enzymes that destroy cells and proteins. The airway goblet cells and serous cells of bronchial glands normally secrete a protein called secretory leukoprotease inhibitor, which is capable of inhibiting neutrophils. The cellular interactions associated with smoking result in inactivation of protease inhibitors. This results in an imbalance between proteases and antiproteases (in favor of proteases), allowing even more cellular destruction than warranted by the inflammatory process already present.
*A brief review of this concept may be necessary for an understanding of many pulmonary conditions. For an in-depth discussion the reader is referred to Guyton AC, Hall JE: Textbook of medical physiology, ed 11, Philadelphia, 2005, Saunders. Fluid movement in the lung (as in all vessels) is governed by vascular permeability and the balance of the hydrostatic and oncotic pressures across the capillary endothelium as described by Starling’s equation. Hydrostatic forces favor fluid filtration, whereas oncotic pressure promotes reabsorption. Normally, filtration forces dominate and fluid continuously moves from the vascular space into the interstitium. Extravascular water does not accumulate because the lung lymphatics effectively remove the filtered fluid and return it to the circulation. When the capacity of the lymphatic system is exceeded, if the rate of fluid filtration exceeds its functional capabilities, water accumulates in the loose interstitial tissues around the airways, pulmonary arteries, and eventually, the alveolar walls (alveolar edema).